OPTZ vs. DSI ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to iShares KLD 400 Social Index Fund (DSI)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

DSI

iShares KLD 400 Social Index Fund

DSI Description

The investment seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the MSCI KLD 400 Social Index (the "underlying index"), which is a free float-adjusted market capitalization weighted index designed to provide exposure to U.S. companies that have positive environmental, social and governance (ESG) characteristics.

Grade (RS Rating)

Last Trade

$113.61

Average Daily Volume

99,454

Number of Holdings ^*

402

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	DSI
30 Days	8.47%	3.90%
60 Days	9.68%	5.62%
90 Days	11.36%	6.91%
12 Months		32.55%

106 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in DSI	Overlap
ADBE	C	0.11%	0.81%	0.11%
AIT	A	0.16%	0.04%	0.04%
ALGN	D	0.13%	0.06%	0.06%
ALL	A	0.21%	0.19%	0.19%
ALV	C	0.33%	0.03%	0.03%
AMAT	F	1.0%	0.51%	0.51%
AMD	F	1.03%	0.79%	0.79%
AMP	A	0.25%	0.2%	0.2%
AMT	D	0.07%	0.33%	0.07%
AOS	F	0.12%	0.03%	0.03%
APD	A	0.18%	0.26%	0.18%
APTV	D	0.25%	0.05%	0.05%
ATO	A	0.06%	0.08%	0.06%
AXP	A	0.24%	0.6%	0.24%
BG	F	0.25%	0.05%	0.05%
BKR	B	0.07%	0.16%	0.07%
BLK	C	0.24%	0.57%	0.24%
BR	A	0.22%	0.1%	0.1%
CAH	B	0.14%	0.11%	0.11%
CAT	B	0.14%	0.68%	0.14%
CB	C	0.19%	0.4%	0.19%
CBRE	B	0.1%	0.14%	0.1%
CDNS	B	1.21%	0.29%	0.29%
CHD	B	0.3%	0.1%	0.1%
CL	D	0.25%	0.27%	0.25%
CME	A	0.2%	0.3%	0.2%
COR	B	0.14%	0.16%	0.14%
CRM	B	1.37%	1.15%	1.15%
DAL	C	0.19%	0.04%	0.04%
DECK	A	0.39%	0.1%	0.1%
DELL	C	1.29%	0.14%	0.14%
DGX	A	0.14%	0.06%	0.06%
DIS	B	0.77%	0.76%	0.76%
DLR	B	0.11%	0.21%	0.11%
DPZ	C	0.34%	0.05%	0.05%
DVA	B	0.14%	0.03%	0.03%
EA	A	0.66%	0.15%	0.15%
ECL	D	0.15%	0.23%	0.15%
EME	C	0.18%	0.09%	0.09%
EQIX	A	0.1%	0.31%	0.1%
ETN	A	0.15%	0.52%	0.15%
FFIV	B	1.25%	0.05%	0.05%
FSLR	F	0.96%	0.07%	0.07%
FTI	A	0.06%	0.04%	0.04%
GRMN	B	0.37%	0.12%	0.12%
HBI	B	0.42%	0.01%	0.01%
HIG	B	0.2%	0.13%	0.13%
IBM	C	1.02%	0.69%	0.69%
ICE	C	0.2%	0.33%	0.2%
IDXX	F	0.11%	0.13%	0.11%
INTC	D	1.31%	0.38%	0.38%
IQV	D	0.11%	0.13%	0.11%
ITRI	B	1.19%	0.02%	0.02%
JAZZ	B	0.15%	0.03%	0.03%
LECO	B	0.14%	0.04%	0.04%
LIN	D	0.14%	0.79%	0.14%
LOW	D	0.35%	0.56%	0.35%
LUMN	C	0.83%	0.03%	0.03%
MAR	B	0.39%	0.25%	0.25%
MCD	D	0.32%	0.77%	0.32%
MCO	B	0.2%	0.28%	0.2%
MKTX	D	0.2%	0.04%	0.04%
MSI	B	1.18%	0.3%	0.3%
NOW	A	1.27%	0.76%	0.76%
NVDA	C	1.44%	12.73%	1.44%
ODP	F	0.27%	0.0%	0.0%
PAYC	B	0.18%	0.04%	0.04%
PCAR	B	0.15%	0.21%	0.15%
PEP	F	0.26%	0.79%	0.26%
PGR	A	0.21%	0.55%	0.21%
PH	A	0.15%	0.33%	0.15%
PNR	A	0.15%	0.06%	0.06%
PODD	C	0.15%	0.07%	0.07%
PRU	A	0.23%	0.17%	0.17%
PVH	C	0.34%	0.02%	0.02%
PWR	A	0.16%	0.17%	0.16%
RCL	A	0.47%	0.21%	0.21%
RNG	B	0.72%	0.01%	0.01%
ROP	B	1.0%	0.21%	0.21%
SBAC	D	0.08%	0.09%	0.08%
SHW	A	0.16%	0.33%	0.16%
SIG	B	0.39%	0.02%	0.02%
SNPS	B	1.16%	0.29%	0.29%
SPG	B	0.1%	0.21%	0.1%
SPGI	C	0.2%	0.59%	0.2%
STE	F	0.12%	0.08%	0.08%
TGT	F	0.28%	0.26%	0.26%
TRGP	B	0.07%	0.15%	0.07%
TROW	B	0.24%	0.1%	0.1%
TRV	B	0.22%	0.22%	0.22%
TSLA	B	0.49%	3.36%	0.49%
TT	A	0.15%	0.34%	0.15%
ULTA	F	0.3%	0.06%	0.06%
UNFI	A	0.41%	0.0%	0.0%
URI	B	0.15%	0.2%	0.15%
V	A	0.22%	1.78%	0.22%
VRTX	F	0.13%	0.44%	0.13%
WAB	B	0.15%	0.13%	0.13%
WDAY	B	0.13%	0.2%	0.13%
WELL	A	0.1%	0.3%	0.1%
WHR	B	0.37%	0.02%	0.02%
WST	C	0.14%	0.08%	0.08%
WTW	B	0.22%	0.12%	0.12%
WWW	B	0.48%	0.01%	0.01%
XYL	D	0.12%	0.11%	0.11%
ZBH	C	0.14%	0.08%	0.08%

OPTZ Overweight 215 Positions Relative to DSI

Symbol	Grade	Weight
APP	B	2.03%
CRWD	B	1.37%
TTMI	B	1.36%
GDDY	A	1.27%
ANET	C	1.24%
QLYS	C	1.22%
BHE	B	1.2%
WIX	B	1.15%
INFN	C	1.11%
AAPL	C	1.06%
VZIO	A	1.04%
VRSN	F	1.03%
BAH	F	1.02%
DJT	C	0.93%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
NFLX	A	0.73%
TMUS	B	0.72%
ZM	B	0.71%
META	D	0.65%
CMCSA	B	0.64%
T	A	0.64%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
NCLH	B	0.48%
COIN	C	0.42%
WOOF	D	0.42%
RL	B	0.39%
LULU	C	0.39%
AMZN	C	0.38%
LVS	C	0.38%
ANF	C	0.36%
SBH	C	0.36%
WYNN	D	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
ORLY	B	0.34%
BURL	A	0.33%
TAP	C	0.32%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
ROST	C	0.29%
DKS	C	0.29%
GPC	D	0.29%
COST	B	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
MELI	D	0.27%
WBA	F	0.27%
STZ	D	0.27%
AX	A	0.26%
DAN	D	0.26%
CVS	D	0.26%
GS	A	0.25%
KKR	A	0.25%
FI	A	0.25%
CAL	D	0.25%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
AIZ	A	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
GPN	B	0.22%
COOP	B	0.22%
LBPH	A	0.22%
NATL	B	0.21%
GL	B	0.21%
AXON	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
MSCI	C	0.21%
BRO	B	0.21%
LDI	C	0.2%
STRL	B	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
ACGL	D	0.19%
PMT	D	0.19%
CBOE	B	0.19%
FIX	A	0.18%
VMC	B	0.18%
GTLS	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
ACHR	B	0.16%
INCY	C	0.16%
VERA	B	0.16%
GNRC	B	0.16%
HON	B	0.15%
HUBB	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
PEGA	A	0.15%
TPC	C	0.15%
SAIA	B	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
MRC	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
SYK	C	0.14%
UNH	C	0.13%
BV	B	0.13%
VRSK	A	0.13%
FDX	B	0.13%
NBIX	C	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
RSG	A	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
BAX	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
TMO	F	0.11%
UHS	D	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
HII	D	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
WY	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	D	0.07%
KNTK	B	0.07%
WMB	A	0.07%
BKD	D	0.07%
DTM	B	0.07%
WKC	D	0.06%
ETR	B	0.06%
SLB	C	0.06%
OII	B	0.06%
WHD	B	0.06%
SANA	F	0.06%
NRG	B	0.06%
EIX	B	0.05%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 296 Positions Relative to DSI

Symbol	Grade	Weight
MSFT	F	-10.68%
GOOGL	C	-3.69%
GOOG	C	-3.2%
MA	C	-1.58%
HD	A	-1.48%
PG	A	-1.46%
ORCL	B	-1.11%
ABBV	D	-1.06%
KO	D	-0.92%
MRK	F	-0.89%
CSCO	B	-0.84%
ACN	C	-0.81%
INTU	C	-0.7%
TXN	C	-0.67%
VZ	C	-0.64%
BKNG	A	-0.62%
MS	A	-0.6%
DHR	F	-0.56%
AMGN	D	-0.55%
UNP	C	-0.52%
ADP	B	-0.44%
SCHW	B	-0.44%
BMY	B	-0.42%
SBUX	A	-0.41%
MMC	B	-0.4%
GILD	C	-0.4%
DE	A	-0.38%
PLD	D	-0.38%
ADI	D	-0.37%
UPS	C	-0.36%
NKE	D	-0.34%
ELV	F	-0.34%
CI	F	-0.33%
LRCX	F	-0.33%
MDLZ	F	-0.32%
PYPL	B	-0.31%
PNC	B	-0.3%
ZTS	D	-0.29%
ITW	B	-0.29%
MMM	D	-0.26%
HCA	F	-0.25%
CRH	A	-0.25%
CSX	B	-0.25%
BDX	F	-0.24%
HLT	A	-0.23%
TFC	A	-0.23%
OKE	A	-0.23%
AJG	B	-0.23%
ADSK	A	-0.23%
NSC	B	-0.22%
CARR	D	-0.22%
FTNT	C	-0.22%
JCI	C	-0.21%
BK	A	-0.21%
SRE	A	-0.21%
PSX	C	-0.2%
NXPI	D	-0.2%
MPC	D	-0.2%
FICO	B	-0.2%
GWW	B	-0.19%
LNG	B	-0.18%
FIS	C	-0.18%
CPRT	A	-0.18%
CMI	A	-0.18%
TEL	B	-0.17%
VLO	C	-0.17%
FAST	B	-0.17%
NEM	D	-0.17%
DFS	B	-0.16%
CCI	D	-0.16%
KMB	D	-0.16%
FERG	B	-0.15%
EW	C	-0.15%
IR	B	-0.15%
A	D	-0.14%
SYY	B	-0.14%
GLW	B	-0.14%
TEAM	A	-0.14%
CTSH	B	-0.14%
EXC	C	-0.14%
KR	B	-0.14%
RMD	C	-0.13%
GIS	D	-0.13%
MTB	A	-0.13%
HPQ	B	-0.13%
ROK	B	-0.12%
AVB	B	-0.12%
VEEV	C	-0.12%
HUBS	A	-0.12%
HUM	C	-0.12%
ED	D	-0.12%
IRM	D	-0.12%
MCHP	D	-0.12%
NDAQ	A	-0.12%
KDP	D	-0.12%
PPG	F	-0.11%
ANSS	B	-0.11%
TSCO	D	-0.11%
DXCM	D	-0.11%
CNC	D	-0.11%
KEYS	A	-0.1%
AWK	D	-0.1%
HAL	C	-0.1%
ADM	D	-0.1%
FTV	C	-0.1%
HPE	B	-0.1%
DOV	A	-0.1%
ON	D	-0.1%
KHC	F	-0.1%
STT	A	-0.1%
RF	A	-0.09%
EQR	B	-0.09%
MTD	D	-0.09%
VLTO	D	-0.09%
SYF	B	-0.09%
HBAN	A	-0.09%
VTR	C	-0.09%
CLX	B	-0.08%
WAT	B	-0.08%
WBD	C	-0.08%
CFG	B	-0.08%
ILMN	D	-0.08%
BLDR	D	-0.08%
LYB	F	-0.08%
ES	D	-0.08%
NTRS	A	-0.08%
IFF	D	-0.08%
K	A	-0.08%
PTC	A	-0.08%
BIIB	F	-0.08%
KEY	B	-0.07%
HOLX	D	-0.07%
FDS	B	-0.07%
MKC	D	-0.07%
TRU	D	-0.07%
SNA	A	-0.07%
BALL	D	-0.07%
IP	B	-0.07%
BBY	D	-0.07%
OMC	C	-0.07%
STX	D	-0.07%
LII	A	-0.07%
ZBRA	B	-0.07%
LH	C	-0.07%
COO	D	-0.07%
DRI	B	-0.07%
PFG	D	-0.07%
CMS	C	-0.07%
GWRE	A	-0.06%
EQH	B	-0.06%
TWLO	A	-0.06%
L	A	-0.06%
AVY	D	-0.06%
NI	A	-0.06%
GEN	B	-0.06%
WSM	B	-0.06%
OC	A	-0.06%
EXPD	D	-0.06%
IEX	B	-0.06%
MAS	D	-0.06%
TRMB	B	-0.06%
JLL	D	-0.05%
CHRW	C	-0.05%
CAG	D	-0.05%
SWK	D	-0.05%
AKAM	D	-0.05%
SWKS	F	-0.05%
UDR	B	-0.05%
POOL	C	-0.05%
DOC	D	-0.05%
EL	F	-0.05%
FLEX	A	-0.05%
JBHT	C	-0.05%
GGG	B	-0.05%
ALLY	C	-0.04%
WTRG	B	-0.04%
AYI	B	-0.04%
LKQ	D	-0.04%
TECH	D	-0.04%
GME	C	-0.04%
LW	C	-0.04%
TTEK	F	-0.04%
SJM	D	-0.04%
BXP	D	-0.04%
OKTA	C	-0.04%
BMRN	D	-0.04%
HST	C	-0.04%
ALB	C	-0.04%
KMX	B	-0.04%
ALLE	D	-0.04%
R	B	-0.03%
MIDD	C	-0.03%
RIVN	F	-0.03%
MHK	D	-0.03%
RHI	B	-0.03%
FLS	B	-0.03%
BWA	D	-0.03%
NYT	C	-0.03%
HAS	D	-0.03%
VOYA	B	-0.03%
CPB	D	-0.03%
MOS	F	-0.03%
FRT	B	-0.03%
HRL	D	-0.03%
ZION	B	-0.03%
KNX	B	-0.03%
HSIC	B	-0.03%
AXTA	A	-0.03%
ARMK	B	-0.03%
INGR	B	-0.03%
CMA	A	-0.03%
FBIN	D	-0.03%
CNH	C	-0.03%
FUL	F	-0.02%
HOG	D	-0.02%
CHH	A	-0.02%
ORA	B	-0.02%
AN	C	-0.02%
GVA	A	-0.02%
GAP	C	-0.02%
ST	F	-0.02%
NJR	A	-0.02%
LUV	C	-0.02%
SON	D	-0.02%
EXPO	D	-0.02%
TKR	D	-0.02%
UGI	A	-0.02%
AL	B	-0.02%
SEE	C	-0.02%
UHAL	D	-0.02%
IVZ	B	-0.02%
AGCO	D	-0.02%
LNC	B	-0.02%
BEN	C	-0.02%
NOV	C	-0.02%
MAT	D	-0.02%
MTH	D	-0.02%
VFC	C	-0.02%
MTN	C	-0.02%
ONB	B	-0.02%
DINO	D	-0.02%
CGNX	C	-0.02%
DAR	C	-0.02%
TILE	B	-0.01%
TDOC	C	-0.01%
TNC	D	-0.01%
BKE	B	-0.01%
PDCO	D	-0.01%
LZB	B	-0.01%
LCID	F	-0.01%
CABO	C	-0.01%
CAR	C	-0.01%
UAA	C	-0.01%
FL	F	-0.01%
KSS	F	-0.01%
JWN	C	-0.01%
WLY	B	-0.01%
CPRI	F	-0.01%
MTX	B	-0.01%
ICFI	F	-0.01%
ZI	D	-0.01%
HNI	B	-0.01%
ARCB	C	-0.01%
AVA	A	-0.01%
TDC	D	-0.01%
MAN	D	-0.01%
BOH	B	-0.01%
COLM	B	-0.01%
WU	D	-0.01%
PCH	D	-0.01%
CDP	C	-0.01%
NWL	B	-0.01%
MDU	D	-0.01%
CATY	B	-0.01%
XRAY	F	-0.01%
IBOC	A	-0.01%
SEM	B	-0.01%
ASGN	F	-0.01%
MAC	B	-0.01%
HOUS	D	-0.0%
RDUS	C	-0.0%
KELYA	F	-0.0%
ACCO	C	-0.0%
CMP	C	-0.0%
SCHL	D	-0.0%
ETD	C	-0.0%
HAIN	C	-0.0%
HSII	B	-0.0%
JACK	D	-0.0%
CLB	B	-0.0%
DLX	B	-0.0%
XRX	F	-0.0%
SCS	C	-0.0%
MD	B	-0.0%
MODG	F	-0.0%
UA	C	-0.0%