FTA vs. SCHM ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Schwab U.S. Mid Cap ETF (SCHM)
FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

38,564

Number of Holdings *

186

* may have additional holdings in another (foreign) market
SCHM

Schwab U.S. Mid Cap ETF

SCHM Description The investment seeks to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Mid-Cap Total Stock Market IndexSM. The fund invests at least 90% of net assets in stocks that are included in the index. The index includes the mid-cap portion of the Dow Jones U.S. Total Stock Market Index actually available to investors in the marketplace. The Dow Jones U.S. Mid-Cap Total Stock Market Index includes the components ranked 501-1000 by full market capitalization. The index is a float-adjusted market capitalization weighted index. It may invest up to 10% of its net assets in securities not included in its index.

Grade (RS Rating)

Last Trade

$29.61

Average Daily Volume

1,048,688

Number of Holdings *

478

* may have additional holdings in another (foreign) market
Performance
Period FTA SCHM
30 Days 4.88% 6.93%
60 Days 5.24% 7.42%
90 Days 6.81% 9.17%
12 Months 26.69% 31.06%
30 Overlapping Holdings
Symbol Grade Weight in FTA Weight in SCHM Overlap
ALLY C 0.71% 0.22% 0.22%
BG F 0.8% 0.28% 0.28%
CE F 0.48% 0.18% 0.18%
CPB D 0.16% 0.19% 0.16%
CRBG B 0.74% 0.18% 0.18%
DOC D 0.33% 0.33% 0.33%
EG C 0.82% 0.36% 0.36%
EQT B 0.82% 0.56% 0.56%
FNF B 0.34% 0.35% 0.34%
IEX B 0.18% 0.38% 0.18%
IP B 0.6% 0.44% 0.44%
KEY B 0.4% 0.39% 0.39%
KIM A 0.37% 0.37% 0.37%
L A 0.74% 0.34% 0.34%
LNT A 0.5% 0.35% 0.35%
MAS D 0.16% 0.38% 0.16%
NDSN B 0.17% 0.31% 0.17%
NI A 0.53% 0.36% 0.36%
NWSA B 0.38% 0.32% 0.32%
OC A 0.78% 0.37% 0.37%
PKG A 0.38% 0.47% 0.38%
RGA A 0.37% 0.34% 0.34%
RS B 0.94% 0.38% 0.38%
SNA A 0.63% 0.42% 0.42%
STLD B 0.96% 0.44% 0.44%
TOL B 0.87% 0.35% 0.35%
TXT D 0.5% 0.35% 0.35%
UAL A 1.4% 0.66% 0.66%
VTRS A 0.76% 0.34% 0.34%
WLK D 0.3% 0.09% 0.09%
FTA Overweight 156 Positions Relative to SCHM
Symbol Grade Weight
SYF B 1.14%
GM B 1.13%
DAL C 1.12%
PCAR B 1.02%
FOXA B 0.98%
EOG A 0.97%
TROW B 0.97%
CVX A 0.96%
CINF A 0.96%
COP C 0.94%
CTRA B 0.93%
HPE B 0.92%
F C 0.92%
AIG B 0.91%
HAL C 0.91%
VLO C 0.91%
CMCSA B 0.91%
XOM B 0.9%
WFC A 0.9%
T A 0.89%
DVN F 0.88%
PSX C 0.87%
COF B 0.86%
OXY D 0.86%
KMI A 0.85%
MPC D 0.85%
NUE C 0.85%
HBAN A 0.84%
LNG B 0.82%
CFG B 0.8%
PHM D 0.79%
LEN D 0.79%
ETR B 0.78%
CVS D 0.77%
ADM D 0.77%
LYB F 0.76%
SRE A 0.76%
C A 0.76%
INTC D 0.75%
FDX B 0.75%
XEL A 0.74%
FANG D 0.74%
SLB C 0.73%
ATO A 0.73%
CTSH B 0.73%
CNP B 0.72%
AEE A 0.72%
KR B 0.72%
ZBH C 0.71%
CB C 0.7%
CF B 0.7%
HIG B 0.69%
APTV D 0.66%
EXC C 0.66%
ON D 0.65%
MS A 0.65%
VZ C 0.64%
DG F 0.64%
ED D 0.64%
CHTR C 0.62%
BKR B 0.61%
MTB A 0.61%
SWKS F 0.6%
DHI D 0.6%
BAC A 0.59%
RF A 0.58%
FITB A 0.57%
TDY B 0.56%
LUV C 0.56%
TRV B 0.56%
USB A 0.56%
STT A 0.55%
CNC D 0.55%
DGX A 0.52%
PPL B 0.51%
D C 0.5%
AFL B 0.5%
EQR B 0.5%
ULTA F 0.5%
TGT F 0.5%
EBAY D 0.49%
HRL D 0.49%
DUK C 0.49%
SYY B 0.49%
DTE C 0.48%
BLDR D 0.48%
DE A 0.48%
AEP D 0.47%
STX D 0.46%
RJF A 0.46%
KHC F 0.46%
AKAM D 0.45%
BBY D 0.45%
BIIB F 0.44%
OKE A 0.42%
ZM B 0.42%
DOW F 0.42%
DIS B 0.4%
PNC B 0.39%
JBHT C 0.38%
TSN B 0.38%
CSCO B 0.38%
HPQ A 0.36%
DRI B 0.36%
CSX B 0.36%
PRU A 0.36%
WEC A 0.35%
SSNC B 0.35%
CMS C 0.34%
NVR D 0.33%
CARR D 0.33%
PPG F 0.33%
HSY F 0.33%
JNJ D 0.33%
EIX B 0.33%
ARE D 0.32%
FE C 0.32%
GIS D 0.31%
GPC D 0.31%
MOH F 0.31%
KDP D 0.31%
HUM C 0.31%
ELV F 0.27%
PYPL B 0.19%
CMI A 0.19%
ODFL B 0.19%
ACN C 0.18%
LHX C 0.18%
WRB A 0.18%
APD A 0.18%
LH C 0.18%
J F 0.18%
KEYS A 0.17%
GD F 0.17%
PEP F 0.17%
UPS C 0.17%
CTVA C 0.17%
MAA B 0.17%
LOW D 0.17%
HD A 0.17%
PFG D 0.17%
OMC C 0.17%
CLX B 0.17%
SBUX A 0.17%
WY D 0.16%
EXPD D 0.16%
LMT D 0.16%
DD D 0.16%
CI F 0.16%
HOLX D 0.16%
MDT D 0.16%
FTV C 0.16%
NKE D 0.15%
MDLZ F 0.15%
AWK D 0.15%
CAG D 0.14%
FTA Underweight 448 Positions Relative to SCHM
Symbol Grade Weight
TPL A -0.57%
EME C -0.52%
HOOD B -0.51%
CSL C -0.46%
BAH F -0.43%
DKNG B -0.43%
IBKR A -0.43%
NRG B -0.42%
FDS B -0.41%
NTRA B -0.4%
WSO A -0.4%
PODD C -0.4%
RPM A -0.39%
PNR A -0.39%
XPO B -0.38%
BURL A -0.38%
NTNX A -0.38%
PINS D -0.38%
RBA A -0.38%
TRMB B -0.38%
TOST B -0.37%
MANH D -0.37%
WSM B -0.37%
UTHR C -0.36%
DOCU A -0.36%
DT C -0.35%
FIX A -0.35%
USFD A -0.35%
GWRE A -0.35%
AVY D -0.35%
MRO B -0.35%
GGG B -0.34%
EQH B -0.34%
TWLO A -0.34%
ENTG D -0.33%
FLEX A -0.33%
Z A -0.33%
THC D -0.33%
CASY A -0.33%
TW A -0.33%
EWBC A -0.32%
ACM B -0.32%
SOFI A -0.32%
JBL B -0.32%
COHR B -0.32%
EVRG A -0.32%
SAIA B -0.31%
FFIV B -0.31%
SFM A -0.31%
EPAM C -0.3%
AFRM A -0.3%
GLPI C -0.3%
RNR C -0.3%
CW B -0.3%
POOL C -0.3%
CHRW C -0.29%
PFGC B -0.29%
TPR B -0.29%
TXRH C -0.29%
ELS C -0.29%
UDR B -0.29%
ITT A -0.28%
UNM A -0.28%
CLH B -0.28%
JKHY D -0.28%
CPT B -0.28%
UHS D -0.27%
JNPR F -0.27%
REG B -0.27%
JEF A -0.27%
FTI A -0.27%
BMRN D -0.27%
NVT B -0.27%
HST C -0.27%
INCY C -0.27%
ALB C -0.27%
ALLE D -0.27%
KMX B -0.27%
WPC D -0.27%
SCI B -0.27%
JLL D -0.27%
DUOL A -0.26%
BWXT B -0.26%
OVV B -0.26%
BJ A -0.26%
NCLH B -0.26%
OWL A -0.26%
LECO B -0.26%
SF B -0.26%
DAY B -0.26%
AMH D -0.26%
NBIX C -0.26%
OKTA C -0.26%
EMN D -0.26%
ATR B -0.25%
LAMR D -0.25%
SNAP C -0.25%
RRX B -0.25%
LBRDK C -0.25%
AIZ A -0.25%
AA B -0.25%
SJM D -0.25%
INSM C -0.25%
BXP D -0.25%
DKS C -0.25%
TECH D -0.24%
EVR B -0.24%
CTLT B -0.24%
PAYC B -0.24%
CCK C -0.24%
LW C -0.24%
CUBE D -0.24%
FHN A -0.24%
GNRC B -0.24%
TAP C -0.24%
FND C -0.24%
TTEK F -0.24%
IPG D -0.23%
CHDN B -0.23%
AIT A -0.23%
WBS A -0.23%
KNSL B -0.23%
GME C -0.23%
OHI C -0.23%
BLD D -0.23%
PNW B -0.23%
CACI D -0.23%
CG A -0.23%
WTRG B -0.22%
PCVX D -0.22%
HLI B -0.22%
DTM B -0.22%
GL B -0.22%
EXEL B -0.22%
ARMK B -0.22%
WAL B -0.22%
MUSA A -0.22%
MKTX D -0.22%
LAD A -0.22%
AES F -0.22%
AFG A -0.22%
EHC B -0.22%
SRPT D -0.22%
RPRX D -0.22%
AYI B -0.22%
MLI C -0.22%
LKQ D -0.22%
WWD B -0.22%
PRI A -0.22%
ALSN B -0.22%
EXP A -0.22%
IOT A -0.22%
WMS D -0.21%
WING D -0.21%
BRBR A -0.21%
SOLV C -0.21%
PR B -0.21%
TPX B -0.21%
AAL B -0.21%
PNFP B -0.21%
CNH C -0.21%
CIEN B -0.21%
CRL C -0.21%
AXTA A -0.2%
FLR B -0.2%
AR B -0.2%
CFR B -0.2%
ORI A -0.2%
AAON B -0.2%
KNX B -0.2%
TFX F -0.2%
RBC A -0.2%
MORN B -0.2%
EXAS D -0.2%
WCC B -0.2%
CMA A -0.2%
INGR B -0.2%
GMED A -0.2%
FBIN D -0.2%
REXR F -0.2%
DCI B -0.2%
RGLD C -0.2%
PEN B -0.2%
RL B -0.19%
EGP F -0.19%
CHE D -0.19%
HRB D -0.19%
CBSH A -0.19%
MOS F -0.19%
TTC D -0.19%
CR A -0.19%
GPK C -0.19%
FN D -0.19%
WYNN D -0.19%
APG B -0.19%
FRT B -0.19%
PCTY B -0.19%
NYT C -0.19%
OGE B -0.19%
MGM D -0.19%
HQY B -0.19%
RVMD C -0.19%
AOS F -0.19%
BRX A -0.19%
HSIC B -0.19%
CRS A -0.19%
ROKU D -0.19%
WTFC A -0.19%
SNX C -0.19%
ZION B -0.19%
MTCH D -0.18%
SEIC B -0.18%
TKO B -0.18%
IVZ B -0.18%
CZR F -0.18%
X C -0.18%
VOYA B -0.18%
SNV B -0.18%
SKX D -0.18%
PLNT A -0.18%
SSB B -0.18%
RRC B -0.18%
ENSG D -0.18%
HAS D -0.18%
CNM D -0.18%
ITCI C -0.18%
APA D -0.18%
BILL A -0.18%
LNW D -0.18%
MTZ B -0.18%
S B -0.17%
AGNC D -0.17%
JAZZ B -0.17%
RHI B -0.17%
JXN C -0.17%
HII D -0.17%
GKOS B -0.17%
SSD D -0.17%
ACI C -0.17%
ADC B -0.17%
BERY B -0.17%
WH B -0.17%
FYBR D -0.17%
SMAR A -0.17%
NNN D -0.17%
FLS B -0.17%
KBR F -0.17%
ONTO D -0.17%
BWA D -0.17%
PB A -0.17%
UFPI B -0.17%
CHRD D -0.17%
MEDP D -0.17%
LPX B -0.16%
GXO B -0.16%
BBWI D -0.16%
OSK B -0.16%
MKSI C -0.16%
MTSI B -0.16%
MASI A -0.16%
COKE C -0.16%
ALV C -0.16%
BSY D -0.16%
EXLS B -0.16%
OLED D -0.16%
RIVN F -0.16%
RYAN B -0.16%
RLI B -0.16%
FRPT B -0.16%
MIDD C -0.16%
TMHC B -0.16%
G B -0.16%
PCOR B -0.16%
MHK D -0.16%
CVLT B -0.16%
WEX D -0.16%
ESTC C -0.16%
ANF C -0.16%
DVA B -0.16%
TREX C -0.16%
KEX C -0.16%
SPSC C -0.15%
LYFT C -0.15%
STAG F -0.15%
MTN C -0.15%
AXS A -0.15%
PARA C -0.15%
VFC C -0.15%
MTDR B -0.15%
BEN C -0.15%
OMF A -0.15%
FAF A -0.15%
VNO B -0.15%
MSA D -0.15%
CFLT B -0.15%
LSCC D -0.15%
FMC D -0.15%
CGNX C -0.15%
VMI B -0.15%
UHAL D -0.15%
ALK C -0.15%
CMC B -0.15%
DINO D -0.15%
DAR C -0.15%
ELF C -0.15%
H B -0.15%
FCN D -0.15%
ELAN D -0.15%
BPOP B -0.15%
FR D -0.15%
GNTX C -0.15%
GTLS B -0.15%
ATI D -0.15%
BIO D -0.14%
WHR B -0.14%
STWD C -0.14%
QRVO F -0.14%
IDA A -0.14%
SAIC F -0.14%
NOV C -0.14%
SITE D -0.14%
MAT D -0.14%
GBCI B -0.14%
DBX B -0.14%
MTG C -0.14%
WSC D -0.14%
LSTR D -0.14%
RGEN D -0.14%
MTH D -0.14%
KBH D -0.13%
JHG A -0.13%
BRKR D -0.13%
SIRI C -0.13%
ETSY D -0.13%
COLD D -0.13%
PVH C -0.13%
HALO F -0.13%
SUM B -0.13%
CROX D -0.13%
THO B -0.13%
AGCO D -0.13%
CHX C -0.13%
THG A -0.13%
TRNO F -0.13%
ESNT D -0.13%
CYTK F -0.13%
LFUS F -0.13%
WFRD D -0.13%
SIGI C -0.13%
LNC B -0.13%
BFAM D -0.13%
NOVT D -0.13%
WBA F -0.13%
ARW D -0.13%
SEE C -0.12%
BC C -0.12%
FFIN B -0.12%
LNTH D -0.12%
CLF F -0.12%
QLYS C -0.12%
CRUS D -0.12%
LEA D -0.12%
IONS F -0.12%
VVV F -0.12%
RMBS C -0.12%
EDR A -0.12%
PATH C -0.12%
AMG B -0.12%
NFG A -0.12%
ZWS B -0.12%
OLLI D -0.12%
MMS F -0.11%
GAP B -0.11%
VLY B -0.11%
POR C -0.11%
FIVE F -0.11%
ST F -0.11%
TKR D -0.11%
HXL D -0.11%
OLN D -0.11%
ROIV C -0.11%
NXST C -0.11%
SON D -0.11%
BYD C -0.11%
POST C -0.11%
U C -0.11%
AL B -0.11%
OZK B -0.11%
INSP D -0.11%
AM A -0.11%
UGI A -0.11%
EEFT B -0.1%
AN C -0.1%
BKH A -0.1%
PSN D -0.1%
MUR D -0.1%
CIVI D -0.1%
ALKS B -0.1%
RH B -0.1%
OGN D -0.09%
HOG D -0.09%
ASGN F -0.09%
RYN D -0.09%
CELH F -0.09%
CRSP D -0.09%
KRC C -0.09%
FLO D -0.09%
NSIT F -0.09%
DLB B -0.09%
LANC C -0.08%
PII D -0.08%
ACHC F -0.08%
WU D -0.08%
XRAY F -0.08%
W F -0.08%
OPCH D -0.08%
MDU D -0.08%
ASH D -0.08%
DNB B -0.08%
ALGM D -0.07%
PAG B -0.07%
PBF D -0.07%
VAL D -0.07%
RIG D -0.07%
CHH A -0.07%
IAC D -0.07%
AGR B -0.06%
SMMT D -0.06%
BOKF B -0.06%
COTY F -0.06%
ADTN A -0.06%
COLM B -0.06%
APLS D -0.06%
CACC D -0.06%
TNET D -0.06%
AMKR D -0.06%
INFA D -0.05%
PPC C -0.05%
SHC F -0.05%
RCM F -0.05%
LCID F -0.05%
CNXC F -0.04%
DJT C -0.04%
CLVT F -0.04%
UI A -0.03%
REYN D -0.03%
FG B -0.02%
CNA B -0.02%
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