SMMV vs. FYT ETF Comparison

Comparison of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$40.85

Average Daily Volume

34,645

Number of Holdings ^*

287

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.78

Average Daily Volume

6,214

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	SMMV	FYT
30 Days	0.34%	-1.63%
60 Days	0.74%	-3.57%
90 Days	4.29%	-1.23%
12 Months	25.76%	21.50%

32 Overlapping Holdings

Symbol	Grade	Weight in SMMV	Weight in FYT	Overlap
AVA	D	0.22%	0.65%	0.22%
BHE	B	0.31%	0.25%	0.25%
BTU	A	0.05%	0.61%	0.05%
CNXN	F	0.16%	0.12%	0.12%
CXW	C	0.11%	0.71%	0.11%
DK	F	0.04%	0.24%	0.04%
EIG	A	0.24%	0.65%	0.24%
EQC	D	0.41%	0.52%	0.41%
GEO	B	0.05%	0.31%	0.05%
GHC	A	0.5%	0.5%	0.5%
GO	F	0.29%	0.25%	0.25%
GPOR	F	0.29%	0.61%	0.29%
HMN	A	0.3%	0.27%	0.27%
IMKTA	D	0.17%	0.55%	0.17%
INVA	B	0.22%	0.67%	0.22%
LAUR	B	0.41%	0.36%	0.36%
NWE	D	0.66%	0.5%	0.5%
PBH	A	0.71%	0.26%	0.26%
PDCO	F	0.34%	0.51%	0.34%
PINC	A	0.47%	0.65%	0.47%
PRDO	B	0.29%	0.49%	0.29%
ROG	F	0.03%	0.23%	0.03%
SAFT	D	0.24%	0.12%	0.12%
SEB	F	0.06%	0.62%	0.06%
SHEN	F	0.14%	0.26%	0.14%
SNDR	A	0.3%	0.37%	0.3%
SPNT	D	0.16%	0.62%	0.16%
TGNA	B	0.47%	0.67%	0.47%
UNF	D	0.33%	0.37%	0.33%
USM	A	0.11%	0.56%	0.11%
WERN	D	0.44%	0.37%	0.37%
WMK	F	0.15%	0.49%	0.15%

SMMV Overweight 255 Positions Relative to FYT

Symbol	Grade	Weight
RGLD	B	1.55%
ATR	A	1.54%
ORI	C	1.51%
MUSA	C	1.48%
ADC	C	1.48%
EXEL	A	1.47%
CHE	F	1.46%
AXS	C	1.28%
RLI	B	1.18%
OGE	C	1.15%
ENSG	A	1.14%
HQY	B	1.13%
SIGI	D	1.12%
THG	B	1.07%
EHC	A	1.07%
RGA	D	1.06%
IDA	A	1.04%
DTM	A	1.03%
RNR	C	1.02%
UNM	A	1.02%
CACI	A	0.98%
MDU	B	0.97%
PSN	A	0.97%
WTM	B	0.93%
SFM	A	0.93%
CVLT	B	0.92%
PNW	D	0.92%
GNTX	C	0.92%
FLO	F	0.88%
DLB	C	0.85%
POST	D	0.84%
LSTR	D	0.82%
CASY	A	0.79%
BWXT	B	0.78%
NEU	F	0.77%
CALM	B	0.75%
PNM	B	0.75%
BJ	B	0.74%
INGR	C	0.72%
RYAN	C	0.71%
PAGP	D	0.71%
CW	B	0.71%
CCOI	B	0.71%
ALKS	F	0.7%
CTRE	A	0.69%
WEN	B	0.67%
TKO	D	0.66%
MSGS	A	0.66%
LRN	A	0.66%
OHI	A	0.65%
INSM	D	0.65%
FCN	F	0.65%
PCVX	C	0.64%
BRC	D	0.64%
VNOM	A	0.63%
AMED	D	0.62%
LOPE	D	0.6%
TXRH	A	0.59%
CCCS	D	0.58%
HESM	D	0.57%
MSM	F	0.56%
POR	C	0.53%
IONS	F	0.53%
PRGS	B	0.52%
JJSF	D	0.5%
KBR	B	0.5%
HRB	D	0.49%
ESGR	B	0.49%
FCFS	F	0.49%
SON	F	0.47%
VIRT	C	0.46%
IBKR	A	0.46%
NSIT	F	0.44%
MSA	F	0.44%
CWAN	B	0.43%
NYT	A	0.43%
MGEE	B	0.42%
CSWI	C	0.42%
ADUS	D	0.41%
DRS	A	0.41%
JAZZ	D	0.39%
KNTK	B	0.39%
MCY	B	0.38%
HURN	A	0.38%
AM	C	0.37%
VRRM	D	0.37%
XENE	C	0.37%
REYN	F	0.37%
HLI	A	0.36%
BATRK	D	0.36%
AVT	B	0.36%
INSW	F	0.35%
SNX	C	0.34%
CWST	D	0.34%
LANC	D	0.33%
DCI	B	0.32%
NHC	D	0.32%
SKWD	B	0.32%
SAIC	B	0.31%
MGRC	A	0.31%
CRNX	B	0.3%
AGX	A	0.3%
SMPL	C	0.29%
HWKN	D	0.28%
CORT	A	0.28%
MMS	D	0.27%
ASH	F	0.27%
IDYA	F	0.27%
VVV	D	0.27%
DBX	B	0.27%
ALE	A	0.27%
IDCC	A	0.26%
CRAI	B	0.26%
OPCH	F	0.26%
AVPT	A	0.26%
DVAX	A	0.26%
WT	B	0.25%
MIRM	D	0.25%
SCI	A	0.24%
NJR	C	0.24%
OSW	A	0.24%
OLLI	C	0.24%
YELP	F	0.24%
RARE	D	0.23%
USLM	A	0.23%
LBTYK	C	0.23%
COLL	F	0.22%
PPC	A	0.22%
WABC	B	0.21%
NTST	F	0.21%
KNSA	C	0.21%
AMSF	A	0.21%
EDR	A	0.2%
CHH	A	0.19%
AWR	C	0.19%
ICFI	B	0.19%
KRP	B	0.19%
SWX	B	0.18%
ADMA	C	0.18%
PJT	B	0.18%
CNX	B	0.17%
CWT	D	0.17%
NTCT	B	0.17%
VVX	B	0.16%
JBSS	F	0.16%
ATEN	A	0.16%
BFC	B	0.16%
SPTN	D	0.15%
HCC	A	0.15%
IDT	A	0.15%
CIEN	B	0.15%
BLKB	D	0.15%
SLGN	A	0.14%
ARCH	B	0.14%
RGR	F	0.14%
KRYS	D	0.14%
OGS	C	0.14%
PRGO	D	0.14%
DJCO	B	0.13%
NABL	F	0.13%
REX	F	0.13%
HSTM	A	0.13%
HALO	D	0.13%
ZYME	A	0.12%
KELYA	D	0.12%
GPK	C	0.12%
HCKT	D	0.12%
IRON	F	0.12%
GTX	F	0.12%
ATGE	A	0.12%
LTC	A	0.11%
SMP	B	0.11%
ACLX	B	0.11%
UVE	C	0.11%
LQDT	D	0.1%
HCI	B	0.1%
SPRY	B	0.1%
LMAT	C	0.1%
VITL	C	0.1%
ACEL	D	0.1%
VREX	C	0.1%
CHCO	B	0.1%
NTNX	B	0.1%
PLXS	A	0.1%
EBF	F	0.1%
ANIP	F	0.09%
UFCS	F	0.09%
FC	D	0.09%
AGIO	C	0.09%
GWRE	B	0.09%
IRWD	F	0.09%
EWTX	B	0.09%
ACHC	F	0.09%
YORW	F	0.09%
ALRM	F	0.09%
DHIL	D	0.09%
STRA	F	0.08%
TIPT	A	0.08%
MCS	A	0.08%
CCRN	F	0.08%
CRVL	D	0.08%
LQDA	C	0.08%
NPK	F	0.08%
FRPH	D	0.08%
THS	F	0.08%
EPAC	A	0.08%
BOX	D	0.07%
SR	D	0.07%
DORM	B	0.07%
CLW	F	0.07%
OSIS	F	0.07%
ACT	D	0.07%
CNSL	A	0.07%
MATX	A	0.07%
ATEX	F	0.07%
WINA	B	0.07%
CPK	C	0.07%
TARS	A	0.07%
NTGR	A	0.07%
BBSI	C	0.07%
ITCI	A	0.07%
CEIX	A	0.07%
IMAX	A	0.06%
BATRA	D	0.06%
CGON	F	0.06%
IMNM	F	0.06%
PBF	F	0.06%
ANAB	F	0.06%
RMR	D	0.06%
HG	D	0.06%
SENEA	B	0.06%
COKE	D	0.06%
CART	A	0.06%
TBPH	D	0.06%
IRMD	B	0.05%
CRGX	D	0.05%
USPH	F	0.05%
IMXI	F	0.05%
SCHL	F	0.05%
AESI	F	0.05%
UTZ	D	0.05%
ADEA	A	0.05%
UTI	A	0.05%
RAMP	D	0.05%
KROS	B	0.05%
NRC	F	0.05%
TH	F	0.04%
SWBI	F	0.04%
METC	F	0.04%
ACAD	F	0.04%
DAWN	A	0.04%
CGEM	F	0.03%
MITK	D	0.03%
GNK	F	0.03%
ITOS	F	0.02%

SMMV Underweight 224 Positions Relative to FYT

Symbol	Grade	Weight
RIOT	C	-0.87%
BMBL	C	-0.74%
DBRG	B	-0.74%
CVI	F	-0.69%
BFH	D	-0.69%
HELE	C	-0.68%
VTLE	F	-0.68%
GBX	A	-0.67%
GIII	B	-0.67%
KOS	F	-0.66%
WKC	D	-0.66%
GEF	B	-0.66%
PARR	F	-0.65%
CABO	D	-0.65%
ULH	C	-0.65%
APLE	B	-0.65%
KMT	D	-0.64%
CUBI	D	-0.64%
RES	F	-0.64%
SHO	D	-0.64%
RLJ	F	-0.64%
PK	F	-0.64%
KSS	F	-0.63%
JBT	A	-0.63%
FOR	D	-0.63%
PLAB	F	-0.62%
EPC	F	-0.62%
UVV	C	-0.62%
DNOW	F	-0.61%
VSH	F	-0.61%
TALO	D	-0.61%
TDS	A	-0.61%
ECVT	D	-0.6%
GT	D	-0.6%
VC	F	-0.6%
CAL	F	-0.59%
CRGY	A	-0.59%
GES	F	-0.59%
HTZ	F	-0.58%
CCS	F	-0.58%
HOV	D	-0.57%
TRMK	A	-0.56%
INDB	A	-0.55%
IART	C	-0.55%
HIW	B	-0.55%
WS	A	-0.54%
HY	C	-0.54%
VAC	C	-0.54%
EBC	C	-0.53%
DRH	D	-0.53%
PEBO	B	-0.53%
AMWD	D	-0.53%
REZI	D	-0.53%
BV	A	-0.53%
BY	A	-0.52%
NWN	C	-0.52%
VSTS	F	-0.52%
FFBC	A	-0.52%
XRX	F	-0.52%
LILAK	B	-0.52%
DAN	F	-0.51%
MRC	F	-0.51%
SCSC	F	-0.51%
ABR	B	-0.51%
NAVI	F	-0.51%
MLKN	F	-0.51%
PHIN	B	-0.51%
CTOS	D	-0.5%
ADNT	F	-0.5%
BNL	D	-0.5%
PRG	D	-0.5%
AMN	F	-0.49%
LADR	C	-0.49%
MODG	F	-0.49%
ZD	F	-0.49%
CENTA	F	-0.48%
CMCO	F	-0.48%
LZB	D	-0.48%
SAH	D	-0.48%
ANDE	F	-0.48%
SBH	B	-0.47%
OEC	F	-0.47%
VSAT	F	-0.46%
VSCO	A	-0.44%
PLYA	C	-0.43%
BANR	B	-0.42%
CASH	B	-0.42%
CVBF	A	-0.41%
SFNC	B	-0.41%
NX	C	-0.41%
WSBC	A	-0.4%
VBTX	B	-0.4%
KLG	F	-0.4%
PFBC	A	-0.4%
CATY	A	-0.4%
SJW	F	-0.39%
CRK	B	-0.39%
CRI	F	-0.39%
SASR	A	-0.39%
TCBK	C	-0.39%
PTVE	D	-0.39%
VRTS	C	-0.39%
FIBK	B	-0.39%
EFSC	B	-0.39%
XHR	C	-0.38%
KALU	B	-0.38%
FCF	C	-0.38%
WSFS	D	-0.38%
WGO	F	-0.38%
RNST	A	-0.38%
SRCE	C	-0.38%
FRME	C	-0.38%
IPGP	B	-0.38%
HOPE	C	-0.38%
BKU	D	-0.37%
FULT	B	-0.37%
BKE	B	-0.37%
MCRI	A	-0.36%
SPB	D	-0.36%
PEB	F	-0.36%
ARCB	D	-0.36%
ALG	F	-0.36%
HUBG	D	-0.36%
BUSE	D	-0.36%
GRBK	D	-0.35%
LGIH	F	-0.34%
MRTN	F	-0.34%
OMI	F	-0.33%
DFH	F	-0.33%
SCVL	F	-0.32%
SSTK	D	-0.32%
SNEX	A	-0.28%
NIC	B	-0.28%
LC	A	-0.28%
DEA	C	-0.27%
FHB	A	-0.27%
ODP	C	-0.27%
TTMI	A	-0.27%
FHI	A	-0.27%
ASB	A	-0.27%
NWBI	D	-0.26%
CXT	F	-0.26%
CSGS	C	-0.26%
MTX	C	-0.26%
PSMT	D	-0.26%
SBCF	C	-0.26%
ABM	B	-0.26%
FBNC	C	-0.26%
TOWN	D	-0.26%
ROCK	D	-0.25%
ARI	F	-0.25%
KAR	F	-0.25%
HLF	D	-0.25%
ALEX	C	-0.25%
HTH	F	-0.25%
PATK	D	-0.25%
LCII	F	-0.25%
GOGO	F	-0.25%
IOSP	F	-0.25%
WAFD	D	-0.25%
DFIN	F	-0.25%
CAR	C	-0.24%
STBA	D	-0.24%
ENOV	D	-0.24%
KWR	F	-0.24%
SYNA	F	-0.24%
AVNS	F	-0.24%
SCL	F	-0.24%
YETI	F	-0.23%
OFG	C	-0.23%
LNN	C	-0.23%
FOXF	F	-0.23%
THRM	D	-0.22%
MGPI	F	-0.18%
MYRG	B	-0.15%
BHF	B	-0.14%
PGRE	C	-0.14%
TCBI	B	-0.14%
PLUS	C	-0.13%
GIC	F	-0.13%
MSEX	D	-0.13%
HAYW	A	-0.13%
HLIO	B	-0.13%
NVEE	D	-0.13%
NNI	B	-0.13%
CBU	A	-0.13%
ROIC	C	-0.13%
NBTB	D	-0.13%
PFS	B	-0.13%
BHLB	B	-0.13%
GNW	C	-0.13%
PPBI	B	-0.13%
SAM	C	-0.13%
IVT	B	-0.13%
FBK	A	-0.13%
MSGE	B	-0.13%
JBGS	C	-0.13%
DEI	B	-0.13%
STC	D	-0.12%
RC	F	-0.12%
CC	F	-0.12%
MTRN	F	-0.12%
OI	F	-0.12%
XPEL	F	-0.12%
SHOO	D	-0.12%
NMRK	A	-0.12%
AIR	F	-0.12%
UPWK	A	-0.12%
EVTC	D	-0.12%
CVCO	D	-0.12%
LXP	D	-0.12%
BLMN	D	-0.12%
MCW	A	-0.12%
FDP	A	-0.12%
CMTG	F	-0.11%
GPRE	F	-0.11%
OLPX	F	-0.11%
OXM	F	-0.11%
CWEN	B	-0.11%
CNMD	D	-0.11%
KFRC	D	-0.11%
UPBD	D	-0.11%
SHLS	F	-0.11%
AIN	F	-0.1%