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FYX vs. KRE ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to SPDR S&P Regional Banking ETF (KRE)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$91.68

Average Daily Volume

19,789

Number of Holdings *

496

* may have additional holdings in another (foreign) market
KRE

SPDR S&P Regional Banking ETF

KRE Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.51

Average Daily Volume

11,413,120

Number of Holdings *

138

* may have additional holdings in another (foreign) market
Performance
Period FYX KRE
30 Days 2.55% 0.66%
60 Days -1.67% -3.52%
90 Days 1.87% 2.96%
12 Months 19.88% 24.57%
65 Overlapping Holdings
Symbol Grade Weight in FYX Weight in KRE Overlap
ASB A 0.13% 1.45% 0.13%
AUB C 0.18% 0.46% 0.18%
AX A 0.28% 1.86% 0.28%
BANC C 0.06% 1.41% 0.06%
BANF B 0.06% 0.28% 0.06%
BANR B 0.25% 0.43% 0.25%
BHLB B 0.19% 0.23% 0.19%
BKU B 0.26% 1.4% 0.26%
BOH D 0.06% 1.0% 0.06%
BUSE B 0.19% 0.18% 0.18%
CASH B 0.28% 0.46% 0.28%
CATY D 0.25% 0.5% 0.25%
CBU B 0.13% 0.68% 0.13%
CHCO B 0.13% 0.32% 0.13%
CLBK F 0.06% 0.06% 0.06%
CUBI D 0.22% 0.67% 0.22%
CVBF C 0.18% 0.75% 0.18%
EBC B 0.26% 0.52% 0.26%
EFSC B 0.25% 0.28% 0.25%
FBK B 0.13% 0.26% 0.13%
FBNC D 0.17% 0.23% 0.17%
FBP A 0.2% 1.0% 0.2%
FCF B 0.26% 0.34% 0.26%
FFBC B 0.33% 0.39% 0.33%
FHB B 0.18% 0.72% 0.18%
FIBK B 0.26% 0.95% 0.26%
FRME B 0.25% 0.38% 0.25%
FULT A 0.27% 0.87% 0.27%
HOPE D 0.23% 0.38% 0.23%
HTH B 0.13% 0.49% 0.13%
HTLF A 0.16% 0.42% 0.16%
IBOC A 0.27% 0.57% 0.27%
IBTX C 0.13% 0.5% 0.13%
INDB C 0.26% 0.69% 0.26%
LKFN D 0.18% 0.31% 0.18%
LOB D 0.05% 0.29% 0.05%
NBHC C 0.26% 0.29% 0.26%
NBTB B 0.13% 0.34% 0.13%
NIC D 0.12% 0.14% 0.12%
NWBI C 0.19% 0.4% 0.19%
OCFC B 0.24% 0.23% 0.23%
OFG A 0.19% 0.39% 0.19%
PEBO B 0.26% 0.17% 0.17%
PFBC A 0.26% 0.3% 0.26%
PFS B 0.27% 0.47% 0.27%
PPBI C 0.06% 0.6% 0.06%
PRK A 0.07% 0.3% 0.07%
RNST C 0.25% 0.34% 0.25%
SASR B 0.26% 0.25% 0.25%
SBCF C 0.12% 0.5% 0.12%
SFNC D 0.18% 0.42% 0.18%
SRCE B 0.19% 0.14% 0.14%
STBA B 0.26% 0.26% 0.26%
SYBT B 0.12% 0.16% 0.12%
TBBK D 0.06% 0.82% 0.06%
TCBI B 0.12% 1.32% 0.12%
TCBK B 0.26% 0.17% 0.17%
TOWN B 0.19% 0.29% 0.19%
TRMK A 0.27% 0.39% 0.27%
UCBI B 0.13% 0.81% 0.13%
VBTX B 0.26% 0.39% 0.26%
WABC B 0.06% 0.35% 0.06%
WAFD B 0.19% 0.44% 0.19%
WSBC C 0.24% 0.25% 0.24%
WSFS B 0.25% 0.63% 0.25%
FYX Overweight 431 Positions Relative to KRE
Symbol Grade Weight
ADMA A 0.47%
OSCR A 0.46%
PRCT B 0.44%
PRDO B 0.43%
IESC A 0.43%
POWL B 0.42%
SGBX D 0.4%
DY A 0.4%
USLM A 0.39%
USM C 0.39%
REVG A 0.39%
ITRI A 0.38%
CRK C 0.38%
RXST B 0.38%
STRL B 0.37%
PHIN A 0.37%
ABM B 0.35%
SKYW B 0.35%
GVA A 0.35%
AZZ C 0.35%
DIOD B 0.34%
INVA B 0.34%
PRG B 0.34%
CNX B 0.34%
VSH C 0.34%
SPB C 0.34%
ROAD D 0.34%
SPNT C 0.34%
ARCH D 0.34%
AVA B 0.34%
ABR B 0.33%
CBZ C 0.33%
NMIH A 0.33%
BKD B 0.33%
CALM D 0.33%
DSGR B 0.33%
ARDX C 0.33%
WMK C 0.33%
HIMS D 0.33%
GHC A 0.32%
ATSG C 0.32%
HIW B 0.32%
PLMR A 0.32%
SNDR D 0.32%
UFPT B 0.32%
LPG B 0.32%
SCHL F 0.32%
LILAK B 0.32%
NWN B 0.32%
AROC B 0.32%
LZB D 0.31%
QTWO A 0.31%
MBIN B 0.31%
TGNA D 0.31%
ZETA B 0.31%
HE F 0.31%
RDNT B 0.31%
SKWD C 0.31%
IMKTA F 0.31%
GBX B 0.31%
INSW A 0.31%
SLVM A 0.3%
EIG D 0.3%
LRN A 0.3%
RC D 0.3%
PK D 0.3%
UAA F 0.3%
HWKN B 0.3%
VCEL C 0.3%
SHAK B 0.3%
CMPR D 0.3%
DNOW C 0.3%
GEF D 0.3%
MYRG D 0.29%
TNL D 0.29%
CAL C 0.29%
JBT F 0.29%
APOG A 0.29%
AGIO B 0.29%
KSS F 0.29%
GFF C 0.29%
UVV B 0.29%
GRBK D 0.29%
JWN B 0.28%
PTGX D 0.28%
CENTA C 0.28%
CRC F 0.28%
AMRX B 0.28%
EPAC B 0.28%
KYMR C 0.28%
RLJ F 0.28%
TGLS B 0.28%
TRN A 0.28%
MLKN D 0.28%
DAN C 0.28%
SMTC A 0.28%
PINC F 0.28%
KN B 0.28%
COLL C 0.28%
KMT C 0.27%
CNO B 0.27%
ADNT F 0.27%
TALO F 0.27%
EPC B 0.27%
FOR D 0.27%
KRUS C 0.27%
BZH D 0.27%
HLX B 0.27%
OEC B 0.27%
VERX D 0.27%
SPR D 0.27%
TNC D 0.27%
FWRG C 0.26%
HUBG B 0.26%
LMND C 0.26%
GIC F 0.26%
SR B 0.26%
SAH B 0.26%
GEO C 0.26%
CXW C 0.26%
PI B 0.26%
CNK D 0.26%
CABO F 0.26%
BASE D 0.26%
NWE B 0.26%
ENVA C 0.25%
ICFI C 0.25%
WERN D 0.25%
HTLD F 0.25%
ATGE A 0.25%
REZI D 0.25%
MRTN D 0.25%
AAT B 0.25%
GDEN F 0.25%
KOS D 0.25%
BNL C 0.25%
PLAY D 0.25%
OSIS D 0.25%
TWST B 0.24%
AMN C 0.24%
NSSC B 0.24%
SLG B 0.24%
AMWD D 0.24%
RYI F 0.24%
MODG B 0.24%
WNC D 0.24%
HEES F 0.24%
FHI D 0.24%
TMDX B 0.24%
PARR F 0.24%
JBI D 0.24%
VCTR A 0.24%
PRIM A 0.24%
RYTM D 0.23%
GOGO C 0.23%
LGND C 0.23%
ANIP D 0.23%
BOOT B 0.23%
SBH D 0.23%
AGM C 0.23%
CDRE F 0.23%
MSGE B 0.23%
ANDE F 0.23%
LMAT A 0.23%
SSTK F 0.22%
LAUR A 0.22%
ECVT D 0.22%
MTX A 0.22%
ALG D 0.22%
NX D 0.22%
OUT D 0.22%
VECO B 0.22%
CCS D 0.22%
NAVI F 0.22%
NHC B 0.21%
ALGT F 0.21%
SNEX A 0.21%
VSCO F 0.21%
THR A 0.21%
TRIP F 0.21%
ACIW A 0.21%
CLSK D 0.21%
LGIH F 0.21%
CSWI A 0.21%
GES B 0.21%
ALKT B 0.21%
CMCO B 0.2%
SCS C 0.2%
SJW D 0.2%
GTY B 0.2%
TRS B 0.2%
PLUS C 0.2%
HPP F 0.2%
DEA B 0.2%
CRS B 0.2%
HTZ F 0.2%
EQC B 0.2%
CTOS F 0.2%
MGNI F 0.2%
LTH D 0.2%
IDCC B 0.2%
DFH F 0.2%
PCRX D 0.2%
CRNX A 0.2%
BDC C 0.2%
SMMT B 0.2%
XHR D 0.19%
DOCN D 0.19%
TPG D 0.19%
AMK D 0.19%
DEI B 0.19%
GPOR C 0.19%
GBDC B 0.19%
BEAM F 0.19%
ICUI F 0.19%
PNM C 0.19%
MRUS B 0.19%
ODP F 0.19%
RNG C 0.19%
ACVA D 0.19%
GTX D 0.18%
HELE F 0.18%
THS F 0.18%
WOR D 0.18%
BKE C 0.18%
DBRG F 0.18%
PLAB B 0.18%
MATW D 0.18%
SXI D 0.18%
VRTS C 0.18%
PATK C 0.18%
WD B 0.18%
NMRK D 0.18%
TNDM B 0.18%
UNF D 0.18%
MIR D 0.18%
PTCT C 0.17%
FORM A 0.17%
PDCO D 0.17%
EAT A 0.17%
BOWL F 0.17%
ZD D 0.17%
CLDX D 0.17%
MCRI D 0.17%
SMG D 0.17%
IDYA D 0.17%
TGI C 0.17%
ESRT D 0.17%
ROCK D 0.17%
TTMI A 0.16%
SQSP A 0.16%
WGO D 0.16%
RRR D 0.16%
CHGG F 0.16%
VAC D 0.16%
FOXF F 0.16%
STRA A 0.15%
PJT B 0.15%
TGTX C 0.15%
CTS A 0.15%
NNI B 0.15%
JBLU F 0.15%
OLPX F 0.15%
CWEN B 0.15%
HLIO B 0.15%
CEIX D 0.15%
OSW B 0.15%
KTOS B 0.15%
XRX F 0.15%
AIR B 0.15%
CRI F 0.15%
PLXS B 0.15%
KOP F 0.15%
ENV B 0.15%
IIPR B 0.14%
ADUS A 0.14%
PAR B 0.14%
GERN B 0.14%
DO C 0.14%
KLG B 0.14%
KALU B 0.14%
FTDR B 0.14%
B C 0.14%
HLF C 0.14%
OMCL C 0.14%
MYGN A 0.14%
JELD F 0.14%
BLMN F 0.14%
JOE B 0.13%
NVEE D 0.13%
GIII D 0.13%
LNN C 0.13%
OII B 0.13%
STC B 0.13%
SHOO D 0.13%
ROG C 0.13%
DFIN B 0.13%
IOSP C 0.13%
RAMP F 0.13%
CPRX D 0.13%
KFY C 0.13%
ALEX C 0.13%
PSMT A 0.13%
CPK B 0.13%
WHD B 0.13%
DRVN F 0.13%
SHEN D 0.13%
CNXN D 0.13%
NHI A 0.13%
PTVE C 0.12%
HURN F 0.12%
CVCO D 0.12%
FDP D 0.12%
DK D 0.12%
CRDO F 0.12%
VICR F 0.12%
ARI F 0.12%
SKT D 0.12%
PEB F 0.12%
SHO D 0.12%
OXM B 0.12%
ALRM D 0.12%
COHU F 0.12%
RKT B 0.12%
PHR F 0.12%
DORM D 0.12%
LXP D 0.12%
SWI B 0.12%
AIN D 0.12%
SCL C 0.12%
IART F 0.11%
UNIT F 0.11%
MTRN F 0.11%
HI D 0.11%
DRH F 0.11%
JBGS F 0.11%
HRMY C 0.11%
OI F 0.1%
ARCB F 0.1%
BXC D 0.1%
ADV B 0.1%
MWA A 0.08%
TDS F 0.08%
MP D 0.08%
FWRD F 0.08%
AGYS B 0.08%
WRBY F 0.08%
HCP B 0.08%
CBRL F 0.08%
SATS C 0.08%
KNTK A 0.07%
BMBL F 0.07%
NGVT B 0.07%
DOCS F 0.07%
CAKE D 0.07%
FA B 0.07%
ESE B 0.07%
CHEF C 0.07%
CARG D 0.07%
CTRE B 0.07%
BROS C 0.07%
UEC B 0.07%
MODN B 0.07%
PIPR A 0.07%
MRCY D 0.07%
MPW D 0.07%
SXT A 0.07%
LEVI A 0.07%
XPRO B 0.07%
MCY A 0.07%
CWT B 0.07%
VIRT B 0.07%
HASI A 0.07%
BRC B 0.07%
ARVN D 0.06%
HLIT F 0.06%
PRO F 0.06%
LCII D 0.06%
ATUS F 0.06%
RES F 0.06%
KFRC D 0.06%
EVTC F 0.06%
MCW C 0.06%
NEO D 0.06%
JAMF B 0.06%
ASTH D 0.06%
RXRX F 0.06%
CRSR F 0.06%
HMN A 0.06%
PMT B 0.06%
NSA D 0.06%
XMTR F 0.06%
YELP D 0.06%
UMH C 0.06%
VRNT B 0.06%
SAFT B 0.06%
TR F 0.06%
NTST C 0.06%
HAYW C 0.06%
NTCT F 0.06%
IVT B 0.06%
PGRE B 0.06%
ROIC D 0.06%
SBRA A 0.06%
ALX B 0.06%
SITC D 0.06%
APAM C 0.06%
AKR B 0.06%
GNW B 0.06%
ENR C 0.06%
CALX F 0.06%
AIV B 0.06%
VGR D 0.06%
HNI A 0.06%
LADR B 0.06%
MGEE B 0.06%
OPEN F 0.05%
GSAT F 0.05%
CMTG F 0.05%
TDOC F 0.05%
GO F 0.05%
YOU F 0.05%
MORF F 0.05%
ENOV F 0.05%
SUPN D 0.05%
CSGS F 0.05%
THRM D 0.05%
UDMY F 0.05%
SRRK D 0.04%
OMI F 0.04%
SPT F 0.03%
FYX Underweight 73 Positions Relative to KRE
Symbol Grade Weight
FHN A -2.61%
OZK B -2.61%
MTB A -2.6%
WAL B -2.58%
TFC B -2.54%
CFG A -2.54%
ZION B -2.5%
HBAN A -2.49%
SNV C -2.43%
RF B -2.39%
EWBC A -2.38%
NYCB D -2.35%
WBS D -2.23%
CADE B -2.07%
COLB C -1.96%
PB B -1.84%
CFR D -1.82%
PNFP C -1.78%
WTFC B -1.7%
VLY F -1.62%
BPOP A -1.62%
ONB A -1.58%
SSB D -1.51%
CBSH A -1.27%
FNB A -1.22%
GBCI C -1.21%
HOMB B -1.17%
HWC B -1.08%
UBSI D -1.02%
ABCB B -0.96%
UMBF C -0.84%
BOKF A -0.67%
FFIN C -0.67%
SFBS C -0.54%
MCB B -0.26%
CFFN D -0.23%
DCOM C -0.22%
EGBN F -0.22%
BRKL D -0.21%
FFWM F -0.21%
HAFC B -0.2%
TFSL B -0.2%
AMAL B -0.19%
HFWA B -0.17%
CNOB C -0.17%
TMP D -0.16%
FBMS D -0.16%
SBSI D -0.16%
CPF B -0.15%
OBK B -0.15%
HTBK D -0.14%
MBWM B -0.13%
PFC B -0.13%
QCRH C -0.13%
KRNY F -0.12%
UVSP A -0.12%
BY B -0.12%
WASH B -0.12%
OSBC B -0.12%
TRST B -0.11%
FFIC D -0.11%
IBCP B -0.1%
CFB C -0.1%
HBNC B -0.1%
PGC D -0.09%
AMTB B -0.09%
CCB B -0.09%
CTBI B -0.09%
THFF B -0.08%
CAC B -0.07%
HONE B -0.07%
GSBC B -0.07%
MSBI D -0.06%
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