FAB vs. FYT ETF Comparison

Comparison of First Trust Multi Cap Value AlphaDEX Fund (FAB) to First Trust Small Cap Value AlphaDEX Fund (FYT)
FAB

First Trust Multi Cap Value AlphaDEX Fund

FAB Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Multi Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Composite 1500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$80.97

Average Daily Volume

3,073

Number of Holdings *

661

* may have additional holdings in another (foreign) market
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.36

Average Daily Volume

11,895

Number of Holdings *

253

* may have additional holdings in another (foreign) market
Performance
Period FAB FYT
30 Days 1.32% 2.77%
60 Days 2.13% 1.43%
90 Days 6.36% 2.28%
12 Months 25.38% 28.10%
253 Overlapping Holdings
Symbol Grade Weight in FAB Weight in FYT Overlap
AAT B 0.1% 0.53% 0.1%
ABM B 0.11% 0.53% 0.11%
ABR B 0.13% 0.67% 0.13%
ADNT F 0.09% 0.45% 0.09%
ADUS A 0.02% 0.12% 0.02%
ADV B 0.03% 0.14% 0.03%
AIN D 0.02% 0.12% 0.02%
AIR B 0.03% 0.15% 0.03%
ALEX C 0.03% 0.13% 0.03%
ALGT F 0.1% 0.5% 0.1%
AMN C 0.1% 0.51% 0.1%
ANDE F 0.08% 0.38% 0.08%
APAM C 0.02% 0.12% 0.02%
APOG A 0.08% 0.43% 0.08%
ARCB F 0.02% 0.11% 0.02%
ARCH D 0.13% 0.66% 0.13%
ARI F 0.02% 0.12% 0.02%
ASB A 0.05% 0.27% 0.05%
ATSG C 0.13% 0.64% 0.13%
ATUS F 0.02% 0.1% 0.02%
AUB C 0.05% 0.25% 0.05%
AVA B 0.14% 0.71% 0.14%
AX A 0.12% 0.59% 0.12%
B C 0.03% 0.13% 0.03%
BANR B 0.1% 0.51% 0.1%
BDC C 0.05% 0.25% 0.05%
BHLB B 0.05% 0.26% 0.05%
BKE C 0.07% 0.37% 0.07%
BKU B 0.08% 0.4% 0.08%
BLMN F 0.07% 0.34% 0.07%
BNL C 0.1% 0.52% 0.1%
BOOT B 0.06% 0.29% 0.06%
BUSE B 0.08% 0.38% 0.08%
BXC D 0.04% 0.21% 0.04%
BZH D 0.11% 0.57% 0.11%
CABO F 0.13% 0.63% 0.13%
CAKE D 0.02% 0.12% 0.02%
CALM D 0.13% 0.64% 0.13%
CASH B 0.11% 0.57% 0.11%
CATY D 0.1% 0.52% 0.1%
CBRL F 0.04% 0.2% 0.04%
CBU B 0.03% 0.13% 0.03%
CCS D 0.09% 0.47% 0.09%
CENTA C 0.08% 0.38% 0.08%
CHGG F 0.09% 0.45% 0.09%
CIM F 0.1% 0.5% 0.1%
CMCO B 0.05% 0.26% 0.05%
CMTG F 0.02% 0.12% 0.02%
CNO B 0.11% 0.53% 0.11%
CNX B 0.13% 0.67% 0.13%
CNXN D 0.05% 0.25% 0.05%
COHU F 0.02% 0.11% 0.02%
CPK B 0.03% 0.13% 0.03%
CRC F 0.13% 0.63% 0.13%
CRI F 0.04% 0.22% 0.04%
CRK C 0.15% 0.74% 0.15%
CSGS F 0.02% 0.11% 0.02%
CTOS F 0.07% 0.35% 0.07%
CTS A 0.03% 0.14% 0.03%
CUBI D 0.1% 0.48% 0.1%
CVBF C 0.05% 0.26% 0.05%
CVCO D 0.02% 0.12% 0.02%
CWEN B 0.06% 0.28% 0.06%
CXW C 0.1% 0.52% 0.1%
DAN C 0.11% 0.56% 0.11%
DEA B 0.06% 0.28% 0.06%
DEI B 0.05% 0.27% 0.05%
DFIN B 0.05% 0.27% 0.05%
DIOD B 0.11% 0.56% 0.11%
DK D 0.02% 0.11% 0.02%
DNOW C 0.13% 0.64% 0.13%
DORM D 0.02% 0.13% 0.02%
EAT A 0.06% 0.31% 0.06%
EBC B 0.1% 0.52% 0.1%
ECVT D 0.07% 0.33% 0.07%
EFSC B 0.1% 0.52% 0.1%
EIG D 0.12% 0.63% 0.12%
ENOV F 0.02% 0.11% 0.02%
ENVA C 0.11% 0.53% 0.11%
EPC B 0.08% 0.38% 0.08%
EQC B 0.08% 0.39% 0.08%
FBK B 0.03% 0.13% 0.03%
FBNC D 0.05% 0.23% 0.05%
FBP A 0.05% 0.27% 0.05%
FCF B 0.1% 0.52% 0.1%
FDP D 0.02% 0.12% 0.02%
FFBC B 0.14% 0.69% 0.14%
FHB B 0.05% 0.27% 0.05%
FHI D 0.07% 0.36% 0.07%
FIBK B 0.08% 0.4% 0.08%
FOXF F 0.07% 0.33% 0.07%
FRME B 0.11% 0.53% 0.11%
FULT A 0.11% 0.57% 0.11%
FWRD F 0.04% 0.18% 0.04%
GDEN F 0.11% 0.56% 0.11%
GEF D 0.12% 0.61% 0.12%
GEO C 0.11% 0.54% 0.11%
GES B 0.09% 0.5% 0.09%
GHC A 0.13% 0.64% 0.13%
GNW B 0.03% 0.13% 0.03%
GO F 0.02% 0.12% 0.02%
GOGO C 0.08% 0.42% 0.08%
GTY B 0.05% 0.27% 0.05%
HE F 0.12% 0.59% 0.12%
HELE F 0.07% 0.33% 0.07%
HI D 0.02% 0.11% 0.02%
HIW B 0.14% 0.69% 0.14%
HLF C 0.08% 0.38% 0.08%
HLIO B 0.03% 0.14% 0.03%
HNI A 0.03% 0.13% 0.03%
HOPE D 0.07% 0.37% 0.07%
HPP F 0.09% 0.45% 0.09%
HTH B 0.05% 0.26% 0.05%
HTLD F 0.1% 0.48% 0.1%
HTLF A 0.07% 0.33% 0.07%
HTZ F 0.09% 0.44% 0.09%
HUBG B 0.1% 0.53% 0.1%
IART F 0.02% 0.08% 0.02%
IBOC A 0.11% 0.57% 0.11%
IBTX C 0.02% 0.12% 0.02%
ICUI F 0.07% 0.37% 0.07%
IMKTA F 0.12% 0.62% 0.12%
INDB C 0.1% 0.53% 0.1%
INVA B 0.13% 0.67% 0.13%
JBGS F 0.05% 0.25% 0.05%
JBLU F 0.06% 0.31% 0.06%
JBT F 0.12% 0.58% 0.12%
JELD F 0.05% 0.24% 0.05%
KALU B 0.06% 0.29% 0.06%
KFRC D 0.02% 0.12% 0.02%
KFY C 0.03% 0.13% 0.03%
KLG B 0.07% 0.33% 0.07%
KMT C 0.08% 0.39% 0.08%
KN B 0.11% 0.55% 0.11%
KOP F 0.06% 0.31% 0.06%
KOS D 0.1% 0.52% 0.1%
KSS F 0.11% 0.56% 0.11%
LGIH F 0.07% 0.33% 0.07%
LGND C 0.05% 0.26% 0.05%
LILAK B 0.12% 0.62% 0.12%
LNN C 0.05% 0.27% 0.05%
LTH D 0.05% 0.25% 0.05%
LXP D 0.02% 0.13% 0.02%
LZB D 0.12% 0.6% 0.12%
MATW D 0.07% 0.35% 0.07%
MCRI D 0.05% 0.24% 0.05%
MLKN D 0.11% 0.57% 0.11%
MODG B 0.13% 0.67% 0.13%
MPW D 0.02% 0.12% 0.02%
MRTN D 0.1% 0.5% 0.1%
MSGE B 0.11% 0.55% 0.11%
MTX A 0.06% 0.28% 0.06%
MWA A 0.03% 0.13% 0.03%
NAVI F 0.1% 0.48% 0.1%
NBHC C 0.1% 0.51% 0.1%
NBTB B 0.05% 0.27% 0.05%
NHC B 0.08% 0.38% 0.08%
NIC D 0.02% 0.12% 0.02%
NMIH A 0.14% 0.68% 0.14%
NMRK D 0.05% 0.24% 0.05%
NNI B 0.03% 0.13% 0.03%
NVEE D 0.03% 0.13% 0.03%
NWBI C 0.07% 0.37% 0.07%
NWE B 0.11% 0.53% 0.11%
NWN B 0.13% 0.67% 0.13%
NX D 0.07% 0.36% 0.07%
OCFC B 0.1% 0.5% 0.1%
ODP F 0.1% 0.52% 0.1%
OEC B 0.08% 0.39% 0.08%
OFG A 0.08% 0.4% 0.08%
OI F 0.04% 0.21% 0.04%
OII B 0.03% 0.13% 0.03%
OLPX F 0.07% 0.33% 0.07%
OMCL C 0.05% 0.27% 0.05%
OXM B 0.03% 0.13% 0.03%
PARR F 0.11% 0.54% 0.11%
PATK C 0.05% 0.25% 0.05%
PCRX D 0.05% 0.24% 0.05%
PDCO D 0.07% 0.36% 0.07%
PEBO B 0.11% 0.54% 0.11%
PFBC A 0.08% 0.4% 0.08%
PFS B 0.11% 0.57% 0.11%
PGRE B 0.03% 0.13% 0.03%
PHIN A 0.15% 0.73% 0.15%
PINC F 0.12% 0.62% 0.12%
PLUS C 0.05% 0.27% 0.05%
PLXS B 0.06% 0.3% 0.06%
PNM C 0.08% 0.4% 0.08%
PPBI C 0.02% 0.13% 0.02%
PRDO B 0.18% 0.92% 0.18%
PRG B 0.13% 0.67% 0.13%
PRIM A 0.06% 0.3% 0.06%
PSMT A 0.05% 0.27% 0.05%
PTVE C 0.02% 0.12% 0.02%
RC D 0.13% 0.63% 0.13%
REVG A 0.14% 0.72% 0.14%
REZI D 0.1% 0.49% 0.1%
RLJ F 0.12% 0.6% 0.12%
RNST C 0.08% 0.38% 0.08%
ROG C 0.03% 0.13% 0.03%
RYI F 0.09% 0.45% 0.09%
SAH B 0.11% 0.54% 0.11%
SASR B 0.1% 0.51% 0.1%
SBCF C 0.05% 0.26% 0.05%
SBH D 0.09% 0.45% 0.09%
SCHL F 0.13% 0.64% 0.13%
SCL C 0.02% 0.13% 0.02%
SFNC D 0.07% 0.36% 0.07%
SHEN D 0.02% 0.11% 0.02%
SHOO D 0.02% 0.12% 0.02%
SJW D 0.08% 0.39% 0.08%
SLVM A 0.11% 0.56% 0.11%
SNDR D 0.13% 0.66% 0.13%
SNEX A 0.08% 0.43% 0.08%
SPB C 0.13% 0.64% 0.13%
SR B 0.11% 0.53% 0.11%
SRCE B 0.08% 0.38% 0.08%
SSTK F 0.07% 0.34% 0.07%
STBA B 0.1% 0.52% 0.1%
STC B 0.03% 0.13% 0.03%
STRA A 0.03% 0.15% 0.03%
TALO F 0.13% 0.64% 0.13%
TCBI B 0.05% 0.26% 0.05%
TCBK B 0.08% 0.39% 0.08%
TGNA D 0.13% 0.65% 0.13%
THS F 0.05% 0.24% 0.05%
TOWN B 0.08% 0.38% 0.08%
TRMK A 0.08% 0.43% 0.08%
TRS B 0.05% 0.26% 0.05%
TTMI A 0.03% 0.15% 0.03%
UAA F 0.12% 0.6% 0.12%
UCBI B 0.05% 0.27% 0.05%
UNF D 0.07% 0.36% 0.07%
USM C 0.13% 0.66% 0.13%
UVV B 0.14% 0.68% 0.14%
VAC D 0.07% 0.35% 0.07%
VBTX B 0.11% 0.53% 0.11%
VCTR A 0.06% 0.33% 0.06%
VICR F 0.02% 0.11% 0.02%
VRTS C 0.05% 0.24% 0.05%
VSCO F 0.07% 0.36% 0.07%
VSH C 0.13% 0.68% 0.13%
WAFD B 0.08% 0.39% 0.08%
WD B 0.05% 0.26% 0.05%
WERN D 0.1% 0.5% 0.1%
WGO D 0.07% 0.33% 0.07%
WMK C 0.13% 0.65% 0.13%
WOR D 0.07% 0.38% 0.07%
WSBC C 0.07% 0.37% 0.07%
WSFS B 0.11% 0.54% 0.11%
XHR D 0.05% 0.26% 0.05%
XRX F 0.06% 0.29% 0.06%
ZD D 0.05% 0.23% 0.05%
FAB Overweight 408 Positions Relative to FYT
Symbol Grade Weight
UAL B 0.52%
EQT B 0.51%
ACGL A 0.49%
ED A 0.49%
APTV D 0.49%
OC B 0.49%
CVX B 0.48%
FANG B 0.48%
ETR A 0.48%
MKL A 0.48%
DVN B 0.47%
CTRA B 0.47%
EOG B 0.47%
GM B 0.46%
BG B 0.46%
OXY C 0.46%
XOM B 0.46%
BRK.A D 0.45%
T B 0.45%
HPE D 0.45%
COP C 0.45%
LNG D 0.45%
F D 0.44%
MRO D 0.44%
CINF D 0.44%
EG C 0.44%
ADM C 0.44%
DHI D 0.43%
VLO D 0.43%
LEN D 0.43%
MPC D 0.42%
CMCSA D 0.41%
PSX D 0.41%
STLD D 0.41%
CF F 0.41%
PEG A 0.4%
SYF B 0.4%
NUE F 0.4%
PCG B 0.39%
KMI A 0.38%
CAG B 0.38%
WPC C 0.38%
AIG A 0.38%
MTB A 0.38%
WFC A 0.38%
VTRS C 0.37%
L A 0.37%
C A 0.37%
HBAN A 0.37%
AEE C 0.37%
EXC B 0.37%
DTE A 0.37%
XEL C 0.37%
SRE B 0.37%
COF B 0.36%
KHC C 0.36%
KIM C 0.36%
CB C 0.36%
LYB C 0.36%
TEL C 0.36%
CFG A 0.36%
EBAY D 0.35%
HAL F 0.35%
VZ D 0.35%
RF B 0.35%
WBD F 0.34%
CE C 0.34%
RS D 0.32%
CVS F 0.32%
BEN F 0.31%
LKQ D 0.31%
SWKS F 0.31%
KDP B 0.3%
BMY F 0.3%
EQR A 0.29%
GS A 0.29%
DGX B 0.28%
FITB A 0.28%
CNP B 0.28%
AEP A 0.28%
EIX A 0.28%
DUK A 0.28%
D B 0.28%
UHAL B 0.27%
AFL A 0.27%
BAC B 0.27%
AIRC A 0.27%
ATO A 0.27%
CSCO D 0.26%
IPG D 0.26%
INCY D 0.26%
BKR D 0.26%
CNC C 0.26%
HIG C 0.26%
KR B 0.26%
PNC B 0.26%
STT C 0.26%
OKE B 0.26%
DE B 0.26%
CTSH D 0.25%
BBY D 0.25%
TDY D 0.25%
RRC B 0.25%
TROW D 0.25%
SNA D 0.25%
USB D 0.25%
NWSA D 0.25%
LUV D 0.25%
HPQ C 0.25%
WTM A 0.24%
NFG A 0.24%
IAC B 0.24%
JBL D 0.24%
GILD F 0.24%
FDX D 0.24%
LBRT B 0.24%
KBH B 0.23%
SEB C 0.23%
MATX B 0.23%
MTH A 0.23%
CHRD B 0.23%
AL B 0.23%
CHK B 0.23%
AVT A 0.23%
OVV C 0.23%
SM B 0.23%
NOG B 0.23%
GPI B 0.23%
TMHC C 0.22%
RNR C 0.22%
CMC C 0.22%
FMC B 0.22%
MTDR D 0.22%
ESGR B 0.22%
NOV D 0.22%
SIG D 0.22%
MUR C 0.22%
ARW B 0.22%
GPN F 0.22%
PBF D 0.21%
BTU F 0.21%
NEE B 0.21%
AGO D 0.21%
UTHR B 0.21%
MHO D 0.21%
HP F 0.21%
DINO D 0.21%
PTEN F 0.21%
CNXC D 0.21%
RDN C 0.21%
MTG B 0.21%
ESNT C 0.21%
AGCO F 0.21%
ABG C 0.21%
VAL C 0.21%
WIRE B 0.2%
FYBR B 0.2%
MLI B 0.2%
APA F 0.2%
LAD D 0.2%
JXN A 0.2%
VTR B 0.2%
MOS F 0.2%
MDLZ B 0.19%
WLK B 0.19%
MS A 0.19%
FE A 0.19%
WEC B 0.19%
SANM B 0.19%
TPH A 0.19%
CPB B 0.19%
HSY B 0.19%
GPC B 0.19%
ADTN D 0.19%
CRBG A 0.19%
LMT A 0.19%
BKH B 0.19%
CMS A 0.19%
APD C 0.19%
OGE A 0.19%
BIIB C 0.19%
COOP A 0.19%
R A 0.19%
OZK B 0.19%
COLB C 0.19%
MAA B 0.19%
POR B 0.19%
FOXA B 0.19%
ALE B 0.19%
BWA B 0.19%
ZM F 0.18%
VLY F 0.18%
KEY C 0.18%
UNM B 0.18%
G D 0.18%
ALLY B 0.18%
JCI B 0.18%
SON C 0.18%
SSNC C 0.18%
MGY B 0.18%
PYPL C 0.18%
ONB A 0.18%
BERY D 0.18%
UPS D 0.18%
GIS C 0.18%
AN B 0.18%
OGS C 0.18%
MDU A 0.18%
CADE B 0.18%
EVRG B 0.18%
HRL B 0.18%
TGT D 0.17%
LBRDK F 0.17%
TXT D 0.17%
LOW D 0.17%
ZBH D 0.17%
TEX D 0.17%
DAR D 0.17%
HUM F 0.17%
AMG D 0.17%
KRC F 0.17%
PKG D 0.17%
HCA D 0.17%
URBN D 0.17%
CHTR F 0.17%
TRV D 0.17%
MDT D 0.17%
CI D 0.17%
TAP F 0.16%
ASO F 0.16%
LEA F 0.16%
AR B 0.16%
HOG D 0.15%
BYD F 0.15%
OGN B 0.15%
RUSHA D 0.15%
CVI F 0.15%
JBHT F 0.15%
EMN A 0.14%
FNB A 0.14%
GMS C 0.14%
CAR D 0.14%
CUZ B 0.14%
AMKR C 0.14%
ENS B 0.14%
BOKF A 0.14%
ZION B 0.14%
WCC B 0.14%
OMF B 0.14%
PNW B 0.14%
FHN A 0.14%
ALK C 0.14%
ABCB B 0.14%
NI A 0.14%
DTM A 0.14%
HWC B 0.14%
SNX A 0.14%
ATKR D 0.13%
UHS D 0.13%
DXC F 0.13%
OLN D 0.13%
OSK D 0.13%
PAG F 0.13%
DDS C 0.13%
WU C 0.13%
UFPI C 0.13%
WTFC B 0.13%
WAL B 0.13%
IPGP D 0.13%
NXST C 0.13%
M D 0.13%
CMA B 0.13%
PII F 0.12%
CPNG B 0.12%
KNX D 0.12%
WBS D 0.12%
BCC D 0.12%
JAZZ D 0.12%
KEX A 0.11%
PVH D 0.11%
CZR F 0.11%
TPR D 0.11%
LFUS B 0.1%
NJR B 0.1%
AWK B 0.1%
QCOM B 0.1%
SEM A 0.1%
SKX B 0.1%
CLF F 0.1%
HGV D 0.09%
ASGN D 0.09%
EXPD D 0.09%
UMBF C 0.09%
SSB D 0.09%
IP C 0.09%
BBWI C 0.09%
SEIC C 0.09%
OMC B 0.09%
UBSI D 0.09%
HUN C 0.09%
J D 0.09%
SLGN B 0.09%
PB B 0.09%
CTVA B 0.09%
RJF C 0.09%
FNF B 0.09%
SNV C 0.09%
PRU A 0.09%
PNFP C 0.09%
BECN C 0.09%
DOW C 0.09%
REGN C 0.09%
EWBC A 0.09%
NKE D 0.09%
WMT C 0.09%
UNH C 0.09%
LHX A 0.09%
SLM B 0.09%
SWX A 0.09%
ASH A 0.09%
GLW B 0.09%
PFE D 0.09%
LNT B 0.09%
COLM B 0.09%
CACC D 0.09%
ORI A 0.09%
ELV A 0.09%
DD A 0.09%
DOV A 0.09%
BPOP A 0.09%
HOMB B 0.09%
TSCO B 0.09%
GD A 0.09%
DNB D 0.09%
AXS A 0.09%
TKR B 0.09%
SAIC C 0.09%
RTX A 0.09%
WTRG B 0.09%
K B 0.09%
IDA B 0.09%
KMB B 0.09%
PRGO C 0.09%
MOH D 0.08%
HII D 0.08%
BC D 0.08%
WY F 0.08%
THO D 0.08%
DG D 0.08%
WRB D 0.08%
CROX C 0.08%
EPAM D 0.08%
RYN F 0.08%
GT D 0.08%
PPG D 0.08%
POOL F 0.08%
LH F 0.08%
BXMT D 0.08%
ARE D 0.08%
SYY D 0.08%
JNJ F 0.08%
WHR F 0.07%
INTC F 0.06%
CIEN D 0.05%
REYN C 0.05%
MMS C 0.05%
BJ B 0.05%
PFSI B 0.05%
EHC A 0.05%
AVNT B 0.05%
JEF B 0.05%
RGA A 0.05%
CCK C 0.05%
SF A 0.05%
CACI A 0.05%
NYCB D 0.05%
THC A 0.05%
NEOG F 0.04%
GPS D 0.04%
PENN F 0.04%
MIDD F 0.04%
LPX A 0.04%
RHI D 0.04%
TFX F 0.04%
SIGI F 0.04%
FAF D 0.04%
IVZ D 0.04%
SUM D 0.04%
HSIC D 0.04%
DKS C 0.04%
LANC D 0.04%
VNO F 0.04%
GMED C 0.04%
SKY D 0.04%
LSTR D 0.04%
BXP F 0.04%
AFG C 0.04%
AEO B 0.04%
GXO C 0.04%
AIZ D 0.04%
SEE C 0.04%
AGNC C 0.04%
AYI C 0.04%
CRUS A 0.04%
USFD C 0.04%
JLL C 0.04%
FUL C 0.04%
GL F 0.03%
FAB Underweight 0 Positions Relative to FYT
Symbol Grade Weight
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