FTA vs. AVMC ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Avantis U.S. Mid Cap Equity ETF (AVMC)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

AVMC

Avantis U.S. Mid Cap Equity ETF

AVMC Description

The fund invests primarily in a diverse group of U.S. mid cap companies across market sectors and industry groups. It seeks to invest in securities of companies that the Advisor expects to have higher returns by placing an enhanced emphasis on securities of companies with higher profitability and value characteristics, as well as smaller market capitalizations relative to others within the fund"s mid cap investment universe.

Grade (RS Rating)

Last Trade

$69.51

Average Daily Volume

8,425

Number of Holdings ^*

518

* may have additional holdings in another (foreign) market

Performance

Period	FTA	AVMC
30 Days	4.88%	7.92%
60 Days	5.23%	8.98%
90 Days	6.80%	10.86%
12 Months	26.69%	35.44%

100 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in AVMC	Overlap
ADM	D	0.77%	0.19%	0.19%
AEE	A	0.72%	0.2%	0.2%
AKAM	D	0.45%	0.21%	0.21%
ALLY	C	0.71%	0.18%	0.18%
APTV	D	0.66%	0.22%	0.22%
ATO	A	0.73%	0.29%	0.29%
AWK	D	0.15%	0.22%	0.15%
BBY	D	0.45%	0.3%	0.3%
BIIB	F	0.44%	0.29%	0.29%
BLDR	D	0.48%	0.35%	0.35%
CF	B	0.7%	0.3%	0.3%
CFG	B	0.8%	0.32%	0.32%
CINF	A	0.96%	0.34%	0.34%
CLX	B	0.17%	0.25%	0.17%
CMI	A	0.19%	0.57%	0.19%
CMS	C	0.34%	0.18%	0.18%
CNC	D	0.55%	0.15%	0.15%
CNP	B	0.72%	0.08%	0.08%
CPB	D	0.16%	0.08%	0.08%
CTRA	B	0.93%	0.34%	0.34%
CTSH	B	0.73%	0.16%	0.16%
CTVA	C	0.17%	0.14%	0.14%
DAL	C	1.12%	0.62%	0.62%
DD	D	0.16%	0.46%	0.16%
DG	F	0.64%	0.13%	0.13%
DOW	F	0.42%	0.34%	0.34%
DRI	B	0.36%	0.31%	0.31%
DTE	C	0.48%	0.2%	0.2%
DVN	F	0.88%	0.45%	0.45%
EBAY	D	0.49%	0.3%	0.3%
ED	D	0.64%	0.31%	0.31%
EG	C	0.82%	0.24%	0.24%
EIX	B	0.33%	0.13%	0.13%
EQT	B	0.82%	0.35%	0.35%
ETR	B	0.78%	0.36%	0.36%
EXC	C	0.66%	0.1%	0.1%
EXPD	D	0.16%	0.31%	0.16%
FANG	D	0.74%	0.1%	0.1%
FE	C	0.32%	0.12%	0.12%
FITB	A	0.57%	0.53%	0.53%
FNF	B	0.34%	0.24%	0.24%
FOXA	B	0.98%	0.22%	0.22%
GIS	D	0.31%	0.24%	0.24%
GPC	D	0.31%	0.19%	0.19%
HBAN	A	0.84%	0.41%	0.41%
HIG	B	0.69%	0.63%	0.63%
HOLX	D	0.16%	0.19%	0.16%
HPE	B	0.92%	0.44%	0.44%
HRL	D	0.49%	0.12%	0.12%
HSY	F	0.33%	0.17%	0.17%
IEX	B	0.18%	0.22%	0.18%
IP	B	0.6%	0.32%	0.32%
J	F	0.18%	0.18%	0.18%
JBHT	C	0.38%	0.26%	0.26%
KEY	B	0.4%	0.29%	0.29%
KEYS	A	0.17%	0.39%	0.17%
KR	B	0.72%	0.12%	0.12%
L	A	0.74%	0.24%	0.24%
LH	C	0.18%	0.25%	0.18%
LNT	A	0.5%	0.13%	0.13%
LUV	C	0.56%	0.28%	0.28%
LYB	F	0.76%	0.37%	0.37%
MAS	D	0.16%	0.11%	0.11%
MOH	F	0.31%	0.29%	0.29%
MTB	A	0.61%	0.55%	0.55%
NI	A	0.53%	0.12%	0.12%
NVR	D	0.33%	0.13%	0.13%
NWSA	B	0.38%	0.17%	0.17%
OC	A	0.78%	0.33%	0.33%
OMC	C	0.17%	0.19%	0.17%
ON	D	0.65%	0.46%	0.46%
PFG	D	0.17%	0.31%	0.17%
PHM	D	0.79%	0.5%	0.5%
PKG	A	0.38%	0.38%	0.38%
PPG	F	0.33%	0.4%	0.33%
PPL	B	0.51%	0.23%	0.23%
RF	A	0.58%	0.4%	0.4%
RGA	A	0.37%	0.24%	0.24%
RJF	A	0.46%	0.52%	0.46%
RS	B	0.94%	0.3%	0.3%
SNA	A	0.63%	0.29%	0.29%
SSNC	B	0.35%	0.19%	0.19%
STLD	B	0.96%	0.4%	0.4%
STT	A	0.55%	0.43%	0.43%
SWKS	F	0.6%	0.21%	0.21%
SYF	B	1.14%	0.46%	0.46%
SYY	B	0.49%	0.41%	0.41%
TOL	B	0.87%	0.29%	0.29%
TROW	B	0.97%	0.41%	0.41%
TSN	B	0.38%	0.22%	0.22%
TXT	D	0.5%	0.26%	0.26%
UAL	A	1.4%	0.51%	0.51%
ULTA	F	0.5%	0.2%	0.2%
VTRS	A	0.76%	0.25%	0.25%
WEC	A	0.35%	0.19%	0.19%
WLK	D	0.3%	0.08%	0.08%
WRB	A	0.18%	0.27%	0.18%
XEL	A	0.74%	0.31%	0.31%
ZBH	C	0.71%	0.2%	0.2%
ZM	B	0.42%	0.26%	0.26%

FTA Overweight 86 Positions Relative to AVMC

Symbol	Grade	Weight
GM	B	1.13%
PCAR	B	1.02%
EOG	A	0.97%
CVX	A	0.96%
COP	C	0.94%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
PSX	C	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
LNG	B	0.82%
BG	F	0.8%
LEN	D	0.79%
CVS	D	0.77%
SRE	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
CRBG	B	0.74%
SLB	C	0.73%
CB	C	0.7%
MS	A	0.65%
VZ	C	0.64%
CHTR	C	0.62%
BKR	B	0.61%
DHI	D	0.6%
BAC	A	0.59%
TDY	B	0.56%
TRV	B	0.56%
USB	A	0.56%
DGX	A	0.52%
D	C	0.5%
AFL	B	0.5%
EQR	B	0.5%
TGT	F	0.5%
DUK	C	0.49%
CE	F	0.48%
DE	A	0.48%
AEP	D	0.47%
STX	D	0.46%
KHC	F	0.46%
OKE	A	0.42%
DIS	B	0.4%
PNC	B	0.39%
CSCO	B	0.38%
KIM	A	0.37%
HPQ	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
DOC	D	0.33%
CARR	D	0.33%
JNJ	D	0.33%
ARE	D	0.32%
KDP	D	0.31%
HUM	C	0.31%
ELV	F	0.27%
PYPL	B	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
APD	A	0.18%
GD	F	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
SBUX	A	0.17%
WY	D	0.16%
LMT	D	0.16%
CI	F	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
MDLZ	F	0.15%
CAG	D	0.14%

FTA Underweight 418 Positions Relative to AVMC

Symbol	Grade	Weight
RCL	A	-0.94%
VST	B	-0.92%
APP	B	-0.81%
URI	B	-0.75%
TRGP	B	-0.73%
VRT	B	-0.72%
DFS	B	-0.64%
TPL	A	-0.59%
IT	C	-0.55%
GLW	B	-0.55%
ACGL	D	-0.54%
COIN	C	-0.53%
MLM	B	-0.52%
CCL	B	-0.52%
HWM	A	-0.51%
FIS	C	-0.5%
VMC	B	-0.5%
EA	A	-0.48%
GRMN	B	-0.48%
FCNCA	A	-0.47%
DECK	A	-0.47%
IR	B	-0.46%
CBRE	B	-0.45%
EME	C	-0.44%
MSTR	C	-0.44%
PEG	A	-0.44%
LPLA	A	-0.42%
ROK	B	-0.42%
RMD	C	-0.41%
CSL	C	-0.4%
NTAP	C	-0.4%
CDW	F	-0.4%
DOV	A	-0.39%
VEEV	C	-0.39%
TSCO	D	-0.38%
CSGP	D	-0.38%
GEHC	F	-0.38%
BR	A	-0.38%
NDAQ	A	-0.38%
EFX	F	-0.37%
MKL	A	-0.37%
CHD	B	-0.37%
WAB	B	-0.37%
LII	A	-0.36%
WST	C	-0.35%
WSM	B	-0.35%
NTRS	A	-0.35%
JBL	B	-0.35%
HUBB	B	-0.35%
CPAY	A	-0.34%
A	D	-0.34%
MRO	B	-0.34%
EXPE	B	-0.34%
BAH	F	-0.33%
K	A	-0.32%
WAT	B	-0.31%
STE	F	-0.31%
XPO	B	-0.3%
XYL	D	-0.3%
FLEX	A	-0.3%
UTHR	C	-0.29%
MANH	D	-0.29%
EQH	B	-0.29%
FDS	B	-0.29%
CBOE	B	-0.29%
OVV	B	-0.28%
RPM	A	-0.28%
LDOS	C	-0.28%
SQ	B	-0.28%
CASY	A	-0.27%
SAIA	B	-0.27%
FIX	A	-0.26%
FTI	A	-0.26%
FSLR	F	-0.26%
TER	D	-0.25%
GDDY	A	-0.25%
BRO	B	-0.25%
EWBC	A	-0.25%
BALL	D	-0.25%
PSTG	D	-0.25%
AVY	D	-0.24%
TWLO	A	-0.24%
PINS	D	-0.24%
MPWR	F	-0.24%
GGG	B	-0.24%
PNR	A	-0.23%
ALGN	D	-0.23%
WSO	A	-0.23%
NRG	B	-0.23%
WBD	C	-0.22%
CLH	B	-0.22%
KNSL	B	-0.21%
THC	D	-0.21%
EMN	D	-0.21%
POOL	C	-0.21%
KMX	B	-0.21%
FFIV	B	-0.21%
PRI	A	-0.2%
ITT	A	-0.2%
EVR	B	-0.2%
USFD	A	-0.2%
TW	A	-0.2%
KVUE	A	-0.2%
UNM	A	-0.2%
WAL	B	-0.2%
GWRE	A	-0.19%
LAD	A	-0.19%
RNR	C	-0.19%
BWXT	B	-0.19%
MUSA	A	-0.19%
JKHY	D	-0.19%
PFGC	B	-0.19%
CG	A	-0.19%
AMCR	D	-0.19%
SOFI	A	-0.19%
BJ	A	-0.18%
AIZ	A	-0.18%
CMA	A	-0.18%
SF	B	-0.18%
TXRH	C	-0.18%
ALLE	D	-0.18%
NCLH	B	-0.18%
AIT	A	-0.18%
ERIE	D	-0.18%
ALB	C	-0.18%
ATR	B	-0.18%
EXP	A	-0.18%
MLI	C	-0.18%
TAP	C	-0.18%
IFF	D	-0.18%
NBIX	C	-0.18%
ROL	B	-0.18%
ACM	A	-0.18%
ZION	B	-0.18%
LECO	B	-0.18%
PAYC	B	-0.17%
FN	D	-0.17%
AR	B	-0.17%
AYI	B	-0.17%
AFG	A	-0.17%
INCY	C	-0.17%
AFRM	B	-0.17%
PNFP	B	-0.17%
BURL	A	-0.17%
ALSN	B	-0.17%
JEF	A	-0.17%
WBS	A	-0.17%
WMS	D	-0.17%
PR	B	-0.16%
UFPI	B	-0.16%
SEIC	B	-0.16%
BSY	D	-0.16%
EXEL	B	-0.16%
R	B	-0.16%
BLD	D	-0.16%
BMRN	D	-0.16%
GME	C	-0.16%
DTM	B	-0.16%
GL	B	-0.16%
JLL	D	-0.16%
EPAM	C	-0.16%
TTWO	A	-0.16%
COHR	B	-0.16%
RRC	B	-0.16%
CIEN	B	-0.15%
FBIN	D	-0.15%
FLR	B	-0.15%
AOS	F	-0.15%
MKC	D	-0.15%
INGR	B	-0.15%
DCI	B	-0.15%
HRB	D	-0.15%
LBRDK	C	-0.15%
FND	C	-0.15%
WCC	B	-0.15%
CCK	C	-0.15%
PWR	A	-0.15%
UHS	D	-0.15%
ORI	A	-0.15%
RHI	B	-0.14%
ILMN	D	-0.14%
TMHC	B	-0.14%
ROKU	D	-0.14%
GNRC	B	-0.14%
SCI	B	-0.14%
TPX	B	-0.14%
WWD	B	-0.14%
X	C	-0.14%
Z	A	-0.14%
HLNE	B	-0.14%
EHC	B	-0.14%
CHRW	C	-0.14%
MTDR	B	-0.14%
WTFC	A	-0.14%
AXTA	A	-0.13%
AXS	A	-0.13%
KEX	C	-0.13%
RL	B	-0.13%
NYT	C	-0.13%
SSB	B	-0.13%
MRNA	F	-0.13%
MORN	B	-0.13%
BILL	A	-0.13%
APA	D	-0.13%
TECH	D	-0.13%
JAZZ	B	-0.13%
ARMK	B	-0.13%
ENSG	D	-0.13%
WFRD	D	-0.13%
EVRG	A	-0.13%
GMED	A	-0.13%
RIVN	F	-0.13%
ONTO	D	-0.13%
CTLT	B	-0.13%
TPR	B	-0.13%
VOYA	B	-0.13%
DINO	D	-0.13%
LYV	A	-0.13%
BAX	D	-0.13%
BWA	D	-0.13%
SSD	D	-0.13%
CFR	B	-0.13%
DVA	B	-0.12%
RBC	A	-0.12%
RLI	B	-0.12%
RVMD	C	-0.12%
HALO	F	-0.12%
LNW	D	-0.12%
MTG	C	-0.12%
CHE	D	-0.12%
DKS	C	-0.12%
SKX	D	-0.12%
LW	C	-0.12%
MTH	D	-0.12%
TREX	C	-0.12%
PCTY	B	-0.12%
CBSH	A	-0.12%
GPK	C	-0.12%
AXON	A	-0.12%
ATI	D	-0.12%
MEDP	D	-0.12%
CMC	B	-0.12%
PNW	B	-0.12%
ALV	C	-0.12%
OSK	B	-0.12%
CHRD	D	-0.11%
UHAL	D	-0.11%
ES	D	-0.11%
NOV	C	-0.11%
IPG	D	-0.11%
WEX	D	-0.11%
WH	B	-0.11%
OGE	B	-0.11%
LSTR	D	-0.11%
PCVX	D	-0.11%
DXCM	D	-0.11%
FLS	B	-0.11%
OLED	D	-0.11%
CHX	C	-0.11%
SM	B	-0.11%
KBR	F	-0.11%
MAT	D	-0.11%
HAS	D	-0.11%
GNTX	C	-0.11%
OMF	A	-0.11%
DLTR	F	-0.11%
SNX	C	-0.1%
SITE	D	-0.1%
CZR	F	-0.1%
PB	A	-0.1%
KNX	B	-0.1%
MUR	D	-0.1%
ELAN	D	-0.1%
HII	D	-0.1%
APG	B	-0.1%
FAF	A	-0.1%
FHN	A	-0.1%
ARW	D	-0.1%
AGCO	D	-0.1%
MOS	F	-0.1%
WSC	D	-0.1%
MSA	D	-0.1%
CR	A	-0.1%
FOX	A	-0.1%
BPOP	B	-0.1%
CLF	F	-0.1%
BERY	B	-0.1%
NSIT	F	-0.09%
G	B	-0.09%
JNPR	F	-0.09%
IVZ	B	-0.09%
RGLD	C	-0.09%
S	B	-0.09%
AM	A	-0.09%
MHK	D	-0.09%
SIGI	C	-0.09%
THO	B	-0.09%
OLLI	D	-0.09%
LSCC	D	-0.09%
ESNT	D	-0.09%
BECN	B	-0.09%
QRVO	F	-0.09%
RYAN	B	-0.09%
ZWS	B	-0.09%
VNT	B	-0.09%
BEN	C	-0.09%
LFUS	F	-0.09%
IDXX	F	-0.09%
GAP	C	-0.09%
RPRX	D	-0.09%
ESAB	B	-0.09%
CHDN	B	-0.09%
CIVI	D	-0.09%
TFX	F	-0.08%
PVH	C	-0.08%
ENLC	A	-0.08%
NFG	A	-0.08%
CGNX	C	-0.08%
DAR	C	-0.08%
AMG	B	-0.08%
MKTX	D	-0.08%
TKR	D	-0.08%
MTN	C	-0.08%
AES	F	-0.08%
AN	C	-0.08%
BIO	D	-0.08%
TTC	D	-0.08%
IQV	D	-0.08%
BC	C	-0.08%
COKE	C	-0.08%
MGY	A	-0.08%
LEA	D	-0.08%
CHH	A	-0.07%
BYD	C	-0.07%
AA	B	-0.07%
SW	A	-0.07%
SON	D	-0.07%
PATH	C	-0.07%
VFC	C	-0.07%
CROX	D	-0.07%
PTC	A	-0.07%
CNM	D	-0.07%
DLB	B	-0.07%
LULU	C	-0.07%
NEU	C	-0.07%
POST	C	-0.07%
FYBR	D	-0.07%
WTS	B	-0.07%
OLN	D	-0.07%
GFS	C	-0.06%
ST	F	-0.06%
NWS	B	-0.06%
NXST	C	-0.06%
WHR	B	-0.06%
FMC	D	-0.06%
BFAM	D	-0.06%
HXL	D	-0.06%
H	B	-0.06%
TNET	D	-0.05%
FRPT	B	-0.05%
ENPH	F	-0.05%
PAG	B	-0.05%
BRKR	D	-0.05%
AMKR	D	-0.05%
ENTG	D	-0.05%
MGM	D	-0.04%
HESM	B	-0.04%
ADTN	A	-0.04%
COLM	B	-0.04%
PARA	C	-0.04%
SEE	C	-0.04%
BOKF	B	-0.04%
IDA	A	-0.04%
SPSC	C	-0.04%
LBRDA	C	-0.03%
OZK	B	-0.03%
CACC	D	-0.03%
CHWY	B	-0.03%
COLB	A	-0.03%
PPC	C	-0.03%
CELH	F	-0.03%
ZG	A	-0.03%
DDS	B	-0.03%
TRMB	B	-0.03%
XRAY	F	-0.03%
FLO	D	-0.03%
LCID	F	-0.02%
CWEN	C	-0.02%
EL	F	-0.02%
CLVT	F	-0.02%
HAE	C	-0.02%
SMCI	F	-0.02%
CNA	B	-0.02%
MSM	C	-0.02%
LANC	C	-0.02%
LEVI	F	-0.02%
LUMN	C	-0.02%
ATKR	C	-0.01%
VAL	D	-0.01%
LKQ	D	-0.01%
CWEN	C	-0.01%
PII	D	-0.01%
SAIC	F	-0.01%
UHAL	D	-0.01%
QLYS	C	-0.01%
ACT	D	-0.01%
AGR	B	-0.01%
RMBS	C	-0.0%
CNXC	F	-0.0%
NFE	D	-0.0%
FRHC	B	-0.0%
RIG	D	-0.0%
PTEN	C	-0.0%
IGT	F	-0.0%
FRSH	C	-0.0%
RGEN	D	-0.0%
FIZZ	C	-0.0%
REYN	D	-0.0%