SMMV vs. FYX ETF Comparison

Comparison of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) to First Trust Small Cap Core AlphaDEX (FYX)

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$44.00

Average Daily Volume

37,615

Number of Holdings ^*

289

* may have additional holdings in another (foreign) market

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings ^*

499

* may have additional holdings in another (foreign) market

Performance

Period	SMMV	FYX
30 Days	7.13%	10.41%
60 Days	7.74%	10.20%
90 Days	9.63%	10.44%
12 Months	29.90%	35.11%

79 Overlapping Holdings

Symbol	Grade	Weight in SMMV	Weight in FYX	Overlap
ACLX	C	0.11%	0.32%	0.11%
ADMA	B	0.21%	0.3%	0.21%
ADUS	D	0.37%	0.16%	0.16%
AESI	B	0.05%	0.06%	0.05%
AGIO	C	0.1%	0.22%	0.1%
ANIP	F	0.08%	0.06%	0.06%
ATGE	B	0.14%	0.35%	0.14%
AVA	A	0.2%	0.3%	0.2%
AWR	B	0.19%	0.06%	0.06%
BHE	B	0.32%	0.19%	0.19%
BRC	D	0.63%	0.17%	0.17%
BTU	B	0.05%	0.3%	0.05%
CALM	A	0.72%	0.23%	0.23%
CCOI	B	0.66%	0.25%	0.25%
CEIX	A	0.08%	0.07%	0.07%
CHCO	B	0.11%	0.13%	0.11%
CNXN	C	0.16%	0.11%	0.11%
COLL	F	0.18%	0.18%	0.18%
CPK	A	0.07%	0.06%	0.06%
CRAI	B	0.25%	0.19%	0.19%
CWAN	B	0.48%	0.29%	0.29%
CWT	D	0.16%	0.17%	0.16%
CXW	B	0.16%	0.5%	0.16%
DK	C	0.04%	0.18%	0.04%
DORM	B	0.08%	0.29%	0.08%
DVAX	C	0.29%	0.06%	0.06%
EIG	B	0.26%	0.33%	0.26%
EPAC	B	0.09%	0.14%	0.09%
EQC	B	0.4%	0.24%	0.24%
GEO	B	0.09%	0.25%	0.09%
GHC	C	0.58%	0.27%	0.27%
GO	C	0.3%	0.18%	0.18%
GPOR	B	0.3%	0.33%	0.3%
GTX	D	0.13%	0.06%	0.06%
HMN	B	0.33%	0.14%	0.14%
HURN	B	0.42%	0.2%	0.2%
HWKN	B	0.28%	0.24%	0.24%
ICFI	F	0.15%	0.15%	0.15%
IDCC	A	0.31%	0.39%	0.31%
IMKTA	C	0.19%	0.28%	0.19%
INVA	D	0.21%	0.3%	0.21%
JJSF	B	0.47%	0.06%	0.06%
KNTK	B	0.42%	0.08%	0.08%
LAUR	A	0.47%	0.27%	0.27%
LMAT	A	0.12%	0.2%	0.12%
LRN	A	0.7%	0.36%	0.36%
LTC	B	0.11%	0.06%	0.06%
MCY	A	0.38%	0.35%	0.35%
MGEE	C	0.46%	0.07%	0.07%
MIRM	B	0.28%	0.26%	0.26%
NHC	C	0.33%	0.24%	0.24%
NWE	B	0.64%	0.23%	0.23%
OSIS	B	0.07%	0.18%	0.07%
OSW	A	0.25%	0.27%	0.25%
PBH	A	0.77%	0.2%	0.2%
PDCO	D	0.3%	0.23%	0.23%
PINC	B	0.51%	0.34%	0.34%
PJT	A	0.2%	0.35%	0.2%
PLXS	B	0.11%	0.07%	0.07%
PRDO	B	0.35%	0.36%	0.35%
PRGS	A	0.51%	0.18%	0.18%
ROG	D	0.03%	0.11%	0.03%
SAFT	C	0.24%	0.13%	0.13%
SEB	F	0.05%	0.26%	0.05%
SHEN	F	0.11%	0.17%	0.11%
SKWD	A	0.32%	0.3%	0.3%
SNDR	B	0.32%	0.19%	0.19%
SPNT	A	0.17%	0.31%	0.17%
STRA	C	0.08%	0.06%	0.06%
TGNA	B	0.5%	0.34%	0.34%
THS	D	0.07%	0.05%	0.05%
UNF	B	0.33%	0.18%	0.18%
USLM	A	0.3%	0.35%	0.3%
USM	B	0.11%	0.27%	0.11%
VIRT	B	0.5%	0.07%	0.07%
VITL	D	0.08%	0.15%	0.08%
WERN	C	0.45%	0.25%	0.25%
WMK	C	0.16%	0.31%	0.16%
WT	B	0.28%	0.14%	0.14%

SMMV Overweight 210 Positions Relative to FYX

Symbol	Grade	Weight
EXEL	B	1.73%
MUSA	A	1.6%
ORI	A	1.57%
ATR	B	1.49%
ADC	B	1.45%
RGLD	C	1.39%
CHE	D	1.32%
AXS	A	1.32%
RLI	B	1.25%
HQY	B	1.23%
OGE	B	1.16%
UNM	A	1.16%
SIGI	C	1.14%
DTM	B	1.14%
CVLT	B	1.12%
IDA	A	1.12%
RGA	A	1.11%
THG	A	1.11%
EHC	B	1.08%
SFM	A	1.07%
ENSG	D	1.06%
WTM	A	0.93%
RNR	C	0.93%
PNW	B	0.91%
GNTX	C	0.9%
PSN	D	0.87%
FLO	D	0.82%
CACI	D	0.81%
LSTR	D	0.81%
DLB	B	0.81%
CASY	A	0.79%
BWXT	B	0.78%
POST	C	0.77%
TXNM	A	0.75%
NEU	C	0.75%
BJ	A	0.73%
INGR	B	0.72%
ALKS	B	0.71%
CW	B	0.71%
LOPE	B	0.69%
RYAN	B	0.69%
PAGP	A	0.68%
TKO	B	0.66%
CTRE	D	0.65%
MSGS	A	0.64%
TXRH	C	0.62%
FCN	D	0.61%
OHI	C	0.6%
WEN	D	0.6%
VNOM	A	0.59%
MDU	D	0.59%
CCCS	B	0.59%
INSM	C	0.58%
MSM	C	0.57%
AMED	F	0.56%
IBKR	A	0.54%
HESM	B	0.54%
POR	C	0.49%
FCFS	F	0.49%
HRB	D	0.47%
DRS	B	0.47%
PCVX	D	0.47%
ECG	C	0.46%
ESGR	B	0.46%
IONS	F	0.45%
CSWI	A	0.45%
MSA	D	0.44%
SON	D	0.43%
JAZZ	B	0.42%
KBR	F	0.42%
NYT	C	0.4%
HLI	B	0.38%
AM	A	0.36%
CWST	A	0.35%
XENE	D	0.34%
BATRK	C	0.34%
AVT	C	0.34%
REYN	D	0.33%
AGX	B	0.33%
MGRC	B	0.33%
AVPT	A	0.33%
VRRM	D	0.32%
LANC	C	0.32%
INSW	F	0.31%
SMPL	B	0.31%
SNX	C	0.31%
DCI	B	0.31%
CORT	B	0.3%
NSIT	F	0.3%
DBX	B	0.28%
CRNX	C	0.27%
VVV	F	0.27%
ALE	A	0.26%
YELP	C	0.25%
SAIC	F	0.25%
SCI	B	0.25%
IDYA	F	0.24%
NJR	A	0.24%
OLLI	D	0.24%
PPC	C	0.24%
MMS	F	0.23%
ASH	D	0.23%
WABC	B	0.22%
AMSF	B	0.21%
NTST	D	0.2%
OPCH	D	0.19%
CHH	A	0.19%
EDR	A	0.19%
SWX	B	0.18%
BFC	B	0.18%
RARE	D	0.18%
NTCT	C	0.18%
ATEN	B	0.18%
KRP	B	0.18%
CNX	A	0.17%
ARCH	B	0.16%
HCC	B	0.16%
KNSA	F	0.16%
PRGO	B	0.15%
CIEN	B	0.15%
IRON	B	0.15%
IDT	B	0.15%
DJCO	B	0.14%
VVX	C	0.14%
SLGN	A	0.14%
JBSS	D	0.14%
BLKB	B	0.14%
HCKT	B	0.14%
OGS	A	0.14%
HSTM	B	0.14%
RGR	F	0.13%
REX	D	0.13%
LBTYK	A	0.13%
KRYS	B	0.13%
ZYME	C	0.13%
UVE	B	0.12%
HALO	F	0.12%
SPTN	D	0.12%
SMP	B	0.12%
GPK	C	0.11%
VREX	C	0.11%
LQDT	B	0.11%
NTNX	A	0.11%
SNRE	D	0.1%
MCS	B	0.1%
ALRM	C	0.1%
DHIL	A	0.1%
ACEL	C	0.1%
EBF	F	0.1%
NABL	F	0.1%
UFCS	B	0.1%
TIPT	B	0.09%
CRVL	A	0.09%
GWRE	A	0.09%
HCI	C	0.09%
YORW	D	0.09%
SPRY	D	0.09%
IRWD	F	0.09%
FC	F	0.08%
EWTX	C	0.08%
NPK	B	0.08%
TARS	B	0.08%
ITCI	C	0.08%
BBSI	B	0.08%
KELYA	F	0.08%
MATX	C	0.08%
NTGR	B	0.08%
FRPH	A	0.08%
IMAX	B	0.07%
SR	A	0.07%
BOX	B	0.07%
CNSL	C	0.07%
SENEA	B	0.07%
TBPH	C	0.07%
LQDA	D	0.07%
ATEX	D	0.07%
WINA	B	0.07%
NRC	F	0.06%
PBF	D	0.06%
IMXI	B	0.06%
COKE	C	0.06%
CART	C	0.06%
CLW	F	0.06%
HG	C	0.06%
RAMP	C	0.06%
UTI	A	0.06%
CCRN	F	0.06%
ACT	D	0.06%
ACHC	F	0.06%
IRMD	C	0.05%
ADEA	D	0.05%
IMNM	F	0.05%
SCHL	D	0.05%
METC	C	0.05%
ACAD	D	0.05%
UTZ	D	0.05%
KROS	D	0.05%
CGON	F	0.05%
USPH	B	0.05%
RMR	F	0.05%
BATRA	F	0.05%
GNK	D	0.04%
SWBI	C	0.04%
DAWN	F	0.04%
TH	C	0.04%
CGEM	F	0.03%
MITK	C	0.03%
ANAB	F	0.03%
CRGX	F	0.03%
ITOS	F	0.02%

SMMV Underweight 420 Positions Relative to FYX

Symbol	Grade	Weight
RKLB	B	-0.6%
RIOT	C	-0.49%
EAT	A	-0.48%
PAYO	A	-0.43%
PRIM	A	-0.41%
IESC	B	-0.4%
STRL	B	-0.39%
GBX	A	-0.39%
ROAD	A	-0.39%
POWL	C	-0.39%
BMBL	C	-0.38%
WWW	B	-0.38%
TGTX	B	-0.38%
WS	B	-0.38%
BFH	B	-0.37%
GVA	A	-0.37%
ECVT	C	-0.36%
VTLE	C	-0.36%
ENVA	B	-0.36%
JBT	B	-0.36%
DOCS	C	-0.36%
QCRH	A	-0.36%
WULF	C	-0.36%
TRUP	B	-0.36%
ZD	C	-0.35%
CNK	B	-0.35%
CUBI	C	-0.35%
CTOS	C	-0.35%
DNOW	B	-0.34%
RYTM	C	-0.34%
ULH	B	-0.34%
FTDR	A	-0.34%
CABO	C	-0.34%
PRCT	B	-0.34%
STEP	B	-0.34%
KMT	B	-0.33%
TALO	C	-0.33%
APLE	B	-0.32%
RLJ	C	-0.32%
REVG	B	-0.32%
HELE	C	-0.32%
GEF	A	-0.32%
TDS	B	-0.32%
TRN	C	-0.32%
PARR	D	-0.31%
CENTA	C	-0.31%
PK	B	-0.31%
REZI	A	-0.31%
HNI	B	-0.31%
PBI	B	-0.31%
AMWD	C	-0.31%
SKYW	B	-0.31%
CRGY	B	-0.31%
TBBK	B	-0.31%
UVV	B	-0.31%
PLYA	B	-0.3%
VAC	B	-0.3%
DSGR	D	-0.3%
IART	C	-0.3%
SLVM	B	-0.3%
LZB	B	-0.3%
KOS	F	-0.3%
HTZ	C	-0.3%
ALHC	C	-0.29%
VC	D	-0.29%
SYBT	B	-0.29%
TRMK	B	-0.29%
SATS	D	-0.29%
SGBX	F	-0.29%
CATY	B	-0.29%
EPC	D	-0.29%
PLAB	C	-0.29%
CHEF	A	-0.29%
INDB	B	-0.29%
GIII	D	-0.29%
SHO	C	-0.29%
FFBC	A	-0.28%
PLMR	B	-0.28%
PRM	C	-0.28%
RES	D	-0.28%
BY	B	-0.28%
PHIN	A	-0.28%
PFBC	B	-0.28%
PEBO	A	-0.28%
FRME	B	-0.28%
INTA	A	-0.28%
HUBG	A	-0.27%
DBRG	F	-0.27%
KYMR	D	-0.27%
PTGX	C	-0.27%
WKC	D	-0.27%
MWA	B	-0.27%
VRTS	B	-0.27%
CAL	D	-0.27%
EBC	B	-0.27%
FOR	F	-0.27%
PRK	B	-0.27%
WSFS	A	-0.27%
PTCT	B	-0.26%
JANX	C	-0.26%
MNKD	C	-0.26%
PTVE	B	-0.26%
TGLS	B	-0.26%
VCYT	B	-0.26%
HY	D	-0.26%
NX	C	-0.26%
SAH	A	-0.26%
CHWY	B	-0.26%
HOV	D	-0.25%
DRH	B	-0.25%
NWN	A	-0.25%
CMCO	B	-0.25%
GES	F	-0.25%
SCSC	B	-0.25%
KSS	F	-0.25%
CCS	D	-0.25%
CVI	F	-0.25%
LMND	B	-0.25%
CPRX	C	-0.25%
MRC	B	-0.25%
GT	C	-0.25%
PRG	C	-0.24%
FBP	B	-0.24%
SBH	C	-0.24%
BV	B	-0.24%
GSHD	A	-0.24%
OUT	A	-0.24%
ARCB	C	-0.24%
AMRX	C	-0.24%
LADR	B	-0.24%
SMTC	B	-0.24%
VSH	D	-0.24%
WGO	C	-0.24%
OEC	C	-0.24%
CRK	B	-0.23%
HIW	D	-0.23%
WTTR	B	-0.23%
OSCR	D	-0.23%
SJW	D	-0.23%
CVBF	A	-0.23%
NAVI	C	-0.23%
ABR	C	-0.23%
CDE	D	-0.23%
MLKN	D	-0.23%
ANDE	D	-0.23%
MRTN	C	-0.23%
YOU	D	-0.23%
SNEX	B	-0.22%
SASR	B	-0.22%
WSBC	A	-0.22%
CASH	A	-0.22%
BNL	D	-0.22%
VSTS	C	-0.22%
NMIH	D	-0.22%
BANR	B	-0.22%
ASB	B	-0.22%
NBHC	B	-0.21%
EFSC	B	-0.21%
FHI	A	-0.21%
NIC	B	-0.21%
BANF	B	-0.21%
ALKT	B	-0.21%
CAKE	C	-0.21%
SEMR	B	-0.21%
FULT	A	-0.21%
VCTR	B	-0.21%
FHB	A	-0.21%
APOG	B	-0.21%
ASTH	D	-0.21%
ADNT	F	-0.21%
MBIN	D	-0.21%
UFPT	B	-0.21%
KAR	B	-0.21%
UE	C	-0.2%
PTON	B	-0.2%
FCF	A	-0.2%
BKE	B	-0.2%
GRBK	D	-0.2%
NWBI	B	-0.2%
FIBK	A	-0.2%
HRMY	D	-0.2%
KALU	C	-0.2%
VBTX	B	-0.2%
GERN	D	-0.2%
TCBK	B	-0.2%
ESE	B	-0.2%
SFNC	B	-0.2%
SHAK	C	-0.2%
BKU	A	-0.2%
MGNI	A	-0.2%
LGIH	D	-0.2%
RNST	B	-0.2%
IOSP	B	-0.19%
SABR	C	-0.19%
MTX	B	-0.19%
ABM	B	-0.19%
BLBD	D	-0.19%
KTOS	B	-0.19%
MCRI	A	-0.19%
GFF	A	-0.19%
SCVL	F	-0.19%
HOPE	B	-0.19%
XRX	F	-0.19%
SRCE	B	-0.19%
CRI	D	-0.19%
ALG	B	-0.19%
OFG	B	-0.18%
SCL	C	-0.18%
IPGP	D	-0.18%
NPAB	B	-0.18%
HTH	B	-0.18%
MODG	F	-0.18%
ROCK	C	-0.18%
KLG	C	-0.18%
XHR	B	-0.18%
LNN	B	-0.18%
LFST	C	-0.18%
AORT	B	-0.18%
STBA	B	-0.18%
DAN	D	-0.18%
AAT	B	-0.18%
BUSE	B	-0.18%
CENX	B	-0.17%
TWST	D	-0.17%
NHI	D	-0.17%
MYRG	B	-0.17%
PMT	D	-0.17%
PATK	D	-0.17%
LILAK	D	-0.17%
BCRX	D	-0.17%
PEB	D	-0.17%
WRBY	B	-0.17%
SPB	C	-0.17%
VSCO	B	-0.17%
SYNA	C	-0.17%
UPWK	B	-0.17%
FLNC	C	-0.16%
ASPN	F	-0.16%
DEA	D	-0.16%
LC	A	-0.16%
NSA	D	-0.16%
THRM	D	-0.16%
AMPH	D	-0.16%
DFIN	D	-0.16%
TCBI	B	-0.15%
VSAT	F	-0.15%
AMN	F	-0.15%
SSTK	F	-0.15%
LITE	B	-0.15%
TTMI	B	-0.15%
VERX	B	-0.15%
AGYS	A	-0.14%
LKFN	B	-0.14%
DFH	D	-0.14%
PFS	B	-0.14%
BKD	D	-0.14%
FDP	B	-0.14%
DRVN	B	-0.14%
BGC	C	-0.14%
TNL	A	-0.14%
SITM	B	-0.14%
FBK	B	-0.14%
IIPR	D	-0.14%
OMI	F	-0.14%
GABC	B	-0.14%
CARG	C	-0.14%
AROC	B	-0.14%
MCW	B	-0.14%
WAFD	B	-0.13%
HLIO	B	-0.13%
ENOV	C	-0.13%
MAC	B	-0.13%
TOWN	B	-0.13%
ACVA	B	-0.13%
GOGO	C	-0.13%
SKT	B	-0.13%
CVCO	A	-0.13%
FBNC	A	-0.13%
SBCF	A	-0.13%
AGM	C	-0.13%
OII	B	-0.13%
ROIC	A	-0.13%
NBTB	B	-0.13%
RNG	B	-0.13%
CSGS	B	-0.13%
LGND	B	-0.13%
PSMT	C	-0.12%
SXT	B	-0.12%
ESRT	C	-0.12%
NRIX	D	-0.12%
UMH	C	-0.12%
STC	B	-0.12%
AIV	C	-0.12%
SCS	C	-0.12%
FCPT	C	-0.12%
CDP	C	-0.12%
CNMD	C	-0.12%
ARI	C	-0.12%
KWR	C	-0.12%
KN	B	-0.12%
CXT	B	-0.12%
ALEX	C	-0.12%
MTRN	C	-0.12%
ARQT	C	-0.12%
UPBD	B	-0.12%
DEI	B	-0.12%
AZZ	B	-0.12%
EVTC	B	-0.12%
NXRT	B	-0.12%
SHOO	D	-0.11%
OXM	D	-0.11%
ODP	F	-0.11%
MGPI	F	-0.11%
IOVA	F	-0.11%
CWEN	C	-0.11%
DOCN	D	-0.11%
ELME	D	-0.11%
HLX	B	-0.11%
LXP	D	-0.11%
MSGE	F	-0.11%
YETI	C	-0.11%
AIN	C	-0.11%
CC	C	-0.11%
NVEE	F	-0.11%
CMPR	D	-0.11%
NNI	D	-0.11%
OI	C	-0.11%
LCII	C	-0.11%
GIC	D	-0.1%
PLUS	F	-0.1%
CDRE	D	-0.1%
BLFS	C	-0.1%
HLIT	D	-0.1%
MYGN	F	-0.1%
CIFR	B	-0.1%
MIR	A	-0.09%
TGI	B	-0.09%
OLPX	D	-0.09%
AVNS	F	-0.09%
FOXF	F	-0.09%
EVH	F	-0.08%
SOUN	C	-0.08%
TNDM	F	-0.08%
PAR	B	-0.08%
VSEC	C	-0.08%
WDFC	B	-0.07%
GNW	A	-0.07%
APAM	B	-0.07%
BANC	A	-0.07%
TPC	C	-0.07%
HLF	C	-0.07%
PPBI	B	-0.07%
SXI	B	-0.07%
BHLB	B	-0.07%
VSTO	A	-0.07%
SUPN	C	-0.07%
BHF	B	-0.07%
CBZ	B	-0.07%
CAR	C	-0.07%
B	B	-0.07%
PYCR	C	-0.07%
NWL	B	-0.07%
CBU	B	-0.07%
HEES	B	-0.07%
BOH	B	-0.07%
NVAX	F	-0.07%
RRR	D	-0.06%
PCH	D	-0.06%
ICUI	D	-0.06%
IRDM	D	-0.06%
RC	D	-0.06%
BXMT	C	-0.06%
KFRC	D	-0.06%
PGRE	F	-0.06%
WOR	F	-0.06%
IAS	C	-0.06%
KW	B	-0.06%
FBRT	C	-0.06%
COHU	C	-0.06%
NMRK	B	-0.06%
SWI	B	-0.06%
OCUL	D	-0.06%
DNUT	D	-0.06%
GTY	B	-0.06%
XPEL	C	-0.06%
MSEX	B	-0.06%
LOB	B	-0.06%
AIR	B	-0.06%
NEO	C	-0.06%
THR	B	-0.06%
NPO	A	-0.06%
HAYW	B	-0.06%
EYE	C	-0.06%
CLBK	B	-0.06%
OMCL	C	-0.06%
AKR	B	-0.06%
MLNK	B	-0.06%
SAM	C	-0.06%
IVT	B	-0.06%
SHLS	F	-0.05%
LPG	F	-0.05%
BLMN	F	-0.05%
GPRE	F	-0.05%
HUMA	F	-0.05%
AOSL	C	-0.05%
PHR	F	-0.05%
DNLI	D	-0.05%
JAMF	F	-0.05%
JBGS	D	-0.05%
JOE	F	-0.05%
CMTG	F	-0.05%
FA	C	-0.05%
PZZA	D	-0.05%
TNC	D	-0.05%
ALX	D	-0.05%
RXST	F	-0.05%
FOLD	F	-0.05%
EPR	D	-0.05%
JELD	F	-0.04%
ARDX	F	-0.04%