FYT vs. CSML ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to IQ Chaikin U.S. Small Cap ETF (CSML)
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.51

Average Daily Volume

12,719

Number of Holdings *

252

* may have additional holdings in another (foreign) market
CSML

IQ Chaikin U.S. Small Cap ETF

CSML Description The investment seeks investment results that track (before fees and expenses) the price and yield performance of its underlying index, the Nasdaq Chaikin Power US Small Cap Index. The fund invests at least 80% of the value of its assets (net assets plus the amount of any borrowings for investment purposes) in securities of small-capitalization U.S. issuers. The underlying index applies the Chaikin Power Gauge®, a quantitative multi-factor model that seeks to identify securities that are expected to outperform peers, to select securities from the Nasdaq US 1500 Index. The underlying index is an equally weighted index of small-capitalization securities.

Grade (RS Rating)

Last Trade

$34.95

Average Daily Volume

38,231

Number of Holdings *

469

* may have additional holdings in another (foreign) market
Performance
Period FYT CSML
30 Days -1.04% -3.77%
60 Days 0.15% -1.35%
90 Days 1.53% -1.21%
12 Months 27.78% 13.48%
114 Overlapping Holdings
Symbol Grade Weight in FYT Weight in CSML Overlap
AAT B 0.53% 0.21% 0.21%
ABM B 0.54% 0.21% 0.21%
ADUS C 0.12% 0.2% 0.12%
ALEX C 0.13% 0.21% 0.13%
ANDE B 0.39% 0.22% 0.22%
APOG A 0.41% 0.21% 0.21%
ARCB F 0.13% 0.21% 0.13%
ARCH D 0.7% 0.22% 0.22%
ASB A 0.27% 0.21% 0.21%
AVA B 0.69% 0.22% 0.22%
BDC C 0.24% 0.19% 0.19%
BLMN F 0.38% 0.2% 0.2%
BNL C 0.5% 0.2% 0.2%
CAKE D 0.13% 0.21% 0.13%
CASH B 0.57% 0.21% 0.21%
CCS D 0.44% 0.18% 0.18%
CENTA C 0.38% 0.2% 0.2%
CMCO C 0.25% 0.2% 0.2%
CNO A 0.52% 0.2% 0.2%
CNX B 0.68% 0.22% 0.22%
CNXN D 0.26% 0.2% 0.2%
COHU F 0.12% 0.19% 0.12%
CRK C 0.75% 0.22% 0.22%
CSGS F 0.12% 0.2% 0.12%
CTOS F 0.48% 0.19% 0.19%
CWEN B 0.27% 0.22% 0.22%
CXW C 0.52% 0.2% 0.2%
DIOD C 0.55% 0.21% 0.21%
DNOW D 0.65% 0.2% 0.2%
DORM C 0.12% 0.2% 0.12%
ECVT F 0.35% 0.19% 0.19%
EIG D 0.65% 0.21% 0.21%
ENOV F 0.12% 0.19% 0.12%
ENVA B 0.54% 0.21% 0.21%
EPC B 0.39% 0.2% 0.2%
EQC D 0.39% 0.21% 0.21%
FBK B 0.13% 0.21% 0.13%
FCF B 0.53% 0.21% 0.21%
FFBC A 0.68% 0.21% 0.21%
FHI F 0.38% 0.21% 0.21%
FRME B 0.54% 0.21% 0.21%
GEF D 0.6% 0.19% 0.19%
GEO B 0.57% 0.22% 0.22%
GHC B 0.62% 0.22% 0.22%
GO F 0.13% 0.2% 0.13%
HE F 0.63% 0.21% 0.21%
HI F 0.13% 0.2% 0.13%
HNI B 0.12% 0.2% 0.12%
HTH C 0.26% 0.21% 0.21%
HTLD F 0.46% 0.19% 0.19%
HTLF A 0.27% 0.22% 0.22%
HUBG C 0.5% 0.2% 0.2%
IART F 0.11% 0.18% 0.11%
IBOC A 0.54% 0.21% 0.21%
ICUI F 0.35% 0.2% 0.2%
IMKTA F 0.64% 0.21% 0.21%
INDB C 0.55% 0.21% 0.21%
KALU A 0.27% 0.22% 0.22%
KFY D 0.12% 0.2% 0.12%
KN B 0.53% 0.21% 0.21%
KOS D 0.53% 0.22% 0.22%
LGND D 0.26% 0.22% 0.22%
LILAK B 0.58% 0.22% 0.22%
LZB F 0.6% 0.19% 0.19%
MCRI C 0.25% 0.19% 0.19%
MRTN D 0.49% 0.19% 0.19%
MTX A 0.26% 0.2% 0.2%
MWA A 0.13% 0.21% 0.13%
NBHC C 0.51% 0.2% 0.2%
NHC D 0.38% 0.21% 0.21%
NIC C 0.13% 0.2% 0.13%
NMIH A 0.65% 0.2% 0.2%
NWE B 0.53% 0.21% 0.21%
NWN B 0.7% 0.22% 0.22%
NX D 0.35% 0.19% 0.19%
ODP C 0.53% 0.2% 0.2%
OEC B 0.4% 0.22% 0.22%
OFG A 0.4% 0.2% 0.2%
OI F 0.24% 0.19% 0.19%
OXM A 0.13% 0.2% 0.13%
PATK D 0.24% 0.18% 0.18%
PCRX F 0.24% 0.19% 0.19%
PEBO B 0.55% 0.21% 0.21%
PFS B 0.57% 0.22% 0.22%
PLUS C 0.27% 0.2% 0.2%
PLXS B 0.28% 0.21% 0.21%
PRDO A 0.72% 0.21% 0.21%
PRIM A 0.29% 0.22% 0.22%
RLJ D 0.64% 0.2% 0.2%
RNST C 0.38% 0.21% 0.21%
SASR D 0.5% 0.2% 0.2%
SCHL D 0.65% 0.2% 0.2%
SCL D 0.12% 0.2% 0.12%
SFNC D 0.37% 0.21% 0.21%
SJW D 0.39% 0.2% 0.2%
SLVM A 0.54% 0.2% 0.2%
SNDR D 0.64% 0.2% 0.2%
SNEX A 0.4% 0.21% 0.21%
SRCE B 0.39% 0.21% 0.21%
SSTK F 0.37% 0.19% 0.19%
STC A 0.13% 0.21% 0.13%
STRA A 0.15% 0.2% 0.15%
TCBK B 0.37% 0.2% 0.2%
TRMK A 0.42% 0.2% 0.2%
TTMI A 0.13% 0.2% 0.13%
USM D 0.67% 0.21% 0.21%
UVV B 0.67% 0.21% 0.21%
VAC C 0.37% 0.2% 0.2%
VCTR A 0.32% 0.24% 0.24%
VSH C 0.66% 0.2% 0.2%
WAFD B 0.38% 0.21% 0.21%
WERN D 0.49% 0.2% 0.2%
XHR B 0.26% 0.19% 0.19%
XRX F 0.32% 0.19% 0.19%
FYT Overweight 138 Positions Relative to CSML
Symbol Grade Weight
PRG B 0.69%
PHIN A 0.68%
CRC F 0.68%
INVA B 0.67%
REVG A 0.67%
CALM D 0.67%
WMK D 0.67%
TALO D 0.67%
MODG B 0.66%
HIW A 0.66%
RC C 0.65%
PINC F 0.64%
ABR C 0.64%
ATSG C 0.63%
RYI F 0.63%
CHGG F 0.62%
TGNA D 0.62%
CABO F 0.62%
GDEN F 0.61%
SPB C 0.61%
UAA F 0.61%
PARR F 0.59%
BZH D 0.57%
JBT F 0.57%
MLKN D 0.56%
MSGE A 0.56%
KSS F 0.56%
SR B 0.55%
SAH B 0.54%
VBTX B 0.54%
FULT A 0.53%
AX A 0.53%
WSFS A 0.53%
EFSC C 0.52%
DAN C 0.52%
ALGT F 0.52%
STBA B 0.52%
CUBI D 0.51%
EBC C 0.51%
BANR B 0.51%
CATY D 0.5%
OCFC C 0.5%
AMN D 0.49%
CIM D 0.49%
NAVI D 0.49%
HPP F 0.48%
REZI D 0.48%
ADNT F 0.48%
SBH F 0.47%
GES B 0.44%
GOGO C 0.4%
PFBC A 0.4%
HTZ F 0.4%
TOWN B 0.39%
KOP F 0.39%
BKU B 0.39%
FIBK B 0.39%
UNF F 0.38%
KMT D 0.38%
HOPE D 0.38%
BUSE B 0.38%
PNM C 0.38%
WOR D 0.37%
WSBC D 0.37%
PDCO F 0.37%
NWBI C 0.37%
BKE D 0.36%
VSCO F 0.35%
KLG B 0.35%
HLF C 0.35%
MATW D 0.35%
WGO F 0.34%
LGIH D 0.33%
BOOT B 0.31%
JBLU D 0.31%
HELE D 0.31%
FOXF F 0.3%
DEA C 0.28%
UCBI B 0.27%
JELD B 0.27%
GTY C 0.27%
LNN C 0.27%
FBP A 0.27%
DFIN A 0.27%
FHB A 0.27%
OLPX F 0.27%
TCBI B 0.26%
PSMT A 0.26%
DEI B 0.26%
BHLB B 0.26%
TRS B 0.26%
EAT A 0.26%
NBTB B 0.26%
LTH F 0.25%
WD C 0.25%
AUB C 0.25%
THS D 0.25%
CVBF D 0.25%
OMCL C 0.25%
VRTS D 0.25%
SBCF C 0.25%
JBGS F 0.25%
NMRK D 0.24%
BXC D 0.24%
FBNC F 0.24%
CBRL F 0.23%
CRI F 0.23%
ZD D 0.22%
FWRD F 0.2%
AIR B 0.15%
OII B 0.14%
ADV B 0.14%
PTVE C 0.14%
NVEE D 0.13%
DK F 0.13%
ARI F 0.13%
B C 0.13%
MPW C 0.13%
CTS A 0.13%
PGRE B 0.13%
CPK B 0.13%
FDP D 0.13%
NNI A 0.13%
VICR F 0.12%
CMTG D 0.12%
APAM D 0.12%
KFRC D 0.12%
CVCO C 0.12%
ROG C 0.12%
PPBI D 0.12%
CBU C 0.12%
AIN F 0.12%
GNW C 0.12%
LXP D 0.12%
SHOO D 0.12%
SHEN F 0.11%
IBTX D 0.11%
ATUS F 0.1%
FYT Underweight 355 Positions Relative to CSML
Symbol Grade Weight
AMRK A -0.27%
AGX B -0.26%
ENV B -0.24%
WIRE A -0.24%
CSR A -0.24%
ZETA A -0.23%
MCY A -0.23%
BMI A -0.23%
GRNT B -0.23%
PRA C -0.23%
SLGN B -0.22%
LYEL C -0.22%
CBT A -0.22%
USLM A -0.22%
CNK D -0.22%
GNK A -0.22%
JRVR D -0.22%
THRY C -0.22%
VIRT A -0.22%
CION A -0.22%
ALE A -0.22%
EE B -0.22%
DCO A -0.22%
PGC D -0.22%
ITGR D -0.22%
JAMF B -0.22%
NXRT B -0.22%
AAN F -0.22%
CCB B -0.22%
BLKB B -0.22%
HLIO B -0.22%
SAM F -0.21%
UVSP A -0.21%
AWR C -0.21%
BFST D -0.21%
CADE B -0.21%
DO D -0.21%
ROIC D -0.21%
AXS B -0.21%
UTL B -0.21%
MMS C -0.21%
EVTC F -0.21%
THG A -0.21%
REX B -0.21%
VSTO A -0.21%
IRT B -0.21%
BBSI A -0.21%
UMBF B -0.21%
HTBK D -0.21%
WING A -0.21%
MSBI D -0.21%
MSM F -0.21%
DCPH A -0.21%
QLYS D -0.21%
MLI B -0.21%
SXC D -0.21%
SPNT C -0.21%
CARG C -0.21%
JOUT F -0.21%
ACIW A -0.21%
THFF B -0.21%
BRKL D -0.21%
WABC B -0.21%
QNST A -0.21%
HFWA C -0.21%
NSIT A -0.21%
FMBH B -0.21%
SLM A -0.21%
KRG C -0.21%
UVE B -0.21%
CNOB C -0.21%
ALKT A -0.21%
KNTK B -0.21%
PRGO B -0.21%
FBMS D -0.21%
HPK F -0.21%
HAE A -0.21%
KE D -0.21%
SBSI D -0.21%
QCRH C -0.21%
FLS A -0.21%
KAR A -0.21%
EGY B -0.21%
MAN B -0.21%
GSBC B -0.21%
MATV A -0.21%
SKWD B -0.21%
IDT A -0.21%
INSW A -0.21%
CPF A -0.21%
NPK A -0.21%
ASH A -0.21%
WMG C -0.21%
EZPW C -0.21%
ITRI A -0.21%
BY A -0.21%
ASTE F -0.21%
JXN A -0.21%
SWX A -0.21%
DHIL C -0.21%
BHE A -0.21%
WTM A -0.21%
AMTB B -0.21%
HP F -0.21%
IIIV C -0.21%
MDU A -0.21%
ENR C -0.21%
AVNT A -0.21%
COOP A -0.21%
BSIG C -0.21%
CRAI B -0.21%
AGYS C -0.21%
WTTR B -0.21%
BKH B -0.21%
OZK B -0.21%
YELP C -0.21%
COGT C -0.21%
PLOW D -0.2%
HSII D -0.2%
ATRI B -0.2%
LQDT D -0.2%
KRNY F -0.2%
PLMR B -0.2%
LOPE C -0.2%
DRH D -0.2%
CLW B -0.2%
VRNT C -0.2%
SCS D -0.2%
PLYA C -0.2%
CLDT F -0.2%
NABL D -0.2%
BOX F -0.2%
AGM A -0.2%
AURA D -0.2%
HCKT D -0.2%
VECO B -0.2%
PX F -0.2%
MYRG F -0.2%
THR A -0.2%
WRBY D -0.2%
EB F -0.2%
JBSS F -0.2%
DY A -0.2%
MLAB B -0.2%
EXLS D -0.2%
CAC B -0.2%
HSTM B -0.2%
IOSP C -0.2%
WU C -0.2%
CFB D -0.2%
CCRN F -0.2%
TPH A -0.2%
ETWO B -0.2%
TNC D -0.2%
DRVN F -0.2%
PEB F -0.2%
SANM B -0.2%
MIRM D -0.2%
TPG C -0.2%
PDM B -0.2%
GDOT C -0.2%
CXM D -0.2%
DVAX D -0.2%
ABG F -0.2%
IMXI D -0.2%
ATEN A -0.2%
AVNS D -0.2%
RAMP D -0.2%
MGPI D -0.2%
VC D -0.2%
LEGH D -0.2%
GTX C -0.2%
KELYA C -0.2%
LFST D -0.2%
GPI A -0.2%
WTS C -0.2%
AMAL B -0.2%
CPRX D -0.2%
GPOR C -0.2%
OFIX F -0.2%
MBIN C -0.2%
FTDR B -0.2%
PRGS F -0.2%
ENS D -0.2%
IPAR F -0.2%
CBZ D -0.2%
ADMA A -0.2%
TPB A -0.2%
ESE B -0.2%
MOG.A A -0.2%
BCO A -0.2%
HURN F -0.2%
MATX B -0.2%
HONE B -0.2%
TWKS F -0.2%
EBF D -0.2%
TRN A -0.2%
SITC C -0.2%
COLM B -0.2%
AVT A -0.2%
FELE D -0.2%
AZZ C -0.2%
ESAB B -0.2%
SCSC C -0.2%
CODI D -0.2%
ASGN D -0.2%
AMG C -0.2%
BFS F -0.2%
INN D -0.2%
IESC B -0.2%
PIPR A -0.2%
FMNB D -0.2%
AL A -0.2%
ACEL C -0.2%
TIPT D -0.2%
DXPE B -0.2%
KTB B -0.2%
HWKN A -0.2%
TDS D -0.2%
EGBN F -0.2%
EQBK A -0.2%
ANIP C -0.2%
LAUR A -0.2%
MBWM B -0.2%
MTSI A -0.2%
SVRA D -0.2%
VPG D -0.2%
BV A -0.2%
ELVN B -0.2%
FSS C -0.2%
ASIX F -0.2%
GATX C -0.2%
CBL F -0.2%
ARTNA D -0.2%
HCSG F -0.2%
BHF C -0.2%
AMK D -0.2%
ASAN F -0.19%
SWI B -0.19%
ACCO F -0.19%
KBH B -0.19%
ALKS F -0.19%
CNXC F -0.19%
ROCK D -0.19%
WNC F -0.19%
PCH D -0.19%
RGP D -0.19%
GSAT F -0.19%
CRSR F -0.19%
BCC D -0.19%
CSTL B -0.19%
AMWD D -0.19%
CHRS F -0.19%
GFF C -0.19%
STRL D -0.19%
INTA F -0.19%
SUPN D -0.19%
ACA B -0.19%
VNT D -0.19%
ALTG D -0.19%
PTCT B -0.19%
CSV B -0.19%
CASS D -0.19%
IIIN D -0.19%
ATGE A -0.19%
ACRE D -0.19%
ALRM D -0.19%
ATNI F -0.19%
MTG C -0.19%
HRMY C -0.19%
NAPA F -0.19%
ARDX C -0.19%
SVC F -0.19%
DCGO F -0.19%
PHR D -0.19%
AEIS D -0.19%
IDCC C -0.19%
PEGA D -0.19%
MITK C -0.19%
LRN A -0.19%
EVH F -0.19%
NEU D -0.19%
TNL D -0.19%
CRUS C -0.19%
TARS C -0.19%
POWL B -0.19%
AGO D -0.19%
ALG D -0.19%
PLYM F -0.19%
PRLB F -0.19%
COLL C -0.19%
CORT D -0.19%
GMS C -0.19%
CVI F -0.19%
ALIT C -0.19%
ZIP F -0.19%
GIC F -0.19%
RXO D -0.19%
RUSHA D -0.19%
CGEM A -0.19%
OMI F -0.19%
EEFT C -0.19%
RPD F -0.19%
SHO D -0.19%
MYE A -0.19%
GRC F -0.19%
ATEC D -0.19%
ICFI C -0.19%
SGBX D -0.18%
ZNTL F -0.18%
CEVA D -0.18%
ARVN D -0.18%
APPF C -0.18%
ALEC F -0.18%
XNCR C -0.18%
PRTA F -0.18%
RNG D -0.18%
YOU F -0.18%
TDOC F -0.18%
URBN D -0.18%
OSPN B -0.18%
ASO D -0.18%
MRVI C -0.18%
SUM D -0.18%
TRDA D -0.18%
KNSA C -0.18%
GDYN D -0.18%
NWL D -0.18%
RPAY B -0.18%
VIR C -0.17%
RCUS F -0.17%
ATRC F -0.17%
ABOS F -0.17%
FOR D -0.17%
SES F -0.17%
UNFI F -0.17%
SWTX D -0.17%
FDMT D -0.17%
MBUU F -0.17%
HBI F -0.17%
SLAB D -0.17%
TTEC F -0.17%
CCSI F -0.17%
VTYX F -0.17%
BEAM F -0.16%
OPEN F -0.16%
TVTX F -0.16%
SPWR F -0.16%
HLVX D -0.16%
PL F -0.15%
FF B -0.15%
SAGE F -0.15%
HLIT F -0.15%
NRGV F -0.13%
SEB C -0.13%
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