FYT vs. VFMF ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Vanguard U.S. Multifactor ETF (VFMF)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

VFMF

Vanguard U.S. Multifactor ETF

VFMF Description

The investment seeks to provide long-term capital appreciation by investing in stocks with relatively strong recent performance, strong fundamentals, and low prices relative to fundamentals as determined by the advisor. The fund invests primarily in U.S. common stocks with the potential to generate higher returns relative to the broad U.S. equity market by investing in stocks with relatively strong recent performance, strong fundamentals, and low prices relative to fundamentals as determined by the advisor. Under normal circumstances, at least 80% of the fund's assets will be invested in securities issued by U.S. companies.

Grade (RS Rating)

Last Trade

$137.90

Average Daily Volume

9,517

Number of Holdings ^*

470

* may have additional holdings in another (foreign) market

Performance

Period	FYT	VFMF
30 Days	7.02%	4.74%
60 Days	5.29%	6.50%
90 Days	4.45%	6.64%
12 Months	23.16%	32.18%

68 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in VFMF	Overlap
AMWD	C	0.51%	0.2%	0.2%
ANDE	D	0.46%	0.34%	0.34%
ARCB	C	0.37%	0.08%	0.08%
ASB	B	0.3%	0.16%	0.16%
BHLB	B	0.14%	0.12%	0.12%
BKE	B	0.4%	0.05%	0.05%
BKU	A	0.4%	0.04%	0.04%
BTU	B	0.62%	0.05%	0.05%
BUSE	B	0.37%	0.02%	0.02%
BV	C	0.49%	0.16%	0.16%
CAL	F	0.56%	0.2%	0.2%
CASH	B	0.44%	0.3%	0.3%
CATY	B	0.43%	0.06%	0.06%
CBU	B	0.14%	0.12%	0.12%
CENTA	C	0.49%	0.06%	0.06%
CNXN	C	0.11%	0.14%	0.11%
CVCO	A	0.13%	0.2%	0.13%
DNOW	B	0.69%	0.12%	0.12%
EFSC	B	0.41%	0.04%	0.04%
EIG	B	0.68%	0.34%	0.34%
EPC	F	0.59%	0.07%	0.07%
FCF	B	0.39%	0.25%	0.25%
FDP	B	0.14%	0.08%	0.08%
FIBK	B	0.39%	0.12%	0.12%
FRME	B	0.42%	0.06%	0.06%
GEO	B	0.5%	0.04%	0.04%
GIII	D	0.62%	0.3%	0.3%
GNW	A	0.13%	0.21%	0.13%
GPOR	B	0.65%	0.09%	0.09%
GRBK	D	0.3%	0.1%	0.1%
HOV	D	0.51%	0.04%	0.04%
IMKTA	C	0.59%	0.18%	0.18%
INDB	B	0.59%	0.09%	0.09%
KFRC	D	0.12%	0.04%	0.04%
KMT	B	0.68%	0.03%	0.03%
LZB	B	0.49%	0.07%	0.07%
MCRI	A	0.38%	0.04%	0.04%
MLKN	F	0.47%	0.23%	0.23%
MRC	B	0.52%	0.17%	0.17%
NAVI	F	0.48%	0.09%	0.09%
NMRK	C	0.12%	0.13%	0.12%
NX	C	0.39%	0.05%	0.05%
OFG	B	0.24%	0.64%	0.24%
OMI	F	0.28%	0.16%	0.16%
OXM	F	0.11%	0.09%	0.09%
PATK	C	0.22%	0.18%	0.18%
PEBO	B	0.58%	0.02%	0.02%
PFBC	B	0.42%	0.25%	0.25%
PHIN	A	0.55%	0.24%	0.24%
PINC	B	0.69%	0.18%	0.18%
PLAB	C	0.61%	0.17%	0.17%
PLUS	F	0.1%	0.18%	0.1%
PRDO	B	0.58%	0.34%	0.34%
PSMT	D	0.23%	0.08%	0.08%
RES	D	0.57%	0.07%	0.07%
ROCK	C	0.25%	0.12%	0.12%
SCSC	C	0.5%	0.15%	0.15%
SCVL	F	0.3%	0.05%	0.05%
SFNC	C	0.41%	0.08%	0.08%
SHOO	F	0.11%	0.04%	0.04%
SRCE	B	0.39%	0.28%	0.28%
STBA	B	0.25%	0.16%	0.16%
TCBI	C	0.15%	0.05%	0.05%
TCBK	C	0.4%	0.03%	0.03%
UPBD	B	0.12%	0.08%	0.08%
WGO	C	0.38%	0.04%	0.04%
WMK	C	0.53%	0.16%	0.16%
WSFS	B	0.41%	0.24%	0.24%

FYT Overweight 188 Positions Relative to VFMF

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
BFH	C	0.73%
JBT	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	B	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TGNA	B	0.7%
TALO	C	0.69%
ULH	C	0.69%
GEF	A	0.66%
HELE	C	0.65%
PK	C	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
VAC	C	0.62%
WS	C	0.62%
KOS	D	0.62%
CRGY	B	0.62%
SPNT	B	0.62%
PARR	F	0.61%
INVA	D	0.61%
UVV	B	0.61%
SHO	D	0.6%
AVA	A	0.59%
TRMK	C	0.59%
VC	F	0.59%
ZD	B	0.58%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
FFBC	B	0.56%
WKC	C	0.55%
USM	B	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	C	0.54%
DBRG	F	0.54%
VSH	F	0.52%
CCS	D	0.52%
SEB	F	0.52%
DRH	B	0.51%
CMCO	C	0.51%
GES	F	0.51%
SBH	C	0.5%
CVI	F	0.5%
VSCO	C	0.5%
EQC	B	0.49%
NWN	A	0.49%
LADR	B	0.49%
PRG	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
OEC	C	0.47%
CVBF	A	0.46%
VSTS	C	0.46%
HIW	C	0.46%
SASR	B	0.44%
BNL	D	0.44%
PDCO	F	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	B	0.43%
CRK	B	0.43%
FULT	A	0.42%
HY	D	0.41%
RNST	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
VBTX	B	0.4%
KALU	C	0.4%
SNDR	B	0.39%
ALG	B	0.39%
DAN	D	0.39%
HOPE	C	0.39%
HUBG	A	0.39%
XRX	F	0.39%
PTVE	B	0.38%
XHR	B	0.37%
MODG	F	0.37%
WERN	C	0.37%
UNF	B	0.36%
KLG	B	0.36%
IPGP	D	0.36%
MRTN	D	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
PEB	D	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
LGIH	F	0.32%
TTMI	C	0.32%
LC	A	0.32%
CAR	C	0.3%
NIC	B	0.29%
SNEX	B	0.29%
HMN	B	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
KAR	B	0.28%
DFH	D	0.28%
NWBI	B	0.27%
SBCF	B	0.27%
GOGO	C	0.27%
CSGS	B	0.27%
FBNC	B	0.27%
ABM	B	0.26%
MTX	B	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
IOSP	C	0.26%
BHE	C	0.26%
HTH	C	0.25%
DK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
SCL	C	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
ROG	D	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	C	0.15%
MGPI	F	0.15%
BHF	C	0.14%
PFS	B	0.14%
FBK	C	0.14%
MTRN	C	0.13%
XPEL	B	0.13%
DEI	B	0.13%
HLIO	B	0.13%
IVT	A	0.13%
PPBI	C	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
NNI	D	0.12%
STC	B	0.12%
CNMD	C	0.12%
OI	C	0.12%
MSEX	C	0.12%
EVTC	B	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
JBGS	F	0.11%
CWEN	C	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CC	C	0.11%
BLMN	F	0.1%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 402 Positions Relative to VFMF

Symbol	Grade	Weight
WFC	A	-1.25%
AFL	B	-1.08%
AIG	B	-1.02%
BK	A	-0.98%
ABBV	F	-0.93%
GOOG	C	-0.9%
MMM	D	-0.9%
VLO	C	-0.85%
MPC	D	-0.83%
QCOM	F	-0.82%
HCA	F	-0.82%
AXP	A	-0.82%
META	D	-0.82%
PM	B	-0.81%
MO	A	-0.78%
AMAT	F	-0.78%
WMT	A	-0.78%
T	A	-0.77%
TMUS	B	-0.75%
APO	B	-0.74%
KR	B	-0.73%
PHM	D	-0.72%
JPM	A	-0.72%
MLI	B	-0.71%
MCK	A	-0.71%
MTG	C	-0.71%
SYF	B	-0.71%
HIG	B	-0.7%
BPOP	C	-0.67%
TGT	F	-0.65%
LMT	D	-0.64%
NVDA	B	-0.63%
IBM	C	-0.61%
FANG	C	-0.6%
EWBC	A	-0.59%
KMB	C	-0.59%
CFG	B	-0.57%
FDX	B	-0.54%
CAH	B	-0.53%
COST	A	-0.52%
BKNG	A	-0.52%
VZ	C	-0.52%
KLAC	F	-0.52%
BCC	B	-0.52%
EOG	A	-0.51%
FI	A	-0.51%
CI	D	-0.5%
GOOGL	C	-0.5%
FBP	C	-0.5%
ANET	C	-0.5%
CAT	B	-0.48%
XOM	B	-0.47%
OMF	A	-0.46%
MRK	D	-0.46%
CL	D	-0.46%
COLL	F	-0.46%
ORI	A	-0.45%
HRB	D	-0.45%
GM	C	-0.44%
TT	A	-0.44%
OC	A	-0.44%
GILD	C	-0.43%
AZO	C	-0.43%
TJX	A	-0.42%
SLM	A	-0.41%
CNO	B	-0.4%
PVH	C	-0.39%
FITB	B	-0.39%
AMAL	B	-0.39%
JNJ	C	-0.38%
UTHR	C	-0.37%
UFPI	C	-0.37%
RTX	D	-0.36%
NWS	A	-0.36%
KELYA	F	-0.36%
INGR	C	-0.35%
CBSH	B	-0.34%
CBOE	C	-0.34%
IBOC	B	-0.34%
WRB	A	-0.33%
CVX	A	-0.33%
SCS	C	-0.32%
AMG	B	-0.32%
CPF	B	-0.31%
NMIH	C	-0.31%
ALSN	B	-0.3%
NTB	B	-0.3%
SIG	B	-0.3%
ACT	C	-0.29%
GFF	A	-0.29%
PRI	B	-0.28%
WSM	C	-0.28%
CALM	A	-0.28%
UNM	A	-0.28%
TK	D	-0.27%
PSX	C	-0.27%
FCX	F	-0.26%
AYI	B	-0.26%
DHI	F	-0.26%
EAT	A	-0.26%
SKX	D	-0.26%
TPC	C	-0.26%
MHO	D	-0.25%
TOL	B	-0.25%
JBL	C	-0.24%
ASO	F	-0.24%
NSIT	F	-0.24%
CPAY	A	-0.23%
STT	B	-0.23%
VIRT	A	-0.23%
DELL	B	-0.23%
FNF	B	-0.23%
WTTR	A	-0.23%
EME	A	-0.22%
M	F	-0.22%
MHK	D	-0.22%
WFRD	D	-0.22%
MBIN	F	-0.22%
COP	C	-0.22%
RDN	D	-0.21%
SIGA	F	-0.21%
LPX	B	-0.21%
THO	B	-0.21%
THC	D	-0.2%
EQH	C	-0.2%
AMKR	D	-0.2%
AX	B	-0.2%
SPOT	B	-0.2%
ASC	F	-0.2%
PPC	C	-0.2%
GMS	B	-0.2%
PGR	A	-0.2%
CROX	D	-0.2%
JEF	A	-0.19%
AMRX	C	-0.19%
AHCO	F	-0.19%
RL	C	-0.19%
ATGE	B	-0.19%
HPQ	B	-0.19%
HWKN	B	-0.19%
BLD	D	-0.19%
PKG	A	-0.19%
BOKF	B	-0.19%
CRM	B	-0.19%
LEN	D	-0.19%
STNG	F	-0.18%
VCTR	B	-0.18%
NVR	D	-0.18%
TILE	B	-0.18%
STLD	B	-0.18%
BELFB	C	-0.18%
REVG	C	-0.18%
COKE	C	-0.18%
TEX	F	-0.18%
IESC	C	-0.18%
TMHC	C	-0.18%
CNOB	B	-0.18%
BLX	B	-0.18%
HP	C	-0.18%
COOP	B	-0.17%
SKYW	C	-0.17%
DLX	B	-0.17%
ALKS	C	-0.17%
CTRA	B	-0.17%
AEO	F	-0.17%
URI	C	-0.17%
AMP	A	-0.17%
AIT	B	-0.17%
NTAP	C	-0.17%
COR	B	-0.17%
AGO	B	-0.17%
TBBK	B	-0.16%
R	B	-0.16%
DECK	A	-0.16%
CF	A	-0.16%
IDT	B	-0.16%
CR	A	-0.16%
FIX	A	-0.16%
BG	D	-0.16%
KD	B	-0.16%
DVA	C	-0.16%
BAC	A	-0.16%
GNK	D	-0.16%
KBH	D	-0.16%
SFM	A	-0.16%
PR	B	-0.16%
SXC	A	-0.16%
KEX	B	-0.16%
ESAB	C	-0.15%
CRBG	B	-0.15%
PFGC	B	-0.15%
RMD	C	-0.15%
CHRD	D	-0.15%
KTB	B	-0.15%
DHT	F	-0.15%
CRC	A	-0.15%
PYPL	B	-0.15%
SNA	A	-0.15%
MEDP	D	-0.15%
TNL	A	-0.15%
DKS	D	-0.15%
LDOS	C	-0.15%
SLVM	B	-0.15%
CHCO	B	-0.15%
WABC	B	-0.14%
DAKT	C	-0.14%
FTI	A	-0.14%
CVLT	B	-0.14%
ETD	C	-0.14%
NR	B	-0.14%
AN	C	-0.14%
ABCB	B	-0.14%
TNK	F	-0.14%
TPR	B	-0.14%
MCY	A	-0.14%
BBW	C	-0.14%
PUMP	C	-0.14%
MUSA	B	-0.14%
CMC	B	-0.14%
ENS	F	-0.14%
LNTH	D	-0.14%
HAFC	B	-0.13%
PCAR	B	-0.13%
SPOK	B	-0.13%
NUE	C	-0.13%
MUR	D	-0.13%
VNT	C	-0.13%
HBI	B	-0.13%
EXPE	B	-0.13%
HCC	B	-0.13%
SM	B	-0.13%
TPH	D	-0.13%
INSW	F	-0.12%
RCL	A	-0.12%
PTGX	D	-0.12%
KNTK	A	-0.12%
WCC	B	-0.12%
ZEUS	C	-0.12%
PSTG	D	-0.12%
CPRX	C	-0.12%
SSD	F	-0.12%
HWC	B	-0.12%
CTSH	B	-0.12%
UA	C	-0.12%
CYH	F	-0.12%
OGN	F	-0.12%
IMMR	C	-0.12%
URBN	C	-0.12%
AGX	B	-0.12%
BLDR	D	-0.12%
SPTN	D	-0.11%
PH	A	-0.11%
SCHL	F	-0.11%
EXP	B	-0.11%
HALO	F	-0.11%
LPG	F	-0.11%
SBSI	C	-0.11%
CEIX	A	-0.11%
REX	D	-0.11%
CNX	A	-0.11%
AMR	C	-0.11%
MATX	C	-0.11%
RS	B	-0.11%
ITRI	C	-0.1%
GPC	D	-0.1%
DOX	D	-0.1%
MPWR	F	-0.1%
QCRH	B	-0.1%
UHS	D	-0.1%
WHD	B	-0.1%
FLWS	D	-0.1%
LRN	A	-0.1%
JXN	C	-0.1%
VERX	A	-0.1%
LYB	F	-0.1%
SANM	B	-0.1%
CDNA	D	-0.1%
AZZ	A	-0.1%
CRVL	B	-0.09%
GRND	A	-0.09%
ARW	D	-0.09%
APOG	C	-0.09%
SWKS	F	-0.09%
WLY	B	-0.09%
MOG.A	B	-0.09%
DXPE	C	-0.09%
JELD	F	-0.09%
MTDR	B	-0.08%
GAP	C	-0.08%
SD	D	-0.08%
HSTM	B	-0.08%
ACCO	C	-0.08%
CACI	D	-0.07%
WMS	F	-0.07%
DOLE	D	-0.07%
OVV	B	-0.07%
USAP	B	-0.07%
CNA	C	-0.07%
DESP	B	-0.07%
EBAY	D	-0.07%
MTUS	C	-0.07%
ZIMV	D	-0.07%
CTAS	B	-0.07%
PLPC	B	-0.07%
BBSI	B	-0.07%
HIMS	B	-0.07%
HVT	D	-0.07%
CG	B	-0.07%
LEN	D	-0.07%
JWN	D	-0.07%
STRL	A	-0.07%
NTGR	B	-0.07%
IDCC	B	-0.07%
VFC	C	-0.07%
CNM	D	-0.07%
MTH	D	-0.07%
CSL	C	-0.07%
FN	C	-0.06%
NHC	C	-0.06%
UTI	B	-0.06%
LOPE	C	-0.06%
GOGL	F	-0.06%
C	A	-0.06%
FLO	D	-0.06%
JILL	C	-0.06%
WU	F	-0.06%
CIVI	D	-0.06%
CRUS	D	-0.06%
BWA	D	-0.06%
HNI	B	-0.06%
AMZN	C	-0.06%
PFG	D	-0.06%
NAT	F	-0.06%
AGM	B	-0.06%
RNR	C	-0.06%
OSUR	F	-0.05%
GRNT	B	-0.05%
CLW	F	-0.05%
NOG	B	-0.05%
LBRT	D	-0.05%
UFPT	C	-0.05%
BBY	D	-0.05%
SN	D	-0.05%
BJ	A	-0.05%
MET	A	-0.05%
DASH	B	-0.05%
CASY	A	-0.05%
ZUMZ	B	-0.05%
SUPN	C	-0.05%
CBT	D	-0.05%
YOU	D	-0.05%
PRK	B	-0.05%
MD	C	-0.05%
ADMA	B	-0.05%
CRS	B	-0.05%
LQDT	B	-0.05%
OSBC	A	-0.05%
LYTS	B	-0.05%
SMLR	B	-0.04%
CTS	C	-0.04%
HEES	C	-0.04%
GOLF	B	-0.04%
HSII	B	-0.04%
STGW	A	-0.04%
SXI	B	-0.04%
MBUU	B	-0.04%
MGY	A	-0.04%
NSSC	D	-0.04%
NXST	C	-0.04%
TNC	D	-0.04%
VTRS	A	-0.04%
WEX	D	-0.04%
PRMW	C	-0.04%
CRAI	C	-0.04%
HPE	B	-0.04%
ATEN	A	-0.03%
GPI	B	-0.03%
GPK	C	-0.03%
UVSP	B	-0.03%
BSIG	A	-0.03%
BYD	B	-0.03%
STRA	C	-0.03%
PRLB	B	-0.03%
BERY	C	-0.03%
MOV	D	-0.03%
CCRN	F	-0.03%
RRC	B	-0.03%
HFWA	C	-0.03%
BRY	F	-0.03%
EPAC	C	-0.03%
TPL	A	-0.03%
WNC	C	-0.03%
DDS	B	-0.03%
INGN	C	-0.02%
VRA	C	-0.02%
RGP	F	-0.02%
ATKR	D	-0.02%
MAN	F	-0.02%
FFIV	B	-0.02%
SB	F	-0.02%
ADTN	A	-0.02%
MBWM	B	-0.02%