FYT vs. VFH ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Vanguard Financials ETF - DNQ (VFH)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.10

Average Daily Volume

12,849

Number of Holdings ^*

253

* may have additional holdings in another (foreign) market

VFH

Vanguard Financials ETF - DNQ

VFH Description

The investment seeks to track the performance of a benchmark index. The fund employs an indexing investment approach designed to track the performance of the MSCI US Investable Market Index (IMI)/Financials 25/50, an index made up of stocks of large, mid-size, and small U.S. companies within the financials sector, as classified under the Global Industry Classification Standard (GICS). It attempts to replicate the target index by investing all, or substantially all, of its assets in the stocks that make up the index, holding each stock in approximately the same proportion as its weighting in the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$103.00

Average Daily Volume

293,190

Number of Holdings ^*

372

* may have additional holdings in another (foreign) market

Performance

Period	FYT	VFH
30 Days	7.83%	7.26%
60 Days	5.27%	4.09%
90 Days	2.74%	7.41%
12 Months	25.34%	34.73%

75 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in VFH	Overlap
ABR	C	0.67%	0.04%	0.04%
APAM	B	0.13%	0.05%	0.05%
ARI	D	0.12%	0.02%	0.02%
ASB	C	0.27%	0.05%	0.05%
AUB	C	0.25%	0.04%	0.04%
AX	B	0.59%	0.04%	0.04%
BANR	C	0.51%	0.02%	0.02%
BHLB	C	0.26%	0.02%	0.02%
BKU	C	0.4%	0.03%	0.03%
BUSE	C	0.38%	0.02%	0.02%
CASH	C	0.56%	0.02%	0.02%
CATY	C	0.52%	0.04%	0.04%
CBU	C	0.13%	0.04%	0.04%
CIM	D	0.5%	0.02%	0.02%
CMTG	F	0.11%	0.02%	0.02%
CNO	A	0.54%	0.05%	0.05%
CUBI	D	0.48%	0.02%	0.02%
CVBF	C	0.25%	0.04%	0.04%
DFIN	B	0.26%	0.02%	0.02%
EBC	B	0.53%	0.03%	0.03%
EFSC	C	0.51%	0.02%	0.02%
EIG	D	0.62%	0.02%	0.02%
ENVA	C	0.52%	0.03%	0.03%
FBK	B	0.13%	0.02%	0.02%
FBNC	D	0.23%	0.02%	0.02%
FBP	C	0.27%	0.04%	0.04%
FCF	C	0.52%	0.02%	0.02%
FFBC	B	0.69%	0.03%	0.03%
FHB	B	0.26%	0.04%	0.04%
FHI	D	0.35%	0.04%	0.04%
FIBK	C	0.39%	0.04%	0.04%
FRME	C	0.53%	0.03%	0.03%
FULT	B	0.57%	0.04%	0.04%
GNW	B	0.13%	0.04%	0.04%
HOPE	C	0.36%	0.02%	0.02%
HTH	C	0.26%	0.02%	0.02%
HTLF	B	0.33%	0.02%	0.02%
IBOC	B	0.56%	0.05%	0.05%
IBTX	C	0.12%	0.03%	0.03%
INDB	D	0.52%	0.03%	0.03%
NAVI	F	0.47%	0.02%	0.02%
NBHC	B	0.52%	0.02%	0.02%
NBTB	C	0.27%	0.03%	0.03%
NIC	B	0.12%	0.02%	0.02%
NMIH	A	0.68%	0.04%	0.04%
NNI	A	0.14%	0.02%	0.02%
NWBI	C	0.37%	0.02%	0.02%
OCFC	C	0.5%	0.01%	0.01%
OFG	C	0.39%	0.03%	0.03%
PEBO	C	0.54%	0.01%	0.01%
PFBC	B	0.39%	0.01%	0.01%
PFS	C	0.57%	0.02%	0.02%
PPBI	C	0.12%	0.03%	0.03%
PRG	C	0.68%	0.02%	0.02%
RC	D	0.62%	0.02%	0.02%
RNST	C	0.38%	0.03%	0.03%
SASR	C	0.51%	0.02%	0.02%
SBCF	C	0.25%	0.03%	0.03%
SFNC	D	0.36%	0.04%	0.04%
SNEX	C	0.41%	0.03%	0.03%
SRCE	C	0.38%	0.01%	0.01%
STBA	C	0.52%	0.02%	0.02%
STC	B	0.12%	0.03%	0.03%
TCBI	C	0.26%	0.04%	0.04%
TCBK	C	0.39%	0.02%	0.02%
TOWN	C	0.37%	0.03%	0.03%
TRMK	B	0.41%	0.02%	0.02%
UCBI	C	0.26%	0.05%	0.05%
VBTX	C	0.53%	0.02%	0.02%
VCTR	B	0.31%	0.02%	0.02%
VRTS	D	0.24%	0.03%	0.03%
WAFD	C	0.38%	0.03%	0.03%
WD	C	0.25%	0.05%	0.05%
WSBC	C	0.37%	0.03%	0.03%
WSFS	B	0.53%	0.04%	0.04%

FYT Overweight 178 Positions Relative to VFH

Symbol	Grade	Weight
PRDO	C	0.89%
USM	C	0.82%
REVG	B	0.75%
PHIN	B	0.74%
CRK	C	0.73%
AVA	C	0.72%
INVA	C	0.7%
SPB	C	0.7%
ATSG	D	0.69%
NWN	C	0.68%
HIW	C	0.68%
UVV	C	0.68%
TGNA	C	0.68%
WMK	B	0.67%
VSH	C	0.66%
CNX	B	0.65%
GHC	B	0.65%
SNDR	D	0.65%
ARCH	D	0.65%
HE	D	0.64%
CALM	D	0.64%
LILAK	C	0.63%
SCHL	D	0.63%
IMKTA	D	0.63%
CABO	F	0.62%
MODG	D	0.62%
LZB	C	0.62%
GEF	F	0.61%
UAA	F	0.6%
DNOW	D	0.59%
SLVM	B	0.58%
JBT	F	0.58%
KSS	D	0.58%
MLKN	C	0.58%
TALO	F	0.58%
PINC	F	0.58%
KN	C	0.57%
CRC	F	0.57%
RLJ	F	0.57%
DAN	C	0.56%
GDEN	F	0.56%
BZH	F	0.56%
SAH	C	0.54%
ABM	C	0.54%
DIOD	C	0.53%
KOS	D	0.53%
HUBG	C	0.53%
SR	C	0.53%
AAT	B	0.53%
NWE	C	0.53%
PARR	F	0.51%
HTLD	D	0.51%
REZI	C	0.51%
MRTN	D	0.51%
CXW	D	0.51%
BNL	C	0.51%
MSGE	D	0.51%
ALGT	F	0.5%
WERN	D	0.5%
GEO	D	0.49%
AMN	F	0.49%
GES	C	0.48%
ADNT	F	0.47%
SBH	D	0.47%
HTZ	F	0.46%
CCS	D	0.46%
GOGO	C	0.45%
HPP	F	0.45%
APOG	B	0.43%
VSCO	C	0.43%
RYI	F	0.43%
HLF	D	0.42%
CENTA	B	0.42%
CTOS	F	0.41%
ODP	F	0.41%
OEC	C	0.41%
NHC	B	0.4%
CHGG	F	0.4%
SJW	D	0.4%
KMT	C	0.4%
EPC	C	0.4%
PNM	D	0.39%
ICUI	D	0.39%
EQC	C	0.39%
WOR	D	0.37%
UNF	D	0.37%
BKE	D	0.37%
HELE	D	0.36%
PDCO	F	0.36%
VAC	D	0.36%
MATW	D	0.36%
NX	D	0.35%
ANDE	F	0.35%
SSTK	F	0.35%
FOXF	D	0.35%
WGO	F	0.34%
LGIH	D	0.33%
ECVT	D	0.33%
BLMN	F	0.32%
EAT	B	0.32%
CWEN	C	0.31%
OLPX	D	0.31%
JBLU	D	0.31%
PLXS	B	0.3%
LGND	C	0.3%
KOP	F	0.3%
PRIM	B	0.3%
KLG	C	0.3%
KALU	B	0.29%
XRX	F	0.29%
BOOT	B	0.29%
OMCL	D	0.28%
MTX	B	0.28%
TRS	B	0.27%
PSMT	B	0.27%
GTY	C	0.27%
PCRX	C	0.27%
DEI	C	0.27%
DEA	C	0.27%
CNXN	B	0.26%
XHR	D	0.26%
CMCO	B	0.26%
BDC	C	0.26%
PLUS	B	0.26%
LNN	D	0.26%
PATK	D	0.25%
LTH	C	0.25%
THS	F	0.24%
NMRK	B	0.24%
JBGS	F	0.24%
ZD	F	0.23%
MCRI	D	0.23%
OI	F	0.22%
CRI	F	0.22%
CBRL	F	0.21%
BXC	D	0.21%
JELD	F	0.18%
HLIO	C	0.15%
TTMI	B	0.15%
STRA	C	0.15%
MPW	C	0.15%
MWA	B	0.15%
AIR	C	0.15%
B	C	0.14%
FWRD	F	0.14%
ADUS	B	0.14%
CAKE	C	0.14%
CTS	A	0.14%
LXP	D	0.13%
SCL	C	0.13%
KFY	B	0.13%
SHEN	D	0.13%
SHOO	C	0.13%
OII	C	0.13%
ROG	D	0.13%
HNI	B	0.13%
ALEX	C	0.13%
CPK	C	0.13%
PGRE	C	0.13%
KFRC	F	0.12%
PTVE	D	0.12%
CVCO	D	0.12%
FDP	F	0.12%
AIN	D	0.12%
DORM	D	0.12%
OXM	D	0.12%
NVEE	F	0.12%
ARCB	F	0.11%
ENOV	F	0.11%
CSGS	F	0.11%
VICR	F	0.11%
HI	D	0.11%
COHU	F	0.11%
DK	D	0.11%
ADV	F	0.1%
ATUS	F	0.1%
GO	F	0.09%
IART	F	0.09%

FYT Underweight 297 Positions Relative to VFH

Symbol	Grade	Weight
JPM	A	-8.54%
BRK.A	B	-8.12%
MA	D	-5.94%
V	B	-5.69%
BAC	B	-3.98%
WFC	C	-3.1%
SPGI	B	-2.03%
GS	A	-2.01%
AXP	A	-1.96%
BLK	B	-1.83%
PGR	C	-1.78%
C	B	-1.77%
MS	B	-1.71%
SCHW	B	-1.61%
CB	A	-1.56%
MMC	A	-1.5%
BX	C	-1.38%
ICE	B	-1.16%
CME	C	-1.14%
USB	D	-1.03%
PYPL	D	-1.01%
AON	F	-0.98%
PNC	B	-0.95%
MCO	A	-0.95%
KKR	B	-0.85%
COF	C	-0.84%
AIG	A	-0.81%
AJG	A	-0.8%
TFC	B	-0.77%
TRV	D	-0.77%
AFL	A	-0.7%
MET	A	-0.69%
SQ	D	-0.69%
COIN	D	-0.68%
ALL	C	-0.67%
APO	B	-0.66%
FIS	A	-0.65%
MSCI	F	-0.65%
AMP	B	-0.65%
BK	A	-0.64%
PRU	A	-0.62%
GPN	F	-0.51%
DFS	C	-0.48%
HIG	A	-0.46%
WTW	D	-0.42%
TROW	D	-0.4%
RJF	B	-0.38%
FITB	B	-0.37%
MTB	B	-0.36%
STT	B	-0.35%
ARES	B	-0.33%
NDAQ	B	-0.32%
BRO	A	-0.31%
MKL	A	-0.3%
HBAN	B	-0.3%
PFG	B	-0.3%
CBOE	C	-0.29%
CINF	C	-0.29%
RF	B	-0.29%
LPLA	C	-0.29%
WRB	D	-0.27%
NTRS	C	-0.27%
ACGL	A	-0.26%
SYF	C	-0.26%
CFG	A	-0.25%
EG	C	-0.25%
FDS	C	-0.25%
FCNCA	B	-0.24%
KEY	B	-0.22%
L	B	-0.22%
FNF	B	-0.2%
JKHY	C	-0.19%
RGA	A	-0.19%
EQH	A	-0.19%
RNR	C	-0.18%
IBKR	A	-0.17%
TW	B	-0.17%
KNSL	F	-0.17%
GL	F	-0.16%
ALLY	B	-0.16%
EWBC	B	-0.16%
AIZ	D	-0.15%
CG	D	-0.15%
WEX	F	-0.15%
ERIE	C	-0.15%
UNM	B	-0.15%
AFG	B	-0.14%
TOST	B	-0.13%
FHN	B	-0.13%
WBS	D	-0.13%
PRI	D	-0.13%
MORN	D	-0.12%
SF	B	-0.12%
SEIC	D	-0.12%
AFRM	D	-0.12%
HOOD	C	-0.12%
ORI	A	-0.12%
MKTX	D	-0.12%
BEN	F	-0.12%
CRBG	C	-0.11%
CMA	B	-0.11%
JEF	A	-0.11%
VOYA	B	-0.11%
OWL	B	-0.11%
ZION	B	-0.1%
SSB	C	-0.1%
PNFP	C	-0.1%
CBSH	B	-0.1%
AGNC	A	-0.1%
SIGI	F	-0.1%
WAL	C	-0.1%
HLI	C	-0.1%
SOFI	F	-0.1%
CFR	D	-0.1%
EVR	A	-0.1%
OMF	C	-0.09%
SNV	B	-0.09%
RLI	A	-0.09%
PB	C	-0.09%
MTG	C	-0.09%
FAF	D	-0.09%
ESNT	C	-0.09%
BPOP	B	-0.09%
STWD	B	-0.09%
WTFC	B	-0.09%
WU	D	-0.08%
RDN	C	-0.08%
COOP	B	-0.08%
AXS	A	-0.08%
CADE	C	-0.08%
LNC	C	-0.08%
RYAN	B	-0.08%
IVZ	C	-0.08%
AMG	D	-0.08%
SLM	D	-0.07%
FFIN	B	-0.07%
GBCI	C	-0.07%
WTM	D	-0.07%
HOMB	B	-0.07%
AGO	D	-0.07%
JXN	B	-0.07%
EEFT	C	-0.07%
UBSI	C	-0.07%
THG	A	-0.07%
OZK	C	-0.07%
FNB	B	-0.07%
ONB	B	-0.07%
ESGR	B	-0.06%
MC	B	-0.06%
CACC	F	-0.06%
PFSI	B	-0.06%
HLNE	C	-0.06%
KMPR	C	-0.06%
HWC	C	-0.06%
UMBF	B	-0.06%
COLB	C	-0.06%
JHG	B	-0.06%
ABCB	C	-0.05%
HASI	B	-0.05%
BXMT	F	-0.05%
BHF	F	-0.05%
FOUR	D	-0.05%
SFBS	C	-0.05%
VLY	D	-0.05%
TPG	D	-0.05%
PIPR	A	-0.05%
AEL	A	-0.05%
MQ	F	-0.04%
BOH	D	-0.04%
EVTC	F	-0.04%
FLYW	F	-0.04%
BOKF	B	-0.04%
BGC	B	-0.04%
LKFN	C	-0.03%
BRP	B	-0.03%
VIRT	B	-0.03%
RKT	C	-0.03%
TBBK	D	-0.03%
STEP	C	-0.03%
AGM	D	-0.03%
BANF	C	-0.03%
UPST	D	-0.03%
OSCR	B	-0.03%
CNS	C	-0.03%
PLMR	B	-0.03%
PRK	B	-0.03%
PJT	C	-0.03%
BANC	C	-0.03%
NYCB	D	-0.03%
GABC	B	-0.02%
QCRH	C	-0.02%
NWLI	C	-0.02%
SKWD	C	-0.02%
ECPG	C	-0.02%
SAFT	D	-0.02%
PMT	B	-0.02%
FRHC	D	-0.02%
LADR	A	-0.02%
SPNT	B	-0.02%
WABC	C	-0.02%
SYBT	C	-0.02%
LOB	D	-0.02%
NATL	B	-0.02%
MCY	B	-0.02%
GSHD	F	-0.02%
CNNE	D	-0.02%
HMN	D	-0.02%
CHCO	C	-0.02%
CODI	D	-0.02%
JRVR	F	-0.01%
ACRE	F	-0.01%
RILY	D	-0.01%
CSTR	A	-0.01%
MCB	C	-0.01%
FFWM	F	-0.01%
PAY	D	-0.01%
PGC	D	-0.01%
KRNY	D	-0.01%
AMAL	C	-0.01%
NFBK	D	-0.01%
CCB	C	-0.01%
TRTX	B	-0.01%
AROW	C	-0.01%
THFF	C	-0.01%
SMBC	C	-0.01%
GDOT	D	-0.01%
WASH	C	-0.01%
UFCS	C	-0.01%
MCBS	B	-0.01%
HONE	C	-0.01%
CATC	B	-0.01%
DHIL	D	-0.01%
HAFC	C	-0.01%
TREE	C	-0.01%
LPRO	D	-0.01%
CAC	C	-0.01%
WRLD	D	-0.01%
CLBK	F	-0.01%
HTBK	C	-0.01%
IIIV	F	-0.01%
MSBI	D	-0.01%
GSBC	C	-0.01%
CPF	B	-0.01%
TRST	C	-0.01%
HBNC	C	-0.01%
NRDS	D	-0.01%
AMRK	C	-0.01%
FCBC	C	-0.01%
MBWM	C	-0.01%
KREF	D	-0.01%
CFB	C	-0.01%
OSBC	C	-0.01%
UVSP	B	-0.01%
TMP	D	-0.01%
CASS	D	-0.01%
PRA	C	-0.01%
CTBI	B	-0.01%
BY	B	-0.01%
DCOM	D	-0.01%
EGBN	F	-0.01%
HFWA	C	-0.01%
AMTB	C	-0.01%
FMBH	C	-0.01%
FBMS	D	-0.01%
PFC	C	-0.01%
RWT	C	-0.01%
CNOB	C	-0.01%
DX	B	-0.01%
BSIG	B	-0.01%
IMXI	D	-0.01%
LBAI	C	-0.01%
MBIN	C	-0.01%
BFC	C	-0.01%
CFFN	F	-0.01%
SBSI	D	-0.01%
HCI	D	-0.01%
LMND	C	-0.01%
RPAY	D	-0.01%
EFC	B	-0.01%
BRKL	D	-0.01%
TRUP	C	-0.01%
BRSP	F	-0.01%
OBK	C	-0.01%
LC	C	-0.01%
PRAA	C	-0.01%
AMSF	F	-0.01%
AC	C	-0.0%
GHLD	B	-0.0%
HGTY	D	-0.0%
DGICA	F	-0.0%
BMRC	D	-0.0%
HIFS	C	-0.0%
HMST	F	-0.0%
CARE	C	-0.0%
SMBK	C	-0.0%
FFIC	D	-0.0%
PX	D	-0.0%