DSI vs. SHRT ETF Comparison

Comparison of iShares KLD 400 Social Index Fund (DSI) to Gotham Short Strategies ETF (SHRT)

DSI

iShares KLD 400 Social Index Fund

DSI Description

The investment seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the MSCI KLD 400 Social Index (the "underlying index"), which is a free float-adjusted market capitalization weighted index designed to provide exposure to U.S. companies that have positive environmental, social and governance (ESG) characteristics.

Grade (RS Rating)

Last Trade

$113.61

Average Daily Volume

99,454

Number of Holdings ^*

402

* may have additional holdings in another (foreign) market

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.55

Average Daily Volume

2,487

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

Performance

Period	DSI	SHRT
30 Days	3.90%	-7.59%
60 Days	5.62%	-8.76%
90 Days	6.91%	-8.43%
12 Months	32.55%	-6.99%

54 Overlapping Holdings

Symbol	Grade	Weight in DSI	Weight in SHRT	Overlap
ABBV	D	1.06%	0.48%	0.48%
ALLE	D	0.04%	0.21%	0.04%
AMAT	F	0.51%	0.31%	0.31%
AOS	F	0.03%	0.02%	0.02%
BALL	D	0.07%	0.62%	0.07%
BIIB	F	0.08%	1.36%	0.08%
BLDR	D	0.08%	0.02%	0.02%
BMRN	D	0.04%	0.42%	0.04%
CHD	B	0.1%	0.07%	0.07%
CI	F	0.33%	0.31%	0.31%
CL	D	0.27%	0.63%	0.27%
CLX	B	0.08%	0.46%	0.08%
DVA	B	0.03%	0.01%	0.01%
ECL	D	0.23%	0.5%	0.23%
EL	F	0.05%	0.56%	0.05%
EME	C	0.09%	0.5%	0.09%
EW	C	0.15%	0.19%	0.15%
FLS	B	0.03%	0.21%	0.03%
HAS	D	0.03%	0.35%	0.03%
HOLX	D	0.07%	0.58%	0.07%
HSIC	B	0.03%	0.02%	0.02%
IDXX	F	0.13%	0.11%	0.11%
ILMN	D	0.08%	0.22%	0.08%
INGR	B	0.03%	0.73%	0.03%
IQV	D	0.13%	0.33%	0.13%
JAZZ	B	0.03%	0.3%	0.03%
JBHT	C	0.05%	0.9%	0.05%
JCI	C	0.21%	0.81%	0.21%
KMX	B	0.04%	0.56%	0.04%
LII	A	0.07%	0.84%	0.07%
LKQ	D	0.04%	0.3%	0.04%
LRCX	F	0.33%	1.84%	0.33%
MAS	D	0.06%	0.39%	0.06%
NOV	C	0.02%	0.08%	0.02%
NSC	B	0.22%	0.35%	0.22%
PNR	A	0.06%	0.1%	0.06%
PODD	C	0.07%	0.11%	0.07%
PTC	A	0.08%	0.07%	0.07%
PWR	A	0.17%	0.02%	0.02%
R	B	0.03%	0.01%	0.01%
SEM	B	0.01%	0.09%	0.01%
STX	D	0.07%	0.66%	0.07%
SWKS	F	0.05%	1.21%	0.05%
TGT	F	0.26%	2.05%	0.26%
TRU	D	0.07%	0.34%	0.07%
TTEK	F	0.04%	0.02%	0.02%
TWLO	A	0.06%	0.29%	0.06%
UPS	C	0.36%	0.8%	0.36%
VLTO	D	0.09%	0.14%	0.09%
WSM	B	0.06%	0.23%	0.06%
XRAY	F	0.01%	0.31%	0.01%
ZBH	C	0.08%	0.01%	0.01%
ZBRA	B	0.07%	1.0%	0.07%
ZTS	D	0.29%	0.33%	0.29%

DSI Overweight 348 Positions Relative to SHRT

Symbol	Grade	Weight
NVDA	C	12.73%
MSFT	F	10.68%
GOOGL	C	3.69%
TSLA	B	3.36%
GOOG	C	3.2%
V	A	1.78%
MA	C	1.58%
HD	A	1.48%
PG	A	1.46%
CRM	B	1.15%
ORCL	B	1.11%
KO	D	0.92%
MRK	F	0.89%
CSCO	B	0.84%
ACN	C	0.81%
ADBE	C	0.81%
LIN	D	0.79%
PEP	F	0.79%
AMD	F	0.79%
MCD	D	0.77%
NOW	A	0.76%
DIS	B	0.76%
INTU	C	0.7%
IBM	C	0.69%
CAT	B	0.68%
TXN	C	0.67%
VZ	C	0.64%
BKNG	A	0.62%
MS	A	0.6%
AXP	A	0.6%
SPGI	C	0.59%
BLK	C	0.57%
LOW	D	0.56%
DHR	F	0.56%
PGR	A	0.55%
AMGN	D	0.55%
ETN	A	0.52%
UNP	C	0.52%
VRTX	F	0.44%
ADP	B	0.44%
SCHW	B	0.44%
BMY	B	0.42%
SBUX	A	0.41%
MMC	B	0.4%
GILD	C	0.4%
CB	C	0.4%
INTC	D	0.38%
DE	A	0.38%
PLD	D	0.38%
ADI	D	0.37%
TT	A	0.34%
NKE	D	0.34%
ELV	F	0.34%
ICE	C	0.33%
PH	A	0.33%
SHW	A	0.33%
AMT	D	0.33%
MDLZ	F	0.32%
EQIX	A	0.31%
PYPL	B	0.31%
WELL	A	0.3%
CME	A	0.3%
MSI	B	0.3%
PNC	B	0.3%
CDNS	B	0.29%
SNPS	B	0.29%
ITW	B	0.29%
MCO	B	0.28%
APD	A	0.26%
MMM	D	0.26%
HCA	F	0.25%
CRH	A	0.25%
MAR	B	0.25%
CSX	B	0.25%
BDX	F	0.24%
HLT	A	0.23%
TFC	A	0.23%
OKE	A	0.23%
AJG	B	0.23%
ADSK	A	0.23%
TRV	B	0.22%
CARR	D	0.22%
FTNT	C	0.22%
RCL	A	0.21%
BK	A	0.21%
SRE	A	0.21%
DLR	B	0.21%
SPG	B	0.21%
ROP	B	0.21%
PCAR	B	0.21%
WDAY	B	0.2%
PSX	C	0.2%
NXPI	D	0.2%
MPC	D	0.2%
URI	B	0.2%
FICO	B	0.2%
AMP	A	0.2%
ALL	A	0.19%
GWW	B	0.19%
LNG	B	0.18%
FIS	C	0.18%
CPRT	A	0.18%
CMI	A	0.18%
TEL	B	0.17%
PRU	A	0.17%
VLO	C	0.17%
FAST	B	0.17%
NEM	D	0.17%
BKR	B	0.16%
COR	B	0.16%
DFS	B	0.16%
CCI	D	0.16%
KMB	D	0.16%
FERG	B	0.15%
EA	A	0.15%
IR	B	0.15%
TRGP	B	0.15%
A	D	0.14%
DELL	C	0.14%
SYY	B	0.14%
GLW	B	0.14%
TEAM	A	0.14%
CTSH	B	0.14%
EXC	C	0.14%
KR	B	0.14%
CBRE	B	0.14%
RMD	C	0.13%
WAB	B	0.13%
HIG	B	0.13%
GIS	D	0.13%
MTB	A	0.13%
HPQ	B	0.13%
WTW	B	0.12%
GRMN	B	0.12%
ROK	B	0.12%
AVB	B	0.12%
VEEV	C	0.12%
HUBS	A	0.12%
HUM	C	0.12%
ED	D	0.12%
IRM	D	0.12%
MCHP	D	0.12%
NDAQ	A	0.12%
KDP	D	0.12%
PPG	F	0.11%
CAH	B	0.11%
ANSS	B	0.11%
XYL	D	0.11%
TSCO	D	0.11%
DXCM	D	0.11%
CNC	D	0.11%
KEYS	A	0.1%
AWK	D	0.1%
HAL	C	0.1%
ADM	D	0.1%
FTV	C	0.1%
TROW	B	0.1%
DECK	A	0.1%
BR	A	0.1%
HPE	B	0.1%
DOV	A	0.1%
ON	D	0.1%
KHC	F	0.1%
STT	A	0.1%
SBAC	D	0.09%
RF	A	0.09%
EQR	B	0.09%
MTD	D	0.09%
SYF	B	0.09%
HBAN	A	0.09%
VTR	C	0.09%
WAT	B	0.08%
WBD	C	0.08%
CFG	B	0.08%
LYB	F	0.08%
ES	D	0.08%
STE	F	0.08%
NTRS	A	0.08%
IFF	D	0.08%
ATO	A	0.08%
K	A	0.08%
WST	C	0.08%
KEY	B	0.07%
FDS	B	0.07%
MKC	D	0.07%
SNA	A	0.07%
IP	B	0.07%
BBY	D	0.07%
OMC	C	0.07%
FSLR	F	0.07%
LH	C	0.07%
COO	D	0.07%
DRI	B	0.07%
PFG	D	0.07%
CMS	C	0.07%
GWRE	A	0.06%
EQH	B	0.06%
L	A	0.06%
AVY	D	0.06%
ALGN	D	0.06%
NI	A	0.06%
GEN	B	0.06%
OC	A	0.06%
EXPD	D	0.06%
IEX	B	0.06%
TRMB	B	0.06%
ULTA	F	0.06%
DGX	A	0.06%
JLL	D	0.05%
CHRW	C	0.05%
CAG	D	0.05%
BG	F	0.05%
SWK	D	0.05%
AKAM	D	0.05%
UDR	B	0.05%
POOL	C	0.05%
FFIV	B	0.05%
APTV	D	0.05%
DOC	D	0.05%
FLEX	A	0.05%
DPZ	C	0.05%
GGG	B	0.05%
MKTX	D	0.04%
ALLY	C	0.04%
WTRG	B	0.04%
AYI	B	0.04%
AIT	A	0.04%
DAL	C	0.04%
TECH	D	0.04%
GME	C	0.04%
LW	C	0.04%
PAYC	B	0.04%
SJM	D	0.04%
BXP	D	0.04%
LECO	B	0.04%
OKTA	C	0.04%
HST	C	0.04%
ALB	C	0.04%
FTI	A	0.04%
MIDD	C	0.03%
RIVN	F	0.03%
ALV	C	0.03%
MHK	D	0.03%
RHI	B	0.03%
BWA	D	0.03%
NYT	C	0.03%
VOYA	B	0.03%
CPB	D	0.03%
MOS	F	0.03%
FRT	B	0.03%
LUMN	C	0.03%
HRL	D	0.03%
ZION	B	0.03%
KNX	B	0.03%
AXTA	A	0.03%
ARMK	B	0.03%
CMA	A	0.03%
FBIN	D	0.03%
CNH	C	0.03%
FUL	F	0.02%
HOG	D	0.02%
CHH	A	0.02%
ORA	B	0.02%
AN	C	0.02%
SIG	B	0.02%
GVA	A	0.02%
GAP	C	0.02%
ST	F	0.02%
NJR	A	0.02%
LUV	C	0.02%
SON	D	0.02%
EXPO	D	0.02%
TKR	D	0.02%
UGI	A	0.02%
AL	B	0.02%
ITRI	B	0.02%
SEE	C	0.02%
PVH	C	0.02%
UHAL	D	0.02%
IVZ	B	0.02%
AGCO	D	0.02%
LNC	B	0.02%
WHR	B	0.02%
BEN	C	0.02%
MAT	D	0.02%
MTH	D	0.02%
VFC	C	0.02%
MTN	C	0.02%
ONB	B	0.02%
DINO	D	0.02%
CGNX	C	0.02%
DAR	C	0.02%
TILE	B	0.01%
TDOC	C	0.01%
TNC	D	0.01%
BKE	B	0.01%
PDCO	D	0.01%
LZB	B	0.01%
WWW	B	0.01%
LCID	F	0.01%
CABO	C	0.01%
CAR	C	0.01%
UAA	C	0.01%
FL	F	0.01%
KSS	F	0.01%
JWN	C	0.01%
WLY	B	0.01%
CPRI	F	0.01%
MTX	B	0.01%
ICFI	F	0.01%
ZI	D	0.01%
HNI	B	0.01%
ARCB	C	0.01%
RNG	B	0.01%
AVA	A	0.01%
HBI	B	0.01%
TDC	D	0.01%
MAN	D	0.01%
BOH	B	0.01%
COLM	B	0.01%
WU	D	0.01%
PCH	D	0.01%
CDP	C	0.01%
NWL	B	0.01%
MDU	D	0.01%
CATY	B	0.01%
IBOC	A	0.01%
ASGN	F	0.01%
MAC	B	0.01%
HOUS	D	0.0%
RDUS	C	0.0%
KELYA	F	0.0%
ACCO	C	0.0%
CMP	C	0.0%
SCHL	D	0.0%
ETD	C	0.0%
HAIN	C	0.0%
HSII	B	0.0%
ODP	F	0.0%
JACK	D	0.0%
CLB	B	0.0%
DLX	B	0.0%
XRX	F	0.0%
SCS	C	0.0%
MD	B	0.0%
MODG	F	0.0%
UNFI	A	0.0%
UA	C	0.0%

DSI Underweight 146 Positions Relative to SHRT

Symbol	Grade	Weight
GM	B	-2.09%
THC	D	-1.9%
LPX	B	-1.65%
FMC	D	-1.45%
CHWY	B	-1.34%
CVX	A	-1.31%
CRUS	D	-1.26%
TSN	B	-1.15%
ELAN	D	-1.13%
EOG	A	-1.12%
RVTY	F	-1.12%
PPC	C	-1.09%
GTLS	B	-1.08%
QGEN	D	-1.01%
WBA	F	-0.92%
QRVO	F	-0.88%
MATX	C	-0.83%
MU	D	-0.82%
CHTR	C	-0.82%
NOC	D	-0.81%
MTZ	B	-0.8%
D	C	-0.8%
KLAC	D	-0.8%
UHS	D	-0.8%
TKO	B	-0.78%
CTLT	B	-0.75%
FCX	D	-0.71%
MKSI	C	-0.71%
CEG	D	-0.69%
OVV	B	-0.69%
ICUI	D	-0.67%
WDC	D	-0.65%
LHX	C	-0.65%
PFE	D	-0.65%
CROX	D	-0.64%
J	F	-0.63%
MOH	F	-0.63%
MUR	D	-0.61%
MRO	B	-0.59%
ENPH	F	-0.57%
RGEN	D	-0.55%
POST	C	-0.55%
ANET	C	-0.51%
AVNT	B	-0.5%
CNX	A	-0.5%
AVTR	F	-0.49%
NCLH	B	-0.48%
FSS	B	-0.47%
EXEL	B	-0.46%
SCCO	F	-0.45%
TPX	B	-0.44%
HALO	F	-0.44%
GNRC	B	-0.43%
CCK	C	-0.4%
SLGN	A	-0.38%
LTH	C	-0.37%
VMC	B	-0.36%
DD	D	-0.35%
CF	B	-0.34%
GD	F	-0.33%
MSGS	A	-0.32%
VMI	B	-0.32%
HES	B	-0.3%
BLD	D	-0.29%
MMS	F	-0.29%
CTRA	B	-0.27%
SO	D	-0.27%
EMR	A	-0.26%
UI	A	-0.26%
ONTO	D	-0.26%
TXRH	C	-0.25%
ASH	D	-0.24%
BPMC	C	-0.24%
SYK	C	-0.23%
SKYW	B	-0.23%
NFG	A	-0.22%
LEVI	F	-0.22%
PSN	D	-0.21%
BAH	F	-0.2%
HIMS	B	-0.2%
EFX	F	-0.2%
COTY	F	-0.2%
MRVL	B	-0.2%
TYL	B	-0.19%
CHDN	B	-0.18%
FOXA	B	-0.18%
H	B	-0.17%
NBIX	C	-0.17%
ALKS	B	-0.17%
GFS	C	-0.16%
GDDY	A	-0.16%
ACIW	B	-0.16%
ESI	A	-0.16%
EMN	D	-0.16%
ADMA	B	-0.15%
APPF	B	-0.15%
KTB	B	-0.15%
VTRS	A	-0.14%
SHAK	C	-0.14%
RKLB	B	-0.13%
SWX	B	-0.13%
LYFT	C	-0.13%
ISRG	A	-0.12%
INFA	D	-0.12%
TMO	F	-0.12%
GMED	A	-0.11%
CNI	D	-0.11%
IPG	D	-0.1%
AWI	A	-0.09%
FCN	D	-0.09%
OLED	D	-0.09%
TPL	A	-0.09%
KEX	C	-0.09%
PEN	B	-0.09%
SPOT	B	-0.08%
RGLD	C	-0.08%
PLXS	B	-0.08%
IGT	F	-0.08%
REGN	F	-0.08%
CWAN	B	-0.07%
ABG	B	-0.07%
VRSN	F	-0.07%
ROST	C	-0.06%
PRIM	A	-0.06%
SNDR	B	-0.05%
NXST	C	-0.05%
QTWO	A	-0.05%
FTDR	A	-0.04%
DTM	B	-0.04%
NTRA	B	-0.03%
MPWR	F	-0.03%
UBER	D	-0.03%
CMC	B	-0.03%
TER	D	-0.02%
DNB	B	-0.02%
BFAM	D	-0.02%
APG	B	-0.02%
MTCH	D	-0.02%
RUSHA	C	-0.01%
GEHC	F	-0.01%
IAC	D	-0.01%
SITM	B	-0.01%
DOX	D	-0.01%
EHC	B	-0.01%
OPCH	D	-0.01%
CRVL	A	-0.0%