FYX vs. ESIX ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to SPDR S&P SmallCap 600 ESG ETF (ESIX)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$93.40

Average Daily Volume

21,807

Number of Holdings *

499

* may have additional holdings in another (foreign) market
ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$29.92

Average Daily Volume

452

Number of Holdings *

384

* may have additional holdings in another (foreign) market
Performance
Period FYX ESIX
30 Days 7.16% 8.01%
60 Days 1.76% 1.03%
90 Days 4.59% 4.64%
12 Months 22.33% 21.65%
203 Overlapping Holdings
Symbol Grade Weight in FYX Weight in ESIX Overlap
AAT B 0.26% 0.13% 0.13%
ABM B 0.33% 0.34% 0.33%
ACIW A 0.21% 0.47% 0.21%
ADUS A 0.14% 0.21% 0.14%
AGYS B 0.07% 0.22% 0.07%
AKR C 0.06% 0.21% 0.06%
ALEX B 0.13% 0.14% 0.13%
ALG D 0.22% 0.25% 0.22%
ALGT F 0.23% 0.1% 0.1%
AMN F 0.24% 0.27% 0.24%
AMWD D 0.24% 0.18% 0.18%
ANDE D 0.23% 0.19% 0.19%
APAM C 0.06% 0.37% 0.06%
APOG A 0.28% 0.17% 0.17%
ARCB D 0.1% 0.34% 0.1%
AROC B 0.33% 0.32% 0.32%
ATGE A 0.24% 0.3% 0.24%
AUB C 0.18% 0.36% 0.18%
AVA B 0.35% 0.35% 0.35%
AZZ C 0.31% 0.26% 0.26%
B B 0.14% 0.24% 0.14%
BANC B 0.06% 0.23% 0.06%
BANF B 0.07% 0.15% 0.07%
BANR B 0.25% 0.19% 0.19%
BHLB B 0.19% 0.12% 0.12%
BKU B 0.27% 0.26% 0.26%
BOH D 0.06% 0.28% 0.06%
BRC B 0.06% 0.32% 0.06%
CAKE B 0.07% 0.22% 0.07%
CAL C 0.28% 0.15% 0.15%
CALM D 0.31% 0.28% 0.28%
CARG C 0.07% 0.24% 0.07%
CASH B 0.27% 0.16% 0.16%
CATY C 0.25% 0.32% 0.25%
CBRL F 0.1% 0.15% 0.1%
CBU B 0.13% 0.3% 0.13%
CCS D 0.23% 0.29% 0.23%
CENTA A 0.27% 0.25% 0.25%
CHCO B 0.13% 0.18% 0.13%
COHU F 0.11% 0.16% 0.11%
COLL D 0.27% 0.13% 0.13%
CPRX C 0.13% 0.21% 0.13%
CRC F 0.28% 0.36% 0.28%
CRK B 0.36% 0.11% 0.11%
CRSR F 0.06% 0.06% 0.06%
CSGS F 0.05% 0.14% 0.05%
CTRE C 0.06% 0.39% 0.06%
CUBI D 0.23% 0.16% 0.16%
CVCO C 0.12% 0.34% 0.12%
CWEN B 0.15% 0.1% 0.1%
CWEN B 0.15% 0.26% 0.15%
CWT B 0.07% 0.36% 0.07%
DAN C 0.28% 0.21% 0.21%
DEA B 0.2% 0.14% 0.14%
DEI B 0.2% 0.29% 0.2%
DFIN C 0.13% 0.18% 0.13%
DIOD D 0.32% 0.4% 0.32%
DNOW D 0.29% 0.17% 0.17%
DORM C 0.12% 0.3% 0.12%
DRH F 0.11% 0.21% 0.11%
DY A 0.33% 0.52% 0.33%
EAT A 0.16% 0.32% 0.16%
EIG D 0.3% 0.13% 0.13%
ENR C 0.07% 0.24% 0.07%
EPAC A 0.27% 0.24% 0.24%
EPC B 0.26% 0.24% 0.24%
EVTC D 0.06% 0.28% 0.06%
FBK B 0.13% 0.16% 0.13%
FBP A 0.2% 0.36% 0.2%
FCF B 0.26% 0.17% 0.17%
FDP F 0.12% 0.1% 0.1%
FFBC B 0.33% 0.26% 0.26%
FHB B 0.19% 0.33% 0.19%
FORM A 0.15% 0.51% 0.15%
FTDR B 0.14% 0.34% 0.14%
FULT A 0.28% 0.37% 0.28%
FWRD F 0.09% 0.05% 0.05%
GBX B 0.32% 0.2% 0.2%
GEO C 0.24% 0.19% 0.19%
GES C 0.21% 0.09% 0.09%
GFF C 0.29% 0.31% 0.29%
GNW B 0.06% 0.34% 0.06%
GOGO C 0.23% 0.08% 0.08%
GVA A 0.34% 0.33% 0.33%
HASI B 0.07% 0.41% 0.07%
HAYW C 0.06% 0.22% 0.06%
HI F 0.11% 0.37% 0.11%
HIW B 0.32% 0.34% 0.32%
HLIT D 0.05% 0.15% 0.05%
HLX B 0.27% 0.19% 0.19%
HMN C 0.06% 0.16% 0.06%
HNI A 0.06% 0.26% 0.06%
HOPE C 0.24% 0.15% 0.15%
HPP F 0.22% 0.09% 0.09%
HRMY F 0.11% 0.11% 0.11%
HTH B 0.13% 0.17% 0.13%
HUBG B 0.25% 0.32% 0.25%
IBTX C 0.12% 0.18% 0.12%
ICUI C 0.19% 0.25% 0.19%
IDCC B 0.19% 0.32% 0.19%
INDB C 0.26% 0.26% 0.26%
IOSP B 0.13% 0.38% 0.13%
ITRI B 0.37% 0.58% 0.37%
JBGS F 0.12% 0.15% 0.12%
JBLU D 0.16% 0.25% 0.16%
JBT D 0.28% 0.36% 0.28%
KALU A 0.14% 0.19% 0.14%
KFY C 0.13% 0.4% 0.13%
KMT B 0.26% 0.24% 0.24%
KN B 0.28% 0.18% 0.18%
KOP F 0.15% 0.1% 0.1%
KSS F 0.27% 0.35% 0.27%
LCII D 0.06% 0.34% 0.06%
LGND B 0.22% 0.16% 0.16%
LKFN C 0.18% 0.19% 0.18%
LNN C 0.13% 0.15% 0.13%
LPG B 0.29% 0.18% 0.18%
LRN B 0.28% 0.33% 0.28%
LXP D 0.13% 0.3% 0.13%
LZB C 0.3% 0.18% 0.18%
MATW D 0.18% 0.1% 0.1%
MLKN D 0.29% 0.24% 0.24%
MTX A 0.21% 0.31% 0.21%
MYGN A 0.15% 0.26% 0.15%
MYRG D 0.27% 0.3% 0.27%
NAVI F 0.23% 0.15% 0.15%
NBHC B 0.25% 0.16% 0.16%
NGVT B 0.07% 0.22% 0.07%
NMIH A 0.33% 0.32% 0.32%
NTCT F 0.06% 0.17% 0.06%
NVEE D 0.12% 0.14% 0.12%
NWN B 0.33% 0.16% 0.16%
NX D 0.23% 0.13% 0.13%
ODP F 0.19% 0.16% 0.16%
OFG B 0.2% 0.21% 0.2%
OI F 0.1% 0.25% 0.1%
OMCL C 0.14% 0.16% 0.14%
OMI F 0.04% 0.18% 0.04%
OXM B 0.12% 0.18% 0.12%
PARR F 0.25% 0.18% 0.18%
PCRX D 0.2% 0.17% 0.17%
PDCO F 0.18% 0.24% 0.18%
PEB D 0.13% 0.21% 0.13%
PFBC A 0.26% 0.12% 0.12%
PFS B 0.28% 0.14% 0.14%
PINC F 0.28% 0.28% 0.28%
PIPR A 0.07% 0.38% 0.07%
PJT B 0.13% 0.26% 0.13%
PLMR B 0.32% 0.24% 0.24%
PLXS B 0.15% 0.35% 0.15%
PMT A 0.07% 0.15% 0.07%
PPBI B 0.06% 0.26% 0.06%
PRG B 0.33% 0.19% 0.19%
PSMT A 0.13% 0.25% 0.13%
RAMP F 0.12% 0.25% 0.12%
REZI C 0.25% 0.37% 0.25%
RNST B 0.25% 0.2% 0.2%
ROCK D 0.18% 0.27% 0.18%
ROG C 0.13% 0.23% 0.13%
ROIC D 0.06% 0.18% 0.06%
SAFT B 0.06% 0.14% 0.06%
SBCF B 0.12% 0.24% 0.12%
SBH F 0.23% 0.14% 0.14%
SCL C 0.12% 0.22% 0.12%
SFNC D 0.18% 0.26% 0.18%
SHAK C 0.31% 0.46% 0.31%
SHEN D 0.13% 0.1% 0.1%
SHO D 0.12% 0.25% 0.12%
SHOO C 0.13% 0.35% 0.13%
SITC D 0.06% 0.29% 0.06%
SJW C 0.2% 0.2% 0.2%
SKT D 0.12% 0.37% 0.12%
SLG B 0.24% 0.41% 0.24%
SLVM C 0.29% 0.29% 0.29%
SMTC B 0.28% 0.3% 0.28%
SNEX B 0.21% 0.24% 0.21%
STBA B 0.26% 0.14% 0.14%
STC B 0.13% 0.2% 0.13%
STRA B 0.15% 0.31% 0.15%
SXT A 0.07% 0.37% 0.07%
TALO F 0.27% 0.19% 0.19%
TBBK D 0.06% 0.22% 0.06%
TDS B 0.08% 0.24% 0.08%
TGI C 0.19% 0.13% 0.13%
THRM F 0.06% 0.2% 0.06%
THS F 0.17% 0.21% 0.17%
TNC D 0.27% 0.23% 0.23%
TNDM B 0.17% 0.34% 0.17%
TRIP F 0.21% 0.24% 0.21%
TRN A 0.28% 0.3% 0.28%
UCBI B 0.13% 0.37% 0.13%
UFPT B 0.33% 0.22% 0.22%
UNIT F 0.12% 0.11% 0.11%
VCEL B 0.29% 0.27% 0.27%
VECO B 0.22% 0.26% 0.22%
VRTS D 0.18% 0.19% 0.18%
WD B 0.19% 0.39% 0.19%
WGO D 0.16% 0.22% 0.16%
WNC D 0.25% 0.12% 0.12%
WOR D 0.18% 0.21% 0.18%
XHR C 0.19% 0.18% 0.18%
XRX D 0.15% 0.18% 0.15%
YELP D 0.06% 0.3% 0.06%
FYX Overweight 297 Positions Relative to ESIX
Symbol Grade Weight
ALPN A 0.52%
OSCR B 0.47%
PRCT B 0.44%
PRDO B 0.43%
ADMA B 0.43%
IESC A 0.42%
SGBX D 0.4%
USLM B 0.39%
USM B 0.38%
RXST B 0.38%
PHIN A 0.37%
REVG A 0.37%
STRL A 0.37%
POWL B 0.36%
SKYW B 0.35%
ATSG C 0.34%
ARDX C 0.34%
WMK B 0.34%
BKD C 0.34%
ABR C 0.33%
HE F 0.33%
INVA B 0.33%
SPB B 0.33%
VSH C 0.33%
UVV B 0.33%
GHC A 0.32%
SPNT C 0.32%
TGNA B 0.32%
KRUS B 0.32%
IMKTA F 0.32%
DSGR B 0.32%
CMPR D 0.32%
CNX C 0.32%
SCHL F 0.31%
SKWD B 0.31%
ROAD C 0.31%
CBZ C 0.31%
LILAK B 0.31%
ARCH D 0.31%
MBIN B 0.31%
SNDR D 0.31%
CABO F 0.3%
PK D 0.3%
ZETA A 0.3%
TNL D 0.3%
RDNT A 0.3%
RC F 0.3%
GRBK B 0.3%
INSW B 0.3%
AGIO C 0.3%
AX A 0.29%
HIMS D 0.29%
UAA F 0.29%
GEF D 0.29%
QTWO A 0.29%
HWKN B 0.28%
TRMK A 0.28%
OEC B 0.28%
PTGX C 0.28%
KYMR D 0.28%
RLJ F 0.28%
AMRX B 0.28%
BRP C 0.28%
ADNT F 0.28%
SAH B 0.27%
CNO A 0.27%
GDEN D 0.27%
FOR D 0.27%
PLAY D 0.27%
SPR D 0.27%
IBOC A 0.27%
LMND C 0.27%
BZH D 0.27%
BASE C 0.26%
SR B 0.26%
FIBK B 0.26%
TWST B 0.26%
VERX C 0.26%
VBTX B 0.26%
FRME B 0.26%
SASR B 0.26%
PEBO B 0.26%
WSFS B 0.26%
TGLS C 0.26%
NWE B 0.26%
EBC B 0.26%
TCBK B 0.26%
JWN B 0.26%
ICFI B 0.25%
ENVA B 0.25%
WERN D 0.25%
OCFC B 0.25%
FWRG D 0.25%
MRTN D 0.25%
KOS C 0.25%
CIM C 0.25%
PI C 0.25%
CNK D 0.25%
BNL B 0.25%
EFSC B 0.25%
JBI D 0.24%
HEES D 0.24%
MODG C 0.24%
MSGE C 0.24%
GIC F 0.24%
OSIS C 0.24%
WSBC C 0.24%
HTLD D 0.24%
CXW B 0.24%
RYI F 0.23%
OUT D 0.23%
RYTM D 0.23%
LGIH D 0.23%
TMDX B 0.23%
FHI D 0.23%
SSTK F 0.23%
VCTR C 0.23%
AGM D 0.23%
ANIP C 0.23%
ECVT D 0.22%
LMAT A 0.22%
BOOT C 0.22%
HTZ F 0.22%
PRIM B 0.22%
ALKT B 0.21%
SMMT B 0.21%
DFH D 0.21%
CDRE D 0.21%
CRNX B 0.21%
LAUR B 0.21%
MGNI F 0.21%
NSSC B 0.21%
VSCO D 0.21%
CSWI A 0.2%
CLSK D 0.2%
EQC B 0.2%
SCS B 0.2%
TRS B 0.2%
GTY B 0.2%
NHC B 0.2%
RNG C 0.2%
THR A 0.2%
CTOS F 0.2%
DOCN D 0.19%
DBRG F 0.19%
NMRK D 0.19%
GBDC C 0.19%
BUSE B 0.19%
TOWN B 0.19%
CMCO A 0.19%
MRUS C 0.19%
SRCE B 0.19%
LTH D 0.19%
BDC B 0.19%
PLAB B 0.19%
CHGG F 0.19%
PLUS B 0.19%
PNM C 0.19%
WAFD B 0.19%
CRS B 0.19%
BKE B 0.18%
VAC C 0.18%
SMG D 0.18%
HELE D 0.18%
PATK C 0.18%
IDYA D 0.18%
CLDX D 0.18%
SXI C 0.18%
GTX D 0.18%
ESRT C 0.18%
BEAM F 0.18%
AMK D 0.18%
UNF D 0.18%
GPOR D 0.18%
ACVA D 0.18%
CVBF C 0.18%
TPG D 0.18%
NWBI C 0.18%
FBNC D 0.17%
MCRI D 0.17%
FOXF D 0.17%
ZD D 0.17%
MIR D 0.17%
CRI F 0.16%
BLMN F 0.16%
HTLF A 0.16%
BOWL F 0.16%
OLPX F 0.16%
RRR D 0.16%
NNI A 0.15%
PTCT C 0.15%
GERN C 0.15%
TTMI A 0.15%
HLIO B 0.15%
SQSP A 0.15%
AIR B 0.15%
DO B 0.14%
JELD F 0.14%
IIPR C 0.14%
HLF C 0.14%
CTS A 0.14%
KTOS B 0.14%
OSW A 0.14%
KLG C 0.14%
ENV B 0.14%
TGTX C 0.14%
PAR C 0.13%
SYBT B 0.13%
PHR F 0.13%
JOE B 0.13%
OII B 0.13%
TCBI B 0.13%
WHD C 0.13%
CNXN C 0.13%
NBTB B 0.13%
ASB A 0.13%
CEIX C 0.13%
DRVN F 0.13%
NHI A 0.13%
CPK B 0.13%
ARI D 0.12%
PTVE C 0.12%
RKT B 0.12%
SWI C 0.12%
ALRM D 0.12%
NIC C 0.12%
AIN D 0.12%
GIII D 0.12%
MTRN D 0.11%
VICR F 0.11%
CRDO D 0.11%
DK D 0.11%
HURN F 0.11%
ADV C 0.1%
IART F 0.1%
BXC D 0.1%
WRBY B 0.08%
MWA A 0.08%
SATS C 0.08%
HCP B 0.08%
MP C 0.08%
MGEE A 0.07%
UEC C 0.07%
PRK A 0.07%
MODN B 0.07%
CHEF A 0.07%
MRCY D 0.07%
BMBL D 0.07%
XPRO B 0.07%
MPW C 0.07%
LEVI A 0.07%
MCY A 0.07%
VIRT A 0.07%
BROS B 0.07%
LOB D 0.06%
CMTG F 0.06%
DOCS F 0.06%
RES F 0.06%
UDMY F 0.06%
XMTR F 0.06%
MORF F 0.06%
KFRC D 0.06%
CLBK D 0.06%
TR D 0.06%
CALX F 0.06%
NEO B 0.06%
RXRX F 0.06%
MCW B 0.06%
VRNT C 0.06%
NSA C 0.06%
NTST B 0.06%
JAMF C 0.06%
ASTH D 0.06%
SBRA B 0.06%
IVT C 0.06%
UMH B 0.06%
ALX B 0.06%
KNTK A 0.06%
FA C 0.06%
ESE C 0.06%
VGR C 0.06%
AIV C 0.06%
WABC B 0.06%
PGRE B 0.06%
LADR B 0.06%
GO F 0.05%
ARVN F 0.05%
OPEN F 0.05%
ATUS F 0.05%
SRRK D 0.05%
YOU F 0.05%
ENOV F 0.05%
GSAT F 0.05%
TDOC F 0.05%
PRO F 0.05%
SUPN F 0.05%
SPT F 0.03%
FYX Underweight 181 Positions Relative to ESIX
Symbol Grade Weight
FN B -1.0%
ATI B -0.91%
SPSC B -0.85%
ANF B -0.81%
MLI A -0.8%
MTH A -0.78%
ENSG D -0.78%
SM C -0.68%
NSIT A -0.67%
BMI A -0.67%
SEE B -0.66%
OGN B -0.65%
ALK B -0.65%
BCC D -0.64%
GKOS A -0.64%
IBP D -0.64%
COOP A -0.63%
JXN B -0.63%
FSS A -0.62%
AWI D -0.61%
LNC B -0.6%
AL C -0.6%
BCPC B -0.59%
RDN C -0.57%
MGY B -0.57%
MMSI B -0.56%
AEO B -0.54%
VRRM A -0.54%
AAP D -0.53%
WIRE C -0.52%
SIG D -0.52%
ACA A -0.51%
FUL C -0.51%
ASO F -0.5%
AGO D -0.5%
GPI B -0.5%
MATX B -0.48%
FELE C -0.48%
ALKS F -0.48%
PECO F -0.47%
AEIS B -0.46%
HP F -0.46%
TPH A -0.45%
BOX D -0.45%
ITGR D -0.44%
SEM A -0.43%
ACLS C -0.43%
DXC F -0.43%
MAC D -0.42%
PTEN D -0.42%
MHO C -0.42%
SMPL B -0.41%
PBH D -0.41%
NWL C -0.39%
WDFC D -0.39%
ABCB B -0.38%
APLE D -0.37%
BXMT F -0.37%
SEDG F -0.36%
NPO D -0.36%
AWR B -0.34%
BL D -0.34%
RUSHA D -0.33%
KLIC D -0.32%
DV F -0.31%
PRFT B -0.3%
KWR D -0.3%
CNMD F -0.27%
SITM B -0.26%
PRGS F -0.26%
APA F -0.25%
STAA C -0.25%
SONO D -0.25%
UE B -0.24%
SIX C -0.23%
FL F -0.22%
CERT D -0.21%
CWK B -0.21%
VIAV F -0.2%
PZZA F -0.2%
HBI D -0.2%
USPH C -0.19%
AMPH F -0.18%
DVAX F -0.17%
LTC A -0.17%
BHE A -0.17%
LUMN F -0.16%
EXTR F -0.16%
SDGR F -0.15%
KW C -0.15%
MGPI D -0.15%
GPRE F -0.15%
EYE F -0.14%
SLCA B -0.14%
SCSC A -0.14%
XNCR C -0.14%
ARLO C -0.13%
ECPG C -0.13%
CARS C -0.13%
WWW B -0.13%
TRUP D -0.13%
SGH F -0.12%
PRAA B -0.12%
HIBB A -0.12%
MSEX C -0.12%
LESL F -0.12%
JACK F -0.12%
CSR A -0.12%
IRWD F -0.11%
QNST C -0.11%
AXL B -0.11%
RCUS F -0.11%
JBSS C -0.11%
AVNS C -0.11%
TILE B -0.11%
CLW B -0.1%
AMBC A -0.1%
MNRO F -0.1%
EMBC D -0.1%
BDN B -0.1%
CLB D -0.1%
RWT C -0.1%
VTOL A -0.1%
SXC D -0.1%
VIR F -0.1%
UTL B -0.1%
PBI B -0.1%
AMSF D -0.1%
CENX B -0.1%
HAYN D -0.09%
PRA C -0.09%
VVI D -0.09%
SBSI D -0.09%
MMI D -0.09%
BJRI D -0.09%
HFWA B -0.08%
DRQ F -0.08%
INN F -0.08%
NVRI D -0.08%
BGS F -0.08%
NBR F -0.08%
ASIX F -0.08%
NUS D -0.08%
HAIN F -0.08%
DCOM C -0.08%
DIN F -0.08%
HSII C -0.08%
MD F -0.08%
THRY C -0.08%
SPTN D -0.08%
KELYA D -0.08%
CPF B -0.07%
WSR B -0.07%
SMP C -0.07%
TMP D -0.07%
EGBN F -0.07%
UNFI F -0.07%
VREX F -0.07%
RGNX F -0.07%
WRLD C -0.06%
UFCS B -0.06%
HAFC B -0.06%
CCRN F -0.06%
CVGW B -0.06%
USNA D -0.06%
TRST B -0.06%
HVT F -0.05%
OSUR F -0.05%
MOV D -0.05%
CMP F -0.05%
CENT B -0.05%
FLGT D -0.05%
MERC C -0.05%
GDOT C -0.05%
CNSL C -0.04%
NFBK D -0.04%
RGP F -0.04%
PAHC A -0.04%
SPWR F -0.04%
ATNI F -0.03%
TTEC F -0.02%
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