ESIX vs. FTHI ETF Comparison

Comparison of SPDR S&P SmallCap 600 ESG ETF (ESIX) to First Trust High Income ETF (FTHI)
ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.36

Average Daily Volume

1,557

Number of Holdings *

367

* may have additional holdings in another (foreign) market
FTHI

First Trust High Income ETF

FTHI Description The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.58

Average Daily Volume

240,150

Number of Holdings *

165

* may have additional holdings in another (foreign) market
Performance
Period ESIX FTHI
30 Days 6.82% 1.95%
60 Days 6.05% 3.77%
90 Days 6.01% 5.23%
12 Months 31.00% 18.12%
10 Overlapping Holdings
Symbol Grade Weight in ESIX Weight in FTHI Overlap
BKU A 0.34% 0.3% 0.3%
BXMT C 0.36% 1.55% 0.36%
CALM A 0.41% 0.76% 0.41%
IDCC B 0.51% 0.45% 0.45%
JXN C 0.84% 1.11% 0.84%
MATX C 0.62% 0.3% 0.3%
OGN F 0.44% 0.13% 0.13%
SFNC C 0.35% 0.14% 0.14%
SLG B 0.55% 1.44% 0.55%
SLVM B 0.32% 0.35% 0.32%
ESIX Overweight 357 Positions Relative to FTHI
Symbol Grade Weight
MLI B 1.14%
LUMN C 0.98%
GKOS B 0.85%
ATI C 0.78%
SPSC D 0.75%
AWI A 0.75%
ALK B 0.75%
MTH D 0.73%
BMI B 0.72%
COOP B 0.7%
MMSI A 0.66%
LNC C 0.66%
BCPC B 0.64%
ACIW B 0.64%
FSS B 0.62%
BCC B 0.61%
DY D 0.6%
GPI B 0.6%
PIPR A 0.59%
ITRI C 0.59%
EAT A 0.58%
RDN D 0.58%
SEE C 0.58%
ACA A 0.57%
MGY A 0.57%
AL B 0.57%
SM B 0.57%
BOX B 0.56%
CTRE C 0.56%
SHAK C 0.55%
IBP D 0.54%
PECO A 0.53%
ALKS C 0.52%
ITGR B 0.51%
AGO B 0.5%
ABCB B 0.5%
SIG B 0.49%
LRN A 0.48%
NSIT F 0.48%
ICUI D 0.47%
MAC B 0.47%
FELE B 0.47%
FTDR B 0.47%
GVA A 0.47%
PLXS B 0.47%
AEIS C 0.47%
MHO D 0.47%
FUL F 0.46%
KFY B 0.45%
CRC A 0.45%
PBH A 0.45%
AROC A 0.44%
SKT A 0.44%
DXC B 0.44%
SEM B 0.44%
TPH D 0.44%
RUSHA C 0.43%
AUB B 0.43%
SITM B 0.43%
FULT A 0.43%
CVCO A 0.43%
VRRM F 0.43%
UCB A 0.43%
REZI A 0.42%
NWL C 0.42%
CATY B 0.42%
WDFC B 0.42%
JBT B 0.42%
PJT A 0.42%
CBU B 0.41%
DORM B 0.41%
GEO B 0.4%
APLE B 0.39%
NPO A 0.39%
ABM B 0.39%
FHB B 0.39%
SMTC B 0.39%
APAM B 0.38%
HP C 0.38%
HIW C 0.38%
WD D 0.38%
FBP C 0.38%
SMPL B 0.38%
SXT C 0.37%
GFF A 0.36%
SHOO F 0.36%
HASI D 0.36%
CWK C 0.36%
AEO F 0.36%
BRC D 0.36%
BOH B 0.35%
BL B 0.35%
AWR B 0.35%
DEI B 0.35%
GNW A 0.35%
CARG B 0.35%
ATGE B 0.35%
NMIH C 0.34%
HUBG A 0.34%
TRN B 0.34%
IOSP C 0.34%
INDB B 0.34%
FORM D 0.34%
TDS B 0.33%
CWT C 0.33%
PTEN C 0.33%
PFS B 0.32%
BFH C 0.32%
LCII C 0.32%
PRGS A 0.32%
LXP D 0.31%
UE B 0.31%
PLMR A 0.31%
HBI B 0.31%
FFBC B 0.31%
DV C 0.31%
EPAC C 0.3%
SNEX B 0.3%
PPBI C 0.3%
AGYS A 0.3%
BANR B 0.29%
PAYO A 0.29%
DIOD D 0.29%
VCEL B 0.29%
ACLS F 0.29%
MTX B 0.29%
ARCB C 0.29%
HNI B 0.29%
TBBK B 0.29%
AAP D 0.28%
SBCF B 0.28%
AZZ A 0.28%
AKR B 0.28%
STRA C 0.27%
CCS D 0.27%
YELP C 0.27%
BANF B 0.27%
MYRG B 0.27%
CPRX C 0.27%
KLIC B 0.27%
CAKE C 0.26%
KWR C 0.26%
HI C 0.26%
RNST B 0.26%
PINC B 0.26%
IBTX B 0.26%
BANC B 0.25%
TFIN B 0.25%
ADUS D 0.25%
CNMD C 0.25%
KMT B 0.25%
ROCK C 0.25%
EVTC B 0.25%
PSMT D 0.25%
ROIC A 0.25%
UFPT C 0.25%
HAYW B 0.25%
CWEN C 0.25%
EXTR C 0.24%
JBLU F 0.24%
LGND C 0.24%
B A 0.24%
OMCL C 0.24%
VIAV C 0.24%
ENR B 0.24%
OFG B 0.23%
SHO D 0.23%
STC B 0.23%
ALG B 0.23%
VYX B 0.23%
PRG C 0.23%
OI C 0.23%
KSS F 0.23%
FBK C 0.22%
RAMP B 0.22%
FL F 0.22%
CASH B 0.22%
GBX A 0.22%
LZB B 0.21%
DRH B 0.21%
NBHC C 0.21%
FCF B 0.21%
CHCO B 0.21%
TNDM D 0.21%
ROG D 0.2%
APOG C 0.2%
LKFN C 0.2%
CENTA C 0.19%
MLKN F 0.19%
WKC C 0.19%
SONO C 0.19%
BHE C 0.19%
EPC F 0.19%
AMPH F 0.19%
TRUP B 0.19%
WWW A 0.19%
WGO C 0.19%
VECO F 0.18%
VRTS B 0.18%
SCL C 0.18%
PZZA F 0.18%
NTCT C 0.18%
SJW F 0.18%
STBA B 0.18%
HOPE C 0.18%
DFIN D 0.18%
NWN A 0.18%
KN B 0.18%
CUBI B 0.18%
TNC D 0.18%
DVAX C 0.18%
TRIP F 0.18%
NGVT B 0.18%
LTC B 0.18%
HMN B 0.18%
XHR B 0.17%
CSGS B 0.17%
DNOW B 0.17%
PDCO F 0.17%
ANDE D 0.17%
AMWD C 0.17%
THS D 0.17%
UPBD B 0.17%
HLIT D 0.16%
XNCR B 0.16%
NX C 0.16%
HLX B 0.16%
ELME D 0.16%
MYGN F 0.16%
VRE B 0.16%
PEB D 0.16%
TILE B 0.16%
HTH C 0.16%
TALO C 0.16%
EIG B 0.15%
KW C 0.15%
UNIT B 0.15%
UNFI A 0.15%
JBGS F 0.15%
WT A 0.15%
USPH B 0.15%
THRM F 0.15%
TGI B 0.15%
ALEX B 0.15%
STAA F 0.15%
LNN B 0.15%
SBH C 0.15%
DCOM B 0.14%
DEA D 0.14%
WOR F 0.14%
CRK B 0.14%
SAFT B 0.14%
BHLB B 0.14%
AAT B 0.14%
HRMY D 0.14%
KALU C 0.14%
MD C 0.14%
ECPG C 0.13%
PFBC B 0.13%
NVEE F 0.13%
CARS C 0.13%
ALGT B 0.13%
QNST B 0.13%
FDP B 0.13%
ARLO C 0.13%
CERT F 0.13%
COHU C 0.13%
NAVI F 0.13%
MSEX C 0.13%
AORT B 0.12%
CENX B 0.12%
DAN D 0.12%
CAL F 0.12%
AMSF B 0.12%
FBRT D 0.12%
CBRL C 0.12%
SDGR C 0.12%
CSR B 0.12%
PBI B 0.12%
SCSC C 0.12%
OXM F 0.12%
PMT C 0.12%
LPG F 0.11%
COLL F 0.11%
SBSI C 0.11%
MMI C 0.11%
UTL B 0.11%
SXC A 0.11%
PARR F 0.11%
VVI C 0.11%
XRX F 0.11%
RCUS F 0.1%
HFWA C 0.1%
PRAA D 0.1%
JACK C 0.1%
ODP F 0.1%
VTOL B 0.1%
OMI F 0.1%
TMP B 0.1%
HSII B 0.1%
EGBN B 0.1%
CWEN C 0.1%
CLB B 0.1%
AMN F 0.1%
RWT D 0.1%
BDN C 0.1%
ASIX B 0.09%
JBSS F 0.09%
KOP C 0.09%
CPF B 0.09%
BJRI C 0.09%
HAYN A 0.09%
PRA C 0.09%
EMBC C 0.09%
WNC C 0.09%
MNRO D 0.09%
AVNS F 0.09%
EYE C 0.09%
VTLE C 0.09%
MATW C 0.08%
AXL C 0.08%
GPRE F 0.08%
MGPI F 0.08%
SMP C 0.08%
PCRX C 0.08%
SEDG F 0.08%
HAFC B 0.08%
FWRD D 0.08%
VIR D 0.08%
HAIN D 0.07%
AMBC C 0.07%
SPTN D 0.07%
NBR C 0.07%
WSR A 0.07%
INN D 0.07%
TRST B 0.07%
THRY D 0.06%
GES F 0.06%
UFCS A 0.06%
NVRI D 0.06%
HPP F 0.06%
IRWD F 0.06%
SHEN F 0.06%
MTUS C 0.06%
GDOT D 0.06%
USNA C 0.05%
KELYA F 0.05%
BGS F 0.05%
GOGO C 0.05%
PAHC C 0.05%
RGNX D 0.05%
LESL D 0.05%
CNSL C 0.04%
CENT C 0.04%
FLGT F 0.04%
WRLD C 0.04%
CRSR C 0.03%
ESIX Underweight 155 Positions Relative to FTHI
Symbol Grade Weight
NVDA B -6.56%
MSFT D -6.53%
AAPL C -5.63%
AMZN C -3.92%
META D -2.55%
GOOGL C -2.17%
GOOG C -1.84%
BRK.A B -1.73%
AVGO D -1.65%
JPM A -1.41%
TSLA B -1.36%
LLY F -1.18%
UNH B -1.08%
V A -1.01%
XOM B -1.0%
CRNX C -0.99%
CCEP C -0.98%
VST A -0.97%
UL D -0.94%
MO A -0.9%
MA B -0.88%
HD B -0.88%
LADR B -0.87%
COST A -0.83%
PG C -0.79%
BRBR A -0.77%
NFLX A -0.72%
WMT A -0.69%
CRM B -0.65%
INGR C -0.64%
PTVE B -0.64%
ABBV F -0.62%
IDA A -0.59%
BAC A -0.56%
ALSN B -0.53%
ORCL A -0.53%
CCI C -0.53%
WFC A -0.49%
MRK D -0.49%
NVS F -0.49%
EXP B -0.48%
SLM A -0.48%
BMY B -0.48%
CVLT B -0.48%
GILD C -0.47%
DTM A -0.46%
KO D -0.46%
PEP F -0.45%
AMD F -0.45%
TOL B -0.45%
SFM A -0.45%
DELL B -0.45%
MDT D -0.45%
INSM C -0.44%
HLI A -0.44%
ADBE C -0.44%
EWBC A -0.43%
INTU B -0.43%
UMBF B -0.43%
MEDP D -0.42%
ARES A -0.42%
MMC B -0.42%
NOW A -0.42%
ITW B -0.41%
LIN C -0.41%
PPC C -0.41%
CAT B -0.41%
DECK A -0.41%
EHC B -0.39%
AM A -0.38%
TMO F -0.38%
USFD A -0.38%
PM B -0.37%
CME B -0.37%
ISRG A -0.37%
IBM C -0.36%
TXN C -0.36%
BKNG A -0.36%
LANC C -0.36%
FNF B -0.35%
VZ C -0.35%
KNSL B -0.35%
GE D -0.35%
T A -0.35%
HESM B -0.34%
FTI A -0.34%
SPGI C -0.33%
WSO A -0.33%
GS A -0.33%
RTX D -0.33%
ADP A -0.33%
SCCO F -0.33%
TJX A -0.32%
MGEE B -0.32%
QCOM F -0.32%
BAH F -0.31%
HON C -0.31%
LOW C -0.31%
AMGN F -0.31%
DUK C -0.31%
DHR F -0.31%
VEEV C -0.31%
AMAT F -0.31%
KRC B -0.31%
LOPE C -0.3%
PSA C -0.3%
TMUS B -0.3%
SBRA C -0.3%
AMT C -0.29%
UNP C -0.29%
GAP C -0.27%
DHT F -0.27%
IIPR D -0.27%
GGG B -0.27%
CVX A -0.26%
LMT D -0.26%
NVO F -0.25%
ATR B -0.25%
SBLK F -0.24%
O C -0.24%
NEE C -0.24%
BLK B -0.24%
COP C -0.24%
CNA C -0.23%
PFGC B -0.22%
AMH C -0.22%
STNG F -0.22%
EQIX A -0.21%
PAYX B -0.21%
CVBF A -0.2%
FLO D -0.2%
SO C -0.2%
OTTR C -0.2%
MUSA B -0.19%
XEL A -0.19%
GEV B -0.17%
MSI B -0.17%
NEU D -0.17%
REYN D -0.16%
KAR B -0.15%
WEC A -0.15%
EXR C -0.14%
BX A -0.13%
NHI D -0.12%
TGT F -0.11%
PFE F -0.1%
D C -0.08%
BDX F -0.07%
AJG A -0.05%
SPG A -0.05%
SYK B -0.05%
CL D -0.05%
MDLZ F -0.03%
GIS D -0.03%
ELV F -0.03%
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