DSI vs. FEX ETF Comparison

Comparison of iShares KLD 400 Social Index Fund (DSI) to First Trust Large Cap Core AlphaDEX (FEX)

DSI

iShares KLD 400 Social Index Fund

DSI Description

The investment seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the MSCI KLD 400 Social Index (the "underlying index"), which is a free float-adjusted market capitalization weighted index designed to provide exposure to U.S. companies that have positive environmental, social and governance (ESG) characteristics.

Grade (RS Rating)

Last Trade

$113.61

Average Daily Volume

99,454

Number of Holdings ^*

402

* may have additional holdings in another (foreign) market

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

Performance

Period	DSI	FEX
30 Days	3.90%	6.62%
60 Days	5.62%	8.07%
90 Days	6.91%	10.60%
12 Months	32.55%	33.47%

180 Overlapping Holdings

Symbol	Grade	Weight in DSI	Weight in FEX	Overlap
ACN	C	0.81%	0.08%	0.08%
ADM	D	0.1%	0.37%	0.1%
ADSK	A	0.23%	0.09%	0.09%
AJG	B	0.23%	0.18%	0.18%
AKAM	D	0.05%	0.29%	0.05%
ALL	A	0.19%	0.45%	0.19%
ALLY	C	0.04%	0.34%	0.04%
AMGN	D	0.55%	0.07%	0.07%
AMP	A	0.2%	0.31%	0.2%
AMT	D	0.33%	0.14%	0.14%
APD	A	0.26%	0.19%	0.19%
APTV	D	0.05%	0.31%	0.05%
ATO	A	0.08%	0.36%	0.08%
AVB	B	0.12%	0.09%	0.09%
AVY	D	0.06%	0.08%	0.06%
AWK	D	0.1%	0.16%	0.1%
AXP	A	0.6%	0.45%	0.45%
BBY	D	0.07%	0.22%	0.07%
BDX	F	0.24%	0.08%	0.08%
BG	F	0.05%	0.4%	0.05%
BIIB	F	0.08%	0.21%	0.08%
BK	A	0.21%	0.46%	0.21%
BKNG	A	0.62%	0.3%	0.3%
BKR	B	0.16%	0.4%	0.16%
BLDR	D	0.08%	0.31%	0.08%
BLK	C	0.57%	0.09%	0.09%
BR	A	0.1%	0.18%	0.1%
CAG	D	0.05%	0.07%	0.05%
CARR	D	0.22%	0.23%	0.22%
CAT	B	0.68%	0.25%	0.25%
CB	C	0.4%	0.34%	0.34%
CCI	D	0.16%	0.07%	0.07%
CFG	B	0.08%	0.38%	0.08%
CI	F	0.33%	0.16%	0.16%
CL	D	0.27%	0.15%	0.15%
CLX	B	0.08%	0.09%	0.08%
CMI	A	0.18%	0.19%	0.18%
CMS	C	0.07%	0.25%	0.07%
CNC	D	0.11%	0.33%	0.11%
CPB	D	0.03%	0.15%	0.03%
CSCO	B	0.84%	0.27%	0.27%
CSX	B	0.25%	0.26%	0.25%
CTSH	B	0.14%	0.42%	0.14%
DAL	C	0.04%	0.53%	0.04%
DE	A	0.38%	0.25%	0.25%
DECK	A	0.1%	0.19%	0.1%
DELL	C	0.14%	0.19%	0.14%
DGX	A	0.06%	0.35%	0.06%
DIS	B	0.76%	0.2%	0.2%
DOC	D	0.05%	0.15%	0.05%
DOV	A	0.1%	0.09%	0.09%
DRI	B	0.07%	0.17%	0.07%
ECL	D	0.23%	0.16%	0.16%
ED	D	0.12%	0.31%	0.12%
ELV	F	0.34%	0.2%	0.2%
EME	C	0.09%	0.49%	0.09%
EQIX	A	0.31%	0.09%	0.09%
EQR	B	0.09%	0.25%	0.09%
ETN	A	0.52%	0.18%	0.18%
EXC	C	0.14%	0.33%	0.14%
EXPD	D	0.06%	0.08%	0.06%
FICO	B	0.2%	0.5%	0.2%
FSLR	F	0.07%	0.27%	0.07%
FTNT	C	0.22%	0.3%	0.22%
FTV	C	0.1%	0.16%	0.1%
GEN	B	0.06%	0.36%	0.06%
GIS	D	0.13%	0.22%	0.13%
GOOGL	C	3.69%	0.09%	0.09%
GRMN	B	0.12%	0.3%	0.12%
GWW	B	0.19%	0.29%	0.19%
HAL	C	0.1%	0.44%	0.1%
HBAN	A	0.09%	0.41%	0.09%
HCA	F	0.25%	0.35%	0.25%
HD	A	1.48%	0.09%	0.09%
HIG	B	0.13%	0.34%	0.13%
HLT	A	0.23%	0.27%	0.23%
HOLX	D	0.07%	0.16%	0.07%
HPE	B	0.1%	0.44%	0.1%
HPQ	B	0.13%	0.09%	0.09%
HRL	D	0.03%	0.24%	0.03%
HUM	C	0.12%	0.22%	0.12%
IBM	C	0.69%	0.32%	0.32%
ICE	C	0.33%	0.25%	0.25%
IEX	B	0.06%	0.18%	0.06%
INTC	D	0.38%	0.36%	0.36%
IP	B	0.07%	0.4%	0.07%
IQV	D	0.13%	0.07%	0.07%
IR	B	0.15%	0.18%	0.15%
IRM	D	0.12%	0.41%	0.12%
JBHT	C	0.05%	0.27%	0.05%
JCI	C	0.21%	0.09%	0.09%
KDP	D	0.12%	0.21%	0.12%
KEY	B	0.07%	0.19%	0.07%
KEYS	A	0.1%	0.16%	0.1%
KHC	F	0.1%	0.22%	0.1%
KMB	D	0.16%	0.08%	0.08%
KO	D	0.92%	0.15%	0.15%
KR	B	0.14%	0.34%	0.14%
L	A	0.06%	0.36%	0.06%
LH	C	0.07%	0.18%	0.07%
LII	A	0.07%	0.35%	0.07%
LNG	B	0.18%	0.4%	0.18%
LOW	D	0.56%	0.08%	0.08%
LUV	C	0.02%	0.28%	0.02%
LYB	F	0.08%	0.37%	0.08%
MA	C	1.58%	0.09%	0.09%
MAR	B	0.25%	0.1%	0.1%
MAS	D	0.06%	0.08%	0.06%
MCD	D	0.77%	0.08%	0.08%
MCO	B	0.28%	0.25%	0.25%
MDLZ	F	0.32%	0.15%	0.15%
MKC	D	0.07%	0.08%	0.07%
MMC	B	0.4%	0.08%	0.08%
MPC	D	0.2%	0.42%	0.2%
MS	A	0.6%	0.33%	0.33%
MSI	B	0.3%	0.37%	0.3%
MTB	A	0.13%	0.41%	0.13%
NDAQ	A	0.12%	0.19%	0.12%
NI	A	0.06%	0.36%	0.06%
NKE	D	0.34%	0.14%	0.14%
NOW	A	0.76%	0.29%	0.29%
NSC	B	0.22%	0.09%	0.09%
NTRS	A	0.08%	0.31%	0.08%
NVDA	C	12.73%	0.29%	0.29%
OC	A	0.06%	0.47%	0.06%
OKE	A	0.23%	0.31%	0.23%
OMC	C	0.07%	0.16%	0.07%
ON	D	0.1%	0.39%	0.1%
ORCL	B	1.11%	0.37%	0.37%
PCAR	B	0.21%	0.48%	0.21%
PEP	F	0.79%	0.08%	0.08%
PFG	D	0.07%	0.17%	0.07%
PGR	A	0.55%	0.43%	0.43%
PH	A	0.33%	0.37%	0.33%
PNC	B	0.3%	0.19%	0.19%
POOL	C	0.05%	0.08%	0.05%
PPG	F	0.11%	0.24%	0.11%
PRU	A	0.17%	0.18%	0.17%
PSX	C	0.2%	0.42%	0.2%
PWR	A	0.17%	0.47%	0.17%
PYPL	B	0.31%	0.18%	0.18%
RCL	A	0.21%	0.55%	0.21%
RF	A	0.09%	0.29%	0.09%
RIVN	F	0.03%	0.08%	0.03%
RMD	C	0.13%	0.33%	0.13%
SBAC	D	0.09%	0.08%	0.08%
SBUX	A	0.41%	0.09%	0.09%
SHW	A	0.33%	0.25%	0.25%
SNA	A	0.07%	0.52%	0.07%
SPG	B	0.21%	0.18%	0.18%
SPGI	C	0.59%	0.25%	0.25%
SRE	A	0.21%	0.38%	0.21%
STT	A	0.1%	0.28%	0.1%
STX	D	0.07%	0.22%	0.07%
SWKS	F	0.05%	0.36%	0.05%
SYF	B	0.09%	0.54%	0.09%
SYY	B	0.14%	0.16%	0.14%
TGT	F	0.26%	0.34%	0.26%
TRGP	B	0.15%	0.46%	0.15%
TROW	B	0.1%	0.46%	0.1%
TRV	B	0.22%	0.28%	0.22%
TSCO	D	0.11%	0.16%	0.11%
TSLA	B	3.36%	0.22%	0.22%
TT	A	0.34%	0.45%	0.34%
ULTA	F	0.06%	0.31%	0.06%
UPS	C	0.36%	0.17%	0.17%
URI	B	0.2%	0.44%	0.2%
VLO	C	0.17%	0.45%	0.17%
VLTO	D	0.09%	0.23%	0.09%
VRTX	F	0.44%	0.08%	0.08%
VTR	C	0.09%	0.34%	0.09%
VZ	C	0.64%	0.32%	0.32%
WAB	B	0.13%	0.46%	0.13%
WAT	B	0.08%	0.08%	0.08%
WELL	A	0.3%	0.27%	0.27%
WSM	B	0.06%	0.07%	0.06%
WST	C	0.08%	0.09%	0.08%
XYL	D	0.11%	0.15%	0.11%
ZBH	C	0.08%	0.35%	0.08%
ZTS	D	0.29%	0.08%	0.08%

DSI Overweight 222 Positions Relative to FEX

Symbol	Grade	Weight
MSFT	F	10.68%
GOOG	C	3.2%
V	A	1.78%
PG	A	1.46%
CRM	B	1.15%
ABBV	D	1.06%
MRK	F	0.89%
ADBE	C	0.81%
LIN	D	0.79%
AMD	F	0.79%
INTU	C	0.7%
TXN	C	0.67%
DHR	F	0.56%
UNP	C	0.52%
AMAT	F	0.51%
ADP	B	0.44%
SCHW	B	0.44%
BMY	B	0.42%
GILD	C	0.4%
PLD	D	0.38%
ADI	D	0.37%
LRCX	F	0.33%
CME	A	0.3%
CDNS	B	0.29%
SNPS	B	0.29%
ITW	B	0.29%
MMM	D	0.26%
CRH	A	0.25%
TFC	A	0.23%
DLR	B	0.21%
ROP	B	0.21%
WDAY	B	0.2%
NXPI	D	0.2%
FIS	C	0.18%
CPRT	A	0.18%
TEL	B	0.17%
FAST	B	0.17%
NEM	D	0.17%
COR	B	0.16%
DFS	B	0.16%
FERG	B	0.15%
EA	A	0.15%
EW	C	0.15%
A	D	0.14%
GLW	B	0.14%
TEAM	A	0.14%
CBRE	B	0.14%
IDXX	F	0.13%
WTW	B	0.12%
ROK	B	0.12%
VEEV	C	0.12%
HUBS	A	0.12%
MCHP	D	0.12%
CAH	B	0.11%
ANSS	B	0.11%
DXCM	D	0.11%
CHD	B	0.1%
MTD	D	0.09%
WBD	C	0.08%
ILMN	D	0.08%
ES	D	0.08%
STE	F	0.08%
IFF	D	0.08%
K	A	0.08%
PTC	A	0.08%
PODD	C	0.07%
FDS	B	0.07%
TRU	D	0.07%
BALL	D	0.07%
ZBRA	B	0.07%
COO	D	0.07%
GWRE	A	0.06%
EQH	B	0.06%
TWLO	A	0.06%
ALGN	D	0.06%
TRMB	B	0.06%
PNR	A	0.06%
JLL	D	0.05%
CHRW	C	0.05%
SWK	D	0.05%
UDR	B	0.05%
FFIV	B	0.05%
EL	F	0.05%
FLEX	A	0.05%
DPZ	C	0.05%
GGG	B	0.05%
MKTX	D	0.04%
WTRG	B	0.04%
AYI	B	0.04%
LKQ	D	0.04%
AIT	A	0.04%
TECH	D	0.04%
GME	C	0.04%
LW	C	0.04%
TTEK	F	0.04%
PAYC	B	0.04%
SJM	D	0.04%
BXP	D	0.04%
LECO	B	0.04%
OKTA	C	0.04%
BMRN	D	0.04%
HST	C	0.04%
ALB	C	0.04%
KMX	B	0.04%
ALLE	D	0.04%
FTI	A	0.04%
R	B	0.03%
JAZZ	B	0.03%
MIDD	C	0.03%
ALV	C	0.03%
MHK	D	0.03%
RHI	B	0.03%
FLS	B	0.03%
BWA	D	0.03%
NYT	C	0.03%
HAS	D	0.03%
VOYA	B	0.03%
MOS	F	0.03%
DVA	B	0.03%
FRT	B	0.03%
LUMN	C	0.03%
AOS	F	0.03%
ZION	B	0.03%
KNX	B	0.03%
HSIC	B	0.03%
AXTA	A	0.03%
ARMK	B	0.03%
INGR	B	0.03%
CMA	A	0.03%
FBIN	D	0.03%
CNH	C	0.03%
FUL	F	0.02%
HOG	D	0.02%
CHH	A	0.02%
ORA	B	0.02%
AN	C	0.02%
SIG	B	0.02%
GVA	A	0.02%
GAP	C	0.02%
ST	F	0.02%
NJR	A	0.02%
SON	D	0.02%
EXPO	D	0.02%
TKR	D	0.02%
UGI	A	0.02%
AL	B	0.02%
ITRI	B	0.02%
SEE	C	0.02%
PVH	C	0.02%
UHAL	D	0.02%
IVZ	B	0.02%
AGCO	D	0.02%
LNC	B	0.02%
WHR	B	0.02%
BEN	C	0.02%
NOV	C	0.02%
MAT	D	0.02%
MTH	D	0.02%
VFC	C	0.02%
MTN	C	0.02%
ONB	B	0.02%
DINO	D	0.02%
CGNX	C	0.02%
DAR	C	0.02%
TILE	B	0.01%
TDOC	C	0.01%
TNC	D	0.01%
BKE	B	0.01%
PDCO	D	0.01%
LZB	B	0.01%
WWW	B	0.01%
LCID	F	0.01%
CABO	C	0.01%
CAR	C	0.01%
UAA	C	0.01%
FL	F	0.01%
KSS	F	0.01%
JWN	C	0.01%
WLY	B	0.01%
CPRI	F	0.01%
MTX	B	0.01%
ICFI	F	0.01%
ZI	D	0.01%
HNI	B	0.01%
ARCB	C	0.01%
RNG	B	0.01%
AVA	A	0.01%
HBI	B	0.01%
TDC	D	0.01%
MAN	D	0.01%
BOH	B	0.01%
COLM	B	0.01%
WU	D	0.01%
PCH	D	0.01%
CDP	C	0.01%
NWL	B	0.01%
MDU	D	0.01%
CATY	B	0.01%
XRAY	F	0.01%
IBOC	A	0.01%
SEM	B	0.01%
ASGN	F	0.01%
MAC	B	0.01%
HOUS	D	0.0%
RDUS	C	0.0%
KELYA	F	0.0%
ACCO	C	0.0%
CMP	C	0.0%
SCHL	D	0.0%
ETD	C	0.0%
HAIN	C	0.0%
HSII	B	0.0%
ODP	F	0.0%
JACK	D	0.0%
CLB	B	0.0%
DLX	B	0.0%
XRX	F	0.0%
SCS	C	0.0%
MD	B	0.0%
MODG	F	0.0%
UNFI	A	0.0%
UA	C	0.0%

DSI Underweight 193 Positions Relative to FEX

Symbol	Grade	Weight
APP	B	-0.97%
PLTR	B	-0.7%
UAL	A	-0.67%
AXON	A	-0.64%
GM	B	-0.53%
EXPE	B	-0.52%
VRT	B	-0.52%
VST	B	-0.52%
GS	A	-0.5%
KKR	A	-0.49%
CVNA	B	-0.48%
HWM	A	-0.48%
EOG	A	-0.47%
STLD	B	-0.47%
CINF	A	-0.47%
COP	C	-0.46%
CTRA	B	-0.46%
CVX	A	-0.46%
FANG	D	-0.45%
CCL	B	-0.45%
F	C	-0.45%
FOXA	B	-0.45%
RS	B	-0.45%
CMCSA	B	-0.44%
HEI	B	-0.44%
BURL	A	-0.44%
SLB	C	-0.44%
T	A	-0.44%
WFC	A	-0.44%
KMI	A	-0.43%
CF	B	-0.43%
NRG	B	-0.43%
XOM	B	-0.43%
TOL	B	-0.42%
OXY	D	-0.42%
DVN	F	-0.42%
CPNG	D	-0.42%
UTHR	C	-0.42%
EQT	B	-0.41%
DASH	A	-0.41%
LYV	A	-0.41%
COF	B	-0.41%
NUE	C	-0.41%
GDDY	A	-0.4%
FI	A	-0.4%
TPL	A	-0.4%
EG	C	-0.4%
FCNCA	A	-0.4%
TMUS	B	-0.39%
RBLX	C	-0.39%
THC	D	-0.39%
CVS	D	-0.38%
LEN	D	-0.38%
PHM	D	-0.38%
VTRS	A	-0.38%
HOOD	B	-0.38%
ETR	B	-0.38%
FDX	B	-0.37%
PM	B	-0.37%
C	A	-0.37%
CTAS	B	-0.36%
AEE	A	-0.36%
CRBG	B	-0.36%
DHI	D	-0.36%
CNP	B	-0.36%
BRO	B	-0.36%
XEL	A	-0.36%
COST	B	-0.35%
AIG	B	-0.35%
AFL	B	-0.34%
ANET	C	-0.33%
META	D	-0.33%
DUK	C	-0.33%
DTE	C	-0.32%
AEP	D	-0.32%
TXT	D	-0.32%
GE	D	-0.32%
EBAY	D	-0.32%
ERIE	D	-0.32%
NEE	D	-0.31%
DG	F	-0.31%
JPM	A	-0.3%
BAC	A	-0.3%
CEG	D	-0.3%
CHTR	C	-0.3%
NFLX	A	-0.3%
ALNY	D	-0.29%
ZM	B	-0.29%
BAH	F	-0.29%
ACGL	D	-0.29%
FITB	A	-0.28%
PKG	A	-0.28%
USB	A	-0.28%
PCG	A	-0.27%
TDY	B	-0.27%
TTD	B	-0.27%
CASY	A	-0.27%
BSX	B	-0.27%
ISRG	A	-0.27%
TJX	A	-0.26%
LNT	A	-0.26%
BRK.A	B	-0.26%
PPL	B	-0.26%
TYL	B	-0.26%
WEC	A	-0.26%
MANH	D	-0.25%
EIX	B	-0.25%
SSNC	B	-0.25%
D	C	-0.25%
PEG	A	-0.25%
PSA	D	-0.24%
JNJ	D	-0.24%
AVGO	D	-0.24%
GPC	D	-0.23%
RJF	A	-0.23%
CE	F	-0.23%
NVR	D	-0.23%
APO	B	-0.22%
TDG	D	-0.22%
DOW	F	-0.21%
EFX	F	-0.21%
CPAY	A	-0.2%
MSTR	C	-0.19%
HUBB	B	-0.18%
RGA	A	-0.18%
WSO	A	-0.18%
J	F	-0.18%
WRB	A	-0.18%
NWSA	B	-0.18%
KIM	A	-0.18%
TSN	B	-0.18%
LVS	C	-0.17%
SO	D	-0.17%
CSL	C	-0.17%
AAPL	C	-0.17%
FNF	B	-0.17%
MAA	B	-0.17%
LHX	C	-0.17%
IT	C	-0.17%
WY	D	-0.16%
DD	D	-0.16%
UBER	D	-0.16%
ROST	C	-0.16%
FE	C	-0.16%
GD	F	-0.16%
NTAP	C	-0.16%
CTVA	C	-0.16%
MDT	D	-0.16%
ARE	D	-0.15%
HSY	F	-0.15%
O	D	-0.15%
COIN	C	-0.15%
EXR	D	-0.15%
LLY	F	-0.14%
WLK	D	-0.14%
MOH	F	-0.14%
WMB	A	-0.11%
MPWR	F	-0.11%
RPM	A	-0.1%
PANW	C	-0.1%
EMR	A	-0.1%
CBOE	B	-0.09%
MET	A	-0.09%
MSCI	C	-0.09%
CMG	B	-0.09%
ESS	B	-0.09%
ABT	B	-0.09%
RSG	A	-0.09%
ORLY	B	-0.09%
PAYX	C	-0.09%
APH	A	-0.09%
ARES	A	-0.09%
ODFL	B	-0.09%
SYK	C	-0.09%
AMZN	C	-0.09%
MKL	A	-0.09%
AON	A	-0.09%
MO	A	-0.09%
LMT	D	-0.08%
NOC	D	-0.08%
MU	D	-0.08%
VICI	C	-0.08%
GLPI	C	-0.08%
NDSN	B	-0.08%
OTIS	C	-0.08%
ROL	B	-0.08%
AZO	C	-0.08%
KLAC	D	-0.07%
TMO	F	-0.07%
RVTY	F	-0.07%
BLD	D	-0.07%
FCX	D	-0.07%
GEHC	F	-0.07%