FYT vs. SMLV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to SPDR Russell 2000 Low Volatility (SMLV)
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$51.86

Average Daily Volume

11,763

Number of Holdings *

253

* may have additional holdings in another (foreign) market
SMLV

SPDR Russell 2000 Low Volatility

SMLV Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of a small cap, low volatility index. The fund employs a sampling strategy, which means that the fund is not required to purchase all of the securities represented in the index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index includes small cap U.S. equity securities, including business development companies, and is designed to deliver exposure to low volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$107.46

Average Daily Volume

4,821

Number of Holdings *

413

* may have additional holdings in another (foreign) market
Performance
Period FYT SMLV
30 Days -3.99% -3.34%
60 Days -0.26% -0.23%
90 Days -2.19% -1.87%
12 Months 20.11% 9.62%
99 Overlapping Holdings
Symbol Grade Weight in FYT Weight in SMLV Overlap
ABM B 0.55% 0.08% 0.08%
ADUS D 0.13% 0.09% 0.09%
AIN D 0.13% 0.07% 0.07%
AMN D 0.5% 0.07% 0.07%
APOG A 0.41% 0.08% 0.08%
ARCH B 0.7% 0.08% 0.08%
BNL D 0.51% 0.13% 0.13%
BUSE C 0.37% 0.99% 0.37%
CABO F 0.65% 0.08% 0.08%
CALM B 0.7% 0.13% 0.13%
CBRL F 0.22% 0.05% 0.05%
CBU D 0.12% 1.31% 0.12%
CMCO C 0.25% 0.08% 0.08%
CNO C 0.52% 0.95% 0.52%
CPK A 0.13% 0.21% 0.13%
CRC A 0.68% 0.1% 0.1%
CRI F 0.23% 0.08% 0.08%
CSGS F 0.13% 0.14% 0.13%
CTS B 0.13% 0.07% 0.07%
CVCO C 0.12% 0.06% 0.06%
DEA B 0.28% 0.18% 0.18%
DEI B 0.26% 0.09% 0.09%
DK B 0.13% 0.1% 0.1%
DORM C 0.12% 0.09% 0.09%
ECVT D 0.36% 0.09% 0.09%
EFSC D 0.52% 0.88% 0.52%
EIG C 0.66% 0.89% 0.66%
EQC F 0.4% 0.76% 0.4%
FCF B 0.51% 0.88% 0.51%
FULT B 0.51% 0.86% 0.51%
GEF D 0.61% 0.13% 0.13%
GHC C 0.63% 0.11% 0.11%
GTY B 0.27% 0.18% 0.18%
HELE F 0.35% 0.06% 0.06%
HI A 0.13% 0.07% 0.07%
HIW A 0.64% 0.1% 0.1%
HLF B 0.35% 0.05% 0.05%
HNI C 0.12% 0.11% 0.11%
HTLD F 0.47% 0.15% 0.15%
HUBG D 0.5% 0.1% 0.1%
IART F 0.12% 0.08% 0.08%
IBOC A 0.52% 1.01% 0.52%
ICUI F 0.37% 0.07% 0.07%
INVA B 0.67% 0.09% 0.09%
JBGS D 0.25% 0.09% 0.09%
JBT F 0.59% 0.07% 0.07%
KFRC C 0.12% 0.09% 0.09%
KN B 0.53% 0.07% 0.07%
LILAK A 0.57% 0.08% 0.08%
LNN D 0.28% 0.12% 0.12%
LXP F 0.13% 0.14% 0.13%
LZB D 0.61% 0.08% 0.08%
MATW D 0.34% 0.07% 0.07%
MRTN D 0.48% 0.12% 0.12%
MTX B 0.26% 0.09% 0.09%
MWA A 0.13% 0.1% 0.1%
NBHC D 0.51% 0.99% 0.51%
NBTB B 0.25% 1.15% 0.25%
NHC C 0.38% 0.18% 0.18%
NIC C 0.12% 0.84% 0.12%
NNI A 0.14% 1.7% 0.14%
NWBI D 0.38% 1.09% 0.38%
NWE A 0.53% 0.25% 0.25%
NWN A 0.68% 0.21% 0.21%
OMCL D 0.26% 0.06% 0.06%
OXM A 0.13% 0.05% 0.05%
PCRX F 0.25% 0.07% 0.07%
PDCO D 0.38% 0.07% 0.07%
PEBO A 0.52% 0.77% 0.52%
PINC D 0.65% 0.13% 0.13%
PLUS C 0.27% 0.07% 0.07%
PLXS A 0.27% 0.11% 0.11%
PNM D 0.39% 0.23% 0.23%
PRDO A 0.67% 0.06% 0.06%
PRIM A 0.28% 0.07% 0.07%
PSMT B 0.27% 0.09% 0.09%
SASR D 0.48% 0.72% 0.48%
SCHL D 0.64% 0.06% 0.06%
SCL D 0.12% 0.15% 0.12%
SFNC D 0.37% 0.77% 0.37%
SHEN F 0.11% 0.05% 0.05%
SHOO C 0.12% 0.07% 0.07%
SNDR F 0.64% 0.11% 0.11%
SPB C 0.62% 0.06% 0.06%
SR A 0.54% 0.22% 0.22%
SRCE D 0.37% 0.7% 0.37%
STBA B 0.51% 0.8% 0.51%
STRA A 0.13% 0.07% 0.07%
TGNA F 0.63% 0.12% 0.12%
TOWN B 0.38% 1.01% 0.38%
TRMK A 0.37% 0.85% 0.37%
TRS A 0.27% 0.17% 0.17%
TTMI B 0.12% 0.06% 0.06%
UNF D 0.37% 0.13% 0.13%
VSH C 0.65% 0.08% 0.08%
WAFD B 0.38% 0.86% 0.38%
WERN F 0.5% 0.15% 0.15%
WSBC D 0.38% 0.87% 0.38%
ZD F 0.22% 0.06% 0.06%
FYT Overweight 154 Positions Relative to SMLV
Symbol Grade Weight
CRK A 0.69%
CNX A 0.69%
WMK B 0.68%
UVV A 0.68%
AVA A 0.68%
IMKTA F 0.67%
REVG B 0.67%
DNOW B 0.67%
PHIN A 0.67%
ABR C 0.66%
USM B 0.66%
RYI F 0.66%
MODG B 0.66%
TALO B 0.66%
RC C 0.65%
CHGG F 0.65%
FFBC A 0.65%
NMIH B 0.64%
ATSG D 0.64%
RLJ D 0.64%
HE F 0.63%
GDEN F 0.63%
UAA D 0.62%
PRG B 0.62%
GEO B 0.58%
PARR D 0.58%
KOS D 0.57%
ALGT F 0.57%
MLKN C 0.56%
KSS C 0.55%
BZH D 0.55%
MSGE A 0.54%
CASH A 0.54%
PFS C 0.53%
DAN C 0.53%
ENVA B 0.53%
INDB B 0.53%
HTZ F 0.53%
DIOD B 0.53%
WSFS B 0.52%
ODP C 0.52%
NAVI F 0.52%
AAT B 0.52%
CXW C 0.52%
VBTX A 0.52%
FRME A 0.52%
AX B 0.51%
BANR C 0.51%
CATY F 0.51%
SLVM A 0.51%
CTOS F 0.5%
EBC C 0.5%
HPP F 0.5%
CIM D 0.49%
CUBI D 0.49%
OCFC C 0.49%
REZI C 0.48%
SAH B 0.47%
SBH C 0.47%
ADNT D 0.47%
GES A 0.45%
CCS D 0.45%
OEC B 0.41%
KMT F 0.4%
FHI F 0.4%
ANDE B 0.4%
PFBC A 0.39%
BLMN D 0.39%
GOGO D 0.39%
JBLU F 0.39%
KOP D 0.39%
CENTA C 0.38%
VAC B 0.38%
RNST C 0.38%
WOR C 0.38%
SNEX B 0.38%
BKU B 0.38%
EPC B 0.38%
SJW F 0.38%
SSTK D 0.37%
XRX F 0.37%
HOPE B 0.37%
FIBK B 0.37%
OFG B 0.37%
BKE C 0.37%
TCBK D 0.36%
VSCO D 0.36%
NX D 0.36%
WGO D 0.34%
LGIH D 0.33%
FOXF F 0.32%
KLG A 0.32%
VCTR A 0.3%
OLPX F 0.29%
BOOT A 0.29%
LGND D 0.28%
DFIN A 0.28%
KALU A 0.28%
HTLF A 0.27%
CWEN B 0.27%
HTH D 0.26%
OI D 0.26%
ASB B 0.26%
FHB A 0.26%
XHR D 0.26%
FBP A 0.26%
UCBI C 0.26%
THS F 0.26%
CNXN C 0.26%
BDC C 0.25%
SBCF D 0.25%
VRTS C 0.25%
MCRI D 0.25%
WD C 0.25%
CVBF D 0.25%
LTH C 0.25%
TCBI D 0.25%
AUB D 0.25%
EAT B 0.25%
BHLB B 0.25%
PATK C 0.24%
JELD A 0.24%
FBNC D 0.24%
NMRK C 0.24%
BXC C 0.23%
FWRD F 0.2%
HLIO B 0.14%
AIR A 0.14%
MPW C 0.14%
GO F 0.13%
APAM D 0.13%
CAKE B 0.13%
FBK A 0.13%
ARI B 0.13%
PGRE B 0.13%
OII A 0.13%
ARCB B 0.13%
ALEX D 0.13%
B D 0.13%
FDP A 0.13%
ADV A 0.13%
PTVE A 0.13%
COHU D 0.12%
IBTX F 0.12%
ENOV D 0.12%
PPBI D 0.12%
ROG C 0.12%
VICR F 0.12%
STC B 0.12%
CMTG F 0.12%
KFY D 0.12%
NVEE D 0.12%
GNW D 0.12%
ATUS D 0.1%
FYT Underweight 314 Positions Relative to SMLV
Symbol Grade Weight
THG D -1.63%
PJT C -1.38%
ONB B -1.31%
ESGR C -1.22%
CHCO A -1.21%
HMN A -1.2%
MGRC C -1.2%
PRK A -1.17%
VIRT A -1.12%
WU B -1.1%
FFIN C -1.05%
GCMG B -1.03%
WABC B -0.97%
SAFT D -0.93%
AGM B -0.91%
BLX A -0.9%
HOMB A -0.89%
RDN C -0.89%
EVTC C -0.88%
PAX D -0.85%
LKFN D -0.83%
SYBT B -0.82%
CVII A -0.8%
GBCI C -0.8%
AMSF F -0.79%
GABC D -0.75%
QCRH D -0.75%
OBK B -0.67%
SBSI F -0.65%
BRKL F -0.65%
CTBI A -0.59%
LBAI B -0.58%
BFC D -0.57%
FBMS F -0.56%
CFFN F -0.53%
NFG A -0.52%
TRIN A -0.52%
FMBH B -0.52%
HFWA F -0.5%
TMP D -0.48%
UVSP B -0.45%
FCBC B -0.42%
TRST D -0.4%
CATC B -0.38%
GSBC A -0.38%
FLO A -0.37%
FMNB D -0.36%
SLAM A -0.36%
CAC D -0.34%
MCBS B -0.34%
DHIL C -0.34%
THFF B -0.33%
HONE B -0.31%
ALRS D -0.31%
CCNE D -0.31%
MCBC A -0.3%
AROW C -0.3%
HTBI B -0.29%
BHB B -0.29%
BHRB B -0.28%
EBF D -0.28%
CCBG D -0.28%
ESQ B -0.26%
IDA A -0.26%
KRNY F -0.26%
GLRE B -0.26%
NFBK D -0.26%
SPFI B -0.25%
SMMF A -0.25%
MPB C -0.24%
SBR B -0.24%
ARTNA F -0.24%
SMBK D -0.23%
AIRC A -0.23%
FBIZ C -0.22%
PECO D -0.22%
SLGN B -0.22%
BKH A -0.22%
NPK A -0.22%
ORRF B -0.21%
PFIS D -0.21%
CZNC D -0.21%
MGEE A -0.21%
FMAO A -0.21%
ACNB D -0.21%
HIFS B -0.21%
HBCP D -0.2%
BSRR A -0.2%
BWB A -0.2%
WTBA D -0.2%
FSBC D -0.2%
PSTL D -0.19%
GNTY B -0.19%
AGX A -0.19%
FNLC D -0.18%
VLGEA A -0.18%
FLIC D -0.18%
GPOR A -0.18%
TRC A -0.18%
FRST F -0.18%
EBTC D -0.18%
FSBW D -0.17%
SXT A -0.17%
PBH C -0.16%
PKE D -0.16%
CTO A -0.16%
FELE B -0.16%
AFCG B -0.15%
CHCT C -0.15%
NTST C -0.15%
ICFI C -0.15%
UTMD F -0.15%
WSBF C -0.15%
GATX D -0.14%
CSWI A -0.14%
LTC A -0.14%
HCC A -0.14%
JBSS D -0.14%
CSR A -0.14%
BRC A -0.14%
JJSF F -0.14%
CBNK D -0.14%
SMP D -0.14%
CBZ D -0.14%
WEN A -0.13%
GENC A -0.13%
HSTM C -0.13%
RGP F -0.13%
COLM B -0.13%
ASH A -0.13%
BMI A -0.13%
BCAL D -0.13%
TNC B -0.12%
SXC D -0.12%
ACA C -0.12%
NHI A -0.12%
CASS D -0.12%
EXPO A -0.12%
OSIS B -0.12%
FCPT C -0.12%
GOOD A -0.12%
NOMD C -0.12%
FSS A -0.12%
GRC D -0.12%
PRGS F -0.11%
UHT D -0.11%
NTCT D -0.11%
HCKT D -0.11%
AROC A -0.11%
ARKO D -0.11%
ALG D -0.11%
VAL D -0.11%
CTRE A -0.11%
KREF D -0.11%
AHH B -0.1%
RGR B -0.1%
CCOI D -0.1%
CVLT B -0.1%
UFPT D -0.1%
KW D -0.1%
VMI F -0.1%
PCH F -0.1%
PBT D -0.1%
ROAD B -0.1%
BLKB B -0.1%
BFS D -0.1%
DRQ D -0.1%
MLR B -0.1%
IOSP D -0.1%
RUSHA D -0.1%
WINA D -0.1%
ESE B -0.1%
WDFC F -0.1%
MSGS B -0.1%
LOPE C -0.09%
CACC D -0.09%
VPG C -0.09%
SXI C -0.09%
TRNS A -0.09%
HWKN B -0.09%
AVT A -0.09%
PRGO A -0.09%
MOG.A A -0.09%
GPRK B -0.09%
SFL A -0.09%
BHE A -0.09%
ATNI F -0.09%
NCNO F -0.09%
SRCL F -0.09%
APLE D -0.09%
MGIC A -0.09%
CUZ B -0.09%
CMPO A -0.09%
FPI D -0.09%
IRT A -0.09%
RNGR F -0.09%
GMRE F -0.09%
RLGT D -0.08%
ENV A -0.08%
ITGR B -0.08%
JOUT F -0.08%
FSTR D -0.08%
HUN D -0.08%
MODN B -0.08%
BBSI B -0.08%
FTDR D -0.08%
SPOK C -0.08%
JBI B -0.08%
RDWR D -0.08%
CENT D -0.08%
ENS D -0.08%
MEI F -0.08%
HOLI D -0.08%
LMAT B -0.08%
CNNE C -0.08%
KAI D -0.08%
PLOW F -0.08%
HSII C -0.08%
AZZ B -0.08%
FORR F -0.08%
MYRG B -0.08%
DNB D -0.08%
PZZA D -0.07%
BOX D -0.07%
ETD D -0.07%
MRCY D -0.07%
NVEC D -0.07%
HAE A -0.07%
NRC F -0.07%
PAHC B -0.07%
GLDD F -0.07%
VIAV F -0.07%
SANM B -0.07%
SQSP A -0.07%
ITRN D -0.07%
SUPN C -0.07%
SPNS A -0.07%
WEYS C -0.07%
NATR A -0.07%
ACIW A -0.07%
LAUR A -0.07%
HURN D -0.07%
MNRO F -0.07%
FUL D -0.07%
EPAC A -0.07%
AMSWA F -0.07%
MMSI C -0.06%
SATS B -0.06%
VREX F -0.06%
SCSC C -0.06%
USNA F -0.06%
TPH A -0.06%
MTRN D -0.06%
KIDS B -0.06%
VRNT B -0.06%
IRDM B -0.06%
ATEN B -0.06%
AAP B -0.06%
MDC A -0.06%
ASGN D -0.06%
WK D -0.06%
AMED D -0.06%
POWI D -0.06%
MLAB D -0.06%
LIVN B -0.06%
CNXC F -0.06%
IRWD F -0.06%
BL C -0.06%
NVST D -0.06%
LEG F -0.06%
AVNS F -0.06%
ZIP F -0.05%
CEVA D -0.05%
AMPH D -0.05%
ADMA A -0.05%
ALRM C -0.05%
XNCR D -0.05%
CSV D -0.05%
SEM C -0.05%
IBEX F -0.05%
FORM B -0.05%
ANIK B -0.05%
ANIP D -0.05%
ALKS D -0.05%
AEIS D -0.05%
CNMD F -0.05%
TTGT D -0.05%
OFIX F -0.05%
ARCO D -0.05%
GPI A -0.05%
IRMD D -0.05%
BOWL D -0.05%
IPGP D -0.05%
USPH C -0.05%
ATEX D -0.05%
VECO B -0.05%
THRM D -0.05%
INSM F -0.04%
IMTX F -0.04%
NEOG D -0.04%
SRDX F -0.04%
AGIO A -0.04%
CORT D -0.04%
HRMY D -0.04%
TBPH B -0.04%
NARI F -0.04%
OGN A -0.04%
GKOS A -0.04%
RDNT A -0.04%
ACAD F -0.03%
AZTA D -0.03%
RARE C -0.03%
PTCT D -0.03%
ATRC F -0.03%
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