SSLY vs. FYT ETF Comparison

Comparison of Syntax Stratified SmallCap ETF (SSLY) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SSLY

Syntax Stratified SmallCap ETF

SSLY Description

The investment seeks to provide investment results that, before expenses, correspond generally to the total return performance of publicly traded equity securities of companies in the Syntax Stratified SmallCap Index. Under normal market conditions, the fund generally invests substantially all, and at least 80% of its total assets in the securities comprising the index. The index is the Stratified WeightTM version of the widely used S&P SmallCap 600® Index and holds the same constituents as the S&P SmallCap 600® Index.

Grade (RS Rating)

Last Trade

$44.06

Average Daily Volume

410

Number of Holdings ^*

576

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.17

Average Daily Volume

12,648

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

Performance

Period	SSLY	FYT
30 Days	0.20%	-0.09%
60 Days	-0.47%	0.12%
90 Days	3.08%	3.37%
12 Months	9.31%	25.27%

174 Overlapping Holdings

Symbol	Grade	Weight in SSLY	Weight in FYT	Overlap
AAT	B	0.07%	0.53%	0.07%
ABM	B	0.13%	0.54%	0.13%
ABR	C	0.02%	0.64%	0.02%
ADUS	D	0.12%	0.12%	0.12%
AIN	D	0.15%	0.12%	0.12%
AIR	B	0.11%	0.15%	0.11%
ALEX	C	0.06%	0.13%	0.06%
ALGT	F	0.18%	0.52%	0.18%
AMN	D	0.07%	0.49%	0.07%
ANDE	B	0.21%	0.39%	0.21%
APAM	D	0.46%	0.12%	0.12%
APOG	A	0.07%	0.41%	0.07%
ARCB	F	0.08%	0.13%	0.08%
ARCH	D	0.06%	0.7%	0.06%
ARI	F	0.02%	0.13%	0.02%
AUB	C	0.02%	0.25%	0.02%
AVA	B	0.33%	0.69%	0.33%
AX	A	0.11%	0.53%	0.11%
B	C	0.06%	0.13%	0.06%
BANR	B	0.02%	0.51%	0.02%
BHLB	B	0.02%	0.26%	0.02%
BKE	C	0.3%	0.36%	0.3%
BKU	B	0.02%	0.39%	0.02%
BLMN	F	0.11%	0.38%	0.11%
BOOT	B	0.18%	0.31%	0.18%
CABO	F	0.14%	0.62%	0.14%
CAKE	D	0.12%	0.13%	0.12%
CALM	D	0.2%	0.67%	0.2%
CASH	B	0.21%	0.57%	0.21%
CATY	D	0.01%	0.5%	0.01%
CBRL	F	0.11%	0.23%	0.11%
CBU	C	0.19%	0.12%	0.12%
CCS	D	0.13%	0.44%	0.13%
CENTA	C	0.06%	0.38%	0.06%
CNXN	D	0.09%	0.26%	0.09%
COHU	F	0.17%	0.12%	0.12%
CPK	B	0.32%	0.13%	0.13%
CRC	F	0.16%	0.68%	0.16%
CRK	B	0.18%	0.75%	0.18%
CSGS	F	0.16%	0.12%	0.12%
CTS	A	0.22%	0.13%	0.13%
CUBI	D	0.18%	0.51%	0.18%
CVBF	B	0.02%	0.25%	0.02%
CVCO	C	0.13%	0.12%	0.12%
CWEN	B	0.16%	0.27%	0.16%
CWEN	B	0.16%	0.27%	0.16%
CXW	C	0.1%	0.52%	0.1%
DAN	C	0.22%	0.52%	0.22%
DEA	B	0.08%	0.28%	0.08%
DEI	B	0.08%	0.26%	0.08%
DFIN	B	0.48%	0.27%	0.27%
DIOD	B	0.42%	0.55%	0.42%
DNOW	D	0.08%	0.65%	0.08%
DORM	C	0.2%	0.12%	0.12%
EAT	A	0.14%	0.26%	0.14%
EIG	D	0.29%	0.65%	0.29%
ENVA	B	0.12%	0.54%	0.12%
EPC	B	0.24%	0.39%	0.24%
FBK	B	0.02%	0.13%	0.02%
FBNC	F	0.01%	0.24%	0.01%
FBP	A	0.13%	0.27%	0.13%
FCF	B	0.02%	0.53%	0.02%
FDP	D	0.21%	0.13%	0.13%
FFBC	B	0.02%	0.68%	0.02%
FHB	B	0.02%	0.27%	0.02%
FOXF	F	0.18%	0.3%	0.18%
FULT	B	0.02%	0.53%	0.02%
FWRD	F	0.08%	0.2%	0.08%
GDEN	F	0.1%	0.61%	0.1%
GEO	B	0.13%	0.57%	0.13%
GES	B	0.12%	0.44%	0.12%
GNW	C	0.28%	0.12%	0.12%
GOGO	C	0.31%	0.4%	0.31%
GTY	B	0.06%	0.27%	0.06%
HI	F	0.12%	0.13%	0.12%
HIW	A	0.09%	0.66%	0.09%
HNI	C	0.12%	0.12%	0.12%
HOPE	D	0.02%	0.38%	0.02%
HPP	F	0.06%	0.48%	0.06%
HTH	B	0.02%	0.26%	0.02%
HTLD	F	0.08%	0.46%	0.08%
HUBG	C	0.11%	0.5%	0.11%
IBTX	D	0.01%	0.11%	0.01%
ICUI	F	0.13%	0.35%	0.13%
INDB	C	0.02%	0.55%	0.02%
INVA	B	0.21%	0.67%	0.21%
JBGS	F	0.07%	0.25%	0.07%
JBLU	D	0.2%	0.31%	0.2%
JBT	F	0.13%	0.57%	0.13%
KALU	A	0.22%	0.27%	0.22%
KFY	C	0.06%	0.12%	0.06%
KLG	B	0.18%	0.35%	0.18%
KMT	D	0.14%	0.38%	0.14%
KN	B	0.3%	0.53%	0.3%
KOP	F	0.14%	0.39%	0.14%
KSS	D	0.18%	0.56%	0.18%
LGIH	F	0.11%	0.33%	0.11%
LGND	D	0.32%	0.26%	0.26%
LNN	C	0.11%	0.27%	0.11%
LXP	D	0.06%	0.12%	0.06%
LZB	D	0.11%	0.6%	0.11%
MATW	F	0.09%	0.35%	0.09%
MCRI	D	0.1%	0.25%	0.1%
MLKN	D	0.1%	0.56%	0.1%
MODG	B	0.35%	0.66%	0.35%
MPW	D	0.47%	0.13%	0.13%
MRTN	D	0.08%	0.49%	0.08%
MTX	A	0.05%	0.26%	0.05%
NAVI	D	0.11%	0.49%	0.11%
NBHC	C	0.2%	0.51%	0.2%
NBTB	B	0.02%	0.26%	0.02%
NHC	C	0.12%	0.38%	0.12%
NMIH	A	0.13%	0.65%	0.13%
NVEE	D	0.14%	0.13%	0.13%
NWBI	C	0.1%	0.37%	0.1%
NWN	B	0.31%	0.7%	0.31%
NX	D	0.09%	0.35%	0.09%
ODP	C	0.24%	0.53%	0.24%
OFG	A	0.2%	0.4%	0.2%
OI	F	0.14%	0.24%	0.14%
OII	B	0.1%	0.14%	0.1%
OMCL	C	0.14%	0.25%	0.14%
OXM	B	0.13%	0.13%	0.13%
PARR	F	0.26%	0.59%	0.26%
PATK	C	0.2%	0.24%	0.2%
PCRX	F	0.18%	0.24%	0.18%
PDCO	D	0.23%	0.37%	0.23%
PFBC	A	0.02%	0.4%	0.02%
PFS	B	0.02%	0.57%	0.02%
PHIN	A	0.16%	0.68%	0.16%
PINC	F	0.24%	0.64%	0.24%
PLUS	C	0.39%	0.27%	0.27%
PLXS	B	0.66%	0.28%	0.28%
PPBI	C	0.02%	0.12%	0.02%
PRDO	A	0.21%	0.72%	0.21%
PRG	B	0.13%	0.69%	0.13%
PSMT	B	0.36%	0.26%	0.26%
RC	C	0.02%	0.65%	0.02%
REZI	D	0.08%	0.48%	0.08%
RNST	C	0.02%	0.38%	0.02%
ROG	C	0.05%	0.12%	0.05%
SAH	B	0.15%	0.54%	0.15%
SBCF	C	0.02%	0.25%	0.02%
SBH	F	0.21%	0.47%	0.21%
SCHL	D	0.28%	0.65%	0.28%
SCL	C	0.05%	0.12%	0.05%
SFNC	D	0.01%	0.37%	0.01%
SHEN	F	0.22%	0.11%	0.11%
SHOO	D	0.19%	0.12%	0.12%
SJW	D	0.29%	0.39%	0.29%
SLVM	A	0.18%	0.54%	0.18%
SNEX	A	0.19%	0.4%	0.19%
SSTK	F	0.25%	0.37%	0.25%
STBA	B	0.02%	0.52%	0.02%
STC	B	0.21%	0.13%	0.13%
STRA	A	0.17%	0.15%	0.15%
TALO	D	0.16%	0.67%	0.16%
THS	F	0.11%	0.25%	0.11%
TRMK	A	0.02%	0.42%	0.02%
TTMI	A	0.34%	0.13%	0.13%
UCBI	B	0.02%	0.27%	0.02%
UNF	F	0.12%	0.38%	0.12%
UVV	B	0.42%	0.67%	0.42%
VBTX	B	0.02%	0.54%	0.02%
VICR	F	0.14%	0.12%	0.12%
VRTS	D	0.44%	0.25%	0.25%
VSCO	F	0.12%	0.35%	0.12%
WAFD	B	0.1%	0.38%	0.1%
WD	B	0.21%	0.25%	0.21%
WGO	F	0.3%	0.34%	0.3%
WOR	D	0.06%	0.37%	0.06%
WSFS	B	0.02%	0.53%	0.02%
XHR	C	0.07%	0.26%	0.07%
XRX	F	0.14%	0.32%	0.14%

SSLY Overweight 402 Positions Relative to FYT

Symbol	Grade	Weight
TNDM	B	0.97%
ATEN	B	0.92%
VCEL	D	0.86%
ALRM	D	0.73%
SMTC	A	0.67%
EMBC	F	0.6%
SANM	B	0.58%
HVT	F	0.52%
BSIG	C	0.48%
CTRE	B	0.44%
SLP	B	0.43%
SABR	D	0.42%
PAHC	B	0.42%
SEM	B	0.41%
MD	D	0.41%
HSTM	B	0.41%
MGPI	F	0.4%
EXTR	F	0.39%
SATS	B	0.38%
NTCT	F	0.38%
SITM	D	0.38%
WIRE	B	0.38%
DXC	F	0.37%
CERT	D	0.37%
AOSL	D	0.37%
MXL	D	0.37%
SXI	D	0.37%
CHCT	F	0.37%
CHEF	C	0.36%
GFF	C	0.36%
LPG	B	0.35%
SDGR	F	0.35%
SPTN	D	0.35%
DGII	F	0.35%
VSTO	A	0.34%
CEVA	D	0.34%
ASTH	D	0.34%
THRY	C	0.34%
PRA	C	0.34%
DLX	A	0.34%
LESL	F	0.34%
VGR	D	0.34%
HLIT	F	0.34%
CALX	F	0.33%
CWT	B	0.33%
MLI	B	0.33%
YELP	C	0.32%
SGH	F	0.32%
JXN	A	0.32%
ANIP	C	0.32%
UTL	B	0.31%
AWR	C	0.31%
CNSL	C	0.31%
SHAK	B	0.31%
UFCS	B	0.31%
TDS	C	0.31%
MCY	A	0.31%
BHE	A	0.31%
PRFT	C	0.31%
CNK	D	0.31%
OTTR	B	0.31%
PBH	D	0.31%
RGR	C	0.31%
AMCX	D	0.3%
SPNT	C	0.3%
MGEE	B	0.3%
CARG	B	0.3%
AMPH	F	0.3%
LQDT	D	0.3%
TRIP	D	0.3%
MSEX	C	0.3%
URBN	D	0.29%
HMN	A	0.29%
UNFI	F	0.29%
FELE	D	0.29%
LCII	D	0.28%
HRMY	D	0.28%
SAFT	C	0.28%
PLMR	B	0.28%
CCOI	F	0.28%
ALK	B	0.28%
HCI	B	0.27%
NPK	A	0.27%
FL	F	0.27%
SKYW	B	0.27%
CVI	F	0.27%
CLW	A	0.27%
HIBB	A	0.27%
AMSF	D	0.27%
AEL	A	0.27%
CARS	D	0.27%
MCS	F	0.26%
REX	B	0.26%
PZZA	F	0.26%
AGO	D	0.26%
SUPN	D	0.26%
AGTI	C	0.25%
ENR	C	0.25%
CPRX	D	0.25%
PRLB	D	0.25%
MED	F	0.24%
AVAV	B	0.24%
JACK	F	0.23%
AHCO	C	0.23%
NUS	F	0.23%
OMI	F	0.23%
SNCY	F	0.23%
CORT	D	0.22%
LUMN	F	0.22%
GDOT	C	0.22%
VRRM	A	0.22%
VSAT	D	0.22%
TRUP	F	0.22%
SPWR	F	0.22%
FN	D	0.22%
WWW	B	0.22%
AXL	B	0.22%
KTB	B	0.22%
COOP	A	0.22%
IPAR	F	0.21%
FORM	A	0.21%
OGN	B	0.21%
SMP	C	0.21%
GIII	D	0.2%
XNCR	C	0.2%
CVGW	C	0.2%
ASO	D	0.2%
COLL	D	0.2%
GPRE	F	0.2%
SIG	C	0.2%
IRWD	F	0.19%
THRM	D	0.19%
NATL	B	0.19%
MOV	D	0.19%
EVTC	F	0.19%
ATNI	F	0.19%
UFPT	B	0.18%
MLAB	B	0.18%
MEI	F	0.18%
MATV	B	0.18%
DVAX	D	0.18%
BLFS	B	0.18%
MERC	A	0.18%
ALKS	F	0.17%
SEE	C	0.17%
NOG	B	0.17%
IDCC	C	0.17%
HBI	F	0.17%
LRN	A	0.17%
FTRE	D	0.17%
CWK	C	0.17%
RCUS	F	0.17%
ATGE	A	0.16%
MGY	B	0.16%
POWL	B	0.16%
FLGT	F	0.16%
SM	B	0.16%
CRSR	F	0.16%
VREX	F	0.16%
GKOS	B	0.16%
GVA	B	0.16%
MMI	D	0.16%
SCVL	B	0.16%
VIR	C	0.16%
BGC	A	0.16%
PBI	B	0.15%
ENV	B	0.15%
NARI	F	0.15%
SXT	B	0.15%
RGNX	F	0.15%
KAR	A	0.15%
CAL	C	0.15%
MTH	B	0.15%
TPH	A	0.15%
EYE	F	0.15%
HWKN	A	0.15%
DY	A	0.15%
CTKB	F	0.15%
EXPI	D	0.15%
GPI	B	0.15%
TNC	D	0.15%
SONO	D	0.15%
VIAV	F	0.14%
AGYS	C	0.14%
ACIW	B	0.14%
AAP	D	0.14%
MMSI	B	0.14%
ARLO	B	0.14%
AEIS	D	0.14%
GRBK	C	0.14%
BMI	A	0.14%
DBI	F	0.14%
MYRG	D	0.14%
SPSC	C	0.13%
BRC	B	0.13%
QNST	B	0.13%
RDN	C	0.13%
LTC	A	0.13%
MHO	C	0.13%
ESE	B	0.13%
GSHD	F	0.13%
ANF	C	0.13%
ITRI	A	0.13%
ITGR	D	0.13%
CRVL	C	0.13%
ASIX	F	0.13%
XPEL	F	0.13%
FTDR	B	0.13%
OSUR	F	0.13%
WRLD	B	0.13%
AEO	B	0.13%
AVNS	D	0.13%
ABG	C	0.13%
LMAT	A	0.13%
BJRI	C	0.12%
DXPE	B	0.12%
RAMP	D	0.12%
PRGS	D	0.12%
PRAA	C	0.12%
RILY	C	0.12%
AL	A	0.12%
APLE	F	0.12%
AMBC	D	0.12%
NABL	D	0.12%
NWL	C	0.12%
DV	F	0.12%
HASI	C	0.12%
TRN	A	0.12%
SEDG	F	0.12%
EZPW	C	0.12%
LNC	C	0.12%
SMPL	B	0.12%
WDFC	D	0.12%
MCW	C	0.12%
OSIS	D	0.12%
GMS	C	0.11%
MOG.A	A	0.11%
FSS	B	0.11%
CRS	B	0.11%
ETD	F	0.11%
CPF	B	0.11%
MRCY	D	0.11%
USNA	F	0.11%
PUMP	B	0.11%
JBSS	F	0.11%
CXM	F	0.11%
EPAC	A	0.11%
STAA	B	0.11%
BOX	F	0.11%
CHUY	F	0.11%
CNMD	F	0.11%
BL	D	0.11%
MNRO	F	0.11%
BGS	B	0.11%
HZO	F	0.11%
DIN	F	0.11%
ENSG	D	0.11%
AAON	C	0.11%
SLCA	B	0.11%
NSIT	A	0.1%
AROC	B	0.1%
RDNT	A	0.1%
VVI	D	0.1%
SCSC	B	0.1%
HLX	B	0.1%
TRST	B	0.1%
CNS	D	0.1%
ALG	D	0.1%
CENX	B	0.1%
HCSG	F	0.1%
DDD	F	0.1%
CHCO	B	0.1%
ECPG	D	0.1%
TR	F	0.1%
GBX	B	0.1%
JJSF	F	0.1%
BCC	D	0.1%
FIZZ	D	0.1%
TBBK	F	0.1%
BDN	B	0.09%
USPH	C	0.09%
WNC	F	0.09%
CLB	F	0.09%
LBRT	B	0.09%
CRNC	F	0.09%
RXO	D	0.09%
CFFN	D	0.09%
RUSHA	D	0.09%
VTOL	B	0.09%
IBP	C	0.09%
ACA	C	0.09%
SIX	C	0.09%
TGI	C	0.09%
TTGT	F	0.09%
MATX	B	0.09%
BOH	D	0.09%
IIPR	B	0.08%
PLAB	C	0.08%
ACLS	D	0.08%
NXRT	B	0.08%
MSGS	B	0.08%
RES	F	0.08%
PTEN	F	0.08%
VECO	A	0.08%
UHT	D	0.08%
GNL	D	0.08%
HCC	B	0.08%
PJT	C	0.08%
MC	D	0.08%
SLG	B	0.08%
NEO	C	0.08%
CSR	A	0.08%
HAIN	F	0.08%
ATI	B	0.08%
ASTE	F	0.08%
AMWD	D	0.08%
HAYW	C	0.08%
PLAY	D	0.08%
HP	F	0.08%
PIPR	A	0.08%
AKR	B	0.07%
VSTS	F	0.07%
SXC	D	0.07%
PEB	D	0.07%
SHO	D	0.07%
UCTT	D	0.07%
CLDT	F	0.07%
AHH	B	0.07%
ICHR	C	0.07%
DRH	D	0.07%
SVC	F	0.07%
PRVA	F	0.07%
KW	C	0.07%
PDFS	F	0.07%
KLIC	D	0.07%
DRQ	F	0.07%
ZEUS	F	0.07%
HAYN	C	0.07%
INN	D	0.07%
RUN	D	0.07%
WS	C	0.07%
JOE	B	0.07%
EPRT	A	0.07%
MYGN	D	0.07%
AZZ	C	0.07%
NBR	F	0.07%
NPO	D	0.06%
CENT	D	0.06%
ROCK	D	0.06%
AWI	D	0.06%
BTU	F	0.06%
PECO	F	0.06%
PMT	A	0.06%
MTRN	F	0.06%
EFC	C	0.06%
RWT	D	0.06%
AMR	D	0.06%
SKT	D	0.06%
ROIC	D	0.06%
CCRN	F	0.06%
BFS	F	0.06%
NGVT	B	0.06%
NVRI	F	0.06%
WSR	C	0.06%
HSII	D	0.06%
SITC	C	0.06%
FCPT	B	0.06%
TILE	B	0.06%
UNIT	F	0.06%
UE	B	0.06%
OUT	D	0.06%
CEIX	F	0.06%
KELYA	D	0.06%
MYE	B	0.06%
RGP	F	0.06%
BCPC	C	0.05%
IOSP	C	0.05%
FUL	C	0.05%
TWI	F	0.05%
VFC	F	0.05%
KWR	D	0.05%
MAC	D	0.05%
IIIN	D	0.05%
CMP	F	0.04%
TTEC	F	0.04%
TMP	D	0.02%
BANC	C	0.02%
SBSI	D	0.02%
KREF	D	0.02%
SFBS	C	0.02%
WABC	B	0.02%
ABCB	B	0.02%
HFWA	B	0.02%
PRK	A	0.02%
HAFC	C	0.02%
DCOM	C	0.02%
BANF	B	0.02%
EGBN	F	0.01%
NFBK	F	0.01%
LKFN	D	0.01%
BXMT	D	0.01%
BRKL	D	0.01%

SSLY Underweight 79 Positions Relative to FYT

Symbol	Grade	Weight
CNX	B	-0.68%
REVG	B	-0.67%
WMK	B	-0.67%
USM	C	-0.67%
VSH	C	-0.66%
RLJ	D	-0.64%
SNDR	D	-0.64%
IMKTA	F	-0.64%
ATSG	C	-0.63%
RYI	F	-0.63%
HE	F	-0.63%
CHGG	F	-0.62%
TGNA	D	-0.62%
GHC	C	-0.62%
SPB	C	-0.61%
UAA	F	-0.61%
GEF	D	-0.6%
LILAK	B	-0.58%
BZH	D	-0.57%
MSGE	B	-0.56%
SR	B	-0.55%
PEBO	B	-0.55%
FRME	B	-0.54%
IBOC	A	-0.54%
KOS	F	-0.53%
NWE	B	-0.53%
EFSC	C	-0.52%
CNO	A	-0.52%
EBC	B	-0.51%
BNL	B	-0.5%
SASR	C	-0.5%
OCFC	B	-0.5%
WERN	D	-0.49%
CIM	D	-0.49%
CTOS	F	-0.48%
ADNT	F	-0.48%
OEC	B	-0.4%
HTZ	F	-0.4%
TOWN	B	-0.39%
SRCE	B	-0.39%
EQC	C	-0.39%
FIBK	B	-0.39%
FHI	F	-0.38%
BUSE	B	-0.38%
PNM	C	-0.38%
TCBK	B	-0.37%
WSBC	D	-0.37%
VAC	C	-0.37%
HLF	C	-0.35%
ECVT	F	-0.35%
VCTR	A	-0.32%
HELE	F	-0.31%
PRIM	A	-0.29%
JELD	C	-0.27%
ASB	A	-0.27%
HTLF	A	-0.27%
OLPX	F	-0.27%
TCBI	B	-0.26%
TRS	B	-0.26%
LTH	D	-0.25%
CMCO	C	-0.25%
NMRK	D	-0.24%
BXC	D	-0.24%
BDC	C	-0.24%
CRI	D	-0.23%
ZD	D	-0.22%
ADV	B	-0.14%
PTVE	C	-0.14%
GO	F	-0.13%
NIC	D	-0.13%
DK	F	-0.13%
PGRE	B	-0.13%
NNI	B	-0.13%
MWA	B	-0.13%
CMTG	F	-0.12%
ENOV	F	-0.12%
KFRC	F	-0.12%
IART	F	-0.11%
ATUS	F	-0.1%