FYX vs. ROSC ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to Hartford Multifactor Small Cap ETF (ROSC)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings *

499

* may have additional holdings in another (foreign) market
ROSC

Hartford Multifactor Small Cap ETF

ROSC Description The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$46.85

Average Daily Volume

926

Number of Holdings *

306

* may have additional holdings in another (foreign) market
Performance
Period FYX ROSC
30 Days 10.41% 9.08%
60 Days 10.20% 7.98%
90 Days 10.44% 7.85%
12 Months 35.11% 27.29%
159 Overlapping Holdings
Symbol Grade Weight in FYX Weight in ROSC Overlap
AAT B 0.18% 0.08% 0.08%
ABM B 0.19% 0.28% 0.19%
ADMA B 0.3% 0.09% 0.09%
ADUS D 0.16% 0.41% 0.16%
AKR B 0.06% 0.05% 0.05%
ALG B 0.19% 0.05% 0.05%
ALX D 0.05% 0.24% 0.05%
AMN F 0.15% 0.27% 0.15%
AMPH D 0.16% 0.37% 0.16%
AMRX C 0.24% 0.44% 0.24%
AMWD C 0.31% 0.13% 0.13%
ANDE D 0.23% 0.14% 0.14%
APLE B 0.32% 0.21% 0.21%
APOG B 0.21% 0.63% 0.21%
ASB B 0.22% 0.14% 0.14%
AVA A 0.3% 0.06% 0.06%
BANR B 0.22% 0.27% 0.22%
BFH B 0.37% 0.6% 0.37%
BHE B 0.19% 0.8% 0.19%
BKE B 0.2% 0.94% 0.2%
BLBD D 0.19% 0.09% 0.09%
BNL D 0.22% 0.28% 0.22%
BRC D 0.17% 0.63% 0.17%
BTU B 0.3% 0.17% 0.17%
BUSE B 0.18% 0.29% 0.18%
CAL D 0.27% 0.27% 0.27%
CALM A 0.23% 1.18% 0.23%
CARG C 0.14% 0.23% 0.14%
CATY B 0.29% 0.3% 0.29%
CCOI B 0.25% 0.05% 0.05%
CCS D 0.25% 0.21% 0.21%
CDP C 0.12% 0.07% 0.07%
CEIX A 0.07% 0.52% 0.07%
CHCO B 0.13% 0.12% 0.12%
CNXN C 0.11% 0.51% 0.11%
COLL F 0.18% 0.69% 0.18%
CPRX C 0.25% 0.87% 0.25%
CRI D 0.19% 0.11% 0.11%
CSGS B 0.13% 0.21% 0.13%
CUBI C 0.35% 0.08% 0.08%
CVI F 0.25% 0.29% 0.25%
CXT B 0.12% 0.18% 0.12%
DEA D 0.16% 0.03% 0.03%
DNOW B 0.34% 0.13% 0.13%
EFSC B 0.21% 0.19% 0.19%
EIG B 0.33% 0.63% 0.33%
EPR D 0.05% 0.18% 0.05%
EQC B 0.24% 0.37% 0.24%
FBNC A 0.13% 0.01% 0.01%
FBP B 0.24% 0.28% 0.24%
FBRT C 0.06% 0.04% 0.04%
FCF A 0.2% 0.03% 0.03%
FFBC A 0.28% 0.26% 0.26%
FHB A 0.21% 0.2% 0.2%
FOR F 0.27% 0.19% 0.19%
FRME B 0.28% 0.21% 0.21%
FULT A 0.21% 0.28% 0.21%
GEF A 0.32% 0.61% 0.32%
GHC C 0.27% 0.1% 0.1%
GIC D 0.1% 0.08% 0.08%
GIII D 0.29% 0.03% 0.03%
GPOR B 0.33% 0.36% 0.33%
GRBK D 0.2% 0.1% 0.1%
GTY B 0.06% 0.27% 0.06%
HIW D 0.23% 0.19% 0.19%
HLF C 0.07% 0.03% 0.03%
HMN B 0.14% 0.22% 0.14%
HNI B 0.31% 0.92% 0.31%
HOPE B 0.19% 0.78% 0.19%
HRMY D 0.2% 0.23% 0.2%
HTH B 0.18% 0.1% 0.1%
HUBG A 0.27% 0.35% 0.27%
HWKN B 0.24% 0.15% 0.15%
HY D 0.26% 0.6% 0.26%
IDCC A 0.39% 1.04% 0.39%
IESC B 0.4% 0.63% 0.4%
IIPR D 0.14% 0.34% 0.14%
IMKTA C 0.28% 0.69% 0.28%
INVA D 0.3% 0.64% 0.3%
KFRC D 0.06% 0.45% 0.06%
KSS F 0.25% 0.1% 0.1%
LMAT A 0.2% 0.69% 0.2%
LPG F 0.05% 0.03% 0.03%
LRN A 0.36% 0.65% 0.36%
LTC B 0.06% 0.16% 0.06%
LXP D 0.11% 0.25% 0.11%
LZB B 0.3% 0.61% 0.3%
MCY A 0.35% 0.4% 0.35%
MRC B 0.25% 0.16% 0.16%
MRTN C 0.23% 0.08% 0.08%
MYGN F 0.1% 0.01% 0.01%
NBHC B 0.21% 0.19% 0.19%
NBTB B 0.13% 0.2% 0.13%
NHC C 0.24% 0.86% 0.24%
NHI D 0.17% 0.21% 0.17%
NMRK B 0.06% 0.28% 0.06%
NWBI B 0.2% 0.19% 0.19%
NWN A 0.25% 0.04% 0.04%
NX C 0.26% 0.28% 0.26%
ODP F 0.11% 0.07% 0.07%
OEC C 0.24% 0.07% 0.07%
OFG B 0.18% 0.57% 0.18%
OMI F 0.14% 0.12% 0.12%
OSIS B 0.18% 0.35% 0.18%
OXM D 0.11% 0.3% 0.11%
PATK D 0.17% 0.47% 0.17%
PBH A 0.2% 0.2% 0.2%
PDCO D 0.23% 0.86% 0.23%
PEBO A 0.28% 0.32% 0.28%
PFBC B 0.28% 0.7% 0.28%
PHIN A 0.28% 0.63% 0.28%
PINC B 0.34% 0.96% 0.34%
PK B 0.31% 0.09% 0.09%
PLAB C 0.29% 0.42% 0.29%
PLUS F 0.1% 0.83% 0.1%
PLXS B 0.07% 0.25% 0.07%
PRDO B 0.36% 1.0% 0.36%
PRGS A 0.18% 0.23% 0.18%
PRK B 0.27% 0.16% 0.16%
PSMT C 0.12% 0.07% 0.07%
PTGX C 0.27% 0.17% 0.17%
REVG B 0.32% 0.47% 0.32%
RLJ C 0.32% 0.17% 0.17%
RNST B 0.2% 0.11% 0.11%
SAFT C 0.13% 0.35% 0.13%
SASR B 0.22% 0.22% 0.22%
SCS C 0.12% 0.81% 0.12%
SCSC B 0.25% 0.5% 0.25%
SCVL F 0.19% 0.12% 0.12%
SFNC B 0.2% 0.05% 0.05%
SHO C 0.29% 0.28% 0.28%
SHOO D 0.11% 0.06% 0.06%
SLVM B 0.3% 0.68% 0.3%
SNDR B 0.19% 0.37% 0.19%
SPNT A 0.31% 0.33% 0.31%
SSTK F 0.15% 0.19% 0.15%
STBA B 0.18% 0.35% 0.18%
STC B 0.12% 0.31% 0.12%
SUPN C 0.07% 0.43% 0.07%
TCBK B 0.2% 0.11% 0.11%
TGNA B 0.34% 0.52% 0.34%
TNC D 0.05% 0.24% 0.05%
TOWN B 0.13% 0.39% 0.13%
TRMK B 0.29% 0.13% 0.13%
UE C 0.2% 0.24% 0.2%
UFPT B 0.21% 0.77% 0.21%
ULH B 0.34% 0.37% 0.34%
UMH C 0.12% 0.02% 0.02%
UNF B 0.18% 0.17% 0.17%
UPBD B 0.12% 0.58% 0.12%
UVV B 0.31% 0.4% 0.31%
VBTX B 0.2% 0.53% 0.2%
VSH D 0.24% 0.59% 0.24%
WAFD B 0.13% 0.03% 0.03%
WERN C 0.25% 0.11% 0.11%
WGO C 0.24% 0.07% 0.07%
WMK C 0.31% 0.73% 0.31%
WSBC A 0.22% 0.24% 0.22%
WTTR B 0.23% 0.07% 0.07%
FYX Overweight 340 Positions Relative to ROSC
Symbol Grade Weight
RKLB B 0.6%
CXW B 0.5%
RIOT C 0.49%
EAT A 0.48%
PAYO A 0.43%
PRIM A 0.41%
STRL B 0.39%
GBX A 0.39%
ROAD A 0.39%
POWL C 0.39%
BMBL C 0.38%
WWW B 0.38%
TGTX B 0.38%
WS B 0.38%
GVA A 0.37%
ECVT C 0.36%
VTLE C 0.36%
ENVA B 0.36%
JBT B 0.36%
DOCS C 0.36%
QCRH A 0.36%
WULF C 0.36%
TRUP B 0.36%
ZD C 0.35%
CNK B 0.35%
ATGE B 0.35%
CTOS C 0.35%
PJT A 0.35%
USLM A 0.35%
RYTM C 0.34%
FTDR A 0.34%
CABO C 0.34%
PRCT B 0.34%
STEP B 0.34%
KMT B 0.33%
TALO C 0.33%
ACLX C 0.32%
HELE C 0.32%
TDS B 0.32%
TRN C 0.32%
PARR D 0.31%
CENTA C 0.31%
REZI A 0.31%
PBI B 0.31%
SKYW B 0.31%
CRGY B 0.31%
TBBK B 0.31%
PLYA B 0.3%
VAC B 0.3%
DSGR D 0.3%
IART C 0.3%
SKWD A 0.3%
KOS F 0.3%
HTZ C 0.3%
ALHC C 0.29%
VC D 0.29%
SYBT B 0.29%
DORM B 0.29%
CWAN B 0.29%
SATS D 0.29%
SGBX F 0.29%
EPC D 0.29%
CHEF A 0.29%
INDB B 0.29%
PLMR B 0.28%
PRM C 0.28%
RES D 0.28%
BY B 0.28%
INTA A 0.28%
DBRG F 0.27%
KYMR D 0.27%
WKC D 0.27%
LAUR A 0.27%
MWA B 0.27%
VRTS B 0.27%
USM B 0.27%
EBC B 0.27%
OSW A 0.27%
WSFS A 0.27%
PTCT B 0.26%
JANX C 0.26%
MIRM B 0.26%
SEB F 0.26%
MNKD C 0.26%
PTVE B 0.26%
TGLS B 0.26%
VCYT B 0.26%
SAH A 0.26%
CHWY B 0.26%
HOV D 0.25%
DRH B 0.25%
CMCO B 0.25%
GES F 0.25%
GEO B 0.25%
LMND B 0.25%
GT C 0.25%
PRG C 0.24%
SBH C 0.24%
BV B 0.24%
GSHD A 0.24%
OUT A 0.24%
ARCB C 0.24%
LADR B 0.24%
SMTC B 0.24%
CRK B 0.23%
OSCR D 0.23%
SJW D 0.23%
CVBF A 0.23%
NAVI C 0.23%
ABR C 0.23%
CDE D 0.23%
MLKN D 0.23%
YOU D 0.23%
NWE B 0.23%
SNEX B 0.22%
AGIO C 0.22%
CASH A 0.22%
VSTS C 0.22%
NMIH D 0.22%
FHI A 0.21%
NIC B 0.21%
BANF B 0.21%
ALKT B 0.21%
CAKE C 0.21%
SEMR B 0.21%
VCTR B 0.21%
ASTH D 0.21%
ADNT F 0.21%
MBIN D 0.21%
KAR B 0.21%
PTON B 0.2%
FIBK A 0.2%
HURN B 0.2%
KALU C 0.2%
GERN D 0.2%
ESE B 0.2%
SHAK C 0.2%
BKU A 0.2%
MGNI A 0.2%
LGIH D 0.2%
IOSP B 0.19%
SABR C 0.19%
MTX B 0.19%
KTOS B 0.19%
MCRI A 0.19%
GFF A 0.19%
CRAI B 0.19%
XRX F 0.19%
SRCE B 0.19%
SCL C 0.18%
IPGP D 0.18%
NPAB B 0.18%
MODG F 0.18%
DK C 0.18%
ROCK C 0.18%
KLG C 0.18%
XHR B 0.18%
LNN B 0.18%
LFST C 0.18%
AORT B 0.18%
DAN D 0.18%
GO C 0.18%
CENX B 0.17%
TWST D 0.17%
MYRG B 0.17%
PMT D 0.17%
SHEN F 0.17%
LILAK D 0.17%
BCRX D 0.17%
PEB D 0.17%
WRBY B 0.17%
CWT D 0.17%
SPB C 0.17%
VSCO B 0.17%
SYNA C 0.17%
UPWK B 0.17%
FLNC C 0.16%
ASPN F 0.16%
LC A 0.16%
NSA D 0.16%
THRM D 0.16%
DFIN D 0.16%
TCBI B 0.15%
ICFI F 0.15%
VSAT F 0.15%
VITL D 0.15%
LITE B 0.15%
TTMI B 0.15%
VERX B 0.15%
AGYS A 0.14%
LKFN B 0.14%
EPAC B 0.14%
DFH D 0.14%
PFS B 0.14%
BKD D 0.14%
FDP B 0.14%
DRVN B 0.14%
BGC C 0.14%
TNL A 0.14%
WT B 0.14%
SITM B 0.14%
FBK B 0.14%
GABC B 0.14%
AROC B 0.14%
MCW B 0.14%
HLIO B 0.13%
ENOV C 0.13%
MAC B 0.13%
ACVA B 0.13%
GOGO C 0.13%
SKT B 0.13%
CVCO A 0.13%
SBCF A 0.13%
AGM C 0.13%
OII B 0.13%
ROIC A 0.13%
RNG B 0.13%
LGND B 0.13%
SXT B 0.12%
ESRT C 0.12%
NRIX D 0.12%
AIV C 0.12%
FCPT C 0.12%
CNMD C 0.12%
ARI C 0.12%
KWR C 0.12%
KN B 0.12%
ALEX C 0.12%
MTRN C 0.12%
ARQT C 0.12%
DEI B 0.12%
AZZ B 0.12%
EVTC B 0.12%
NXRT B 0.12%
MGPI F 0.11%
IOVA F 0.11%
CWEN C 0.11%
DOCN D 0.11%
ELME D 0.11%
HLX B 0.11%
ROG D 0.11%
MSGE F 0.11%
YETI C 0.11%
AIN C 0.11%
CC C 0.11%
NVEE F 0.11%
CMPR D 0.11%
NNI D 0.11%
OI C 0.11%
LCII C 0.11%
CDRE D 0.1%
BLFS C 0.1%
HLIT D 0.1%
CIFR B 0.1%
MIR A 0.09%
TGI B 0.09%
OLPX D 0.09%
AVNS F 0.09%
FOXF F 0.09%
KNTK B 0.08%
EVH F 0.08%
SOUN C 0.08%
TNDM F 0.08%
PAR B 0.08%
VSEC C 0.08%
WDFC B 0.07%
GNW A 0.07%
APAM B 0.07%
BANC A 0.07%
TPC C 0.07%
PPBI B 0.07%
SXI B 0.07%
BHLB B 0.07%
VSTO A 0.07%
BHF B 0.07%
CBZ B 0.07%
MGEE C 0.07%
CAR C 0.07%
B B 0.07%
PYCR C 0.07%
NWL B 0.07%
CBU B 0.07%
VIRT B 0.07%
HEES B 0.07%
BOH B 0.07%
NVAX F 0.07%
RRR D 0.06%
ANIP F 0.06%
PCH D 0.06%
ICUI D 0.06%
IRDM D 0.06%
RC D 0.06%
BXMT C 0.06%
PGRE F 0.06%
WOR F 0.06%
GTX D 0.06%
AESI B 0.06%
JJSF B 0.06%
IAS C 0.06%
KW B 0.06%
COHU C 0.06%
SWI B 0.06%
OCUL D 0.06%
DNUT D 0.06%
XPEL C 0.06%
MSEX B 0.06%
LOB B 0.06%
AIR B 0.06%
NEO C 0.06%
AWR B 0.06%
THR B 0.06%
STRA C 0.06%
CPK A 0.06%
NPO A 0.06%
DVAX C 0.06%
HAYW B 0.06%
EYE C 0.06%
CLBK B 0.06%
OMCL C 0.06%
MLNK B 0.06%
SAM C 0.06%
IVT B 0.06%
SHLS F 0.05%
BLMN F 0.05%
THS D 0.05%
GPRE F 0.05%
HUMA F 0.05%
AOSL C 0.05%
PHR F 0.05%
DNLI D 0.05%
JAMF F 0.05%
JBGS D 0.05%
JOE F 0.05%
CMTG F 0.05%
FA C 0.05%
PZZA D 0.05%
RXST F 0.05%
FOLD F 0.05%
JELD F 0.04%
ARDX F 0.04%
FYX Underweight 147 Positions Relative to ROSC
Symbol Grade Weight
RUSHA C -1.09%
BELFB C -1.07%
CORT B -1.06%
HCC B -0.99%
KTB B -0.86%
GMS B -0.83%
ARCH B -0.78%
CRVL A -0.78%
MATX C -0.7%
HIMS B -0.68%
JWN C -0.68%
CNO A -0.66%
DDS B -0.64%
CPF A -0.64%
HTBK A -0.63%
AMKR D -0.63%
DAKT B -0.63%
AGX B -0.63%
SXC A -0.6%
MLR B -0.57%
SIGA F -0.57%
ETD C -0.55%
IDT B -0.53%
VIRC B -0.52%
EMBC C -0.5%
HCKT B -0.48%
PAHC C -0.47%
SMP B -0.47%
HSII B -0.47%
SPOK C -0.46%
JILL C -0.45%
HSTM B -0.45%
EGY D -0.45%
HAFC A -0.43%
UVE B -0.43%
METC C -0.43%
TRST A -0.43%
IBOC A -0.42%
SWBI C -0.42%
IBCP B -0.42%
AMR C -0.42%
MOV C -0.41%
SMLR B -0.41%
BBSI B -0.41%
EBF F -0.4%
LBRT D -0.4%
SPTN D -0.4%
MED F -0.38%
CMPO A -0.38%
ACT D -0.36%
HVT D -0.34%
BBW B -0.32%
CCRN F -0.32%
RYI C -0.32%
ZYXI D -0.31%
RGP F -0.31%
CTO B -0.31%
NGVC A -0.31%
RMR F -0.31%
PLPC B -0.29%
GOLF B -0.29%
ATEN B -0.29%
CLW F -0.29%
KRT A -0.27%
IMMR C -0.27%
UVSP B -0.26%
WSR A -0.26%
PFC A -0.26%
SRTS B -0.25%
THFF B -0.25%
MSBI B -0.25%
SCHL D -0.24%
HTLF B -0.24%
JBSS D -0.24%
OTTR C -0.24%
RELL B -0.24%
SGC C -0.24%
WNC C -0.23%
CNX A -0.23%
HE C -0.23%
PANL F -0.23%
REFI A -0.23%
OSUR F -0.23%
IRMD C -0.22%
ABCB B -0.22%
LEVI F -0.22%
TBRG B -0.21%
SIG B -0.21%
CTBI B -0.21%
DXPE B -0.21%
CVEO F -0.21%
ODC C -0.21%
ORGO B -0.2%
VREX C -0.19%
GRNT B -0.19%
TCMD A -0.19%
BVS D -0.19%
JAKK C -0.18%
BTMD C -0.18%
HFWA B -0.17%
RGR F -0.17%
CWCO C -0.17%
KELYA F -0.16%
AROW B -0.16%
ZEUS C -0.16%
OPY B -0.15%
UTL B -0.15%
CRC B -0.15%
HBB F -0.14%
DLX B -0.13%
EZPW A -0.12%
OCFC B -0.12%
VPG D -0.11%
RCMT C -0.11%
LYTS B -0.11%
INSW F -0.11%
ACTG D -0.11%
PDM D -0.1%
NOG A -0.1%
NRC F -0.1%
UTMD F -0.09%
ITGR B -0.08%
GDRX F -0.08%
MAN D -0.08%
AMRK F -0.07%
NSSC D -0.06%
FF D -0.06%
OLP B -0.06%
AHH D -0.05%
KE C -0.05%
BDC B -0.05%
MYE F -0.05%
GMRE F -0.04%
RCKY F -0.04%
HCI C -0.04%
LMB A -0.04%
NVEC C -0.04%
PAG B -0.03%
BDN C -0.03%
PRGO B -0.03%
URBN C -0.03%
ZIMV D -0.03%
GSBC B -0.03%
BFST C -0.02%
HTBI B -0.02%
KOP C -0.02%
NUS D -0.01%
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