FYC vs. ESIX ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to SPDR S&P SmallCap 600 ESG ETF (ESIX)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.91

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.36

Average Daily Volume

1,557

Number of Holdings ^*

367

* may have additional holdings in another (foreign) market

Performance

Period	FYC	ESIX
30 Days	9.32%	6.82%
60 Days	10.25%	6.05%
90 Days	13.41%	6.01%
12 Months	44.40%	31.00%

80 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in ESIX	Overlap
AAT	B	0.36%	0.14%	0.14%
ADUS	D	0.32%	0.25%	0.25%
AGYS	A	0.26%	0.3%	0.26%
AMPH	F	0.33%	0.19%	0.19%
AORT	B	0.48%	0.12%	0.12%
APAM	B	0.13%	0.38%	0.13%
APOG	C	0.42%	0.2%	0.2%
ARLO	C	0.11%	0.13%	0.11%
AROC	A	0.27%	0.44%	0.27%
ATGE	B	0.67%	0.35%	0.35%
AWR	B	0.12%	0.35%	0.12%
AZZ	A	0.36%	0.28%	0.28%
BANC	B	0.26%	0.25%	0.25%
BANF	B	0.41%	0.27%	0.27%
BL	B	0.13%	0.35%	0.13%
BRC	D	0.34%	0.36%	0.34%
BXMT	C	0.11%	0.36%	0.11%
CAKE	C	0.42%	0.26%	0.26%
CALM	A	0.58%	0.41%	0.41%
CARG	B	0.42%	0.35%	0.35%
CARS	C	0.13%	0.13%	0.13%
CENX	B	0.46%	0.12%	0.12%
CHCO	B	0.39%	0.21%	0.21%
CLB	B	0.13%	0.1%	0.1%
COLL	F	0.37%	0.11%	0.11%
CPRX	C	0.52%	0.27%	0.27%
CWT	C	0.32%	0.33%	0.32%
DORM	B	0.57%	0.41%	0.41%
EAT	A	0.91%	0.58%	0.58%
ELME	D	0.22%	0.16%	0.16%
EPAC	C	0.27%	0.3%	0.27%
FBP	C	0.47%	0.38%	0.38%
FBRT	D	0.12%	0.12%	0.12%
FTDR	B	0.69%	0.47%	0.47%
GFF	A	0.39%	0.36%	0.36%
GVA	A	0.72%	0.47%	0.47%
HLIT	D	0.3%	0.16%	0.16%
HLX	B	0.22%	0.16%	0.16%
HNI	B	0.61%	0.29%	0.29%
HRMY	D	0.39%	0.14%	0.14%
IDCC	B	0.76%	0.51%	0.51%
KN	B	0.36%	0.18%	0.18%
KW	C	0.23%	0.15%	0.15%
LGND	C	0.28%	0.24%	0.24%
LKFN	C	0.27%	0.2%	0.2%
LPG	F	0.09%	0.11%	0.09%
LRN	A	0.7%	0.48%	0.48%
LTC	B	0.12%	0.18%	0.12%
MAC	B	0.25%	0.47%	0.25%
MYGN	F	0.2%	0.16%	0.16%
NBHC	C	0.55%	0.21%	0.21%
NMIH	C	0.43%	0.34%	0.34%
PAYO	A	0.82%	0.29%	0.29%
PBI	B	0.61%	0.12%	0.12%
PJT	A	0.71%	0.42%	0.42%
PLMR	A	0.53%	0.31%	0.31%
PMT	C	0.32%	0.12%	0.12%
PRGS	A	0.48%	0.32%	0.32%
PZZA	F	0.11%	0.18%	0.11%
SHAK	C	0.42%	0.55%	0.42%
SITM	B	0.42%	0.43%	0.42%
SKT	A	0.26%	0.44%	0.26%
SLVM	B	0.58%	0.32%	0.32%
SMPL	B	0.13%	0.38%	0.13%
SMTC	B	0.49%	0.39%	0.39%
STRA	C	0.12%	0.27%	0.12%
SXT	C	0.23%	0.37%	0.23%
TBBK	B	0.6%	0.29%	0.29%
TGI	B	0.16%	0.15%	0.15%
TNC	D	0.11%	0.18%	0.11%
TNDM	D	0.24%	0.21%	0.21%
TRN	B	0.64%	0.34%	0.34%
TRUP	B	0.74%	0.19%	0.19%
UE	B	0.38%	0.31%	0.31%
UFPT	C	0.47%	0.25%	0.25%
VECO	F	0.1%	0.18%	0.1%
WDFC	B	0.26%	0.42%	0.26%
WT	A	0.4%	0.15%	0.15%
WWW	A	0.75%	0.19%	0.19%
YELP	C	0.12%	0.27%	0.12%

FYC Overweight 160 Positions Relative to ESIX

Symbol	Grade	Weight
RKLB	A	1.06%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	C	0.79%
ROAD	B	0.76%
STRL	A	0.75%
QCRH	B	0.73%
ENVA	B	0.72%
WULF	C	0.71%
DOCS	C	0.71%
STEP	C	0.69%
USLM	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	C	0.68%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
AMRX	C	0.64%
REVG	C	0.63%
SKYW	C	0.62%
PTON	A	0.6%
ADMA	B	0.6%
NHC	C	0.6%
CHEF	A	0.59%
DSGR	C	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	B	0.57%
SYBT	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	C	0.54%
OSW	B	0.54%
PTGX	D	0.54%
PTCT	B	0.54%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	C	0.51%
NPAB	F	0.49%
CCOI	B	0.49%
LFST	B	0.49%
SABR	C	0.48%
YOU	D	0.48%
OUT	A	0.48%
BCRX	D	0.47%
LITE	B	0.47%
VERX	A	0.45%
WTTR	A	0.43%
MBIN	F	0.43%
ASTH	F	0.43%
OSCR	D	0.43%
NRIX	C	0.42%
MGNI	B	0.42%
RNG	C	0.41%
GABC	B	0.41%
CIFR	C	0.4%
BGC	C	0.4%
SEMR	C	0.4%
VITL	D	0.39%
OII	B	0.39%
GERN	D	0.39%
HURN	C	0.39%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
OSIS	A	0.35%
ICFI	F	0.33%
DOCN	C	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
NHI	D	0.32%
FLNC	D	0.32%
ASPN	F	0.32%
NSA	C	0.31%
WRBY	A	0.31%
KNTK	A	0.3%
TWST	F	0.3%
BLFS	C	0.3%
HEES	C	0.29%
BKD	F	0.28%
MGEE	B	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
OCUL	D	0.27%
NEO	C	0.26%
SXI	B	0.26%
AGM	B	0.26%
SWI	C	0.25%
ARQT	B	0.25%
ANIP	F	0.24%
CDP	C	0.24%
UMH	B	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	C	0.23%
JJSF	C	0.23%
DNLI	D	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	A	0.23%
ACVA	B	0.23%
EPR	C	0.22%
PHR	F	0.22%
AESI	B	0.22%
AIV	C	0.22%
CDRE	F	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
SOUN	B	0.17%
MIR	A	0.16%
ARDX	F	0.16%
PAR	A	0.16%
CBZ	B	0.14%
BEAM	D	0.13%
APPN	B	0.13%
MLNK	C	0.13%
ACAD	C	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
THR	B	0.12%
AMC	C	0.12%
TR	B	0.12%
WEN	D	0.12%
NSSC	D	0.11%
RRR	F	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
IRDM	D	0.11%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
RLAY	F	0.09%

FYC Underweight 287 Positions Relative to ESIX

Symbol	Grade	Weight
MLI	B	-1.14%
LUMN	C	-0.98%
GKOS	B	-0.85%
JXN	C	-0.84%
ATI	C	-0.78%
SPSC	D	-0.75%
AWI	A	-0.75%
ALK	B	-0.75%
MTH	D	-0.73%
BMI	B	-0.72%
COOP	B	-0.7%
MMSI	A	-0.66%
LNC	C	-0.66%
BCPC	B	-0.64%
ACIW	B	-0.64%
MATX	C	-0.62%
FSS	B	-0.62%
BCC	B	-0.61%
DY	D	-0.6%
GPI	B	-0.6%
PIPR	A	-0.59%
ITRI	C	-0.59%
RDN	D	-0.58%
SEE	C	-0.58%
ACA	A	-0.57%
MGY	A	-0.57%
AL	B	-0.57%
SM	B	-0.57%
BOX	B	-0.56%
CTRE	C	-0.56%
SLG	B	-0.55%
IBP	D	-0.54%
PECO	A	-0.53%
ALKS	C	-0.52%
ITGR	B	-0.51%
AGO	B	-0.5%
ABCB	B	-0.5%
SIG	B	-0.49%
NSIT	F	-0.48%
ICUI	D	-0.47%
FELE	B	-0.47%
PLXS	B	-0.47%
AEIS	C	-0.47%
MHO	D	-0.47%
FUL	F	-0.46%
KFY	B	-0.45%
CRC	A	-0.45%
PBH	A	-0.45%
DXC	B	-0.44%
SEM	B	-0.44%
OGN	F	-0.44%
TPH	D	-0.44%
RUSHA	C	-0.43%
AUB	B	-0.43%
FULT	A	-0.43%
CVCO	A	-0.43%
VRRM	F	-0.43%
UCB	A	-0.43%
REZI	A	-0.42%
NWL	C	-0.42%
CATY	B	-0.42%
JBT	B	-0.42%
CBU	B	-0.41%
GEO	B	-0.4%
APLE	B	-0.39%
NPO	A	-0.39%
ABM	B	-0.39%
FHB	B	-0.39%
HP	C	-0.38%
HIW	C	-0.38%
WD	D	-0.38%
SHOO	F	-0.36%
HASI	D	-0.36%
CWK	C	-0.36%
AEO	F	-0.36%
BOH	B	-0.35%
SFNC	C	-0.35%
DEI	B	-0.35%
GNW	A	-0.35%
BKU	A	-0.34%
HUBG	A	-0.34%
IOSP	C	-0.34%
INDB	B	-0.34%
FORM	D	-0.34%
TDS	B	-0.33%
PTEN	C	-0.33%
PFS	B	-0.32%
BFH	C	-0.32%
LCII	C	-0.32%
LXP	D	-0.31%
HBI	B	-0.31%
FFBC	B	-0.31%
DV	C	-0.31%
SNEX	B	-0.3%
PPBI	C	-0.3%
BANR	B	-0.29%
DIOD	D	-0.29%
VCEL	B	-0.29%
ACLS	F	-0.29%
MTX	B	-0.29%
ARCB	C	-0.29%
AAP	D	-0.28%
SBCF	B	-0.28%
AKR	B	-0.28%
CCS	D	-0.27%
MYRG	B	-0.27%
KLIC	B	-0.27%
KWR	C	-0.26%
HI	C	-0.26%
RNST	B	-0.26%
PINC	B	-0.26%
IBTX	B	-0.26%
TFIN	B	-0.25%
CNMD	C	-0.25%
KMT	B	-0.25%
ROCK	C	-0.25%
EVTC	B	-0.25%
PSMT	D	-0.25%
ROIC	A	-0.25%
HAYW	B	-0.25%
CWEN	C	-0.25%
EXTR	C	-0.24%
JBLU	F	-0.24%
B	A	-0.24%
OMCL	C	-0.24%
VIAV	C	-0.24%
ENR	B	-0.24%
OFG	B	-0.23%
SHO	D	-0.23%
STC	B	-0.23%
ALG	B	-0.23%
VYX	B	-0.23%
PRG	C	-0.23%
OI	C	-0.23%
KSS	F	-0.23%
FBK	C	-0.22%
RAMP	B	-0.22%
FL	F	-0.22%
CASH	B	-0.22%
GBX	A	-0.22%
LZB	B	-0.21%
DRH	B	-0.21%
FCF	B	-0.21%
ROG	D	-0.2%
CENTA	C	-0.19%
MLKN	F	-0.19%
WKC	C	-0.19%
SONO	C	-0.19%
BHE	C	-0.19%
EPC	F	-0.19%
WGO	C	-0.19%
VRTS	B	-0.18%
SCL	C	-0.18%
NTCT	C	-0.18%
SJW	F	-0.18%
STBA	B	-0.18%
HOPE	C	-0.18%
DFIN	D	-0.18%
NWN	A	-0.18%
CUBI	B	-0.18%
DVAX	C	-0.18%
TRIP	F	-0.18%
NGVT	B	-0.18%
HMN	B	-0.18%
XHR	B	-0.17%
CSGS	B	-0.17%
DNOW	B	-0.17%
PDCO	F	-0.17%
ANDE	D	-0.17%
AMWD	C	-0.17%
THS	D	-0.17%
UPBD	B	-0.17%
XNCR	B	-0.16%
NX	C	-0.16%
VRE	B	-0.16%
PEB	D	-0.16%
TILE	B	-0.16%
HTH	C	-0.16%
TALO	C	-0.16%
EIG	B	-0.15%
UNIT	B	-0.15%
UNFI	A	-0.15%
JBGS	F	-0.15%
USPH	B	-0.15%
THRM	F	-0.15%
ALEX	B	-0.15%
STAA	F	-0.15%
LNN	B	-0.15%
SBH	C	-0.15%
DCOM	B	-0.14%
DEA	D	-0.14%
WOR	F	-0.14%
CRK	B	-0.14%
SAFT	B	-0.14%
BHLB	B	-0.14%
KALU	C	-0.14%
MD	C	-0.14%
ECPG	C	-0.13%
PFBC	B	-0.13%
NVEE	F	-0.13%
ALGT	B	-0.13%
QNST	B	-0.13%
FDP	B	-0.13%
CERT	F	-0.13%
COHU	C	-0.13%
NAVI	F	-0.13%
MSEX	C	-0.13%
DAN	D	-0.12%
CAL	F	-0.12%
AMSF	B	-0.12%
CBRL	C	-0.12%
SDGR	C	-0.12%
CSR	B	-0.12%
SCSC	C	-0.12%
OXM	F	-0.12%
SBSI	C	-0.11%
MMI	C	-0.11%
UTL	B	-0.11%
SXC	A	-0.11%
PARR	F	-0.11%
VVI	C	-0.11%
XRX	F	-0.11%
RCUS	F	-0.1%
HFWA	C	-0.1%
PRAA	D	-0.1%
JACK	C	-0.1%
ODP	F	-0.1%
VTOL	B	-0.1%
OMI	F	-0.1%
TMP	B	-0.1%
HSII	B	-0.1%
EGBN	B	-0.1%
CWEN	C	-0.1%
AMN	F	-0.1%
RWT	D	-0.1%
BDN	C	-0.1%
ASIX	B	-0.09%
JBSS	F	-0.09%
KOP	C	-0.09%
CPF	B	-0.09%
BJRI	C	-0.09%
HAYN	A	-0.09%
PRA	C	-0.09%
EMBC	C	-0.09%
WNC	C	-0.09%
MNRO	D	-0.09%
AVNS	F	-0.09%
EYE	C	-0.09%
VTLE	C	-0.09%
MATW	C	-0.08%
AXL	C	-0.08%
GPRE	F	-0.08%
MGPI	F	-0.08%
SMP	C	-0.08%
PCRX	C	-0.08%
SEDG	F	-0.08%
HAFC	B	-0.08%
FWRD	D	-0.08%
VIR	D	-0.08%
HAIN	D	-0.07%
AMBC	C	-0.07%
SPTN	D	-0.07%
NBR	C	-0.07%
WSR	A	-0.07%
INN	D	-0.07%
TRST	B	-0.07%
THRY	D	-0.06%
GES	F	-0.06%
UFCS	A	-0.06%
NVRI	D	-0.06%
HPP	F	-0.06%
IRWD	F	-0.06%
SHEN	F	-0.06%
MTUS	C	-0.06%
GDOT	D	-0.06%
USNA	C	-0.05%
KELYA	F	-0.05%
BGS	F	-0.05%
GOGO	C	-0.05%
PAHC	C	-0.05%
RGNX	D	-0.05%
LESL	D	-0.05%
CNSL	C	-0.04%
CENT	C	-0.04%
FLGT	F	-0.04%
WRLD	C	-0.04%
CRSR	C	-0.03%