FYT vs. SLYV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index (SLYV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.08

Average Daily Volume

12,943

Number of Holdings ^*

253

* may have additional holdings in another (foreign) market

SLYV

SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap Value Index

SLYV Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "value" characteristics. In seeking to track the performance of the S&P SmallCap 600 Value Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization value sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$82.37

Average Daily Volume

190,010

Number of Holdings ^*

440

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SLYV
30 Days	5.35%	6.22%
60 Days	4.63%	3.93%
90 Days	4.13%	4.14%
12 Months	28.38%	16.53%

154 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SLYV	Overlap
AAT	B	0.53%	0.18%	0.18%
ABM	C	0.53%	0.49%	0.49%
ABR	B	0.67%	0.44%	0.44%
ADUS	B	0.12%	0.16%	0.12%
AIN	C	0.12%	0.25%	0.12%
AIR	B	0.15%	0.11%	0.11%
ALEX	C	0.13%	0.21%	0.13%
ALGT	F	0.5%	0.14%	0.14%
AMN	D	0.51%	0.18%	0.18%
ANDE	F	0.38%	0.14%	0.14%
APAM	C	0.12%	0.23%	0.12%
APOG	A	0.43%	0.14%	0.14%
ARCH	F	0.66%	0.16%	0.16%
ARI	D	0.12%	0.09%	0.09%
AUB	C	0.25%	0.52%	0.25%
AVA	B	0.71%	0.5%	0.5%
AX	A	0.59%	0.19%	0.19%
B	B	0.13%	0.33%	0.13%
BANR	C	0.51%	0.28%	0.28%
BHLB	B	0.26%	0.09%	0.09%
BKE	C	0.37%	0.07%	0.07%
BKU	C	0.4%	0.38%	0.38%
BLMN	F	0.34%	0.19%	0.19%
CABO	F	0.63%	0.32%	0.32%
CAKE	B	0.12%	0.15%	0.12%
CATY	C	0.52%	0.25%	0.25%
CBRL	F	0.2%	0.21%	0.2%
CBU	C	0.13%	0.44%	0.13%
CCS	C	0.47%	0.2%	0.2%
CENTA	B	0.38%	0.34%	0.34%
CNXN	C	0.25%	0.12%	0.12%
COHU	F	0.11%	0.14%	0.11%
CPK	C	0.13%	0.24%	0.13%
CRK	C	0.74%	0.08%	0.08%
CSGS	F	0.11%	0.11%	0.11%
CTS	B	0.14%	0.12%	0.12%
CVBF	C	0.26%	0.4%	0.26%
CWEN	B	0.28%	0.36%	0.28%
CWEN	B	0.28%	0.14%	0.14%
CXW	D	0.52%	0.3%	0.3%
DAN	C	0.56%	0.3%	0.3%
DEA	C	0.28%	0.2%	0.2%
DEI	B	0.27%	0.41%	0.27%
DIOD	D	0.56%	0.23%	0.23%
DNOW	D	0.64%	0.27%	0.27%
DORM	D	0.13%	0.14%	0.13%
EAT	B	0.31%	0.26%	0.26%
EIG	D	0.63%	0.19%	0.19%
ENVA	B	0.53%	0.32%	0.32%
EPC	B	0.38%	0.33%	0.33%
FBK	B	0.13%	0.24%	0.13%
FBNC	D	0.23%	0.23%	0.23%
FCF	C	0.52%	0.13%	0.13%
FDP	F	0.12%	0.14%	0.12%
FFBC	B	0.69%	0.39%	0.39%
FHB	B	0.27%	0.49%	0.27%
FOXF	D	0.33%	0.2%	0.2%
FULT	B	0.57%	0.53%	0.53%
FWRD	F	0.18%	0.11%	0.11%
GDEN	F	0.56%	0.05%	0.05%
GEO	D	0.54%	0.31%	0.31%
GNW	B	0.13%	0.52%	0.13%
GOGO	C	0.42%	0.06%	0.06%
GTY	C	0.27%	0.14%	0.14%
HI	D	0.11%	0.53%	0.11%
HIW	A	0.69%	0.5%	0.5%
HNI	A	0.13%	0.14%	0.13%
HOPE	C	0.37%	0.23%	0.23%
HPP	F	0.45%	0.12%	0.12%
HTH	B	0.26%	0.25%	0.25%
HTLD	D	0.48%	0.04%	0.04%
HUBG	B	0.53%	0.47%	0.47%
IBTX	F	0.12%	0.25%	0.12%
ICUI	D	0.37%	0.36%	0.36%
INDB	C	0.53%	0.39%	0.39%
INVA	B	0.67%	0.08%	0.08%
JBGS	D	0.25%	0.23%	0.23%
JBLU	D	0.31%	0.34%	0.31%
JBT	F	0.58%	0.2%	0.2%
KALU	A	0.29%	0.27%	0.27%
KFY	B	0.13%	0.24%	0.13%
KLG	C	0.33%	0.27%	0.27%
KMT	C	0.39%	0.34%	0.34%
KN	B	0.55%	0.15%	0.15%
KOP	F	0.31%	0.08%	0.08%
KSS	C	0.56%	0.47%	0.47%
LGIH	F	0.33%	0.14%	0.14%
LGND	B	0.26%	0.21%	0.21%
LNN	C	0.27%	0.12%	0.12%
LXP	D	0.13%	0.44%	0.13%
LZB	C	0.6%	0.12%	0.12%
MATW	D	0.35%	0.06%	0.06%
MLKN	C	0.57%	0.34%	0.34%
MODG	D	0.67%	0.41%	0.41%
MPW	C	0.12%	0.47%	0.12%
MRTN	D	0.5%	0.09%	0.09%
MTX	A	0.28%	0.22%	0.22%
NAVI	F	0.48%	0.23%	0.23%
NBHC	B	0.51%	0.23%	0.23%
NBTB	C	0.27%	0.3%	0.27%
NHC	B	0.38%	0.12%	0.12%
NMIH	B	0.68%	0.16%	0.16%
NVEE	F	0.13%	0.21%	0.13%
NWBI	C	0.37%	0.25%	0.25%
NWN	C	0.67%	0.24%	0.24%
NX	D	0.36%	0.06%	0.06%
ODP	F	0.52%	0.3%	0.3%
OI	F	0.21%	0.36%	0.21%
OMCL	D	0.27%	0.24%	0.24%
PCRX	C	0.24%	0.21%	0.21%
PDCO	F	0.36%	0.37%	0.36%
PFS	C	0.57%	0.2%	0.2%
PHIN	B	0.73%	0.34%	0.34%
PINC	F	0.62%	0.43%	0.43%
PLUS	B	0.27%	0.14%	0.14%
PLXS	B	0.3%	0.29%	0.29%
PPBI	C	0.13%	0.39%	0.13%
PRDO	B	0.92%	0.12%	0.12%
PSMT	A	0.27%	0.36%	0.27%
RC	D	0.63%	0.24%	0.24%
REZI	C	0.49%	0.53%	0.49%
RNST	C	0.38%	0.3%	0.3%
ROG	C	0.13%	0.11%	0.11%
SAH	B	0.54%	0.15%	0.15%
SBCF	C	0.26%	0.36%	0.26%
SBH	C	0.45%	0.19%	0.19%
SCHL	F	0.64%	0.16%	0.16%
SCL	C	0.13%	0.32%	0.13%
SFNC	D	0.36%	0.39%	0.36%
SJW	C	0.39%	0.16%	0.16%
SLVM	A	0.56%	0.4%	0.4%
SNEX	C	0.43%	0.36%	0.36%
SSTK	F	0.34%	0.08%	0.08%
STBA	C	0.52%	0.1%	0.1%
STC	B	0.13%	0.3%	0.13%
STRA	B	0.15%	0.27%	0.15%
TALO	F	0.64%	0.31%	0.31%
THS	F	0.24%	0.3%	0.24%
TRMK	B	0.43%	0.33%	0.33%
TTMI	B	0.15%	0.31%	0.15%
UCBI	C	0.27%	0.55%	0.27%
UNF	D	0.36%	0.25%	0.25%
UVV	C	0.68%	0.23%	0.23%
VBTX	C	0.53%	0.19%	0.19%
VICR	F	0.11%	0.06%	0.06%
VRTS	D	0.24%	0.1%	0.1%
VSCO	C	0.36%	0.24%	0.24%
WAFD	C	0.39%	0.34%	0.34%
WD	C	0.26%	0.32%	0.26%
WGO	D	0.33%	0.14%	0.14%
WOR	D	0.38%	0.1%	0.1%
WSFS	B	0.54%	0.27%	0.27%
XHR	C	0.26%	0.11%	0.11%
XRX	F	0.29%	0.26%	0.26%

FYT Overweight 100 Positions Relative to SLYV

Symbol	Grade	Weight
REVG	B	0.72%
VSH	C	0.68%
PRG	C	0.67%
CNX	B	0.67%
USM	C	0.66%
SNDR	C	0.66%
TGNA	B	0.65%
WMK	B	0.65%
SPB	B	0.64%
ATSG	D	0.64%
CALM	C	0.64%
GHC	B	0.64%
CRC	F	0.63%
LILAK	C	0.62%
IMKTA	D	0.62%
GEF	D	0.61%
UAA	F	0.6%
RLJ	F	0.6%
HE	D	0.59%
CASH	C	0.57%
IBOC	A	0.57%
BZH	F	0.57%
MSGE	D	0.55%
PEBO	C	0.54%
PARR	F	0.54%
SR	B	0.53%
FRME	B	0.53%
NWE	B	0.53%
CNO	B	0.53%
EFSC	C	0.52%
BNL	C	0.52%
KOS	C	0.52%
EBC	B	0.52%
SASR	C	0.51%
GES	C	0.5%
CIM	C	0.5%
WERN	D	0.5%
OCFC	C	0.5%
CUBI	D	0.48%
CHGG	F	0.45%
ADNT	F	0.45%
RYI	F	0.45%
HTZ	F	0.44%
PNM	C	0.4%
FIBK	C	0.4%
PFBC	B	0.4%
OFG	B	0.4%
EQC	B	0.39%
TCBK	C	0.39%
OEC	C	0.39%
HLF	D	0.38%
BUSE	B	0.38%
TOWN	C	0.38%
SRCE	B	0.38%
WSBC	C	0.37%
FHI	D	0.36%
VAC	C	0.35%
CTOS	F	0.35%
VCTR	B	0.33%
OLPX	F	0.33%
HTLF	B	0.33%
ECVT	F	0.33%
HELE	D	0.33%
PRIM	B	0.3%
BOOT	B	0.29%
DFIN	D	0.27%
FBP	A	0.27%
ASB	A	0.27%
CMCO	A	0.26%
TRS	B	0.26%
TCBI	B	0.26%
PATK	B	0.25%
BDC	B	0.25%
LTH	C	0.25%
JELD	F	0.24%
NMRK	D	0.24%
MCRI	D	0.24%
ZD	F	0.23%
CRI	F	0.22%
BXC	D	0.21%
ADV	D	0.14%
HLIO	C	0.14%
OXM	C	0.13%
OII	C	0.13%
MWA	B	0.13%
NNI	A	0.13%
PGRE	C	0.13%
GO	F	0.12%
KFRC	D	0.12%
CMTG	F	0.12%
NIC	C	0.12%
PTVE	D	0.12%
CVCO	D	0.12%
SHOO	B	0.12%
SHEN	D	0.11%
ENOV	F	0.11%
ARCB	D	0.11%
DK	D	0.11%
ATUS	F	0.1%
IART	F	0.08%

FYT Underweight 286 Positions Relative to SLYV

Symbol	Grade	Weight
ALK	C	-0.96%
OGN	B	-0.92%
COOP	B	-0.91%
JXN	B	-0.89%
LNC	B	-0.85%
AAP	D	-0.76%
ASO	F	-0.75%
VFC	F	-0.74%
DY	B	-0.74%
AL	C	-0.73%
DXC	F	-0.63%
SANM	B	-0.62%
SEM	A	-0.59%
SLG	B	-0.59%
ABCB	B	-0.56%
FTRE	F	-0.56%
BXMT	D	-0.55%
MAC	C	-0.55%
SEE	C	-0.54%
NWL	C	-0.52%
HASI	B	-0.51%
RUN	D	-0.46%
ITRI	B	-0.43%
IAC	C	-0.41%
ABG	B	-0.4%
SONO	D	-0.39%
FUL	B	-0.38%
RDN	B	-0.38%
BCPC	B	-0.38%
SATS	C	-0.37%
EPRT	B	-0.36%
BANC	D	-0.36%
VSTO	C	-0.36%
SEDG	F	-0.36%
NSIT	A	-0.34%
PECO	F	-0.34%
KAR	B	-0.34%
MMSI	B	-0.33%
FL	F	-0.33%
UCTT	C	-0.33%
PBH	C	-0.32%
HAYW	B	-0.32%
NGVT	C	-0.32%
ENV	B	-0.32%
HP	D	-0.31%
NPO	D	-0.31%
SXT	C	-0.31%
CWK	B	-0.3%
AGO	D	-0.3%
ACA	B	-0.3%
AKR	B	-0.3%
CWT	B	-0.3%
PEB	D	-0.3%
VIAV	F	-0.29%
SFBS	B	-0.29%
PTEN	F	-0.28%
MC	C	-0.28%
PIPR	B	-0.28%
GBX	B	-0.28%
TNDM	B	-0.27%
MRCY	C	-0.27%
ROIC	D	-0.27%
HBI	D	-0.27%
HMN	D	-0.27%
OMI	F	-0.26%
CXM	F	-0.26%
BOX	D	-0.26%
MCY	B	-0.26%
TPH	B	-0.26%
RUSHA	D	-0.26%
GNL	C	-0.25%
BOH	C	-0.25%
AEIS	C	-0.25%
EYE	F	-0.25%
ACIW	A	-0.25%
BGC	B	-0.25%
NTCT	F	-0.25%
ALKS	F	-0.25%
SKYW	B	-0.25%
NATL	A	-0.25%
BHE	A	-0.24%
IIPR	B	-0.24%
SMTC	B	-0.24%
RXO	C	-0.23%
MGEE	B	-0.23%
BTU	D	-0.23%
LUMN	F	-0.23%
VSAT	D	-0.23%
CHEF	A	-0.23%
SITC	C	-0.23%
SMPL	C	-0.22%
TRN	B	-0.22%
CAL	B	-0.22%
OUT	D	-0.22%
GPRE	F	-0.22%
PMT	B	-0.22%
GVA	A	-0.22%
AWR	C	-0.22%
SLCA	B	-0.21%
SAFT	C	-0.21%
CTRE	B	-0.21%
FCPT	B	-0.21%
KWR	D	-0.21%
IOSP	B	-0.2%
ICHR	D	-0.2%
GIII	C	-0.2%
PRK	A	-0.2%
KW	C	-0.19%
SCSC	A	-0.19%
TGI	C	-0.19%
PZZA	F	-0.18%
HIBB	A	-0.18%
ECPG	D	-0.18%
BL	F	-0.18%
CSR	B	-0.18%
WNC	F	-0.18%
ENR	C	-0.18%
DGII	F	-0.17%
KLIC	D	-0.17%
PRAA	C	-0.17%
QNST	C	-0.17%
MATV	D	-0.17%
SUPN	F	-0.17%
PRFT	C	-0.17%
LCII	D	-0.17%
SVC	F	-0.17%
CALX	F	-0.16%
MYGN	B	-0.16%
WWW	B	-0.16%
THRM	F	-0.16%
CENX	B	-0.16%
AVNS	C	-0.16%
NARI	D	-0.16%
CNS	C	-0.16%
BRC	B	-0.16%
DLX	A	-0.16%
TILE	C	-0.16%
PJT	B	-0.16%
GFF	D	-0.15%
SXC	D	-0.15%
AHCO	D	-0.15%
BGS	F	-0.15%
VIR	C	-0.15%
LESL	F	-0.15%
STAA	C	-0.15%
AXL	C	-0.15%
MNRO	F	-0.14%
BRKL	F	-0.14%
CERT	D	-0.14%
BJRI	C	-0.14%
CLW	B	-0.14%
HCSG	D	-0.14%
BDN	C	-0.14%
RGR	F	-0.14%
NXRT	C	-0.14%
UE	B	-0.14%
PBI	A	-0.14%
PUMP	C	-0.14%
LKFN	C	-0.14%
ASTE	F	-0.13%
KELYA	D	-0.13%
VGR	C	-0.13%
MD	F	-0.13%
TDS	B	-0.13%
CORT	C	-0.13%
LTC	A	-0.13%
AMWD	D	-0.12%
HFWA	C	-0.12%
EPAC	B	-0.12%
SPTN	C	-0.12%
VTOL	A	-0.12%
DCOM	C	-0.12%
SITM	C	-0.12%
PRA	C	-0.12%
DXPE	D	-0.12%
XNCR	D	-0.12%
USPH	C	-0.12%
NUS	D	-0.11%
SMP	D	-0.11%
VSTS	F	-0.11%
HSII	B	-0.11%
SCVL	B	-0.11%
NVRI	C	-0.11%
CFFN	F	-0.11%
ASIX	F	-0.11%
CHCO	C	-0.11%
DRQ	F	-0.11%
VREX	F	-0.11%
CTKB	F	-0.11%
THRY	C	-0.11%
NBR	F	-0.11%
MXL	F	-0.1%
TRST	C	-0.1%
SGH	F	-0.1%
HLIT	D	-0.1%
KREF	D	-0.1%
EXTR	F	-0.1%
UNFI	F	-0.1%
HRMY	F	-0.1%
SDGR	F	-0.1%
CPF	B	-0.1%
HAIN	D	-0.1%
MLAB	C	-0.1%
ATEN	A	-0.1%
TMP	C	-0.1%
EMBC	D	-0.1%
EGBN	F	-0.1%
UTL	B	-0.09%
MERC	C	-0.09%
DDD	F	-0.09%
HAFC	C	-0.09%
SBSI	D	-0.09%
FIZZ	C	-0.09%
UFCS	C	-0.09%
USNA	D	-0.09%
CVGW	C	-0.09%
MGPI	D	-0.09%
AOSL	C	-0.09%
AMSF	F	-0.09%
CRSR	F	-0.09%
BANF	C	-0.09%
RCUS	D	-0.09%
PLAB	C	-0.09%
CCRN	F	-0.09%
WABC	C	-0.09%
HZO	F	-0.09%
MSEX	C	-0.09%
EZPW	D	-0.09%
JBSS	C	-0.08%
TRUP	C	-0.08%
CLB	D	-0.08%
UNIT	F	-0.08%
AHH	B	-0.08%
MEI	F	-0.08%
MYE	F	-0.08%
FLGT	D	-0.08%
CLDT	F	-0.08%
SABR	D	-0.08%
TWI	F	-0.08%
CMP	F	-0.08%
IRWD	F	-0.08%
RILY	C	-0.08%
MMI	C	-0.08%
DIN	F	-0.07%
NFBK	C	-0.07%
MCW	C	-0.07%
AMCX	C	-0.07%
DBI	F	-0.07%
CVI	F	-0.07%
RGNX	F	-0.07%
HVT	F	-0.07%
ETD	D	-0.07%
CENT	C	-0.07%
CRNC	F	-0.07%
MOV	C	-0.07%
GDOT	D	-0.07%
TTGT	F	-0.06%
WS	D	-0.06%
NABL	F	-0.06%
HAYN	D	-0.06%
CNSL	C	-0.06%
INN	F	-0.06%
CHCT	F	-0.06%
PAHC	B	-0.06%
AGTI	C	-0.06%
RGP	F	-0.06%
BLFS	B	-0.05%
ZEUS	F	-0.05%
MED	F	-0.05%
HSTM	B	-0.05%
CEVA	F	-0.05%
WSR	B	-0.05%
PRLB	F	-0.05%
BSIG	C	-0.05%
SNCY	F	-0.05%
SLP	B	-0.05%
SPWR	D	-0.04%
TR	F	-0.04%
CHUY	F	-0.04%
ATNI	F	-0.04%
BFS	C	-0.04%
IIIN	D	-0.04%
UHT	C	-0.04%
NPK	D	-0.04%
TTEC	F	-0.03%
MCS	F	-0.02%