FNY vs. PSC ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Principal U.S. Small Cap Index ETF (PSC)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$71.67

Average Daily Volume

18,361

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

PSC

Principal U.S. Small Cap Index ETF

PSC Description

The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$47.24

Average Daily Volume

11,733

Number of Holdings ^*

486

* may have additional holdings in another (foreign) market

Performance

Period	FNY	PSC
30 Days	-6.10%	-4.13%
60 Days	-4.38%	-2.69%
90 Days	4.53%	1.98%
12 Months	20.09%	22.15%

61 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in PSC	Overlap
AAON	A	0.63%	0.4%	0.4%
ACA	D	0.42%	0.24%	0.24%
AIT	D	0.44%	0.45%	0.44%
ALKS	F	0.28%	0.44%	0.28%
ALTR	D	0.15%	0.28%	0.15%
AMR	D	0.48%	0.54%	0.48%
APG	B	0.75%	0.55%	0.55%
APLE	D	0.15%	0.44%	0.15%
BCO	B	0.61%	0.27%	0.27%
BCPC	C	0.15%	0.13%	0.13%
BMI	A	0.36%	0.28%	0.28%
BOX	D	0.3%	0.36%	0.3%
BRBR	C	0.59%	0.42%	0.42%
CBT	B	0.48%	0.26%	0.26%
CHX	B	0.47%	0.35%	0.35%
COKE	C	0.47%	0.23%	0.23%
CRVL	C	0.43%	0.08%	0.08%
CVLT	A	0.6%	0.23%	0.23%
ELF	D	0.65%	0.68%	0.65%
ENSG	C	0.6%	0.3%	0.3%
EPRT	A	0.15%	0.42%	0.15%
EXLS	D	0.3%	0.31%	0.3%
FELE	D	0.3%	0.19%	0.19%
FIX	D	0.74%	0.91%	0.74%
FSS	B	0.61%	0.27%	0.27%
GOLF	D	0.46%	0.14%	0.14%
HAE	A	0.16%	0.31%	0.16%
HALO	C	0.3%	0.53%	0.3%
HCC	A	0.35%	0.35%	0.35%
HLNE	A	0.16%	0.34%	0.16%
HQY	C	0.47%	0.61%	0.47%
IBP	B	0.69%	0.34%	0.34%
IPAR	F	0.29%	0.1%	0.1%
ITCI	B	0.34%	0.61%	0.34%
ITGR	B	0.79%	0.26%	0.26%
KAI	D	0.55%	0.25%	0.25%
KTB	A	0.3%	0.2%	0.2%
LNTH	A	0.16%	0.65%	0.16%
MMSI	B	0.15%	0.38%	0.15%
MOD	B	0.72%	0.36%	0.36%
MOG.A	A	0.62%	0.26%	0.26%
MTSI	A	0.16%	0.41%	0.16%
ONTO	B	0.45%	0.51%	0.45%
OPCH	D	0.29%	0.44%	0.29%
OTTR	A	0.16%	0.31%	0.16%
PGNY	F	0.41%	0.24%	0.24%
PR	B	0.46%	0.88%	0.46%
PSN	D	0.75%	0.56%	0.56%
QLYS	D	0.16%	0.52%	0.16%
RHP	D	0.44%	0.55%	0.44%
RPD	F	0.15%	0.28%	0.15%
SFM	A	0.81%	0.48%	0.48%
SPSC	B	0.15%	0.26%	0.15%
SSD	D	0.43%	0.49%	0.43%
TDW	B	0.77%	0.4%	0.4%
TNET	F	0.62%	0.4%	0.4%
VRNS	D	0.45%	0.49%	0.45%
VRRM	B	0.3%	0.34%	0.3%
WDFC	D	0.28%	0.17%	0.17%
WFRD	B	0.79%	0.61%	0.61%
WTS	C	0.31%	0.29%	0.29%

FNY Overweight 155 Positions Relative to PSC

Symbol	Grade	Weight
SWAV	A	0.8%
TXRH	A	0.79%
ALSN	D	0.78%
APP	B	0.78%
WING	A	0.77%
NTRA	A	0.77%
EME	A	0.76%
XPO	D	0.76%
ESAB	B	0.76%
CNM	A	0.76%
DVA	A	0.76%
MEDP	B	0.74%
BFAM	D	0.74%
ANF	C	0.73%
H	C	0.73%
AWI	D	0.73%
EXP	C	0.72%
FRPT	C	0.72%
TOST	C	0.71%
AZEK	C	0.71%
TOL	B	0.7%
HRI	D	0.7%
WSM	A	0.7%
KNSL	F	0.7%
LNW	D	0.7%
NCLH	F	0.7%
RL	D	0.69%
LYFT	D	0.69%
BLD	C	0.69%
HOOD	D	0.68%
CELH	C	0.67%
CVNA	B	0.65%
IBKR	A	0.64%
POST	A	0.63%
ARMK	B	0.63%
TTEK	A	0.63%
MUSA	B	0.63%
MSA	C	0.62%
CLH	A	0.62%
WEX	D	0.62%
ATI	A	0.62%
AVAV	A	0.62%
OWL	A	0.62%
CW	A	0.62%
BPMC	A	0.61%
ZWS	D	0.61%
WWD	A	0.61%
EEFT	C	0.6%
ITT	B	0.59%
NEU	D	0.59%
WMS	D	0.58%
KD	C	0.58%
SAIA	F	0.57%
BWXT	C	0.57%
INFA	D	0.57%
PEGA	C	0.57%
VNT	D	0.56%
AFRM	D	0.55%
PRI	D	0.55%
APPF	B	0.55%
IOT	B	0.53%
BRKR	D	0.53%
FND	D	0.53%
MKSI	C	0.52%
GKOS	A	0.5%
MSTR	D	0.49%
MARA	D	0.49%
AM	A	0.48%
CFR	B	0.48%
ATR	A	0.47%
INGR	B	0.47%
MORN	D	0.47%
CASY	A	0.47%
DCI	B	0.46%
GATX	C	0.46%
AOS	C	0.46%
GPK	D	0.45%
AAL	F	0.45%
GNTX	D	0.45%
RLI	B	0.45%
WYNN	D	0.45%
SFBS	D	0.44%
PFGC	D	0.44%
OLLI	D	0.44%
RYAN	B	0.44%
ALLE	D	0.44%
DUOL	A	0.44%
AXTA	B	0.43%
MAC	F	0.43%
EVH	F	0.43%
TREX	C	0.42%
CRL	C	0.41%
PCOR	D	0.41%
TPX	C	0.41%
NCNO	D	0.38%
W	F	0.38%
INSP	A	0.33%
SOFI	F	0.32%
FCN	A	0.32%
STWD	D	0.31%
EXEL	B	0.31%
TW	B	0.31%
CHDN	A	0.31%
IRTC	B	0.31%
ESTC	B	0.31%
CCOI	D	0.31%
DOCU	A	0.3%
GWRE	D	0.3%
CHE	D	0.3%
COTY	D	0.3%
LOPE	C	0.3%
FFIV	D	0.3%
CWST	D	0.3%
LAMR	B	0.3%
CFLT	F	0.29%
GTLB	F	0.29%
SRPT	B	0.29%
FOUR	F	0.29%
CHH	D	0.29%
S	C	0.28%
AXSM	B	0.28%
PATH	F	0.27%
DV	F	0.27%
HXL	D	0.27%
APLS	F	0.26%
WSC	F	0.26%
RVMD	A	0.18%
WEN	B	0.17%
IRT	A	0.16%
HAS	A	0.16%
NYT	C	0.16%
WMG	C	0.16%
BRX	B	0.15%
PCTY	F	0.15%
AES	A	0.15%
RARE	D	0.15%
CYTK	D	0.15%
IONS	D	0.15%
PLNT	F	0.15%
JKHY	C	0.15%
MSM	D	0.15%
CIVI	D	0.15%
HRB	B	0.15%
MTCH	F	0.14%
INSM	D	0.14%
BRZE	F	0.14%
CNS	D	0.14%
EXAS	F	0.14%
RBC	D	0.14%
BL	D	0.14%
EGP	F	0.14%
MTN	F	0.14%
TENB	D	0.14%
SGRY	D	0.13%
FIVE	F	0.13%

FNY Underweight 425 Positions Relative to PSC

Symbol	Grade	Weight
SMCI	D	-0.88%
ATKR	B	-0.83%
JXN	A	-0.82%
BECN	A	-0.77%
CADE	A	-0.75%
BOOT	B	-0.68%
PBF	B	-0.66%
PAGS	C	-0.62%
ONB	A	-0.61%
SSB	D	-0.6%
STNE	C	-0.6%
COOP	A	-0.6%
ASO	F	-0.58%
OGS	A	-0.57%
WIRE	A	-0.57%
RMBS	F	-0.56%
SIGI	C	-0.54%
AEL	A	-0.53%
KBH	C	-0.53%
CHRD	B	-0.52%
ACLS	D	-0.52%
TEX	D	-0.51%
BKH	A	-0.5%
KRG	A	-0.5%
CMC	D	-0.5%
SIG	D	-0.49%
MTDR	D	-0.49%
URBN	D	-0.47%
STAA	B	-0.46%
BBIO	D	-0.46%
ARCB	F	-0.45%
ARCH	D	-0.45%
STRL	D	-0.44%
STNG	B	-0.43%
ESNT	D	-0.42%
DOOR	A	-0.42%
CNX	B	-0.41%
CRS	A	-0.41%
PJT	D	-0.4%
MLI	A	-0.4%
SM	B	-0.39%
UFPI	D	-0.39%
CTRE	A	-0.39%
FBP	A	-0.38%
BCC	D	-0.38%
ALE	A	-0.38%
SITC	C	-0.37%
FOLD	D	-0.37%
AXNX	B	-0.37%
MTH	A	-0.37%
UMBF	B	-0.37%
TRNO	D	-0.37%
CNMD	F	-0.37%
CPK	A	-0.36%
GFF	C	-0.36%
VCTR	A	-0.36%
ASGN	D	-0.36%
BTU	F	-0.36%
TMHC	C	-0.35%
MATX	D	-0.35%
TGNA	D	-0.34%
NSIT	D	-0.34%
IDCC	D	-0.34%
FN	D	-0.34%
ABCB	A	-0.33%
LBRT	B	-0.33%
QTWO	A	-0.32%
YELP	B	-0.32%
NSP	B	-0.32%
DDS	B	-0.32%
SKWD	C	-0.31%
LPG	B	-0.31%
LIVN	A	-0.3%
AMN	D	-0.3%
ACMR	D	-0.3%
CUBI	D	-0.3%
FULT	A	-0.3%
IIPR	A	-0.3%
GMS	C	-0.29%
CVBF	D	-0.29%
ENVA	B	-0.28%
GPI	A	-0.28%
NARI	D	-0.28%
LRN	A	-0.28%
DOCN	C	-0.28%
ENS	D	-0.28%
MHO	D	-0.27%
DIOD	B	-0.27%
SKT	C	-0.27%
ACLX	D	-0.27%
VSH	C	-0.26%
TBBK	F	-0.26%
MGEE	A	-0.26%
PDCO	F	-0.26%
INMD	F	-0.26%
NEOG	D	-0.26%
BLMN	D	-0.25%
INDB	B	-0.25%
CORT	C	-0.25%
CALM	D	-0.25%
AMKR	C	-0.25%
WSFS	A	-0.25%
WGO	D	-0.25%
NMIH	A	-0.25%
EXTR	F	-0.25%
SUM	C	-0.25%
CEIX	F	-0.24%
DVAX	D	-0.24%
ACIW	A	-0.24%
OPEN	F	-0.24%
SQSP	B	-0.24%
IBOC	A	-0.23%
HCI	A	-0.23%
RUSHA	F	-0.23%
BDC	D	-0.22%
VC	D	-0.22%
PRG	B	-0.22%
FUL	D	-0.22%
SSTK	D	-0.22%
CSWI	A	-0.22%
MYRG	C	-0.22%
NOVT	D	-0.22%
RXST	A	-0.21%
CPRX	C	-0.21%
PRIM	A	-0.21%
PLMR	B	-0.21%
SANM	C	-0.21%
GSHD	D	-0.21%
BNL	D	-0.2%
EVTC	D	-0.2%
CARG	D	-0.2%
CBZ	D	-0.2%
CVCO	D	-0.19%
TPH	A	-0.19%
DRH	D	-0.19%
AMPH	D	-0.19%
CRC	D	-0.18%
CXM	D	-0.18%
AKR	A	-0.18%
GES	B	-0.18%
VRTS	D	-0.18%
ATGE	B	-0.18%
HELE	F	-0.18%
LCII	F	-0.18%
EVBG	A	-0.18%
BLKB	B	-0.18%
DFIN	B	-0.18%
ICFI	C	-0.18%
RDNT	A	-0.18%
PBH	B	-0.17%
FWRD	F	-0.17%
INSW	A	-0.17%
FTDR	F	-0.17%
IMAX	D	-0.17%
PRGS	F	-0.17%
AGM	A	-0.17%
ALRM	C	-0.17%
FCPT	C	-0.17%
SHOO	D	-0.17%
ACAD	D	-0.17%
HPP	F	-0.17%
AGYS	B	-0.17%
VECO	C	-0.16%
OMCL	F	-0.16%
TNC	B	-0.16%
SKY	D	-0.16%
RAMP	F	-0.16%
ROAD	D	-0.16%
JACK	F	-0.16%
OFG	A	-0.15%
SEM	C	-0.15%
WNC	F	-0.15%
LOB	F	-0.15%
FRME	A	-0.15%
IRWD	D	-0.15%
CVI	F	-0.15%
PRVA	F	-0.15%
ROCK	F	-0.15%
ACT	A	-0.15%
VCEL	C	-0.15%
GPOR	B	-0.15%
TWST	C	-0.15%
OSIS	B	-0.15%
KWR	D	-0.15%
SMPL	A	-0.14%
PARR	F	-0.14%
ESRT	C	-0.14%
DHT	A	-0.14%
PLAB	D	-0.14%
WOR	D	-0.14%
BKE	D	-0.14%
BLBD	D	-0.14%
VBTX	B	-0.14%
CHCO	A	-0.14%
PLXS	A	-0.14%
NSSC	B	-0.14%
WABC	A	-0.14%
SJW	D	-0.14%
SLVM	A	-0.14%
ROG	C	-0.14%
PCRX	D	-0.13%
PFBC	A	-0.13%
HLX	B	-0.13%
HRMY	D	-0.13%
MGRC	D	-0.13%
TNK	A	-0.13%
NTB	A	-0.13%
UFPT	B	-0.13%
HTLF	A	-0.13%
GIII	C	-0.13%
OXM	A	-0.13%
ALG	D	-0.13%
PLUS	D	-0.13%
SPNT	C	-0.12%
AMWD	C	-0.12%
GRBK	C	-0.12%
DAKT	A	-0.12%
SXI	B	-0.12%
HURN	F	-0.12%
JOE	A	-0.12%
ESE	B	-0.12%
HIBB	A	-0.12%
LANC	C	-0.12%
VCYT	D	-0.12%
ARDX	C	-0.12%
CSTM	D	-0.11%
FBK	B	-0.11%
PWSC	F	-0.11%
CCS	D	-0.11%
EFSC	D	-0.11%
WRLD	A	-0.11%
COLL	B	-0.11%
CTS	A	-0.11%
SCSC	C	-0.11%
FOXF	F	-0.11%
NHC	C	-0.1%
PUBM	A	-0.1%
JELD	A	-0.1%
STBA	B	-0.1%
NGVT	A	-0.1%
DGII	A	-0.1%
ADMA	A	-0.1%
EGBN	F	-0.1%
BXC	D	-0.1%
UNIT	C	-0.1%
LGF.A	A	-0.1%
WINA	B	-0.09%
MTRN	F	-0.09%
MITK	D	-0.09%
IAS	F	-0.09%
KREF	D	-0.09%
IOSP	C	-0.09%
LZB	D	-0.09%
GNE	F	-0.09%
ENR	B	-0.09%
ANIP	B	-0.09%
PRFT	D	-0.09%
DFH	C	-0.09%
PATK	D	-0.09%
AAT	A	-0.09%
INVA	A	-0.09%
APOG	A	-0.09%
MCB	B	-0.09%
KFRC	D	-0.09%
MBIN	B	-0.09%
BLX	A	-0.08%
ADUS	B	-0.08%
BELFB	A	-0.08%
YEXT	F	-0.08%
ANDE	B	-0.08%
CMRE	A	-0.08%
UVE	A	-0.08%
OCFC	F	-0.08%
PSMT	A	-0.08%
OEC	B	-0.08%
CRSR	D	-0.08%
CNXN	D	-0.08%
ENFN	A	-0.08%
GSAT	D	-0.08%
SPNS	B	-0.08%
PDM	B	-0.08%
BZH	D	-0.08%
NABL	D	-0.08%
GEF	D	-0.08%
TCBK	A	-0.07%
LGND	C	-0.07%
MD	F	-0.07%
CWCO	D	-0.07%
EGHT	F	-0.07%
FOR	D	-0.07%
ASTH	C	-0.07%
POWL	B	-0.07%
NIC	D	-0.07%
KOP	D	-0.07%
NVEC	C	-0.07%
HOV	B	-0.07%
ZIP	F	-0.07%
LILAK	A	-0.07%
AMRX	A	-0.07%
AMK	D	-0.07%
IMMR	D	-0.07%
HFWA	C	-0.07%
CDRE	C	-0.07%
HWKN	A	-0.07%
NAT	D	-0.07%
IESC	A	-0.07%
USPH	C	-0.07%
LMB	B	-0.07%
PEBO	A	-0.07%
GTN	C	-0.06%
QTRX	D	-0.06%
NXRT	A	-0.06%
PRDO	A	-0.06%
VITL	A	-0.06%
NX	D	-0.06%
FA	A	-0.06%
CSR	A	-0.06%
LMAT	B	-0.06%
CRAI	A	-0.06%
CNOB	F	-0.06%
ASC	A	-0.06%
PFC	A	-0.06%
KE	D	-0.06%
QCRH	D	-0.06%
CENTA	C	-0.06%
ARCT	D	-0.06%
TRNS	B	-0.06%
AVNS	D	-0.06%
MGNX	C	-0.06%
RYI	F	-0.06%
XPEL	B	-0.06%
CECO	B	-0.06%
CCRN	D	-0.06%
SVC	F	-0.06%
GDYN	F	-0.06%
WEAV	D	-0.06%
MLAB	B	-0.06%
LFST	C	-0.06%
OSBC	B	-0.06%
CPF	A	-0.06%
AMAL	A	-0.06%
BBW	A	-0.06%
KNSA	B	-0.06%
DH	F	-0.05%
PETQ	D	-0.05%
MBUU	F	-0.05%
IBCP	A	-0.05%
FDP	A	-0.05%
AMCX	D	-0.05%
TTGT	D	-0.05%
ETD	D	-0.05%
EOLS	C	-0.05%
IIIN	D	-0.05%
SCVL	B	-0.05%
TH	B	-0.05%
DOLE	B	-0.05%
BY	A	-0.05%
SB	A	-0.05%
SXC	D	-0.05%
REVG	A	-0.05%
LQDA	C	-0.05%
MED	F	-0.05%
UVV	A	-0.05%
TAST	A	-0.05%
BBSI	A	-0.05%
VREX	F	-0.05%
GMRE	F	-0.04%
IDT	B	-0.04%
XPOF	F	-0.04%
NR	B	-0.04%
ASIX	F	-0.04%
DXPE	B	-0.04%
JBSS	D	-0.04%
VMEO	D	-0.04%
MCRI	C	-0.04%
WSR	C	-0.04%
OSUR	F	-0.04%
ZEUS	D	-0.04%
MDXG	D	-0.04%
PTVE	A	-0.04%
AHH	B	-0.04%
MBWM	B	-0.04%
TCMD	F	-0.04%
HDSN	F	-0.04%
SLP	A	-0.04%
PANL	C	-0.03%
CRCT	B	-0.03%
PLPC	D	-0.03%
GRNT	B	-0.03%
PNTG	A	-0.03%
JAKK	F	-0.03%
ACEL	D	-0.03%
CHUY	F	-0.03%
SPOK	C	-0.03%
ALX	B	-0.03%
ACCD	F	-0.03%
LYTS	A	-0.03%
REX	B	-0.03%
CENT	D	-0.03%
ADV	B	-0.03%
SMP	B	-0.03%
TPB	A	-0.03%
USLM	A	-0.03%
ATRI	A	-0.03%
ZYXI	C	-0.03%
VRA	F	-0.02%
LSEA	F	-0.02%
ORGO	F	-0.02%
XERS	F	-0.02%
MCFT	F	-0.02%
UHT	D	-0.02%
HSTM	B	-0.02%
CBL	D	-0.02%
TK	B	-0.02%
RMR	A	-0.02%
HCAT	F	-0.02%
PAHC	A	-0.02%
LILA	A	-0.02%
NRC	D	-0.02%
HNRG	F	-0.01%
MNTK	F	-0.01%
EPM	F	-0.01%
OSG	B	-0.01%
SMLR	F	-0.01%
EYPT	C	-0.0%