FYT vs. ROSC ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Hartford Multifactor Small Cap ETF (ROSC)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$46.05

Average Daily Volume

862

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

Performance

Period	FYT	ROSC
30 Days	7.02%	6.51%
60 Days	5.29%	5.75%
90 Days	4.45%	6.01%
12 Months	23.16%	25.12%

108 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in ROSC	Overlap
ABM	B	0.26%	0.28%	0.26%
ALG	B	0.39%	0.05%	0.05%
AMN	F	0.28%	0.27%	0.27%
AMWD	C	0.51%	0.13%	0.13%
ANDE	D	0.46%	0.14%	0.14%
APLE	B	0.64%	0.21%	0.21%
ASB	B	0.3%	0.14%	0.14%
AVA	A	0.59%	0.06%	0.06%
BANR	B	0.44%	0.27%	0.27%
BFH	C	0.73%	0.6%	0.6%
BHE	C	0.26%	0.8%	0.26%
BKE	B	0.4%	0.94%	0.4%
BNL	D	0.44%	0.28%	0.28%
BTU	B	0.62%	0.17%	0.17%
BUSE	B	0.37%	0.29%	0.29%
CAL	F	0.56%	0.27%	0.27%
CATY	B	0.43%	0.3%	0.3%
CCS	D	0.52%	0.21%	0.21%
CNXN	C	0.11%	0.51%	0.11%
CRI	F	0.29%	0.11%	0.11%
CSGS	B	0.27%	0.21%	0.21%
CUBI	B	0.72%	0.08%	0.08%
CVI	F	0.5%	0.29%	0.29%
CXT	C	0.24%	0.18%	0.18%
DEA	D	0.23%	0.03%	0.03%
DNOW	B	0.69%	0.13%	0.13%
EFSC	B	0.41%	0.19%	0.19%
EIG	B	0.68%	0.63%	0.63%
EQC	B	0.49%	0.37%	0.37%
FBNC	B	0.27%	0.01%	0.01%
FCF	B	0.39%	0.03%	0.03%
FFBC	B	0.56%	0.26%	0.26%
FHB	B	0.29%	0.2%	0.2%
FOR	F	0.56%	0.19%	0.19%
FRME	B	0.42%	0.21%	0.21%
FULT	A	0.42%	0.28%	0.28%
GEF	A	0.66%	0.61%	0.61%
GHC	B	0.56%	0.1%	0.1%
GIC	D	0.1%	0.08%	0.08%
GIII	D	0.62%	0.03%	0.03%
GPOR	B	0.65%	0.36%	0.36%
GRBK	D	0.3%	0.1%	0.1%
HIW	C	0.46%	0.19%	0.19%
HLF	C	0.26%	0.03%	0.03%
HMN	B	0.29%	0.22%	0.22%
HOPE	C	0.39%	0.78%	0.39%
HTH	C	0.25%	0.1%	0.1%
HUBG	A	0.39%	0.35%	0.35%
HY	D	0.41%	0.6%	0.41%
IMKTA	C	0.59%	0.69%	0.59%
INVA	D	0.61%	0.64%	0.61%
KFRC	D	0.12%	0.45%	0.12%
KSS	F	0.54%	0.1%	0.1%
LXP	D	0.11%	0.25%	0.11%
LZB	B	0.49%	0.61%	0.49%
MRC	B	0.52%	0.16%	0.16%
MRTN	D	0.35%	0.08%	0.08%
NBTB	B	0.13%	0.2%	0.13%
NMRK	C	0.12%	0.28%	0.12%
NWBI	B	0.27%	0.19%	0.19%
NWN	A	0.49%	0.04%	0.04%
NX	C	0.39%	0.28%	0.28%
ODP	F	0.21%	0.07%	0.07%
OEC	C	0.47%	0.07%	0.07%
OFG	B	0.24%	0.57%	0.24%
OMI	F	0.28%	0.12%	0.12%
OXM	F	0.11%	0.3%	0.11%
PATK	C	0.22%	0.47%	0.22%
PBH	A	0.28%	0.2%	0.2%
PDCO	F	0.44%	0.86%	0.44%
PEBO	B	0.58%	0.32%	0.32%
PFBC	B	0.42%	0.7%	0.42%
PHIN	A	0.55%	0.63%	0.55%
PINC	B	0.69%	0.96%	0.69%
PK	C	0.64%	0.09%	0.09%
PLAB	C	0.61%	0.42%	0.42%
PLUS	F	0.1%	0.83%	0.1%
PRDO	B	0.58%	1.0%	0.58%
PSMT	D	0.23%	0.07%	0.07%
RLJ	C	0.64%	0.17%	0.17%
RNST	B	0.41%	0.11%	0.11%
SAFT	B	0.12%	0.35%	0.12%
SASR	B	0.44%	0.22%	0.22%
SCSC	C	0.5%	0.5%	0.5%
SCVL	F	0.3%	0.12%	0.12%
SFNC	C	0.41%	0.05%	0.05%
SHO	D	0.6%	0.28%	0.28%
SHOO	F	0.11%	0.06%	0.06%
SNDR	B	0.39%	0.37%	0.37%
SPNT	B	0.62%	0.33%	0.33%
SSTK	F	0.32%	0.19%	0.19%
STBA	B	0.25%	0.35%	0.25%
STC	B	0.12%	0.31%	0.12%
TCBK	C	0.4%	0.11%	0.11%
TGNA	B	0.7%	0.52%	0.52%
TOWN	B	0.26%	0.39%	0.26%
TRMK	C	0.59%	0.13%	0.13%
ULH	C	0.69%	0.37%	0.37%
UNF	B	0.36%	0.17%	0.17%
UPBD	B	0.12%	0.58%	0.12%
UVV	B	0.61%	0.4%	0.4%
VBTX	B	0.4%	0.53%	0.4%
VSH	F	0.52%	0.59%	0.52%
WAFD	B	0.26%	0.03%	0.03%
WERN	C	0.37%	0.11%	0.11%
WGO	C	0.38%	0.07%	0.07%
WMK	C	0.53%	0.73%	0.53%
WSBC	B	0.43%	0.24%	0.24%

FYT Overweight 148 Positions Relative to ROSC

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
JBT	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
VTLE	C	0.71%
CABO	B	0.71%
TALO	C	0.69%
KMT	B	0.68%
HELE	C	0.65%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
VAC	C	0.62%
WS	C	0.62%
KOS	D	0.62%
CRGY	B	0.62%
PARR	F	0.61%
EPC	F	0.59%
VC	F	0.59%
INDB	B	0.59%
ZD	B	0.58%
RES	D	0.57%
BY	B	0.57%
WKC	C	0.55%
USM	B	0.55%
EBC	B	0.55%
SAH	C	0.54%
DBRG	F	0.54%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
GES	F	0.51%
SBH	C	0.5%
GEO	B	0.5%
VSCO	C	0.5%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	F	0.48%
PRG	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
MLKN	F	0.47%
CVBF	A	0.46%
VSTS	C	0.46%
CASH	B	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
CRK	B	0.43%
WSFS	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKU	A	0.4%
KALU	C	0.4%
DAN	D	0.39%
FIBK	B	0.39%
SRCE	B	0.39%
XRX	F	0.39%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
KLG	B	0.36%
IPGP	D	0.36%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
PEB	D	0.33%
VSAT	F	0.32%
LGIH	F	0.32%
TTMI	C	0.32%
LC	A	0.32%
CAR	C	0.3%
NIC	B	0.29%
SNEX	B	0.29%
FHI	B	0.28%
KAR	B	0.28%
DFH	D	0.28%
SBCF	B	0.27%
GOGO	C	0.27%
MTX	B	0.26%
ENOV	C	0.26%
IOSP	C	0.26%
DK	C	0.25%
ROCK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
SCL	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
ROG	D	0.22%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	C	0.15%
MGPI	F	0.15%
TCBI	C	0.15%
FDP	B	0.14%
BHF	C	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	C	0.14%
MTRN	C	0.13%
XPEL	B	0.13%
DEI	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	A	0.13%
CVCO	A	0.13%
PPBI	C	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NVEE	F	0.12%
NNI	D	0.12%
CNMD	C	0.12%
OI	C	0.12%
MSEX	C	0.12%
EVTC	B	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
JBGS	F	0.11%
CWEN	C	0.11%
AIN	C	0.11%
MSGE	F	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CC	C	0.11%
BLMN	F	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 198 Positions Relative to ROSC

Symbol	Grade	Weight
CALM	A	-1.18%
RUSHA	C	-1.09%
BELFB	C	-1.07%
CORT	B	-1.06%
IDCC	B	-1.04%
HCC	B	-0.99%
HNI	B	-0.92%
CPRX	C	-0.87%
KTB	B	-0.86%
NHC	C	-0.86%
GMS	B	-0.83%
SCS	C	-0.81%
ARCH	B	-0.78%
CRVL	B	-0.78%
UFPT	C	-0.77%
MATX	C	-0.7%
LMAT	A	-0.69%
COLL	F	-0.69%
HIMS	B	-0.68%
SLVM	B	-0.68%
JWN	D	-0.68%
CNO	B	-0.66%
LRN	A	-0.65%
DDS	B	-0.64%
CPF	B	-0.64%
BRC	D	-0.63%
HTBK	B	-0.63%
AMKR	D	-0.63%
DAKT	C	-0.63%
IESC	C	-0.63%
AGX	B	-0.63%
APOG	C	-0.63%
SXC	A	-0.6%
MLR	C	-0.57%
SIGA	F	-0.57%
ETD	C	-0.55%
IDT	B	-0.53%
VIRC	B	-0.52%
CEIX	A	-0.52%
EMBC	C	-0.5%
HCKT	B	-0.48%
REVG	C	-0.47%
PAHC	C	-0.47%
SMP	C	-0.47%
HSII	B	-0.47%
SPOK	B	-0.46%
JILL	C	-0.45%
HSTM	B	-0.45%
EGY	D	-0.45%
AMRX	C	-0.44%
HAFC	B	-0.43%
SUPN	C	-0.43%
UVE	B	-0.43%
METC	C	-0.43%
TRST	B	-0.43%
IBOC	B	-0.42%
SWBI	C	-0.42%
IBCP	B	-0.42%
AMR	C	-0.42%
ADUS	D	-0.41%
MOV	D	-0.41%
SMLR	B	-0.41%
BBSI	B	-0.41%
EBF	F	-0.4%
LBRT	D	-0.4%
SPTN	D	-0.4%
MCY	A	-0.4%
MED	D	-0.38%
CMPO	B	-0.38%
AMPH	F	-0.37%
ACT	C	-0.36%
OSIS	A	-0.35%
IIPR	D	-0.34%
HVT	D	-0.34%
BBW	C	-0.32%
CCRN	F	-0.32%
RYI	C	-0.32%
ZYXI	D	-0.31%
RGP	F	-0.31%
CTO	B	-0.31%
NGVC	A	-0.31%
RMR	F	-0.31%
PLPC	B	-0.29%
GOLF	B	-0.29%
ATEN	A	-0.29%
CLW	F	-0.29%
FBP	C	-0.28%
KRT	B	-0.27%
GTY	A	-0.27%
IMMR	C	-0.27%
UVSP	B	-0.26%
WSR	A	-0.26%
PFC	B	-0.26%
SRTS	B	-0.25%
PLXS	B	-0.25%
THFF	B	-0.25%
MSBI	B	-0.25%
TNC	D	-0.24%
UE	B	-0.24%
SCHL	F	-0.24%
HTLF	B	-0.24%
JBSS	F	-0.24%
OTTR	C	-0.24%
RELL	B	-0.24%
ALX	D	-0.24%
SGC	C	-0.24%
WNC	C	-0.23%
CNX	A	-0.23%
HRMY	D	-0.23%
CARG	B	-0.23%
HE	C	-0.23%
PANL	F	-0.23%
REFI	A	-0.23%
PRGS	A	-0.23%
OSUR	F	-0.23%
IRMD	C	-0.22%
ABCB	B	-0.22%
LEVI	F	-0.22%
TBRG	B	-0.21%
NHI	D	-0.21%
SIG	B	-0.21%
CTBI	B	-0.21%
DXPE	C	-0.21%
CVEO	F	-0.21%
ODC	B	-0.21%
ORGO	B	-0.2%
VREX	B	-0.19%
NBHC	C	-0.19%
GRNT	B	-0.19%
TCMD	B	-0.19%
BVS	D	-0.19%
JAKK	C	-0.18%
EPR	C	-0.18%
BTMD	B	-0.18%
PTGX	D	-0.17%
HFWA	C	-0.17%
RGR	F	-0.17%
CWCO	C	-0.17%
KELYA	F	-0.16%
AROW	B	-0.16%
ZEUS	C	-0.16%
LTC	B	-0.16%
PRK	B	-0.16%
OPY	B	-0.15%
UTL	B	-0.15%
CRC	A	-0.15%
HWKN	B	-0.15%
HBB	F	-0.14%
DLX	B	-0.13%
CHCO	B	-0.12%
EZPW	B	-0.12%
OCFC	B	-0.12%
VPG	F	-0.11%
RCMT	C	-0.11%
LYTS	B	-0.11%
INSW	F	-0.11%
ACTG	D	-0.11%
PDM	D	-0.1%
NOG	B	-0.1%
NRC	F	-0.1%
ADMA	B	-0.09%
BLBD	D	-0.09%
UTMD	F	-0.09%
ITGR	B	-0.08%
AAT	B	-0.08%
GDRX	F	-0.08%
MAN	F	-0.08%
CDP	C	-0.07%
WTTR	A	-0.07%
AMRK	F	-0.07%
NSSC	D	-0.06%
FF	F	-0.06%
OLP	B	-0.06%
AHH	D	-0.05%
KE	C	-0.05%
BDC	C	-0.05%
MYE	F	-0.05%
CCOI	B	-0.05%
AKR	B	-0.05%
GMRE	F	-0.04%
RCKY	F	-0.04%
FBRT	D	-0.04%
HCI	C	-0.04%
LMB	B	-0.04%
NVEC	B	-0.04%
PAG	B	-0.03%
BDN	C	-0.03%
PRGO	C	-0.03%
URBN	C	-0.03%
ZIMV	D	-0.03%
GSBC	C	-0.03%
LPG	F	-0.03%
BFST	C	-0.02%
HTBI	B	-0.02%
KOP	C	-0.02%
UMH	B	-0.02%
MYGN	F	-0.01%
NUS	D	-0.01%