FNK vs. NUSC ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to NuShares ESG Small-Cap ETF (NUSC)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.37

Average Daily Volume

10,011

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

NUSC

NuShares ESG Small-Cap ETF

NUSC Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG Small-Cap Index.

Grade (RS Rating)

Last Trade

$44.65

Average Daily Volume

78,897

Number of Holdings ^*

480

* may have additional holdings in another (foreign) market

Performance

Period	FNK	NUSC
30 Days	4.67%	5.07%
60 Days	4.34%	4.69%
90 Days	3.76%	5.11%
12 Months	25.77%	26.74%

80 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in NUSC	Overlap
AAP	D	0.59%	0.15%	0.15%
ABG	C	0.47%	0.06%	0.06%
ACA	A	0.32%	0.03%	0.03%
ADTN	A	0.6%	0.22%	0.22%
AEO	F	0.34%	0.03%	0.03%
AGCO	D	0.26%	0.03%	0.03%
AL	B	0.75%	0.5%	0.5%
ALKS	C	0.3%	0.44%	0.3%
AMG	B	0.74%	0.58%	0.58%
ASGN	F	0.3%	0.24%	0.24%
ATKR	D	0.8%	0.32%	0.32%
AUB	B	0.16%	0.01%	0.01%
AVNT	B	0.15%	0.32%	0.15%
BCC	B	0.57%	0.54%	0.54%
BECN	B	0.34%	0.32%	0.32%
BERY	C	0.46%	0.59%	0.46%
CADE	B	0.69%	0.03%	0.03%
COLM	C	0.28%	0.07%	0.07%
DAR	C	0.65%	0.64%	0.64%
DXC	B	0.62%	0.38%	0.38%
ESNT	F	0.61%	0.06%	0.06%
FAF	A	0.14%	0.65%	0.14%
FHN	A	0.55%	0.66%	0.55%
FIVE	F	0.26%	0.05%	0.05%
FMC	D	0.63%	0.57%	0.57%
FUL	F	0.14%	0.03%	0.03%
GPI	B	0.61%	0.43%	0.43%
HGV	C	0.33%	0.02%	0.02%
HOG	D	0.6%	0.33%	0.33%
HWC	B	0.33%	0.23%	0.23%
IVZ	B	0.15%	0.31%	0.15%
JAZZ	B	0.64%	0.15%	0.15%
JWN	D	0.28%	0.1%	0.1%
JXN	C	0.87%	0.74%	0.74%
KBH	D	0.54%	0.08%	0.08%
KRC	B	0.6%	0.41%	0.41%
LAD	A	0.68%	0.75%	0.68%
LFUS	D	0.14%	0.09%	0.09%
LNC	C	0.64%	0.11%	0.11%
LPX	B	0.29%	0.51%	0.29%
M	F	0.55%	0.16%	0.16%
MAT	D	0.14%	0.56%	0.14%
MTG	C	0.69%	0.06%	0.06%
MTH	D	0.65%	0.02%	0.02%
MUSA	B	0.15%	0.93%	0.15%
NJR	A	0.14%	0.45%	0.14%
NOV	C	0.73%	0.27%	0.27%
OGS	A	0.43%	0.41%	0.41%
ORI	A	0.29%	0.02%	0.02%
OZK	B	0.64%	0.32%	0.32%
PFGC	B	0.16%	0.03%	0.03%
PNFP	B	0.18%	0.08%	0.08%
PRGO	C	0.14%	0.03%	0.03%
PVH	C	0.72%	0.27%	0.27%
R	B	0.64%	0.62%	0.62%
RHI	C	0.16%	0.5%	0.16%
RUSHA	C	0.68%	0.14%	0.14%
SIG	B	0.54%	0.07%	0.07%
SON	F	0.39%	0.01%	0.01%
SR	A	0.55%	0.03%	0.03%
SSB	B	0.16%	0.4%	0.16%
STWD	C	0.14%	0.32%	0.14%
SWX	B	0.44%	0.16%	0.16%
THO	B	0.44%	0.33%	0.33%
TMHC	C	0.73%	0.15%	0.15%
TNET	F	0.28%	0.21%	0.21%
TPH	D	0.67%	0.03%	0.03%
TPR	B	0.15%	0.36%	0.15%
UGI	C	0.67%	0.47%	0.47%
UMBF	B	0.17%	0.02%	0.02%
UNM	A	0.67%	0.15%	0.15%
VLY	B	0.48%	0.35%	0.35%
VNT	C	0.34%	0.15%	0.15%
VOYA	B	0.15%	0.12%	0.12%
WAL	B	0.15%	0.63%	0.15%
WBS	A	0.54%	0.43%	0.43%
WCC	B	0.53%	0.2%	0.2%
WD	D	0.14%	0.35%	0.14%
WHR	B	0.45%	0.16%	0.16%
ZION	B	0.54%	0.31%	0.31%

FNK Overweight 143 Positions Relative to NUSC

Symbol	Grade	Weight
CNX	A	0.86%
HP	C	0.85%
MTDR	B	0.82%
NOG	B	0.82%
PTEN	C	0.8%
CMC	B	0.8%
HCC	B	0.79%
OSK	C	0.79%
AGO	B	0.79%
SM	B	0.78%
OVV	B	0.78%
NFE	D	0.76%
TEX	F	0.74%
TAP	C	0.74%
CIVI	D	0.73%
AMR	C	0.72%
URBN	C	0.72%
LBRDK	C	0.72%
CHRD	D	0.71%
RDN	D	0.7%
MUR	D	0.7%
PBF	D	0.7%
MHO	D	0.68%
RNR	C	0.68%
LBRT	D	0.67%
DINO	D	0.67%
G	B	0.67%
BWA	D	0.67%
MATX	C	0.66%
MGY	A	0.64%
APA	D	0.64%
CNO	B	0.64%
LEA	F	0.63%
RRC	B	0.63%
COOP	B	0.62%
ASO	F	0.61%
BEN	C	0.6%
HRI	C	0.6%
OTTR	C	0.59%
MOS	F	0.59%
CNXC	F	0.59%
BKH	A	0.58%
AVT	C	0.58%
SOLV	D	0.58%
HST	C	0.58%
PNW	A	0.58%
DDS	B	0.57%
NFG	A	0.57%
EVRG	A	0.57%
GBDC	D	0.57%
BBWI	C	0.56%
POR	C	0.56%
CLF	F	0.55%
SUM	B	0.54%
MDU	D	0.53%
ARW	D	0.51%
COLB	B	0.51%
UHS	D	0.51%
SANM	B	0.51%
AMKR	D	0.5%
OMF	A	0.5%
FNB	A	0.5%
JBL	C	0.48%
GMS	B	0.48%
BYD	B	0.48%
ALK	B	0.48%
INGR	C	0.46%
RIG	D	0.45%
OGE	A	0.45%
NXST	C	0.44%
AXS	A	0.44%
SNX	D	0.43%
GL	C	0.43%
LKQ	F	0.42%
PAG	B	0.42%
BC	C	0.42%
ENS	F	0.41%
SJM	D	0.4%
AN	C	0.4%
POST	C	0.4%
EMN	C	0.39%
OLN	F	0.39%
WU	F	0.38%
ASH	F	0.38%
OGN	F	0.36%
MLI	B	0.36%
WTFC	A	0.35%
PII	F	0.35%
UBSI	B	0.33%
HII	F	0.33%
SEIC	B	0.33%
CMA	B	0.33%
CRL	D	0.32%
BOKF	B	0.32%
CRC	A	0.32%
IDA	A	0.32%
ABCB	B	0.32%
PB	B	0.32%
KNX	C	0.31%
AR	B	0.31%
MSM	C	0.3%
UFPI	C	0.3%
KFY	B	0.3%
AIZ	A	0.3%
CUZ	B	0.3%
SLGN	A	0.29%
WTRG	B	0.29%
PNM	B	0.29%
SLM	A	0.29%
MMS	F	0.28%
MIDD	C	0.28%
DIOD	D	0.27%
TKR	D	0.26%
SKX	D	0.26%
UHAL	D	0.26%
IPG	D	0.26%
REYN	D	0.25%
WPC	C	0.25%
JEF	A	0.17%
EPAM	B	0.17%
UCB	A	0.16%
SEM	B	0.16%
GXO	B	0.16%
FLR	B	0.15%
FELE	B	0.15%
AFG	A	0.15%
BJ	A	0.15%
DNB	B	0.15%
CZR	F	0.14%
BPOP	C	0.14%
SEE	C	0.14%
TTC	C	0.14%
ALIT	C	0.14%
LSTR	D	0.14%
SKY	A	0.14%
WTS	B	0.14%
IAC	F	0.14%
NSP	F	0.13%
HSIC	C	0.13%
MGM	D	0.13%
RYN	D	0.13%
FBIN	D	0.12%
OPCH	D	0.1%

FNK Underweight 400 Positions Relative to NUSC

Symbol	Grade	Weight
SCI	B	-1.02%
EWBC	A	-1.01%
NTNX	B	-0.89%
CR	A	-0.82%
HRB	D	-0.78%
CASY	A	-0.76%
CVLT	B	-0.73%
USFD	A	-0.73%
CNM	D	-0.73%
EXLS	B	-0.72%
FTI	A	-0.72%
PCOR	B	-0.71%
KBR	F	-0.69%
FRPT	A	-0.67%
CBSH	B	-0.64%
RGA	A	-0.63%
BMI	B	-0.63%
ESI	B	-0.63%
RHP	B	-0.62%
FIX	A	-0.6%
MOG.A	B	-0.6%
CHX	C	-0.57%
ARMK	B	-0.57%
BCPC	B	-0.56%
AAON	B	-0.56%
ACIW	B	-0.56%
TRNO	F	-0.56%
MOD	A	-0.55%
SAIA	B	-0.55%
AXTA	B	-0.55%
REXR	F	-0.55%
AGNC	C	-0.54%
FCN	F	-0.54%
PRI	B	-0.54%
CROX	D	-0.53%
ITRI	C	-0.5%
VVV	D	-0.49%
FLEX	B	-0.48%
WTM	A	-0.48%
WMS	F	-0.48%
GNRC	C	-0.48%
BFAM	D	-0.47%
WEX	D	-0.47%
CRUS	D	-0.47%
OHI	C	-0.46%
IDCC	B	-0.45%
FTDR	B	-0.42%
DLB	B	-0.42%
WFRD	D	-0.41%
LRN	A	-0.4%
PLNT	A	-0.39%
SITE	F	-0.39%
NYT	D	-0.39%
MSA	F	-0.39%
RGLD	C	-0.38%
EGP	D	-0.38%
MTN	C	-0.37%
SNV	C	-0.37%
JLL	D	-0.37%
BLD	D	-0.37%
GME	C	-0.36%
PFSI	C	-0.36%
REZI	A	-0.35%
PJT	A	-0.35%
FBP	C	-0.34%
AROC	A	-0.34%
WHD	B	-0.34%
SPSC	D	-0.33%
ONTO	F	-0.33%
BRC	D	-0.32%
HAS	D	-0.32%
PCH	F	-0.32%
NWL	C	-0.32%
ICUI	D	-0.32%
EAT	A	-0.31%
LSCC	D	-0.31%
XPO	B	-0.31%
ENSG	C	-0.31%
NOVT	D	-0.3%
HAE	C	-0.3%
MIR	A	-0.29%
HXL	F	-0.29%
AZEK	A	-0.29%
RNA	C	-0.29%
HIMS	B	-0.29%
CRVL	B	-0.28%
EPRT	B	-0.28%
POWL	C	-0.28%
CPK	A	-0.27%
SXT	C	-0.27%
EPAC	C	-0.26%
MTX	B	-0.26%
NSIT	F	-0.26%
VCTR	B	-0.26%
PRIM	A	-0.26%
ENV	B	-0.26%
TBBK	B	-0.26%
BLKB	B	-0.26%
KNF	B	-0.26%
TGNA	B	-0.25%
NARI	C	-0.25%
PLMR	A	-0.25%
HNI	B	-0.25%
BXMT	C	-0.25%
ZD	B	-0.25%
SPB	C	-0.25%
RCM	A	-0.24%
CYTK	F	-0.24%
COMP	B	-0.24%
PAR	A	-0.24%
FYBR	C	-0.23%
JBT	B	-0.23%
BFH	C	-0.23%
ELAN	D	-0.23%
CNK	C	-0.22%
CWEN	C	-0.22%
SFM	A	-0.22%
WDFC	B	-0.22%
CRNX	C	-0.22%
LUMN	C	-0.21%
OMCL	C	-0.21%
PRCT	B	-0.21%
PCVX	D	-0.21%
EVTC	B	-0.21%
EFSC	B	-0.21%
BDC	C	-0.21%
PRGS	A	-0.2%
CASH	B	-0.2%
MRCY	C	-0.2%
MGNI	B	-0.2%
RYAN	A	-0.2%
VKTX	F	-0.19%
VYX	B	-0.19%
YETI	D	-0.19%
LBPH	A	-0.19%
STC	B	-0.19%
EQC	B	-0.19%
DV	C	-0.18%
LCII	C	-0.18%
HQY	A	-0.18%
WSC	F	-0.18%
GKOS	B	-0.18%
FTRE	D	-0.17%
WGO	C	-0.17%
OUT	A	-0.17%
ITGR	B	-0.17%
CALX	D	-0.17%
VERA	C	-0.17%
SHC	F	-0.17%
VSEC	C	-0.17%
RUN	F	-0.17%
WRBY	A	-0.17%
AYI	B	-0.16%
GBX	A	-0.16%
RDNT	B	-0.16%
HCP	B	-0.16%
SONO	C	-0.16%
GTLB	B	-0.16%
DFIN	D	-0.16%
GAP	C	-0.16%
SCL	C	-0.16%
ANDE	D	-0.15%
ROG	D	-0.15%
MRUS	F	-0.15%
XHR	B	-0.15%
PLUG	F	-0.15%
SLAB	F	-0.15%
INDB	B	-0.15%
DNOW	B	-0.15%
PRG	C	-0.15%
MYRG	B	-0.15%
LEVI	F	-0.15%
HASI	D	-0.15%
CSGS	B	-0.15%
TRIP	F	-0.14%
GH	B	-0.14%
SJW	F	-0.14%
GERN	D	-0.14%
RXST	F	-0.14%
ESRT	C	-0.14%
HELE	C	-0.14%
IDYA	F	-0.14%
PEB	D	-0.14%
TILE	B	-0.14%
KLIC	B	-0.14%
KTB	B	-0.14%
STBA	B	-0.14%
UNIT	B	-0.13%
NEO	C	-0.13%
PLAY	D	-0.13%
ONB	C	-0.13%
INTA	B	-0.13%
LNN	B	-0.13%
HLIT	D	-0.13%
CLVT	D	-0.13%
WT	A	-0.13%
WVE	C	-0.12%
PBI	B	-0.12%
SAVA	C	-0.12%
ESTC	C	-0.12%
DNLI	D	-0.12%
EWTX	C	-0.12%
MODG	F	-0.12%
DYN	F	-0.12%
IRDM	D	-0.12%
HURN	C	-0.12%
RXRX	F	-0.12%
TARS	C	-0.12%
QNST	B	-0.11%
AZTA	D	-0.11%
CUBE	C	-0.11%
MRC	B	-0.11%
PEBO	B	-0.11%
DGII	C	-0.11%
ARRY	F	-0.11%
ARVN	F	-0.11%
ARI	C	-0.11%
XPRO	D	-0.11%
CARS	C	-0.11%
TDC	D	-0.11%
BZH	C	-0.1%
PEN	B	-0.1%
EXPI	D	-0.1%
GBCI	B	-0.1%
AIR	B	-0.1%
ARQT	B	-0.1%
CFLT	B	-0.1%
BRKR	D	-0.1%
PYCR	B	-0.1%
IRON	B	-0.1%
ERII	D	-0.1%
CWEN	C	-0.09%
PLYA	B	-0.09%
FA	C	-0.09%
OMI	F	-0.09%
WOLF	F	-0.09%
AMN	F	-0.09%
VVI	C	-0.09%
COUR	F	-0.09%
ADC	A	-0.09%
KYMR	D	-0.09%
BKD	F	-0.09%
PDFS	C	-0.09%
VRDN	D	-0.09%
PDCO	F	-0.08%
KOP	C	-0.08%
CSTL	D	-0.08%
JOE	F	-0.08%
NVST	B	-0.08%
WNC	C	-0.08%
BHLB	B	-0.08%
NVCR	C	-0.08%
MBUU	B	-0.08%
EYE	C	-0.08%
CRSP	D	-0.08%
MNRO	D	-0.08%
PRA	C	-0.08%
VITL	D	-0.08%
MYGN	F	-0.07%
SMP	C	-0.07%
LCID	F	-0.07%
KURA	F	-0.07%
SRRK	C	-0.07%
EMBC	C	-0.07%
CDMO	A	-0.07%
IBCP	B	-0.07%
CECO	B	-0.07%
CGEM	F	-0.06%
BHE	C	-0.06%
VECO	F	-0.06%
FFBC	B	-0.06%
CWH	B	-0.06%
COGT	D	-0.06%
HZO	F	-0.06%
AMAL	B	-0.06%
HAIN	D	-0.06%
INFN	D	-0.06%
ETNB	C	-0.06%
IART	C	-0.06%
SCHL	F	-0.06%
KREF	C	-0.06%
LPRO	B	-0.06%
VAC	C	-0.06%
RPAY	D	-0.06%
STGW	A	-0.06%
GOGO	C	-0.05%
TGI	B	-0.05%
ELVN	D	-0.05%
WEAV	C	-0.05%
ETWO	F	-0.05%
LESL	D	-0.05%
EE	A	-0.05%
RCUS	F	-0.05%
SNDX	F	-0.05%
PNTG	D	-0.05%
BHB	C	-0.05%
HPP	F	-0.05%
PAHC	C	-0.05%
MLNK	C	-0.05%
VMEO	B	-0.05%
MNMD	C	-0.05%
MCS	B	-0.05%
CTLP	B	-0.05%
THG	A	-0.05%
EYPT	D	-0.05%
KTOS	B	-0.05%
AMBC	C	-0.05%
VREX	B	-0.05%
PRTA	F	-0.05%
ADV	D	-0.04%
FNA	B	-0.04%
ALTR	B	-0.04%
XPOF	C	-0.04%
STAA	F	-0.04%
ATR	B	-0.04%
RUSHB	C	-0.04%
WOOF	D	-0.04%
ZEUS	C	-0.04%
CCO	C	-0.04%
KW	C	-0.04%
NOVA	F	-0.04%
HUMA	F	-0.04%
MAX	F	-0.04%
RBBN	C	-0.04%
ARKO	C	-0.04%
CMP	C	-0.04%
PLRX	D	-0.04%
RVNC	F	-0.04%
BOX	B	-0.04%
IMNM	F	-0.04%
XRX	F	-0.04%
ARCT	F	-0.04%
VFC	C	-0.04%
HAFC	B	-0.04%
NRIX	C	-0.04%
RDUS	B	-0.04%
KE	C	-0.03%
DMRC	B	-0.03%
OFIX	C	-0.03%
TITN	C	-0.03%
PRAA	D	-0.03%
MOV	D	-0.03%
VERV	F	-0.03%
PACK	B	-0.03%
LAZR	D	-0.03%
DEA	D	-0.03%
SVRA	F	-0.03%
ZIP	D	-0.03%
MGRC	B	-0.03%
MEI	F	-0.03%
BANR	B	-0.03%
DBX	B	-0.03%
TRDA	C	-0.03%
CCRN	F	-0.03%
NABL	F	-0.03%
TBPH	B	-0.03%
FL	F	-0.03%
ETSY	D	-0.03%
PHAT	F	-0.03%
CBL	B	-0.03%
GTN	F	-0.03%
CYRX	F	-0.03%
CNMD	C	-0.02%
INFA	D	-0.02%
IMAX	B	-0.02%
BANC	B	-0.02%
TDOC	C	-0.02%
ST	F	-0.02%
EWCZ	F	-0.02%
RAMP	B	-0.02%
SBRA	C	-0.02%
RNST	B	-0.02%
FLGT	F	-0.02%
CTS	C	-0.02%
APAM	B	-0.02%
LILA	D	-0.02%
NNI	D	-0.02%
NBTB	B	-0.02%
MWA	B	-0.02%
SIGI	C	-0.02%
ALEC	F	-0.02%
ACHC	F	-0.02%
PLOW	D	-0.02%
CWK	C	-0.02%
HBI	B	-0.02%
CRMT	D	-0.02%
PDM	D	-0.02%
FRT	B	-0.02%
AHH	D	-0.02%
NMIH	C	-0.02%
SBH	C	-0.02%
FIBK	B	-0.02%
NUVB	C	-0.02%
EB	C	-0.02%
ATEX	F	-0.02%
TMCI	C	-0.02%
ESTA	D	-0.01%
LGF.A	C	-0.01%
LYEL	F	-0.01%
JAMF	F	-0.01%