SMLE vs. FYC ETF Comparison

Comparison of Xtrackers S&P SmallCap 600 ESG ETF (SMLE) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SMLE

Xtrackers S&P SmallCap 600 ESG ETF

SMLE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P SmallCap 600 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P SmallCap 600 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$27.00

Average Daily Volume

543

Number of Holdings ^*

383

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.47

Average Daily Volume

11,966

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

Performance

Period	SMLE	FYC
30 Days	6.98%	10.37%
60 Days	0.09%	3.61%
90 Days	1.97%	6.39%
12 Months	20.30%	19.69%

71 Overlapping Holdings

Symbol	Grade	Weight in SMLE	Weight in FYC	Overlap
ACIW	A	0.45%	0.41%	0.41%
AGYS	B	0.18%	0.14%	0.14%
AKR	C	0.2%	0.25%	0.2%
ALG	D	0.23%	0.44%	0.23%
AMPH	F	0.18%	0.12%	0.12%
AMWD	D	0.17%	0.47%	0.17%
AROC	B	0.31%	0.63%	0.31%
ATGE	A	0.29%	0.47%	0.29%
AWR	B	0.32%	0.13%	0.13%
AZZ	C	0.27%	0.63%	0.27%
BANC	B	0.21%	0.23%	0.21%
BANF	B	0.15%	0.26%	0.15%
BRC	B	0.3%	0.26%	0.26%
CAL	C	0.14%	0.58%	0.14%
CARG	C	0.23%	0.27%	0.23%
CARS	C	0.12%	0.13%	0.12%
CERT	D	0.2%	0.11%	0.11%
CHCO	B	0.18%	0.25%	0.18%
COLL	D	0.12%	0.55%	0.12%
CPRX	C	0.2%	0.38%	0.2%
CTRE	C	0.37%	0.12%	0.12%
DRH	F	0.2%	0.32%	0.2%
DY	A	0.49%	0.65%	0.49%
EPAC	A	0.23%	0.53%	0.23%
EVTC	D	0.27%	0.24%	0.24%
FORM	A	0.49%	0.3%	0.3%
FTDR	B	0.33%	0.28%	0.28%
GBX	B	0.19%	0.64%	0.19%
GFF	C	0.3%	0.59%	0.3%
GVA	A	0.31%	0.68%	0.31%
HASI	B	0.4%	0.28%	0.28%
HLIT	D	0.14%	0.21%	0.14%
HLX	B	0.18%	0.54%	0.18%
HRMY	F	0.11%	0.32%	0.11%
IDCC	B	0.31%	0.51%	0.31%
IOSP	B	0.37%	0.37%	0.37%
ITRI	B	0.54%	0.73%	0.54%
JACK	F	0.12%	0.1%	0.1%
LKFN	C	0.18%	0.35%	0.18%
LPG	B	0.17%	0.58%	0.17%
LRN	B	0.32%	0.57%	0.32%
MYGN	A	0.25%	0.29%	0.25%
MYRG	D	0.29%	0.55%	0.29%
PEB	D	0.2%	0.24%	0.2%
PJT	B	0.26%	0.39%	0.26%
PLMR	B	0.23%	0.62%	0.23%
PMT	A	0.14%	0.25%	0.14%
PRGS	F	0.25%	0.12%	0.12%
PZZA	F	0.19%	0.1%	0.1%
RAMP	F	0.24%	0.24%	0.24%
ROCK	D	0.25%	0.34%	0.25%
SHAK	C	0.43%	0.62%	0.43%
SHO	D	0.24%	0.34%	0.24%
SITC	D	0.28%	0.12%	0.12%
SKT	D	0.34%	0.24%	0.24%
SLG	B	0.39%	0.49%	0.39%
SMTC	B	0.28%	0.73%	0.28%
TBBK	D	0.21%	0.25%	0.21%
TDS	B	0.23%	0.32%	0.23%
TGI	C	0.13%	0.36%	0.13%
TNC	D	0.22%	0.54%	0.22%
TNDM	B	0.32%	0.49%	0.32%
TRIP	F	0.23%	0.42%	0.23%
TRN	A	0.29%	0.55%	0.29%
UE	B	0.23%	0.12%	0.12%
UFPT	B	0.21%	0.65%	0.21%
UNIT	F	0.1%	0.24%	0.1%
VCEL	B	0.26%	0.59%	0.26%
VECO	B	0.24%	0.43%	0.24%
WNC	D	0.12%	0.39%	0.12%
YELP	D	0.29%	0.24%	0.24%

SMLE Overweight 312 Positions Relative to FYC

Symbol	Grade	Weight
FN	B	0.9%
ATI	B	0.87%
SPSC	B	0.8%
ENSG	D	0.75%
MLI	A	0.75%
ANF	B	0.75%
MTH	A	0.74%
BMI	A	0.64%
NSIT	A	0.64%
SM	C	0.64%
SEE	B	0.62%
ALK	B	0.62%
IBP	D	0.6%
GKOS	A	0.6%
BCC	D	0.6%
JXN	B	0.6%
OGN	B	0.6%
COOP	A	0.59%
FSS	A	0.59%
AWI	D	0.58%
LNC	B	0.57%
AL	C	0.57%
BCPC	B	0.56%
MGY	B	0.54%
RDN	C	0.54%
MMSI	B	0.52%
AAP	D	0.51%
AEO	B	0.51%
VRRM	A	0.51%
SIG	D	0.5%
ACA	A	0.49%
FUL	C	0.49%
WIRE	C	0.49%
GPI	B	0.48%
AGO	D	0.48%
ALKS	F	0.47%
ASO	F	0.47%
MATX	B	0.46%
PECO	F	0.45%
FELE	C	0.45%
ITGR	D	0.43%
BOX	D	0.43%
AEIS	B	0.43%
HP	F	0.43%
TPH	A	0.43%
ACLS	C	0.42%
PBH	D	0.4%
PTEN	D	0.4%
SEM	A	0.4%
DXC	F	0.4%
MHO	C	0.39%
SMPL	B	0.39%
MAC	D	0.38%
KFY	C	0.38%
DIOD	D	0.37%
PIPR	A	0.37%
WD	B	0.37%
UCBI	B	0.36%
WDFC	D	0.36%
SXT	A	0.36%
APLE	D	0.36%
REZI	C	0.36%
ABCB	B	0.36%
NPO	D	0.35%
APAM	C	0.35%
HI	F	0.35%
CRC	F	0.35%
NWL	C	0.35%
BXMT	F	0.35%
SEDG	F	0.34%
AUB	C	0.34%
PLXS	B	0.34%
CWT	B	0.34%
FBP	A	0.34%
KSS	F	0.33%
CVCO	C	0.33%
LCII	D	0.33%
JBT	D	0.33%
SHOO	C	0.33%
BL	D	0.33%
GNW	B	0.33%
AVA	B	0.33%
ARCB	D	0.32%
RUSHA	D	0.32%
FHB	B	0.32%
FULT	A	0.32%
HIW	B	0.32%
ABM	B	0.32%
EAT	A	0.31%
CATY	C	0.31%
NMIH	A	0.31%
HUBG	B	0.31%
STRA	B	0.3%
DORM	C	0.3%
DV	F	0.3%
KLIC	D	0.3%
CBU	B	0.29%
PRFT	B	0.29%
LXP	D	0.29%
MTX	A	0.29%
KWR	D	0.28%
PINC	F	0.27%
BOH	D	0.27%
CCS	D	0.27%
DEI	B	0.27%
SLVM	C	0.27%
CALM	D	0.26%
ICUI	C	0.25%
CENTA	A	0.25%
PPBI	B	0.25%
INDB	C	0.25%
CWEN	B	0.25%
FFBC	B	0.25%
SFNC	D	0.25%
AMN	F	0.25%
CNMD	F	0.25%
OI	F	0.24%
PDCO	F	0.24%
HNI	A	0.24%
SONO	D	0.24%
BKU	B	0.24%
PSMT	A	0.24%
STAA	C	0.24%
SITM	B	0.24%
B	B	0.23%
ENR	C	0.23%
JBLU	D	0.23%
MLKN	D	0.23%
ROG	C	0.23%
EPC	B	0.23%
SBCF	B	0.23%
SNEX	B	0.23%
KMT	B	0.23%
SIX	C	0.22%
CAKE	B	0.21%
NGVT	B	0.21%
HAYW	C	0.21%
FL	F	0.21%
SCL	C	0.21%
WGO	D	0.21%
HBI	D	0.2%
DAN	C	0.2%
THS	F	0.2%
OFG	B	0.2%
CWK	B	0.2%
ADUS	A	0.2%
WOR	D	0.2%
ANDE	D	0.19%
THRM	F	0.19%
TALO	F	0.19%
SJW	C	0.19%
STC	B	0.19%
RNST	B	0.19%
USPH	C	0.18%
KN	B	0.18%
XHR	C	0.18%
ROIC	D	0.18%
PRG	B	0.18%
PARR	F	0.18%
GEO	C	0.18%
BANR	B	0.18%
KALU	A	0.18%
OXM	B	0.18%
VIAV	F	0.18%
DNOW	D	0.17%
VRTS	D	0.17%
IBTX	C	0.17%
DFIN	C	0.17%
LZB	C	0.17%
XRX	D	0.17%
EXTR	F	0.16%
CUBI	D	0.16%
OMCL	C	0.16%
ODP	F	0.16%
COHU	F	0.16%
FCF	B	0.16%
PCRX	D	0.16%
LTC	A	0.16%
NWN	B	0.16%
BHE	A	0.16%
DVAX	F	0.16%
HMN	C	0.16%
OMI	F	0.16%
NTCT	F	0.16%
NX	D	0.16%
APOG	A	0.16%
HTH	B	0.16%
XNCR	C	0.15%
HOPE	C	0.15%
LNN	C	0.15%
FBK	B	0.15%
NBHC	B	0.15%
LGND	B	0.15%
CASH	B	0.15%
PFS	B	0.14%
SLCA	B	0.14%
STBA	B	0.14%
SAFT	B	0.14%
ALEX	B	0.14%
CSGS	F	0.14%
NVEE	D	0.14%
KW	C	0.14%
CBRL	F	0.14%
LUMN	F	0.14%
MGPI	D	0.14%
SDGR	F	0.14%
JBGS	F	0.14%
GPRE	F	0.14%
NAVI	F	0.14%
WWW	B	0.13%
EIG	D	0.13%
DEA	B	0.13%
EYE	F	0.13%
SCSC	A	0.13%
SBH	F	0.13%
CSR	A	0.12%
MSEX	C	0.12%
PRAA	B	0.12%
ARLO	C	0.12%
AAT	B	0.12%
TRUP	D	0.12%
ECPG	C	0.12%
JBSS	C	0.11%
RCUS	F	0.11%
QNST	C	0.11%
CRK	B	0.11%
PFBC	A	0.11%
LESL	F	0.11%
BHLB	B	0.11%
SGH	F	0.11%
HIBB	A	0.11%
CLW	B	0.1%
RWT	C	0.1%
SHEN	D	0.1%
CWEN	B	0.1%
SXC	D	0.1%
UTL	B	0.1%
KOP	F	0.1%
AXL	B	0.1%
MATW	D	0.1%
AMSF	D	0.1%
AMBC	A	0.1%
CENX	B	0.1%
IRWD	F	0.1%
AVNS	C	0.1%
TILE	B	0.1%
HAYN	D	0.09%
DIN	F	0.09%
PBI	B	0.09%
MNRO	F	0.09%
MMI	D	0.09%
CLB	D	0.09%
SBSI	D	0.09%
EMBC	D	0.09%
BJRI	D	0.09%
ALGT	F	0.09%
FDP	F	0.09%
VTOL	A	0.09%
BDN	B	0.09%
VIR	F	0.09%
NBR	F	0.08%
NUS	D	0.08%
HSII	C	0.08%
BGS	F	0.08%
ASIX	F	0.08%
HAIN	F	0.08%
DCOM	C	0.08%
THRY	C	0.08%
HPP	F	0.08%
MD	F	0.08%
SPTN	D	0.08%
KELYA	D	0.08%
GES	C	0.08%
RGNX	F	0.08%
VVI	D	0.08%
PRA	C	0.08%
TMP	D	0.07%
UFCS	B	0.07%
EGBN	F	0.07%
UNFI	F	0.07%
CVGW	B	0.07%
SMP	C	0.07%
GOGO	C	0.07%
VREX	F	0.07%
WSR	B	0.07%
HFWA	B	0.07%
INN	F	0.07%
NVRI	D	0.07%
DRQ	F	0.07%
CCRN	F	0.06%
FWRD	F	0.06%
HAFC	B	0.06%
USNA	D	0.06%
TRST	B	0.06%
CPF	B	0.06%
PAHC	A	0.05%
MOV	D	0.05%
CMP	F	0.05%
WRLD	C	0.05%
FLGT	D	0.05%
CENT	B	0.05%
HVT	F	0.05%
CRSR	F	0.05%
GDOT	C	0.05%
MERC	C	0.05%
CNSL	C	0.04%
OSUR	F	0.04%
NFBK	D	0.04%
RGP	F	0.04%
SPWR	F	0.03%
ATNI	F	0.03%
TTEC	F	0.02%

SMLE Underweight 173 Positions Relative to FYC

Symbol	Grade	Weight
ALPN	A	-1.02%
OSCR	B	-0.95%
IESC	A	-0.9%
PRCT	B	-0.87%
ADMA	B	-0.86%
SGBX	D	-0.79%
ZETA	A	-0.78%
RXST	B	-0.78%
USLM	B	-0.78%
STRL	A	-0.77%
RDNT	A	-0.75%
POWL	B	-0.73%
SKYW	B	-0.7%
TWST	B	-0.7%
PI	C	-0.68%
ARDX	C	-0.67%
BKD	C	-0.67%
ROAD	C	-0.64%
DSGR	B	-0.63%
CBZ	C	-0.62%
MBIN	B	-0.62%
SPNT	C	-0.62%
SKWD	B	-0.61%
CMPR	D	-0.6%
AGIO	C	-0.6%
GRBK	B	-0.6%
ANIP	C	-0.59%
QTWO	A	-0.59%
INSW	B	-0.59%
PK	D	-0.58%
KRUS	B	-0.58%
TNL	D	-0.58%
AMRX	B	-0.57%
KYMR	D	-0.56%
LAUR	B	-0.56%
HIMS	D	-0.56%
LMND	C	-0.56%
CRS	B	-0.56%
PLAY	D	-0.55%
SMMT	B	-0.54%
FOR	D	-0.54%
TGLS	C	-0.54%
PTGX	C	-0.54%
SPR	D	-0.53%
ALKT	B	-0.53%
JWN	B	-0.53%
CNK	D	-0.52%
CSWI	A	-0.52%
BASE	C	-0.51%
BRP	C	-0.51%
HWKN	B	-0.5%
VERX	C	-0.5%
MRUS	C	-0.5%
FWRG	D	-0.49%
OSIS	C	-0.49%
GIC	F	-0.49%
GPOR	D	-0.49%
HEES	D	-0.48%
CLDX	D	-0.48%
AMK	D	-0.48%
ICFI	B	-0.48%
DFH	D	-0.47%
JBI	D	-0.47%
MGNI	F	-0.46%
OUT	D	-0.46%
RYTM	D	-0.46%
TMDX	B	-0.46%
AGM	D	-0.46%
MIR	D	-0.46%
SMG	D	-0.46%
PTCT	C	-0.43%
TGTX	C	-0.43%
LMAT	A	-0.43%
BOWL	F	-0.43%
GERN	C	-0.43%
SQSP	A	-0.43%
NSSC	B	-0.42%
ENV	B	-0.42%
KTOS	B	-0.41%
CDRE	D	-0.41%
OSW	A	-0.41%
CRNX	B	-0.4%
CEIX	C	-0.4%
IIPR	C	-0.4%
RNG	C	-0.4%
CLSK	D	-0.4%
NHI	A	-0.39%
DO	B	-0.39%
WHD	C	-0.38%
PLAB	B	-0.38%
SCS	B	-0.38%
THR	A	-0.38%
DBRG	F	-0.37%
ACVA	D	-0.37%
DOCN	D	-0.37%
ALRM	D	-0.36%
IDYA	D	-0.36%
TPG	D	-0.36%
GIII	D	-0.36%
PAR	C	-0.36%
GBDC	C	-0.36%
SXI	C	-0.36%
BEAM	F	-0.36%
SWI	C	-0.35%
ESRT	C	-0.35%
GTX	D	-0.35%
HURN	F	-0.33%
RRR	D	-0.32%
SATS	C	-0.31%
HCP	B	-0.3%
WRBY	B	-0.29%
BROS	B	-0.28%
UEC	C	-0.26%
DRVN	F	-0.26%
SBRA	B	-0.25%
RKT	B	-0.25%
MCW	B	-0.25%
PHR	F	-0.25%
SYBT	B	-0.25%
KNTK	A	-0.25%
ALX	B	-0.25%
JOE	B	-0.25%
WABC	B	-0.25%
NEO	B	-0.24%
XMTR	F	-0.24%
UDMY	F	-0.23%
TR	D	-0.23%
MTRN	D	-0.22%
RES	F	-0.22%
CRDO	D	-0.22%
YOU	F	-0.21%
GSAT	F	-0.21%
ARVN	F	-0.2%
SRRK	D	-0.2%
DCPH	A	-0.2%
OPEN	F	-0.2%
ALHC	B	-0.17%
LFST	B	-0.15%
CORT	B	-0.14%
JJSF	B	-0.14%
ZUO	B	-0.14%
MGEE	A	-0.13%
CXM	F	-0.13%
MODN	B	-0.13%
VCYT	D	-0.13%
FLNC	D	-0.13%
JAMF	C	-0.12%
NSA	C	-0.12%
NTST	B	-0.12%
NABL	D	-0.12%
IVT	C	-0.12%
UMH	B	-0.12%
VC	C	-0.12%
MIRM	F	-0.12%
UPWK	D	-0.12%
ESE	C	-0.12%
RXRX	F	-0.12%
SPT	F	-0.12%
FA	C	-0.12%
AIV	C	-0.12%
VGR	C	-0.12%
DNLI	F	-0.12%
LADR	B	-0.12%
MORF	F	-0.11%
AGL	F	-0.11%
DOCS	F	-0.11%
PRVA	F	-0.11%
CTKB	F	-0.11%
GSHD	F	-0.11%
APPN	F	-0.1%
PRO	F	-0.1%
XPEL	F	-0.08%
FLYW	F	-0.08%