ROUS vs. EFIV ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to SPDR S&P 500 ESG ETF (EFIV)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$51.39

Average Daily Volume

21,944

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.01

Average Daily Volume

109,941

Number of Holdings ^*

316

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	EFIV
30 Days	1.66%	0.90%
60 Days	3.81%	1.36%
90 Days	6.42%	3.76%
12 Months	28.47%	31.66%

140 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in EFIV	Overlap
AAPL	C	1.25%	9.5%	1.25%
ABBV	C	1.02%	1.01%	1.01%
ABT	C	0.14%	0.6%	0.14%
ACGL	B	0.28%	0.12%	0.12%
ACN	C	0.45%	0.65%	0.45%
ADBE	F	0.19%	0.78%	0.19%
ADM	D	0.04%	0.09%	0.04%
ADSK	C	0.04%	0.16%	0.04%
AFL	C	0.33%	0.17%	0.17%
AIG	D	0.02%	0.14%	0.02%
AIZ	B	0.08%	0.03%	0.03%
AKAM	D	0.05%	0.04%	0.04%
ALL	B	0.14%	0.14%	0.14%
AMAT	D	0.3%	0.45%	0.3%
AMCR	C	0.11%	0.05%	0.05%
AMGN	B	0.42%	0.52%	0.42%
AVB	C	0.13%	0.1%	0.1%
AVY	D	0.01%	0.05%	0.01%
BAC	D	0.1%	0.78%	0.1%
BBY	C	0.39%	0.06%	0.06%
BK	A	0.45%	0.15%	0.15%
BMY	C	0.25%	0.29%	0.25%
BR	D	0.05%	0.07%	0.05%
BSX	B	0.14%	0.36%	0.14%
C	D	0.3%	0.32%	0.3%
CAH	C	0.17%	0.08%	0.08%
CAT	B	0.18%	0.49%	0.18%
CB	B	0.35%	0.35%	0.35%
CBOE	C	0.1%	0.06%	0.06%
CF	C	0.03%	0.04%	0.03%
CHRW	A	0.36%	0.03%	0.03%
CI	C	0.28%	0.3%	0.28%
CL	C	0.52%	0.26%	0.26%
CMCSA	D	0.35%	0.46%	0.35%
CMI	C	0.41%	0.12%	0.12%
CNC	C	0.13%	0.12%	0.12%
COF	A	0.03%	0.16%	0.03%
COST	B	0.58%	1.2%	0.58%
CSCO	B	0.75%	0.59%	0.59%
CTAS	C	0.43%	0.21%	0.21%
CVS	F	0.49%	0.21%	0.21%
CVX	D	0.19%	0.71%	0.19%
DGX	C	0.28%	0.05%	0.05%
DHI	C	0.23%	0.17%	0.17%
DOV	B	0.13%	0.08%	0.08%
DVN	D	0.11%	0.07%	0.07%
EA	D	0.71%	0.1%	0.1%
EBAY	B	0.35%	0.1%	0.1%
ECL	A	0.2%	0.19%	0.19%
ED	C	0.27%	0.11%	0.11%
EG	C	0.28%	0.05%	0.05%
EIX	C	0.13%	0.1%	0.1%
ELV	C	0.59%	0.38%	0.38%
EQR	C	0.14%	0.08%	0.08%
ETR	A	0.32%	0.08%	0.08%
EXC	B	0.09%	0.12%	0.09%
FANG	D	0.12%	0.09%	0.09%
FITB	B	0.16%	0.08%	0.08%
GILD	B	0.67%	0.31%	0.31%
GIS	B	0.17%	0.12%	0.12%
GOOGL	D	1.16%	2.69%	1.16%
GPC	D	0.38%	0.06%	0.06%
GWW	A	0.52%	0.13%	0.13%
HBAN	B	0.2%	0.06%	0.06%
HD	A	0.79%	1.1%	0.79%
HPE	D	0.72%	0.06%	0.06%
HPQ	D	1.02%	0.08%	0.08%
HSY	D	0.31%	0.09%	0.09%
HUBB	A	0.09%	0.06%	0.06%
HUM	F	0.64%	0.12%	0.12%
INCY	C	0.37%	0.03%	0.03%
IRM	B	0.2%	0.1%	0.1%
ITW	C	0.25%	0.2%	0.2%
JCI	B	0.03%	0.14%	0.03%
JPM	D	0.73%	1.75%	0.73%
KLAC	D	0.33%	0.29%	0.29%
KO	B	0.11%	0.82%	0.11%
KR	C	0.83%	0.11%	0.11%
LIN	B	0.03%	0.66%	0.03%
LLY	C	0.94%	2.21%	0.94%
LOW	A	0.31%	0.43%	0.31%
LRCX	F	0.18%	0.29%	0.18%
LYB	F	0.21%	0.07%	0.07%
MA	B	0.39%	1.2%	0.39%
MAS	B	0.27%	0.05%	0.05%
MCD	B	0.15%	0.62%	0.15%
MDT	C	0.19%	0.35%	0.19%
MPC	D	0.28%	0.17%	0.17%
MRK	D	1.04%	0.86%	0.86%
MSFT	C	1.19%	9.39%	1.19%
MTB	A	0.5%	0.08%	0.08%
MTD	D	0.13%	0.09%	0.09%
NEE	C	0.1%	0.51%	0.1%
NVDA	D	0.85%	8.67%	0.85%
NWSA	D	0.03%	0.03%	0.03%
OMC	B	0.14%	0.06%	0.06%
OTIS	C	0.27%	0.11%	0.11%
PAYX	C	0.02%	0.13%	0.02%
PCAR	D	0.27%	0.15%	0.15%
PEG	A	0.24%	0.12%	0.12%
PEP	D	0.31%	0.72%	0.31%
PG	C	0.7%	1.21%	0.7%
PHM	B	0.32%	0.08%	0.08%
PNC	A	0.19%	0.21%	0.19%
PPG	D	0.18%	0.09%	0.09%
PRU	C	0.24%	0.12%	0.12%
PSA	B	0.08%	0.17%	0.08%
PSX	D	0.02%	0.16%	0.02%
QCOM	F	0.55%	0.55%	0.55%
REGN	C	0.26%	0.37%	0.26%
RF	B	0.24%	0.06%	0.06%
RL	B	0.12%	0.02%	0.02%
RMD	C	0.35%	0.11%	0.11%
RSG	D	0.2%	0.12%	0.12%
SHW	B	0.52%	0.26%	0.26%
SRE	B	0.07%	0.15%	0.07%
STT	B	0.23%	0.07%	0.07%
SW	C	0.36%	0.07%	0.07%
SYF	C	0.23%	0.06%	0.06%
SYK	C	0.02%	0.37%	0.02%
SYY	D	0.28%	0.11%	0.11%
T	C	0.9%	0.46%	0.46%
TEL	D	0.59%	0.13%	0.13%
TGT	C	0.12%	0.2%	0.12%
TJX	C	0.29%	0.39%	0.29%
TMUS	C	0.68%	0.31%	0.31%
TRV	B	0.37%	0.16%	0.16%
TSCO	C	0.35%	0.09%	0.09%
TT	A	0.21%	0.24%	0.21%
UNH	C	1.06%	1.6%	1.06%
USB	B	0.12%	0.2%	0.12%
V	C	0.39%	1.33%	0.39%
VLO	F	0.47%	0.13%	0.13%
VRSK	D	0.19%	0.11%	0.11%
VTR	C	0.02%	0.08%	0.02%
WELL	C	0.09%	0.23%	0.09%
WM	D	0.31%	0.23%	0.23%
WMT	B	1.08%	1.01%	1.01%
XOM	D	0.79%	1.48%	0.79%
YUM	F	0.31%	0.11%	0.11%

ROUS Overweight 205 Positions Relative to EFIV

Symbol	Grade	Weight
JNJ	C	1.24%
NTAP	D	1.04%
VZ	B	0.9%
IBM	A	0.88%
MSI	B	0.77%
DELL	C	0.77%
META	A	0.75%
CTSH	C	0.74%
BRK.A	C	0.73%
CVLT	B	0.7%
MUSA	D	0.68%
AVT	C	0.68%
TXN	C	0.65%
AVGO	C	0.64%
MO	C	0.6%
EOG	D	0.58%
ORCL	B	0.58%
FICO	B	0.57%
HRB	C	0.55%
IT	A	0.55%
APH	C	0.53%
FOXA	B	0.5%
GLW	B	0.5%
AMZN	C	0.49%
CINF	C	0.48%
MCK	F	0.48%
NRG	A	0.46%
CRUS	D	0.45%
GDDY	C	0.45%
FAST	C	0.44%
NSIT	C	0.44%
ACI	F	0.43%
KMB	D	0.43%
JNPR	A	0.42%
TER	D	0.42%
LMT	B	0.42%
CDW	D	0.42%
DBX	D	0.4%
NXPI	D	0.4%
RPM	B	0.4%
UTHR	C	0.39%
FDX	F	0.37%
RS	D	0.37%
VRTX	D	0.37%
VRSN	D	0.37%
ALSN	B	0.37%
FFIV	B	0.37%
NYT	C	0.36%
ORLY	D	0.36%
PM	C	0.35%
AXS	B	0.35%
VICI	C	0.35%
UNM	B	0.33%
SANM	D	0.33%
VNT	F	0.32%
MLI	B	0.32%
DUK	B	0.32%
AZO	D	0.32%
EME	A	0.32%
BMI	B	0.31%
ORI	B	0.3%
ANET	A	0.3%
MKL	C	0.3%
LNG	C	0.29%
GRMN	D	0.28%
CDNS	D	0.28%
OGN	D	0.28%
WTM	D	0.27%
SO	A	0.27%
GPI	B	0.26%
SNX	D	0.26%
KEYS	C	0.26%
AEP	C	0.26%
GPK	B	0.26%
CASY	D	0.26%
MCHP	D	0.26%
ALKS	C	0.26%
XEL	B	0.26%
CACI	B	0.25%
RHI	D	0.25%
STLD	D	0.25%
NFG	B	0.25%
DTE	B	0.25%
DKS	D	0.24%
LSTR	F	0.24%
WSM	D	0.24%
MANH	A	0.24%
NVR	B	0.23%
SON	D	0.23%
LOPE	D	0.23%
DCI	D	0.23%
HCA	A	0.23%
EXEL	C	0.23%
DLB	D	0.23%
PGR	A	0.23%
CRBG	D	0.22%
AN	D	0.22%
SNA	C	0.21%
ARW	C	0.21%
FLO	C	0.21%
PKG	B	0.21%
RDN	C	0.2%
BKNG	B	0.2%
R	B	0.2%
ROP	C	0.2%
SKX	D	0.19%
KD	D	0.19%
DY	B	0.19%
PPL	B	0.19%
FE	C	0.19%
ADC	C	0.18%
AIT	B	0.18%
BAH	B	0.18%
AYI	A	0.18%
WSO	C	0.18%
SWKS	F	0.18%
FCN	C	0.17%
OC	D	0.17%
STX	C	0.17%
ASGN	D	0.17%
SNPS	D	0.17%
MMM	A	0.16%
O	C	0.16%
UFPI	C	0.16%
CBT	B	0.16%
WFC	D	0.16%
RNR	B	0.16%
BPOP	C	0.15%
ROL	C	0.15%
LAMR	A	0.14%
JBL	D	0.14%
RGA	B	0.14%
WEC	B	0.14%
MTG	B	0.14%
CMC	D	0.13%
POR	C	0.13%
AEE	A	0.13%
COKE	C	0.13%
CHE	C	0.13%
FLEX	C	0.12%
LII	B	0.12%
BLDR	C	0.12%
PSTG	F	0.12%
PANW	C	0.12%
INTU	C	0.11%
VST	A	0.1%
CHRD	F	0.1%
L	D	0.1%
FSS	D	0.1%
ADI	C	0.1%
SFM	B	0.1%
LDOS	B	0.1%
NNN	C	0.09%
NOC	A	0.09%
GLPI	C	0.09%
BJ	D	0.09%
MMS	C	0.09%
OGE	B	0.08%
INGR	B	0.08%
COP	D	0.08%
VMI	D	0.08%
UMBF	B	0.08%
SPSC	D	0.07%
KNF	B	0.07%
APPF	D	0.07%
ATR	B	0.07%
GD	B	0.07%
ACIW	B	0.07%
FTNT	B	0.06%
GWRE	A	0.06%
JHG	B	0.06%
SPG	A	0.06%
NOW	A	0.05%
CCI	C	0.05%
ANF	D	0.05%
NXST	D	0.05%
D	B	0.05%
BCO	A	0.05%
CSWI	B	0.05%
HON	D	0.05%
LNC	D	0.05%
PTC	D	0.05%
IP	C	0.04%
LFUS	C	0.04%
AWI	B	0.04%
EPRT	A	0.04%
ITCI	D	0.04%
MOG.A	B	0.04%
FELE	C	0.03%
AOS	D	0.02%
SIRI	C	0.02%
WPC	C	0.02%
AAON	A	0.02%
SEE	D	0.02%
CHTR	D	0.02%
FHN	D	0.02%
ITRI	C	0.02%
EHC	B	0.02%
MSA	D	0.02%
SLGN	B	0.02%
OHI	C	0.02%
ONB	C	0.01%
MPWR	C	0.01%
CIEN	C	0.01%
MTH	C	0.01%

ROUS Underweight 176 Positions Relative to EFIV

Symbol	Grade	Weight
GOOG	D	-2.25%
TSLA	C	-1.89%
CRM	D	-0.73%
AMD	D	-0.72%
GE	A	-0.55%
DHR	C	-0.53%
PFE	C	-0.49%
SPGI	A	-0.49%
DIS	D	-0.48%
UNP	C	-0.45%
GS	C	-0.45%
AXP	B	-0.43%
UBER	C	-0.42%
BLK	B	-0.37%
PLD	C	-0.36%
MS	C	-0.36%
ETN	C	-0.36%
MMC	C	-0.34%
ADP	B	-0.34%
AMT	C	-0.33%
SBUX	C	-0.33%
DE	B	-0.3%
MU	F	-0.29%
MDLZ	C	-0.29%
UPS	F	-0.28%
NKE	D	-0.28%
SCHW	D	-0.27%
ICE	C	-0.27%
ZTS	C	-0.26%
EQIX	B	-0.25%
INTC	F	-0.24%
CMG	C	-0.23%
CME	C	-0.23%
PYPL	B	-0.22%
PH	A	-0.22%
MCO	A	-0.22%
AON	B	-0.22%
BDX	F	-0.2%
CARR	B	-0.19%
AJG	D	-0.19%
CSX	D	-0.19%
FCX	D	-0.18%
NEM	B	-0.18%
APD	B	-0.18%
MAR	C	-0.17%
SLB	F	-0.17%
NSC	C	-0.17%
EMR	D	-0.17%
GM	B	-0.16%
OKE	B	-0.16%
HLT	B	-0.16%
WMB	B	-0.16%
TFC	D	-0.16%
ROST	C	-0.15%
DLR	B	-0.15%
MET	A	-0.14%
FIS	B	-0.14%
URI	B	-0.14%
AMP	B	-0.13%
MSCI	C	-0.13%
PWR	B	-0.12%
RCL	A	-0.12%
A	C	-0.12%
KMI	A	-0.12%
EW	F	-0.12%
IDXX	D	-0.12%
CBRE	A	-0.11%
IR	C	-0.11%
EXR	B	-0.11%
AME	C	-0.11%
KDP	B	-0.11%
CTVA	B	-0.11%
TRGP	B	-0.1%
BKR	C	-0.1%
OXY	F	-0.1%
HIG	B	-0.1%
HES	D	-0.1%
DOW	D	-0.1%
BIIB	F	-0.09%
WTW	C	-0.09%
WAB	A	-0.09%
ON	F	-0.09%
NDAQ	A	-0.09%
ROK	F	-0.09%
LULU	D	-0.09%
CSGP	D	-0.09%
XYL	D	-0.09%
DFS	B	-0.09%
FTV	C	-0.08%
SBAC	C	-0.08%
IFF	C	-0.08%
AXON	A	-0.08%
KHC	C	-0.08%
GPN	D	-0.08%
DAL	C	-0.08%
AWK	C	-0.08%
CPAY	C	-0.07%
WY	C	-0.07%
MRNA	F	-0.07%
TROW	D	-0.07%
ES	C	-0.07%
TTWO	D	-0.07%
DECK	D	-0.07%
HAL	F	-0.07%
WAT	C	-0.06%
HOLX	C	-0.06%
ARE	C	-0.06%
EL	F	-0.06%
EQT	D	-0.06%
BAX	C	-0.06%
BALL	C	-0.06%
WDC	D	-0.06%
MKC	C	-0.06%
K	A	-0.06%
ZBH	F	-0.06%
RJF	C	-0.06%
KIM	C	-0.05%
DOC	C	-0.05%
CCL	C	-0.05%
EXPE	C	-0.05%
FDS	C	-0.05%
TSN	D	-0.05%
PFG	B	-0.05%
NTRS	B	-0.05%
ULTA	D	-0.05%
CFG	C	-0.05%
APTV	D	-0.05%
KMX	D	-0.04%
HST	C	-0.04%
ALLE	C	-0.04%
SJM	C	-0.04%
REG	C	-0.04%
JKHY	C	-0.04%
JBHT	D	-0.04%
POOL	D	-0.04%
UDR	C	-0.04%
LVS	D	-0.04%
IEX	D	-0.04%
SWK	B	-0.04%
KEY	B	-0.04%
CAG	C	-0.04%
PNR	B	-0.04%
FRT	C	-0.03%
GL	C	-0.03%
HAS	B	-0.03%
DAY	D	-0.03%
HRL	D	-0.03%
LW	D	-0.03%
TPR	C	-0.03%
MGM	D	-0.03%
CPB	B	-0.03%
CRL	F	-0.03%
TAP	D	-0.03%
MKTX	C	-0.03%
ALB	F	-0.03%
LKQ	F	-0.03%
TFX	C	-0.03%
BXP	B	-0.03%
IPG	C	-0.03%
BEN	F	-0.02%
BBWI	F	-0.02%
ETSY	F	-0.02%
WBA	F	-0.02%
BIO	C	-0.02%
AAL	D	-0.02%
IVZ	B	-0.02%
WYNN	D	-0.02%
BWA	D	-0.02%
MHK	C	-0.02%
FMC	C	-0.02%
CZR	C	-0.02%
NCLH	C	-0.02%
MOS	F	-0.02%
DVA	B	-0.02%
NWS	D	-0.01%
PARA	F	-0.01%