FNK vs. SMLE ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Xtrackers S&P SmallCap 600 ESG ETF (SMLE)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$52.64

Average Daily Volume

19,551

Number of Holdings ^*

222

* may have additional holdings in another (foreign) market

SMLE

Xtrackers S&P SmallCap 600 ESG ETF

SMLE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P SmallCap 600 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P SmallCap 600 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$26.94

Average Daily Volume

7,439

Number of Holdings ^*

384

* may have additional holdings in another (foreign) market

Performance

Period	FNK	SMLE
30 Days	-0.72%	0.78%
60 Days	2.41%	1.67%
90 Days	6.98%	4.29%
12 Months	28.02%	20.83%

29 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in SMLE	Overlap
ABCB	B	0.47%	0.37%	0.37%
AEO	B	0.14%	0.53%	0.14%
AGO	D	0.7%	0.49%	0.49%
AL	C	0.77%	0.61%	0.61%
ALK	C	0.46%	0.63%	0.46%
ASO	D	0.53%	0.5%	0.5%
BCC	D	0.41%	0.62%	0.41%
BXMT	F	0.28%	0.36%	0.28%
COOP	A	0.63%	0.59%	0.59%
DXC	F	0.42%	0.4%	0.4%
FUL	C	0.15%	0.48%	0.15%
GPI	B	0.79%	0.46%	0.46%
HP	F	0.72%	0.44%	0.44%
JXN	A	0.66%	0.58%	0.58%
MATX	B	0.74%	0.45%	0.45%
MGY	B	0.6%	0.54%	0.54%
MHO	D	0.67%	0.39%	0.39%
MLI	A	0.66%	0.76%	0.66%
MTH	A	0.75%	0.73%	0.73%
OGN	B	0.47%	0.58%	0.47%
PTEN	F	0.69%	0.4%	0.4%
RDN	C	0.71%	0.55%	0.55%
RUSHA	D	0.5%	0.31%	0.31%
SEE	C	0.14%	0.59%	0.14%
SEM	A	0.29%	0.35%	0.29%
SIG	D	0.76%	0.51%	0.51%
SM	B	0.74%	0.65%	0.65%
TPH	A	0.61%	0.43%	0.43%
WIRE	B	0.67%	0.51%	0.51%

FNK Overweight 193 Positions Relative to SMLE

Symbol	Grade	Weight
AIRC	A	0.93%
SEB	C	0.8%
LBRT	B	0.8%
WTM	B	0.8%
NOG	B	0.79%
RRC	B	0.79%
NFG	A	0.78%
CHK	B	0.77%
CHRD	B	0.77%
OVV	B	0.77%
ARW	B	0.76%
MUR	B	0.76%
AVT	A	0.76%
NOV	C	0.74%
ESGR	C	0.74%
CMC	C	0.73%
MOS	F	0.73%
KBH	C	0.73%
RNR	D	0.73%
AGCO	D	0.72%
MTDR	D	0.72%
MTG	C	0.72%
IAC	C	0.71%
ESNT	C	0.71%
TMHC	C	0.71%
PBF	D	0.71%
FMC	C	0.71%
BTU	F	0.7%
APA	F	0.7%
UTHR	A	0.7%
DINO	F	0.7%
ABG	C	0.7%
LAD	D	0.67%
VAL	C	0.67%
CNXC	D	0.66%
POR	B	0.66%
OGS	B	0.64%
COLB	C	0.64%
ALE	B	0.64%
BKH	B	0.64%
R	A	0.64%
OGE	A	0.64%
OZK	B	0.63%
SANM	B	0.62%
SON	C	0.62%
AN	B	0.62%
MDU	A	0.62%
EVRG	B	0.62%
ONB	A	0.61%
UNM	B	0.61%
ADTN	D	0.61%
CADE	B	0.61%
BWA	B	0.6%
AMG	D	0.6%
ALLY	B	0.6%
FYBR	B	0.6%
BERY	D	0.6%
G	D	0.59%
VLY	F	0.58%
DAR	D	0.57%
KRC	D	0.57%
URBN	C	0.56%
LBRDK	F	0.56%
TEX	C	0.55%
LEA	F	0.54%
AR	A	0.53%
TAP	F	0.53%
CVI	F	0.52%
HOG	D	0.5%
BYD	F	0.5%
HWC	B	0.48%
DTM	A	0.48%
NI	A	0.48%
SNX	A	0.48%
OMF	B	0.47%
PNW	B	0.47%
FNB	B	0.46%
ZION	B	0.46%
ENS	B	0.46%
FHN	B	0.46%
BOKF	A	0.46%
EMN	B	0.45%
CUZ	B	0.45%
GMS	C	0.45%
IPGP	D	0.44%
CMA	B	0.44%
UHS	D	0.44%
WU	C	0.44%
NXST	C	0.44%
PAG	F	0.44%
WTFC	B	0.44%
AMKR	C	0.44%
WCC	B	0.43%
OSK	D	0.43%
M	D	0.43%
WAL	B	0.43%
JAZZ	D	0.43%
UFPI	C	0.43%
ATKR	D	0.43%
OLN	C	0.42%
DDS	B	0.42%
WBS	D	0.41%
KNX	D	0.4%
CZR	F	0.39%
TPR	D	0.39%
PII	F	0.39%
CAR	D	0.37%
PVH	D	0.37%
KEX	A	0.36%
CLF	F	0.35%
SKX	B	0.34%
IDA	B	0.33%
TKR	B	0.32%
COLM	B	0.32%
WTRG	B	0.32%
PRGO	D	0.32%
NJR	B	0.32%
ASH	A	0.31%
SLM	B	0.31%
HOMB	B	0.31%
SWX	A	0.31%
ORI	A	0.31%
BPOP	A	0.31%
BECN	B	0.31%
SAIC	C	0.31%
LNT	B	0.31%
HII	D	0.3%
PB	B	0.3%
AXS	A	0.3%
EWBC	A	0.3%
LFUS	B	0.3%
CACC	D	0.3%
SNV	C	0.29%
SSB	D	0.29%
PNFP	C	0.29%
ASGN	D	0.29%
HUN	C	0.29%
UMBF	B	0.29%
DNB	D	0.29%
SLGN	B	0.29%
SEIC	D	0.29%
UBSI	D	0.29%
BBWI	C	0.28%
HGV	D	0.28%
RYN	F	0.28%
IP	C	0.28%
CROX	C	0.27%
GT	F	0.27%
BC	D	0.26%
THO	D	0.26%
WHR	F	0.25%
CCK	C	0.17%
NYCB	D	0.17%
CACI	A	0.17%
THC	A	0.17%
RGA	A	0.16%
AVNT	B	0.16%
BJ	B	0.16%
REYN	D	0.16%
EHC	A	0.16%
SF	A	0.16%
LANC	D	0.15%
JLL	C	0.15%
AIZ	D	0.15%
AGNC	C	0.15%
TFX	F	0.15%
SIGI	F	0.15%
USFD	C	0.15%
GMED	D	0.15%
CIEN	D	0.15%
AFG	D	0.15%
PFSI	B	0.15%
MMS	C	0.15%
JEF	B	0.15%
IVZ	D	0.14%
LPX	D	0.14%
FAF	D	0.14%
RHI	D	0.14%
SUM	D	0.14%
DKS	B	0.14%
SKY	D	0.14%
VNO	F	0.14%
LSTR	D	0.14%
PENN	F	0.14%
BXP	F	0.14%
CRUS	C	0.14%
HSIC	D	0.14%
AYI	C	0.14%
GXO	D	0.14%
MIDD	D	0.13%
NEOG	F	0.12%
GL	F	0.11%
GPS	D	0.11%

FNK Underweight 355 Positions Relative to SMLE

Symbol	Grade	Weight
ATI	B	-0.87%
SPSC	B	-0.78%
ENSG	D	-0.77%
ANF	C	-0.74%
FN	C	-0.74%
AAON	C	-0.71%
IBP	D	-0.67%
BMI	A	-0.64%
GKOS	B	-0.6%
AWI	D	-0.59%
NSIT	A	-0.58%
FSS	B	-0.58%
BCPC	C	-0.55%
LNC	C	-0.54%
ITRI	A	-0.53%
MMSI	B	-0.52%
AAP	D	-0.52%
DV	F	-0.5%
DY	A	-0.48%
ALKS	F	-0.47%
VRRM	A	-0.47%
PECO	D	-0.47%
FORM	A	-0.47%
FELE	D	-0.46%
SHAK	B	-0.46%
ACA	A	-0.45%
ACIW	A	-0.45%
BOX	F	-0.44%
ITGR	D	-0.43%
AEIS	D	-0.42%
ACLS	D	-0.41%
PBH	D	-0.41%
SEDG	F	-0.4%
CTRE	B	-0.39%
CRC	D	-0.39%
DIOD	B	-0.39%
SLG	B	-0.39%
SMPL	B	-0.39%
KFY	D	-0.38%
APLE	F	-0.37%
SXT	A	-0.37%
WDFC	D	-0.37%
PIPR	A	-0.37%
NPO	D	-0.37%
WD	B	-0.37%
BL	D	-0.36%
IOSP	C	-0.36%
UCBI	B	-0.36%
HI	D	-0.35%
AUB	C	-0.35%
MAC	D	-0.35%
SKT	C	-0.35%
FBP	A	-0.35%
APAM	D	-0.34%
PLXS	B	-0.34%
REZI	D	-0.34%
TRIP	D	-0.34%
CVCO	C	-0.34%
CWT	B	-0.34%
NWL	C	-0.34%
GNW	B	-0.34%
FULT	A	-0.33%
HASI	C	-0.33%
ABM	B	-0.33%
HIW	B	-0.33%
SHOO	D	-0.33%
AVA	B	-0.33%
JBT	F	-0.33%
ARCB	F	-0.32%
FTDR	B	-0.32%
LRN	A	-0.32%
KSS	F	-0.32%
YELP	C	-0.32%
AROC	B	-0.32%
FHB	B	-0.32%
CATY	D	-0.31%
KWR	D	-0.31%
GFF	D	-0.31%
BRC	B	-0.31%
NMIH	A	-0.31%
LCII	F	-0.31%
HUBG	C	-0.31%
IDCC	B	-0.31%
AWR	C	-0.31%
PINC	F	-0.3%
MYRG	D	-0.3%
DORM	D	-0.3%
KLIC	D	-0.3%
STRA	A	-0.3%
TRN	A	-0.29%
SITC	C	-0.29%
SMTC	A	-0.29%
GVA	B	-0.29%
LXP	D	-0.29%
TNDM	B	-0.28%
CBU	B	-0.28%
EAT	A	-0.28%
MTX	A	-0.28%
VCEL	C	-0.27%
DEI	B	-0.27%
AMN	D	-0.27%
EVTC	F	-0.27%
SLVM	A	-0.27%
CCS	D	-0.27%
CALM	D	-0.27%
BOH	D	-0.27%
AZZ	C	-0.27%
INDB	C	-0.26%
PPBI	D	-0.26%
FFBC	B	-0.26%
PRGS	D	-0.26%
SFNC	D	-0.26%
PJT	C	-0.26%
STAA	B	-0.26%
SONO	D	-0.25%
PDCO	D	-0.25%
BKU	B	-0.25%
RAMP	D	-0.25%
ROCK	D	-0.25%
TNC	D	-0.25%
CNMD	F	-0.25%
UE	B	-0.24%
ROG	C	-0.24%
HNI	B	-0.24%
ALG	D	-0.24%
SBCF	C	-0.24%
OI	F	-0.24%
SHO	D	-0.24%
ATGE	A	-0.24%
PSMT	A	-0.24%
CENTA	D	-0.23%
ENR	C	-0.23%
CWEN	B	-0.23%
PZZA	F	-0.23%
CARG	C	-0.23%
BANC	C	-0.23%
EPAC	A	-0.23%
ICUI	D	-0.23%
SNEX	A	-0.23%
VECO	B	-0.23%
NGVT	B	-0.22%
DRH	D	-0.22%
B	C	-0.22%
OMI	F	-0.22%
CERT	D	-0.22%
EPC	B	-0.22%
THS	F	-0.22%
MLKN	D	-0.22%
PLMR	A	-0.22%
KMT	D	-0.22%
JBLU	F	-0.22%
FL	F	-0.21%
AKR	B	-0.21%
ANDE	B	-0.21%
WOR	D	-0.21%
TALO	F	-0.21%
VIAV	F	-0.21%
UFPT	B	-0.21%
WGO	F	-0.21%
SCL	C	-0.21%
GEO	C	-0.21%
CWK	C	-0.2%
CPRX	D	-0.2%
TBBK	F	-0.2%
RNST	C	-0.2%
STC	B	-0.2%
THRM	F	-0.2%
MYGN	D	-0.2%
PRFT	C	-0.2%
ODP	C	-0.2%
DAN	C	-0.2%
PEB	D	-0.2%
PARR	F	-0.2%
HAYW	C	-0.2%
SIX	C	-0.2%
OFG	B	-0.2%
GBX	B	-0.19%
ADUS	A	-0.19%
AMPH	F	-0.19%
TDS	D	-0.19%
SJW	D	-0.19%
OXM	B	-0.19%
HBI	F	-0.19%
AGYS	B	-0.19%
AMWD	D	-0.18%
XRX	F	-0.18%
DVAX	D	-0.18%
DNOW	D	-0.18%
KALU	A	-0.18%
DFIN	B	-0.18%
HLX	B	-0.18%
USPH	C	-0.18%
HMN	A	-0.18%
LKFN	D	-0.18%
BANR	B	-0.18%
CHCO	B	-0.18%
CAKE	D	-0.18%
ROIC	D	-0.18%
SITM	C	-0.18%
NWN	B	-0.17%
HTH	B	-0.17%
XNCR	B	-0.17%
NX	D	-0.17%
NTCT	F	-0.17%
UNIT	F	-0.17%
VRTS	D	-0.17%
KN	B	-0.17%
COHU	F	-0.17%
LPG	B	-0.17%
EXTR	F	-0.17%
XHR	D	-0.17%
PRG	B	-0.17%
FBK	B	-0.16%
GPRE	F	-0.16%
CUBI	D	-0.16%
EYE	F	-0.16%
FCF	B	-0.16%
LTC	A	-0.16%
APOG	A	-0.16%
IBTX	D	-0.16%
LZB	D	-0.16%
HLIT	F	-0.15%
PMT	B	-0.15%
CBRL	F	-0.15%
NAVI	F	-0.15%
BHE	A	-0.15%
PCRX	F	-0.15%
SDGR	F	-0.15%
HOPE	D	-0.15%
MGPI	F	-0.15%
LUMN	F	-0.15%
JBGS	F	-0.15%
BANF	B	-0.15%
NBHC	C	-0.15%
CASH	B	-0.15%
LNN	C	-0.15%
OMCL	C	-0.15%
LGND	D	-0.14%
ALEX	C	-0.14%
CSGS	F	-0.14%
STBA	B	-0.14%
SLCA	B	-0.14%
SAFT	C	-0.14%
NVEE	D	-0.14%
ARLO	A	-0.14%
CAL	C	-0.14%
COLL	D	-0.14%
SCSC	B	-0.13%
KOP	F	-0.13%
EIG	D	-0.13%
IRWD	F	-0.13%
DEA	B	-0.13%
PFS	B	-0.13%
SBH	F	-0.13%
ECPG	D	-0.12%
HIBB	A	-0.12%
CSR	A	-0.12%
TGI	C	-0.12%
WNC	F	-0.12%
CARS	D	-0.12%
KW	C	-0.12%
HRMY	C	-0.12%
AAT	B	-0.12%
JACK	F	-0.12%
BGS	B	-0.11%
CRK	B	-0.11%
AVNS	D	-0.11%
JBSS	D	-0.11%
AMSF	D	-0.11%
TILE	C	-0.11%
MSEX	C	-0.11%
BHLB	B	-0.11%
PFBC	A	-0.11%
SGH	F	-0.11%
PRAA	C	-0.11%
QNST	A	-0.11%
RWT	C	-0.1%
MATW	D	-0.1%
RCUS	F	-0.1%
CENX	B	-0.1%
TRUP	D	-0.1%
UTL	B	-0.1%
SXC	D	-0.1%
AXL	B	-0.1%
WWW	B	-0.1%
FDP	D	-0.1%
VVI	D	-0.09%
CLB	F	-0.09%
THRY	C	-0.09%
AMBC	A	-0.09%
CLW	B	-0.09%
MD	F	-0.09%
DIN	F	-0.09%
BJRI	D	-0.09%
KELYA	D	-0.09%
CWEN	B	-0.09%
HAYN	D	-0.09%
ALGT	F	-0.09%
RGNX	F	-0.09%
MMI	D	-0.09%
VIR	D	-0.09%
MNRO	F	-0.09%
SBSI	D	-0.09%
LESL	F	-0.09%
PBI	B	-0.09%
BDN	B	-0.09%
VTOL	B	-0.08%
FWRD	F	-0.08%
HFWA	B	-0.08%
INN	D	-0.08%
SHEN	F	-0.08%
VREX	F	-0.08%
DCOM	C	-0.08%
SPTN	D	-0.08%
HPP	F	-0.08%
ASIX	F	-0.08%
PRA	B	-0.08%
GES	B	-0.08%
CPF	B	-0.07%
UNFI	F	-0.07%
UFCS	B	-0.07%
GOGO	C	-0.07%
NVRI	D	-0.07%
TMP	F	-0.07%
EGBN	F	-0.07%
EMBC	F	-0.07%
HSII	D	-0.07%
WSR	C	-0.07%
SMP	D	-0.07%
NUS	F	-0.07%
CVGW	B	-0.07%
HAIN	F	-0.07%
DRQ	F	-0.07%
NBR	F	-0.07%
CRSR	F	-0.06%
HAFC	C	-0.06%
USNA	F	-0.06%
TRST	B	-0.06%
CCRN	F	-0.06%
MOV	D	-0.05%
OSUR	F	-0.05%
CENT	D	-0.05%
FLGT	F	-0.05%
CMP	F	-0.05%
HVT	F	-0.05%
GDOT	C	-0.05%
WRLD	B	-0.05%
MERC	B	-0.05%
CNSL	C	-0.04%
NFBK	F	-0.04%
PAHC	B	-0.04%
RGP	F	-0.04%
ATNI	F	-0.03%
TTEC	F	-0.02%
SPWR	F	-0.02%