AUSF vs. FAB ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to First Trust Multi Cap Value AlphaDEX Fund (FAB)
AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.54

Average Daily Volume

34,608

Number of Holdings *

189

* may have additional holdings in another (foreign) market
FAB

First Trust Multi Cap Value AlphaDEX Fund

FAB Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Multi Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Composite 1500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$84.26

Average Daily Volume

3,932

Number of Holdings *

660

* may have additional holdings in another (foreign) market
Performance
Period AUSF FAB
30 Days 1.45% 1.21%
60 Days 2.31% 0.53%
90 Days 7.95% 7.56%
12 Months 37.40% 23.33%
112 Overlapping Holdings
Symbol Grade Weight in AUSF Weight in FAB Overlap
ABG D 0.45% 0.16% 0.16%
ADM D 0.48% 0.43% 0.43%
AFL A 0.12% 0.3% 0.12%
AGCO D 0.47% 0.2% 0.2%
AGNC B 0.51% 0.14% 0.14%
AL C 0.46% 0.2% 0.2%
ALLY F 0.4% 0.15% 0.15%
ARW B 0.53% 0.18% 0.18%
AVT B 0.48% 0.17% 0.17%
BBY A 0.54% 0.29% 0.29%
BEN F 0.44% 0.31% 0.31%
BG F 0.43% 0.39% 0.39%
BRK.A C 1.53% 0.47% 0.47%
C C 0.47% 0.24% 0.24%
CACI B 0.19% 0.05% 0.05%
CADE C 0.47% 0.19% 0.19%
CAG B 0.52% 0.38% 0.38%
CB B 0.08% 0.38% 0.08%
CE D 0.46% 0.4% 0.4%
CFG D 0.48% 0.39% 0.39%
CI C 0.07% 0.09% 0.07%
CMA C 0.57% 0.1% 0.1%
CMCSA C 0.5% 0.43% 0.43%
CNC D 0.55% 0.38% 0.38%
COLB B 0.54% 0.22% 0.22%
CRBG C 0.46% 0.24% 0.24%
CSCO B 1.31% 0.18% 0.18%
CVS D 0.48% 0.41% 0.41%
CVX F 0.08% 0.39% 0.08%
DGX B 0.09% 0.28% 0.09%
DINO F 0.46% 0.18% 0.18%
DTM C 0.58% 0.09% 0.09%
DUK B 0.1% 0.28% 0.1%
ED B 0.09% 0.38% 0.09%
EMN B 0.54% 0.14% 0.14%
F F 0.38% 0.36% 0.36%
FHN D 0.47% 0.13% 0.13%
FITB B 0.51% 0.29% 0.29%
FMC B 0.54% 0.23% 0.23%
FNB D 0.48% 0.13% 0.13%
FOXA B 0.52% 0.49% 0.49%
GAP F 0.46% 0.11% 0.11%
GD C 1.5% 0.09% 0.09%
GM C 0.5% 0.44% 0.44%
HBAN B 0.48% 0.38% 0.38%
HIG B 0.09% 0.39% 0.09%
HII F 0.57% 0.13% 0.13%
HOG C 0.56% 0.24% 0.24%
HP F 0.42% 0.18% 0.18%
HPE C 0.45% 0.37% 0.37%
HPQ C 0.44% 0.17% 0.17%
INTC D 0.32% 0.17% 0.17%
IP C 0.52% 0.05% 0.05%
JNJ C 1.52% 0.19% 0.19%
JXN B 0.53% 0.26% 0.26%
KEY C 0.52% 0.2% 0.2%
KHC C 0.51% 0.36% 0.36%
KMB C 0.09% 0.08% 0.08%
KMI C 0.58% 0.36% 0.36%
KR B 0.13% 0.27% 0.13%
KRC C 0.57% 0.22% 0.22%
L D 0.08% 0.36% 0.08%
LAD B 0.59% 0.25% 0.25%
LBRDK C 0.53% 0.23% 0.23%
LEA D 0.45% 0.16% 0.16%
LMT A 1.59% 0.2% 0.2%
LNC C 0.48% 0.17% 0.17%
LYB D 0.48% 0.34% 0.34%
M F 0.44% 0.1% 0.1%
MDLZ C 0.09% 0.09% 0.09%
MDT B 0.53% 0.19% 0.19%
MOS F 0.45% 0.19% 0.19%
MTB C 0.51% 0.4% 0.4%
NOV F 0.44% 0.18% 0.18%
OGN D 0.45% 0.16% 0.16%
OKE C 0.55% 0.19% 0.19%
OMF D 0.47% 0.13% 0.13%
ONB D 0.47% 0.14% 0.14%
ORI B 0.11% 0.1% 0.1%
OZK F 0.46% 0.18% 0.18%
PB D 0.5% 0.1% 0.1%
PKG B 0.09% 0.2% 0.09%
PNC C 0.51% 0.2% 0.2%
PNW C 0.07% 0.19% 0.07%
PRGO F 0.49% 0.09% 0.09%
PSX F 0.07% 0.39% 0.07%
PTEN F 0.41% 0.17% 0.17%
PVH D 0.48% 0.19% 0.19%
RDN D 0.48% 0.24% 0.24%
REGN D 0.1% 0.09% 0.09%
RF B 0.51% 0.29% 0.29%
SIG C 0.57% 0.22% 0.22%
SNA B 0.07% 0.37% 0.07%
SNX C 0.49% 0.09% 0.09%
SON D 0.51% 0.13% 0.13%
SYF C 0.49% 0.45% 0.45%
T B 1.92% 0.47% 0.47%
TAP D 0.49% 0.22% 0.22%
TRV C 0.12% 0.2% 0.12%
UAL B 0.54% 0.45% 0.45%
UBSI D 0.5% 0.1% 0.1%
UGI B 0.48% 0.09% 0.09%
UNM B 0.6% 0.18% 0.18%
USB C 0.5% 0.29% 0.29%
VTRS D 0.49% 0.38% 0.38%
VZ A 2.03% 0.36% 0.36%
WBS C 0.5% 0.18% 0.18%
WHR C 0.5% 0.08% 0.08%
WMT B 1.59% 0.09% 0.09%
WRB D 0.11% 0.18% 0.11%
XOM D 0.09% 0.34% 0.09%
ZION D 0.46% 0.09% 0.09%
AUSF Overweight 77 Positions Relative to FAB
Symbol Grade Weight
IBM B 2.22%
TMUS B 1.63%
RTX B 1.63%
JNPR A 1.53%
MMC C 1.49%
AJG D 1.48%
ROP C 1.46%
LIN B 1.45%
V C 1.45%
RSG D 1.45%
CME B 1.35%
DOX C 1.35%
WM D 1.35%
ACI F 1.32%
MRK F 1.27%
EA D 1.24%
KO B 1.22%
MCD B 1.2%
BSX B 1.18%
CBOE C 0.96%
PG C 0.88%
BR C 0.82%
PEP D 0.76%
WMB C 0.59%
SOLV D 0.59%
MO C 0.58%
CHE C 0.54%
CNH C 0.53%
VICI C 0.52%
DAL C 0.52%
TPR A 0.51%
STWD B 0.51%
AM B 0.48%
RPRX C 0.47%
X F 0.46%
EMR D 0.44%
MCK F 0.38%
CIVI F 0.38%
WBA F 0.38%
AMGN D 0.32%
YUM B 0.27%
PGR C 0.19%
ABBV B 0.18%
TW B 0.13%
COST C 0.12%
AAPL C 0.11%
SO B 0.11%
LDOS A 0.11%
CHD C 0.11%
TJX C 0.1%
VRTX D 0.1%
GRMN D 0.1%
MSI B 0.1%
NOC B 0.1%
ADP C 0.09%
ATR B 0.09%
MA B 0.09%
DRI C 0.09%
FDS C 0.09%
ICE C 0.09%
GDDY C 0.08%
CAH C 0.08%
BDX D 0.08%
PCAR D 0.08%
NEU D 0.08%
AKAM D 0.08%
UNH C 0.08%
VRSK D 0.08%
NSIT C 0.07%
DLB D 0.07%
ECL B 0.07%
HON C 0.07%
AME C 0.07%
CASY D 0.07%
VRSN C 0.07%
CL C 0.07%
HOLX D 0.07%
AUSF Underweight 548 Positions Relative to FAB
Symbol Grade Weight
DHI C -0.59%
LEN B -0.54%
ETR A -0.5%
GPN D -0.49%
EXC B -0.48%
CINF C -0.48%
CF B -0.47%
ACGL B -0.46%
EG B -0.43%
EOG D -0.42%
APTV D -0.42%
MKL C -0.42%
UHAL B -0.4%
MPC F -0.4%
XEL B -0.4%
COP F -0.4%
STLD C -0.39%
AEP C -0.39%
ATO B -0.39%
EQT C -0.39%
AEE B -0.39%
EBAY B -0.39%
NUE D -0.39%
PCG C -0.38%
WBD D -0.38%
FANG F -0.38%
SJM C -0.37%
CTRA F -0.37%
COF B -0.37%
VLO F -0.37%
CTSH B -0.37%
DVN F -0.36%
IPG C -0.36%
OXY F -0.35%
LNG D -0.35%
RS D -0.34%
OC C -0.34%
LKQ F -0.33%
AIG D -0.33%
TROW C -0.32%
WFC D -0.31%
STT B -0.3%
EIX B -0.29%
D C -0.29%
GIS B -0.29%
MHO B -0.29%
WEC B -0.29%
HAL F -0.29%
TDY B -0.28%
FE B -0.28%
ZM C -0.28%
WPC C -0.28%
CMS B -0.28%
SRE B -0.27%
JBHT D -0.27%
TMHC B -0.27%
DE A -0.27%
INCY C -0.27%
CHTR D -0.27%
EQR C -0.27%
DTE A -0.27%
GPI B -0.27%
MTH C -0.27%
RUSHA C -0.26%
KBH C -0.26%
FDX D -0.25%
MTG B -0.25%
LUV C -0.25%
JBL C -0.25%
BAC D -0.25%
BKR C -0.25%
TXT D -0.25%
ESNT B -0.24%
AMG C -0.24%
ZBH F -0.24%
ASO D -0.24%
RNR B -0.24%
TEL D -0.24%
SWKS F -0.23%
ESGR D -0.22%
AGO D -0.22%
VLY D -0.22%
CNP C -0.22%
FYBR C -0.22%
PYPL B -0.22%
FNF B -0.21%
SEB D -0.21%
NOG F -0.21%
THC C -0.21%
BCC C -0.21%
LBRT F -0.21%
DAR F -0.21%
CNXC F -0.21%
HCA B -0.21%
UHS C -0.21%
BTU C -0.21%
WTM F -0.2%
MOH D -0.2%
R C -0.2%
G C -0.2%
WY C -0.2%
SM F -0.2%
LOW B -0.2%
KIM C -0.2%
TEX F -0.2%
TPH C -0.2%
SSNC C -0.2%
BKH B -0.19%
GS B -0.19%
APD B -0.19%
COOP C -0.19%
KDP B -0.19%
CPB C -0.19%
GMS C -0.19%
PEG B -0.19%
CVI F -0.19%
EVRG B -0.19%
OGS B -0.19%
BYD C -0.19%
CHK C -0.19%
OMC B -0.19%
NEE B -0.19%
ARE C -0.18%
MDU B -0.18%
EPAM F -0.18%
HRL F -0.18%
TGT C -0.18%
DOV B -0.18%
OVV F -0.18%
HSY D -0.18%
MUR F -0.18%
MTDR F -0.18%
DXC D -0.18%
POR B -0.18%
NFG B -0.18%
AN C -0.18%
DOW C -0.17%
PRG C -0.17%
GPC D -0.17%
MGY D -0.17%
PPG C -0.17%
MATX B -0.17%
MS B -0.17%
WAL B -0.17%
BWA C -0.17%
PNFP C -0.16%
CCS C -0.16%
OSK F -0.16%
CUZ C -0.16%
ADTN C -0.16%
MLI B -0.16%
CLF F -0.16%
GL D -0.16%
UPS D -0.16%
CMC D -0.16%
NMIH C -0.15%
NI B -0.15%
EBC C -0.15%
UFPI C -0.15%
CNX B -0.15%
BZH B -0.15%
PHIN C -0.15%
URBN F -0.15%
PBF F -0.15%
WCC C -0.14%
NWE A -0.14%
WMK D -0.14%
PII D -0.14%
UTHR B -0.14%
GHC B -0.14%
AXS B -0.14%
ATSG C -0.14%
WTFC C -0.14%
OGE B -0.14%
LZB C -0.14%
EWBC C -0.14%
BNL B -0.14%
UAA C -0.14%
APA F -0.14%
THO C -0.14%
INVA C -0.14%
BC C -0.14%
BERY B -0.14%
HE F -0.14%
NXST D -0.13%
GDEN D -0.13%
STBA D -0.13%
IMKTA D -0.13%
SPB B -0.13%
JAZZ D -0.13%
CZR C -0.13%
TGNA C -0.13%
TKR C -0.13%
NRG B -0.13%
SANM D -0.13%
UVV D -0.13%
ENVA C -0.13%
SR B -0.13%
HPP F -0.13%
LGIH D -0.13%
AVA B -0.13%
NWN B -0.13%
KNX C -0.13%
GEF C -0.13%
EIG C -0.13%
CHRD F -0.13%
PAG D -0.13%
CALM B -0.12%
ASH F -0.12%
HTZ F -0.12%
JBT C -0.12%
AAT C -0.12%
CXW F -0.12%
CABO F -0.12%
INDB D -0.12%
OLPX D -0.12%
OLN D -0.12%
WU C -0.12%
KOP F -0.12%
SBH B -0.12%
FCF D -0.12%
ALK B -0.12%
RC F -0.12%
CNO C -0.12%
HIW C -0.12%
RLJ D -0.12%
NX F -0.12%
BKU D -0.12%
CUBI F -0.12%
RYI F -0.12%
EFSC D -0.12%
AEO D -0.12%
VAL F -0.12%
PFBC D -0.11%
NAVI D -0.11%
IBOC D -0.11%
REVG D -0.11%
ABCB C -0.11%
SCHL D -0.11%
UMBF C -0.11%
ADNT D -0.11%
ATKR F -0.11%
SSB C -0.11%
FRME D -0.11%
CATY C -0.11%
FFBC D -0.11%
CBRE B -0.11%
RRC D -0.11%
SNDR B -0.11%
OCFC B -0.11%
DNOW F -0.11%
K A -0.11%
GES F -0.11%
BBWI D -0.1%
CENTA F -0.1%
MKC C -0.1%
ANDE D -0.1%
USM C -0.1%
IAC C -0.1%
TRGP C -0.1%
AIZ B -0.1%
SASR C -0.1%
KSS D -0.1%
HOMB D -0.1%
BOKF C -0.1%
LNT A -0.1%
BLK B -0.1%
MIDD C -0.1%
ABM D -0.1%
FBNC C -0.1%
REZI D -0.1%
POOL C -0.1%
VTR C -0.1%
PRDO D -0.1%
WERN C -0.1%
VSH F -0.1%
ABR B -0.1%
SLGN B -0.1%
ARCH D -0.1%
ALGT D -0.1%
FAF B -0.1%
DNB D -0.1%
SAH D -0.1%
KVUE B -0.1%
PEBO D -0.1%
VSCO C -0.1%
HUBG C -0.1%
DDS D -0.1%
IPGP D -0.1%
LPX B -0.1%
CRI D -0.1%
WGO D -0.1%
OFG C -0.09%
AMN F -0.09%
MSGE B -0.09%
CASH D -0.09%
COLM C -0.09%
HOPE D -0.09%
BANR C -0.09%
EPC F -0.09%
SWX C -0.09%
ADV D -0.09%
J A -0.09%
LGND D -0.09%
NKE D -0.09%
SLM C -0.09%
PDCO F -0.09%
TSN D -0.09%
ASGN D -0.09%
SFNC C -0.09%
VBTX C -0.09%
SEIC B -0.09%
CTVA B -0.09%
SSTK F -0.09%
PFG B -0.09%
ABT C -0.09%
TOWN D -0.09%
RYN C -0.09%
HWC D -0.09%
TALO F -0.09%
IDA B -0.09%
CMI B -0.09%
JCI B -0.09%
GT F -0.09%
NJR C -0.09%
MATW F -0.09%
REYN C -0.09%
PARR F -0.09%
AYI B -0.09%
CRK C -0.09%
AWK C -0.09%
MAA C -0.09%
CRC C -0.09%
PATK C -0.09%
SAIC C -0.09%
LILAK D -0.09%
ARCB D -0.08%
HGV F -0.08%
OMCL C -0.08%
NBHC D -0.08%
UNF B -0.08%
SJW F -0.08%
FHI B -0.08%
APOG B -0.08%
KMT B -0.08%
CROX C -0.08%
MCRI B -0.08%
WSBC D -0.08%
RNST D -0.08%
WSFS D -0.08%
BECN F -0.08%
FIBK C -0.08%
ELV D -0.08%
PNM B -0.08%
FHB D -0.08%
ENS C -0.08%
RJF C -0.08%
EXPD B -0.08%
WLK C -0.08%
DAN D -0.08%
TSCO B -0.08%
DKS D -0.08%
JELD D -0.08%
BXC D -0.08%
OMI D -0.08%
AX D -0.08%
LHX C -0.08%
NWBI D -0.08%
CENX C -0.08%
SLVM C -0.08%
CTOS F -0.08%
DD B -0.08%
OI D -0.08%
SYY C -0.08%
PRU C -0.08%
BKE B -0.08%
WTRG D -0.08%
VRTS F -0.07%
AMKR F -0.07%
PLUS B -0.07%
MRTN D -0.07%
ZD D -0.07%
CMCO D -0.07%
MODG F -0.07%
HUM F -0.07%
CBRL D -0.07%
CAR D -0.07%
CHGG F -0.07%
RIG F -0.07%
ECVT F -0.07%
BIIB F -0.07%
HTLD F -0.07%
QCOM D -0.07%
NMRK B -0.07%
ODP F -0.07%
MLKN F -0.07%
ICUI C -0.07%
KN D -0.07%
SKX C -0.07%
EQC D -0.07%
KOS F -0.07%
CPK B -0.06%
VCTR B -0.06%
NHC D -0.06%
DFIN D -0.06%
ALEX C -0.06%
BDC B -0.06%
CSGS C -0.06%
CNXN B -0.06%
PRIM B -0.06%
UCBI B -0.06%
SBCF D -0.06%
LCII C -0.06%
AUB D -0.06%
NIC D -0.06%
TCBI C -0.06%
GTY C -0.06%
SKY B -0.06%
VAC D -0.06%
DIOD F -0.06%
WAFD D -0.06%
GEO F -0.06%
ROIC C -0.06%
DORM C -0.06%
VNO B -0.06%
HELE D -0.06%
DEI B -0.06%
FUL D -0.05%
VOYA B -0.05%
SUM D -0.05%
AFG C -0.05%
SHEN F -0.05%
NEOG D -0.05%
AVNT B -0.05%
HSIC C -0.05%
SNV D -0.05%
HLF F -0.05%
BPOP C -0.05%
IVZ B -0.05%
TRS C -0.05%
BXMT C -0.05%
NVST D -0.05%
TFX B -0.05%
PCH C -0.05%
USFD C -0.05%
HLI C -0.05%
PCRX F -0.05%
LNN C -0.05%
MAT D -0.05%
GOGO F -0.05%
XHR B -0.05%
EAT C -0.05%
PBH C -0.05%
CVBF D -0.05%
HTH D -0.05%
JEF C -0.05%
PTVE D -0.05%
SAFT D -0.05%
CCK B -0.05%
JLL B -0.05%
DEA D -0.05%
KLG D -0.05%
TRMK D -0.05%
DG F -0.05%
FULT D -0.05%
SNEX C -0.05%
CWT D -0.05%
PSMT B -0.05%
MCY C -0.05%
BUSE D -0.05%
SRCE D -0.05%
TCBK D -0.05%
OEC F -0.05%
BJ D -0.04%
KALU D -0.04%
LANC F -0.04%
CACC F -0.04%
CRUS D -0.04%
SIGI D -0.04%
STRA F -0.04%
LSTR D -0.04%
PARA D -0.04%
SEM D -0.04%
KWR D -0.04%
MTX D -0.04%
BHF F -0.04%
SEE C -0.04%
LFUS C -0.04%
RHI D -0.04%
BLMN F -0.04%
FOXF F -0.04%
GXO D -0.04%
MMS B -0.04%
KEX C -0.04%
RGA C -0.04%
EHC B -0.04%
CMTG F -0.03%
OII D -0.03%
PGRE D -0.03%
ATUS C -0.03%
KFY C -0.03%
LXP C -0.03%
PPBI D -0.03%
SHOO B -0.03%
GNW C -0.03%
WD B -0.03%
NNI C -0.03%
THS C -0.03%
ADUS C -0.03%
FBP C -0.03%
CWEN A -0.03%
AAP F -0.03%
HNI C -0.03%
MWA B -0.03%
NBTB D -0.03%
JBGS C -0.03%
STC C -0.03%
BHLB C -0.03%
BMBL F -0.03%
FBK C -0.03%
CBU D -0.03%
PLXS B -0.03%
CVCO B -0.03%
BOOT B -0.03%
LTH C -0.03%
FDP C -0.03%
PFS C -0.03%
AR C -0.03%
HI F -0.02%
GO F -0.02%
DK F -0.02%
OXM F -0.02%
ROG D -0.02%
SCL D -0.02%
XRX D -0.02%
CTS D -0.02%
WOR F -0.02%
ENOV F -0.02%
CAKE B -0.02%
NVEE F -0.02%
KFRC F -0.02%
VSAT F -0.02%
THRM F -0.02%
APAM C -0.02%
AIN F -0.02%
ASB D -0.02%
HMN C -0.02%
IART F -0.01%
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