FYX vs. SMLV ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to SPDR Russell 2000 Low Volatility (SMLV)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$107.12

Average Daily Volume

17,028

Number of Holdings *

499

* may have additional holdings in another (foreign) market
SMLV

SPDR Russell 2000 Low Volatility

SMLV Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of a small cap, low volatility index. The fund employs a sampling strategy, which means that the fund is not required to purchase all of the securities represented in the index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index includes small cap U.S. equity securities, including business development companies, and is designed to deliver exposure to low volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$136.94

Average Daily Volume

5,662

Number of Holdings *

404

* may have additional holdings in another (foreign) market
Performance
Period FYX SMLV
30 Days 8.22% 9.44%
60 Days 8.12% 9.75%
90 Days 8.74% 10.22%
12 Months 33.03% 39.00%
152 Overlapping Holdings
Symbol Grade Weight in FYX Weight in SMLV Overlap
ABM B 0.19% 0.08% 0.08%
ADMA B 0.3% 0.13% 0.13%
ADUS D 0.16% 0.09% 0.09%
AGIO C 0.22% 0.06% 0.06%
AGM B 0.13% 0.83% 0.13%
AIN C 0.11% 0.05% 0.05%
ALG B 0.19% 0.09% 0.09%
AMN F 0.15% 0.02% 0.02%
AMPH F 0.16% 0.04% 0.04%
ANIP F 0.06% 0.04% 0.04%
AORT B 0.18% 0.05% 0.05%
APLE B 0.32% 0.08% 0.08%
APOG C 0.21% 0.09% 0.09%
AROC A 0.14% 0.11% 0.11%
AVNS F 0.09% 0.05% 0.05%
AZZ A 0.12% 0.07% 0.07%
BHE C 0.19% 0.11% 0.11%
BNL D 0.22% 0.12% 0.12%
BRC D 0.17% 0.14% 0.14%
BUSE B 0.18% 0.96% 0.18%
CABO B 0.34% 0.06% 0.06%
CALM A 0.23% 0.15% 0.15%
CBU B 0.07% 1.65% 0.07%
CBZ B 0.07% 0.12% 0.07%
CCOI B 0.25% 0.09% 0.09%
CHCO B 0.13% 1.25% 0.13%
CMCO C 0.25% 0.06% 0.06%
CNMD C 0.12% 0.04% 0.04%
CPK A 0.06% 0.2% 0.06%
CRI F 0.19% 0.05% 0.05%
CSGS B 0.13% 0.12% 0.12%
CVCO A 0.13% 0.06% 0.06%
CXT C 0.12% 0.06% 0.06%
DEA D 0.16% 0.16% 0.16%
DEI B 0.12% 0.1% 0.1%
DK C 0.18% 0.05% 0.05%
DORM B 0.29% 0.11% 0.11%
ECVT C 0.36% 0.06% 0.06%
EFSC B 0.21% 1.08% 0.21%
EIG B 0.33% 0.86% 0.33%
ELME D 0.11% 0.13% 0.11%
EPAC C 0.14% 0.08% 0.08%
EQC B 0.24% 0.64% 0.24%
ESE B 0.2% 0.12% 0.12%
EVTC B 0.12% 0.65% 0.12%
FCF B 0.2% 1.02% 0.2%
FCPT C 0.12% 0.12% 0.12%
FTDR B 0.34% 0.12% 0.12%
FULT A 0.21% 0.98% 0.21%
GABC B 0.14% 0.84% 0.14%
GEF A 0.32% 0.12% 0.12%
GHC B 0.27% 0.11% 0.11%
GPOR B 0.33% 0.15% 0.15%
GTY A 0.06% 0.17% 0.06%
HELE C 0.32% 0.03% 0.03%
HIW C 0.23% 0.1% 0.1%
HLF C 0.07% 0.03% 0.03%
HMN B 0.14% 1.08% 0.14%
HNI B 0.31% 0.11% 0.11%
HRMY D 0.2% 0.04% 0.04%
HUBG A 0.27% 0.1% 0.1%
HURN C 0.2% 0.08% 0.08%
HWKN B 0.24% 0.12% 0.12%
IART C 0.3% 0.04% 0.04%
ICFI F 0.15% 0.14% 0.14%
ICUI D 0.06% 0.09% 0.06%
INVA D 0.3% 0.1% 0.1%
IOSP C 0.19% 0.08% 0.08%
IPGP D 0.18% 0.04% 0.04%
IRDM D 0.06% 0.05% 0.05%
JBGS F 0.05% 0.08% 0.05%
JBT B 0.36% 0.07% 0.07%
JJSF C 0.06% 0.15% 0.06%
KFRC D 0.06% 0.07% 0.06%
KN B 0.12% 0.07% 0.07%
KW C 0.06% 0.1% 0.06%
LAUR A 0.27% 0.07% 0.07%
LILAK D 0.17% 0.05% 0.05%
LKFN C 0.14% 0.81% 0.14%
LMAT A 0.2% 0.11% 0.11%
LNN B 0.18% 0.1% 0.1%
LTC B 0.06% 0.13% 0.06%
LXP D 0.11% 0.13% 0.11%
LZB B 0.3% 0.08% 0.08%
MGEE B 0.07% 0.23% 0.07%
MRTN D 0.23% 0.11% 0.11%
MTRN C 0.12% 0.05% 0.05%
MTX B 0.19% 0.08% 0.08%
MWA B 0.27% 0.12% 0.12%
MYRG B 0.17% 0.06% 0.06%
NBHC C 0.21% 1.15% 0.21%
NBTB B 0.13% 1.37% 0.13%
NHC C 0.24% 0.21% 0.21%
NHI D 0.17% 0.12% 0.12%
NIC B 0.21% 0.96% 0.21%
NNI D 0.11% 1.56% 0.11%
NWBI B 0.2% 1.17% 0.2%
NWE B 0.23% 0.22% 0.22%
NWN A 0.25% 0.19% 0.19%
OMCL C 0.06% 0.08% 0.06%
OSIS A 0.18% 0.11% 0.11%
OXM F 0.11% 0.03% 0.03%
PBH A 0.2% 0.15% 0.15%
PCH F 0.06% 0.08% 0.06%
PDCO F 0.23% 0.04% 0.04%
PEBO B 0.28% 0.77% 0.28%
PINC B 0.34% 0.12% 0.12%
PJT A 0.35% 1.89% 0.35%
PLUS F 0.1% 0.06% 0.06%
PLXS B 0.07% 0.14% 0.07%
PRDO B 0.36% 0.08% 0.08%
PRGS A 0.18% 0.11% 0.11%
PRIM A 0.41% 0.11% 0.11%
PRK B 0.27% 1.42% 0.27%
PSMT D 0.12% 0.08% 0.08%
PTCT B 0.26% 0.04% 0.04%
PZZA F 0.05% 0.04% 0.04%
QCRH B 0.36% 0.97% 0.36%
ROAD B 0.39% 0.14% 0.14%
SAFT B 0.13% 0.79% 0.13%
SASR B 0.22% 1.09% 0.22%
SATS D 0.29% 0.06% 0.06%
SCL C 0.18% 0.11% 0.11%
SCSC C 0.25% 0.05% 0.05%
SFNC C 0.2% 0.85% 0.2%
SHEN F 0.17% 0.04% 0.04%
SHOO F 0.11% 0.06% 0.06%
SNDR B 0.19% 0.13% 0.13%
SPB C 0.17% 0.05% 0.05%
SRCE B 0.19% 0.76% 0.19%
STBA B 0.18% 0.91% 0.18%
STRA C 0.06% 0.05% 0.05%
SUPN C 0.07% 0.07% 0.07%
SXI B 0.07% 0.09% 0.07%
SXT C 0.12% 0.16% 0.12%
SYBT B 0.29% 1.13% 0.29%
TGNA B 0.34% 0.13% 0.13%
THRM F 0.16% 0.04% 0.04%
TNC D 0.05% 0.07% 0.05%
TOWN B 0.13% 1.06% 0.13%
TRMK C 0.29% 1.0% 0.29%
TTMI C 0.15% 0.08% 0.08%
UFPT C 0.21% 0.11% 0.11%
UNF B 0.18% 0.13% 0.13%
VIRT A 0.07% 1.49% 0.07%
VSH F 0.24% 0.05% 0.05%
WAFD B 0.13% 0.93% 0.13%
WDFC B 0.07% 0.1% 0.07%
WERN C 0.25% 0.14% 0.14%
WSBC B 0.22% 0.89% 0.22%
WT A 0.14% 0.15% 0.14%
ZD B 0.35% 0.05% 0.05%
FYX Overweight 347 Positions Relative to SMLV
Symbol Grade Weight
RKLB A 0.6%
CXW C 0.5%
RIOT C 0.49%
EAT A 0.48%
PAYO A 0.43%
IESC C 0.4%
STRL A 0.39%
GBX A 0.39%
IDCC B 0.39%
POWL C 0.39%
BMBL C 0.38%
WWW A 0.38%
TGTX B 0.38%
WS C 0.38%
BFH C 0.37%
GVA A 0.37%
VTLE C 0.36%
LRN A 0.36%
ENVA B 0.36%
DOCS C 0.36%
WULF C 0.36%
TRUP B 0.36%
CNK C 0.35%
ATGE B 0.35%
CUBI B 0.35%
CTOS B 0.35%
MCY A 0.35%
USLM A 0.35%
DNOW B 0.34%
RYTM C 0.34%
ULH C 0.34%
PRCT B 0.34%
STEP C 0.34%
KMT B 0.33%
TALO C 0.33%
RLJ C 0.32%
REVG C 0.32%
ACLX C 0.32%
TDS B 0.32%
TRN B 0.32%
PARR F 0.31%
CENTA C 0.31%
PK C 0.31%
REZI A 0.31%
WMK C 0.31%
PBI B 0.31%
AMWD C 0.31%
SKYW C 0.31%
CRGY B 0.31%
TBBK B 0.31%
UVV B 0.31%
SPNT B 0.31%
PLYA B 0.3%
VAC C 0.3%
DSGR C 0.3%
SKWD A 0.3%
SLVM B 0.3%
AVA A 0.3%
BTU B 0.3%
KOS D 0.3%
HTZ C 0.3%
ALHC C 0.29%
VC F 0.29%
CWAN B 0.29%
SGBX F 0.29%
CATY B 0.29%
EPC F 0.29%
PLAB C 0.29%
CHEF A 0.29%
INDB B 0.29%
GIII D 0.29%
SHO D 0.29%
FFBC B 0.28%
PLMR A 0.28%
PRM C 0.28%
RES D 0.28%
BY B 0.28%
PHIN A 0.28%
PFBC B 0.28%
FRME B 0.28%
IMKTA C 0.28%
INTA B 0.28%
DBRG F 0.27%
KYMR D 0.27%
PTGX D 0.27%
WKC C 0.27%
VRTS B 0.27%
USM B 0.27%
CAL F 0.27%
EBC B 0.27%
OSW B 0.27%
FOR F 0.27%
WSFS B 0.27%
JANX C 0.26%
MIRM B 0.26%
SEB F 0.26%
MNKD C 0.26%
PTVE B 0.26%
TGLS B 0.26%
VCYT B 0.26%
HY D 0.26%
NX C 0.26%
SAH C 0.26%
CHWY B 0.26%
HOV D 0.25%
DRH B 0.25%
GES F 0.25%
GEO B 0.25%
KSS F 0.25%
CCS D 0.25%
CVI F 0.25%
LMND B 0.25%
CPRX C 0.25%
MRC B 0.25%
GT C 0.25%
PRG C 0.24%
FBP C 0.24%
SBH C 0.24%
BV C 0.24%
GSHD A 0.24%
OUT A 0.24%
ARCB C 0.24%
AMRX C 0.24%
LADR B 0.24%
SMTC B 0.24%
WGO C 0.24%
OEC C 0.24%
CRK B 0.23%
WTTR A 0.23%
OSCR D 0.23%
SJW F 0.23%
CVBF A 0.23%
NAVI F 0.23%
ABR C 0.23%
CDE C 0.23%
MLKN F 0.23%
ANDE D 0.23%
YOU D 0.23%
SNEX B 0.22%
CASH B 0.22%
VSTS C 0.22%
NMIH C 0.22%
BANR B 0.22%
ASB B 0.22%
FHI B 0.21%
BANF B 0.21%
ALKT B 0.21%
CAKE C 0.21%
SEMR C 0.21%
VCTR B 0.21%
FHB B 0.21%
ASTH F 0.21%
ADNT F 0.21%
MBIN F 0.21%
KAR B 0.21%
UE B 0.2%
PTON A 0.2%
BKE B 0.2%
GRBK D 0.2%
FIBK B 0.2%
KALU C 0.2%
VBTX B 0.2%
GERN D 0.2%
TCBK C 0.2%
SHAK C 0.2%
BKU A 0.2%
MGNI B 0.2%
LGIH F 0.2%
RNST B 0.2%
SABR C 0.19%
BLBD D 0.19%
KTOS B 0.19%
MCRI A 0.19%
GFF A 0.19%
SCVL F 0.19%
CRAI C 0.19%
HOPE C 0.19%
XRX F 0.19%
OFG B 0.18%
NPAB F 0.18%
HTH C 0.18%
MODG F 0.18%
ROCK C 0.18%
KLG B 0.18%
XHR B 0.18%
LFST B 0.18%
COLL F 0.18%
DAN D 0.18%
AAT B 0.18%
GO C 0.18%
CENX B 0.17%
TWST F 0.17%
PMT C 0.17%
PATK C 0.17%
BCRX D 0.17%
PEB D 0.17%
WRBY A 0.17%
CWT C 0.17%
VSCO C 0.17%
SYNA C 0.17%
UPWK B 0.17%
FLNC D 0.16%
ASPN F 0.16%
LC A 0.16%
NSA C 0.16%
DFIN D 0.16%
TCBI C 0.15%
VSAT F 0.15%
VITL D 0.15%
SSTK F 0.15%
LITE B 0.15%
VERX A 0.15%
AGYS A 0.14%
DFH D 0.14%
PFS B 0.14%
BKD F 0.14%
FDP B 0.14%
DRVN B 0.14%
BGC C 0.14%
TNL A 0.14%
SITM B 0.14%
FBK C 0.14%
IIPR D 0.14%
OMI F 0.14%
CARG B 0.14%
MCW C 0.14%
HLIO B 0.13%
ENOV C 0.13%
MAC B 0.13%
ACVA B 0.13%
GOGO C 0.13%
SKT A 0.13%
FBNC B 0.13%
SBCF B 0.13%
OII B 0.13%
ROIC A 0.13%
RNG C 0.13%
LGND C 0.13%
ESRT C 0.12%
NRIX C 0.12%
UMH B 0.12%
STC B 0.12%
AIV C 0.12%
SCS C 0.12%
CDP C 0.12%
ARI C 0.12%
KWR C 0.12%
ALEX B 0.12%
ARQT B 0.12%
UPBD B 0.12%
NXRT B 0.12%
ODP F 0.11%
MGPI F 0.11%
IOVA F 0.11%
CWEN C 0.11%
DOCN C 0.11%
HLX B 0.11%
ROG D 0.11%
MSGE F 0.11%
YETI D 0.11%
CNXN C 0.11%
CC C 0.11%
NVEE F 0.11%
CMPR D 0.11%
OI C 0.11%
LCII C 0.11%
GIC D 0.1%
CDRE F 0.1%
BLFS C 0.1%
HLIT D 0.1%
MYGN F 0.1%
CIFR C 0.1%
MIR A 0.09%
TGI B 0.09%
OLPX D 0.09%
FOXF F 0.09%
KNTK A 0.08%
EVH F 0.08%
SOUN B 0.08%
TNDM D 0.08%
PAR A 0.08%
VSEC C 0.08%
GNW A 0.07%
APAM B 0.07%
BANC B 0.07%
TPC C 0.07%
PPBI C 0.07%
BHLB B 0.07%
VSTO A 0.07%
BHF C 0.07%
CAR C 0.07%
B A 0.07%
PYCR B 0.07%
NWL C 0.07%
HEES C 0.07%
CEIX A 0.07%
BOH B 0.07%
NVAX F 0.07%
RRR F 0.06%
RC D 0.06%
BXMT C 0.06%
PGRE F 0.06%
WOR F 0.06%
GTX C 0.06%
AESI B 0.06%
IAS C 0.06%
FBRT D 0.06%
COHU C 0.06%
NMRK C 0.06%
SWI C 0.06%
OCUL D 0.06%
DNUT F 0.06%
XPEL B 0.06%
MSEX C 0.06%
LOB C 0.06%
AIR B 0.06%
NEO C 0.06%
AWR B 0.06%
THR B 0.06%
NPO A 0.06%
DVAX C 0.06%
HAYW B 0.06%
EYE C 0.06%
CLBK C 0.06%
AKR B 0.06%
MLNK C 0.06%
SAM C 0.06%
IVT A 0.06%
SHLS F 0.05%
LPG F 0.05%
BLMN F 0.05%
THS D 0.05%
GPRE F 0.05%
HUMA F 0.05%
AOSL C 0.05%
PHR F 0.05%
DNLI D 0.05%
JAMF F 0.05%
JOE F 0.05%
CMTG F 0.05%
FA C 0.05%
ALX D 0.05%
RXST F 0.05%
FOLD F 0.05%
EPR C 0.05%
JELD F 0.04%
ARDX F 0.04%
FYX Underweight 252 Positions Relative to SMLV
Symbol Grade Weight
THG A -1.63%
ONB C -1.44%
FFIN B -1.19%
CNO B -1.14%
ESGR B -1.12%
IBOC B -1.07%
MGRC B -1.02%
GBCI B -1.02%
GCMG B -1.01%
WABC B -0.95%
HOMB A -0.93%
BLX B -0.84%
RDN D -0.82%
AMSF B -0.73%
BRKL B -0.72%
WU F -0.71%
FBMS B -0.68%
CTBI B -0.68%
SBSI C -0.67%
OBK C -0.65%
TMP B -0.63%
PAX C -0.61%
OKLO B -0.61%
BFC B -0.6%
HFWA C -0.59%
UVSP B -0.59%
FMBH B -0.57%
CFFN C -0.56%
BHRB B -0.56%
NFG A -0.48%
FCBC C -0.48%
TRST B -0.44%
CAC C -0.44%
MCBS B -0.4%
TRIN A -0.4%
AGX B -0.38%
AROW B -0.37%
GSBC C -0.37%
CCNE C -0.37%
FMNB B -0.36%
THFF B -0.36%
NFBK C -0.35%
HTBI B -0.35%
ESQ B -0.34%
HONE C -0.34%
BHB C -0.34%
CCBG B -0.33%
SMBK B -0.33%
MPB B -0.31%
KRNY C -0.31%
SPFI C -0.3%
DHIL B -0.3%
HIFS C -0.29%
BSRR B -0.28%
ORRF B -0.27%
FMAO B -0.27%
ALRS D -0.27%
IDA A -0.26%
FLO D -0.26%
EBF F -0.25%
ACNB B -0.25%
FBIZ B -0.25%
FSBC C -0.24%
GLRE B -0.24%
HBCP C -0.23%
EBTC C -0.23%
WTBA B -0.23%
PFIS A -0.23%
PNM B -0.23%
BWB B -0.21%
BKH A -0.21%
CZNC C -0.2%
FSBW C -0.2%
SLGN A -0.2%
PECO A -0.2%
ARTNA F -0.19%
SR A -0.19%
SBR B -0.19%
CSWI B -0.19%
GNTY A -0.19%
FLIC B -0.19%
FNLC C -0.18%
FRST B -0.17%
VLGEA C -0.17%
NPK B -0.17%
PSTL D -0.16%
CBNK B -0.16%
WSBF C -0.16%
CTO B -0.15%
CMPO B -0.15%
TRS B -0.14%
FELE B -0.14%
HSTM B -0.14%
HTLD C -0.14%
CVLT B -0.14%
TRC F -0.14%
ACA A -0.13%
GOOD B -0.13%
GATX A -0.13%
VMI B -0.13%
GENC C -0.13%
BCAL B -0.13%
CSR B -0.13%
ARKO C -0.13%
BMI B -0.13%
SMP C -0.12%
COLM C -0.12%
HCKT B -0.12%
UTMD F -0.12%
PKE B -0.12%
EXPO D -0.12%
HCC B -0.11%
FSS B -0.11%
RNGR A -0.11%
RUSHA C -0.11%
UHT D -0.11%
KREF C -0.11%
SXC A -0.11%
GRC A -0.11%
NTST C -0.11%
MLR C -0.11%
CTRE C -0.11%
WEN D -0.1%
CASS C -0.1%
MSGS A -0.1%
MOG.A B -0.1%
IRT A -0.1%
NCNO C -0.1%
HSII B -0.1%
NTCT C -0.1%
CUZ B -0.1%
PAHC C -0.1%
ACIW B -0.1%
BLKB B -0.09%
NOMD D -0.09%
GLDD B -0.09%
BBSI B -0.09%
WINA C -0.09%
CRC A -0.09%
DNB B -0.09%
KAI B -0.09%
CHCT C -0.09%
RDWR B -0.09%
BFS C -0.09%
JBSS F -0.09%
AFCG D -0.09%
AVT C -0.08%
MRCY C -0.08%
AHH D -0.08%
CORT B -0.08%
INSM C -0.08%
RLGT B -0.08%
GMRE F -0.08%
RGP F -0.08%
FPI B -0.08%
PBT B -0.08%
LOPE C -0.08%
ASH F -0.08%
GPI B -0.07%
VIAV C -0.07%
BOX B -0.07%
ENS F -0.07%
CNNE B -0.07%
SPOK B -0.07%
MGIC D -0.07%
SANM B -0.07%
TRNS D -0.07%
ITGR B -0.07%
PLOW D -0.07%
WEYS C -0.07%
CTS C -0.07%
IRMD C -0.06%
SFL D -0.06%
SEM B -0.06%
RDNT B -0.06%
HAE C -0.06%
GPRK C -0.06%
FUL F -0.06%
MNRO D -0.06%
FSTR B -0.06%
OFIX C -0.06%
ATEN A -0.06%
MMSI A -0.06%
ITRN B -0.06%
FORR C -0.06%
ENV B -0.06%
CENT C -0.06%
IBEX B -0.06%
ARCH B -0.06%
PRGO C -0.06%
RGR F -0.06%
CSV B -0.06%
LGTY C -0.06%
VAL F -0.06%
AMED F -0.05%
POWI F -0.05%
ATEX F -0.05%
ASGN F -0.05%
JOUT F -0.05%
TTGT B -0.05%
LIVN F -0.05%
ETD C -0.05%
MEI F -0.05%
XNCR B -0.05%
MATW C -0.05%
NATR C -0.05%
HUN F -0.05%
ATNI F -0.05%
NVEC B -0.05%
NVST B -0.05%
GKOS B -0.05%
ALKS C -0.05%
AEIS C -0.05%
MLAB F -0.05%
BL B -0.05%
SPNS F -0.05%
TPH D -0.05%
WK B -0.05%
CEVA B -0.05%
ZIP D -0.04%
TBPH B -0.04%
ALRM C -0.04%
KIDS D -0.04%
NEOG F -0.04%
FORM D -0.04%
USPH B -0.04%
VRNT C -0.04%
BOWL C -0.04%
SRDX B -0.04%
USNA C -0.04%
ATRC C -0.04%
VPG F -0.04%
NARI C -0.04%
IRWD F -0.03%
ANIK D -0.03%
CBRL C -0.03%
RARE F -0.03%
OGN F -0.03%
JBI F -0.03%
PCRX C -0.03%
NRC F -0.03%
HI C -0.03%
VECO F -0.03%
ARCO F -0.03%
SCHL F -0.03%
CNXC F -0.03%
LEG F -0.03%
VREX B -0.03%
AZTA D -0.02%
ACAD C -0.02%
AAP D -0.02%
IMTX F -0.02%
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