FNY vs. NUSC ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to NuShares ESG Small-Cap ETF (NUSC)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$70.51

Average Daily Volume

18,361

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

NUSC

NuShares ESG Small-Cap ETF

NUSC Description

Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG Small-Cap Index.

Grade (RS Rating)

Last Trade

$38.70

Average Daily Volume

97,452

Number of Holdings ^*

482

* may have additional holdings in another (foreign) market

Performance

Period	FNY	NUSC
30 Days	-6.10%	-5.93%
60 Days	-4.38%	-4.07%
90 Days	4.53%	0.78%
12 Months	20.09%	12.76%

66 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in NUSC	Overlap
AAON	A	0.63%	0.42%	0.42%
ACA	D	0.42%	0.16%	0.16%
ALKS	F	0.28%	0.22%	0.22%
ALTR	D	0.15%	0.21%	0.15%
APPF	B	0.55%	0.46%	0.46%
ARMK	B	0.63%	0.53%	0.53%
ATI	A	0.62%	0.12%	0.12%
ATR	A	0.47%	0.04%	0.04%
AXTA	B	0.43%	0.48%	0.43%
BCPC	C	0.15%	0.54%	0.15%
BFAM	D	0.74%	0.54%	0.54%
BLD	C	0.69%	0.45%	0.45%
BMI	A	0.36%	0.61%	0.36%
BOX	D	0.3%	0.04%	0.04%
CASY	A	0.47%	0.31%	0.31%
CHX	B	0.47%	0.81%	0.47%
CRVL	C	0.43%	0.26%	0.26%
CVLT	A	0.6%	0.07%	0.07%
CYTK	D	0.15%	0.33%	0.15%
DCI	B	0.46%	0.02%	0.02%
DV	F	0.27%	0.3%	0.27%
EME	A	0.76%	0.99%	0.76%
ENSG	C	0.6%	0.28%	0.28%
ESTC	B	0.31%	0.03%	0.03%
EXLS	D	0.3%	0.57%	0.3%
FCN	A	0.32%	0.59%	0.32%
FIX	D	0.74%	0.52%	0.52%
FRPT	C	0.72%	0.52%	0.52%
GKOS	A	0.5%	0.1%	0.1%
GPK	D	0.45%	0.25%	0.25%
GTLB	F	0.29%	0.12%	0.12%
HAE	A	0.16%	0.32%	0.16%
HRB	B	0.15%	0.79%	0.15%
HXL	D	0.27%	0.34%	0.27%
INFA	D	0.57%	0.13%	0.13%
ITGR	B	0.79%	0.12%	0.12%
KTB	A	0.3%	0.32%	0.3%
MMSI	B	0.15%	0.03%	0.03%
MOD	B	0.72%	0.24%	0.24%
MOG.A	A	0.62%	0.49%	0.49%
MORN	D	0.47%	0.47%	0.47%
MUSA	B	0.63%	0.99%	0.63%
NYT	C	0.16%	0.35%	0.16%
ONTO	B	0.45%	0.37%	0.37%
PCOR	D	0.41%	0.62%	0.41%
PEGA	C	0.57%	0.02%	0.02%
PFGC	D	0.44%	0.22%	0.22%
PGNY	F	0.41%	0.07%	0.07%
PLNT	F	0.15%	0.25%	0.15%
PRI	D	0.55%	0.73%	0.55%
RARE	D	0.15%	0.06%	0.06%
RHP	D	0.44%	0.54%	0.44%
RYAN	B	0.44%	0.59%	0.44%
SAIA	F	0.57%	0.5%	0.5%
SPSC	B	0.15%	0.49%	0.15%
STWD	D	0.31%	0.44%	0.31%
SWAV	A	0.8%	0.69%	0.69%
TNET	F	0.62%	0.49%	0.49%
VNT	D	0.56%	0.46%	0.46%
WDFC	D	0.28%	0.32%	0.28%
WEN	B	0.17%	0.12%	0.12%
WEX	D	0.62%	0.9%	0.62%
WFRD	B	0.79%	0.61%	0.61%
WMS	D	0.58%	0.81%	0.58%
WSC	F	0.26%	0.34%	0.26%
XPO	D	0.76%	0.56%	0.56%

FNY Overweight 150 Positions Relative to NUSC

Symbol	Grade	Weight
SFM	A	0.81%
TXRH	A	0.79%
ALSN	D	0.78%
APP	B	0.78%
WING	A	0.77%
NTRA	A	0.77%
TDW	B	0.77%
ESAB	B	0.76%
CNM	A	0.76%
DVA	A	0.76%
PSN	D	0.75%
APG	B	0.75%
MEDP	B	0.74%
ANF	C	0.73%
H	C	0.73%
AWI	D	0.73%
EXP	C	0.72%
TOST	C	0.71%
AZEK	C	0.71%
TOL	B	0.7%
HRI	D	0.7%
WSM	A	0.7%
KNSL	F	0.7%
LNW	D	0.7%
NCLH	F	0.7%
RL	D	0.69%
IBP	B	0.69%
LYFT	D	0.69%
HOOD	D	0.68%
CELH	C	0.67%
CVNA	B	0.65%
ELF	D	0.65%
IBKR	A	0.64%
POST	A	0.63%
TTEK	A	0.63%
MSA	C	0.62%
CLH	A	0.62%
AVAV	A	0.62%
OWL	A	0.62%
CW	A	0.62%
BCO	B	0.61%
BPMC	A	0.61%
ZWS	D	0.61%
WWD	A	0.61%
FSS	B	0.61%
EEFT	C	0.6%
ITT	B	0.59%
NEU	D	0.59%
BRBR	C	0.59%
KD	C	0.58%
BWXT	C	0.57%
AFRM	D	0.55%
KAI	D	0.55%
IOT	B	0.53%
BRKR	D	0.53%
FND	D	0.53%
MKSI	C	0.52%
MSTR	D	0.49%
MARA	D	0.49%
AM	A	0.48%
AMR	D	0.48%
CBT	B	0.48%
CFR	B	0.48%
INGR	B	0.47%
COKE	C	0.47%
HQY	C	0.47%
GOLF	D	0.46%
GATX	C	0.46%
AOS	C	0.46%
PR	B	0.46%
VRNS	D	0.45%
AAL	F	0.45%
GNTX	D	0.45%
RLI	B	0.45%
WYNN	D	0.45%
SFBS	D	0.44%
OLLI	D	0.44%
AIT	D	0.44%
ALLE	D	0.44%
DUOL	A	0.44%
SSD	D	0.43%
MAC	F	0.43%
EVH	F	0.43%
TREX	C	0.42%
CRL	C	0.41%
TPX	C	0.41%
NCNO	D	0.38%
W	F	0.38%
HCC	A	0.35%
ITCI	B	0.34%
INSP	A	0.33%
SOFI	F	0.32%
WTS	C	0.31%
EXEL	B	0.31%
TW	B	0.31%
CHDN	A	0.31%
IRTC	B	0.31%
CCOI	D	0.31%
DOCU	A	0.3%
GWRE	D	0.3%
CHE	D	0.3%
COTY	D	0.3%
LOPE	C	0.3%
FFIV	D	0.3%
HALO	C	0.3%
CWST	D	0.3%
LAMR	B	0.3%
FELE	D	0.3%
VRRM	B	0.3%
CFLT	F	0.29%
SRPT	B	0.29%
OPCH	D	0.29%
IPAR	F	0.29%
FOUR	F	0.29%
CHH	D	0.29%
S	C	0.28%
AXSM	B	0.28%
PATH	F	0.27%
APLS	F	0.26%
RVMD	A	0.18%
OTTR	A	0.16%
IRT	A	0.16%
HLNE	A	0.16%
HAS	A	0.16%
MTSI	A	0.16%
WMG	C	0.16%
QLYS	D	0.16%
LNTH	A	0.16%
RPD	F	0.15%
BRX	B	0.15%
PCTY	F	0.15%
AES	A	0.15%
APLE	D	0.15%
IONS	D	0.15%
JKHY	C	0.15%
MSM	D	0.15%
CIVI	D	0.15%
EPRT	A	0.15%
MTCH	F	0.14%
INSM	D	0.14%
BRZE	F	0.14%
CNS	D	0.14%
EXAS	F	0.14%
RBC	D	0.14%
BL	D	0.14%
EGP	F	0.14%
MTN	F	0.14%
TENB	D	0.14%
SGRY	D	0.13%
FIVE	F	0.13%

FNY Underweight 416 Positions Relative to NUSC

Symbol	Grade	Weight
SCI	B	-0.99%
USFD	C	-0.85%
SITE	F	-0.82%
EWBC	A	-0.81%
FTI	B	-0.71%
FAF	D	-0.68%
NTNX	C	-0.68%
MAT	F	-0.63%
LAD	F	-0.63%
UGI	A	-0.63%
BCC	D	-0.62%
RGA	A	-0.62%
AL	A	-0.6%
ESI	D	-0.59%
CMC	D	-0.58%
REXR	F	-0.57%
AGNC	B	-0.57%
WAL	C	-0.54%
DLB	F	-0.54%
FHN	A	-0.53%
CROX	D	-0.53%
FLEX	D	-0.52%
RMBS	F	-0.51%
JXN	A	-0.5%
FNB	B	-0.49%
NOVT	D	-0.48%
NJR	A	-0.48%
ITRI	B	-0.47%
WU	C	-0.46%
DXC	F	-0.46%
KBR	A	-0.46%
GTLS	D	-0.45%
BERY	D	-0.44%
CBSH	A	-0.44%
BC	D	-0.44%
GPI	A	-0.43%
KRC	F	-0.42%
OGS	A	-0.42%
NOV	D	-0.42%
ASGN	D	-0.41%
GNRC	B	-0.41%
OHI	B	-0.4%
ACIW	A	-0.4%
BDC	D	-0.39%
ABG	D	-0.38%
PCH	F	-0.38%
PECO	D	-0.37%
PFSI	B	-0.37%
ELAN	D	-0.37%
TNL	D	-0.36%
CRUS	D	-0.36%
FTRE	C	-0.35%
WD	C	-0.35%
VAC	B	-0.35%
AROC	B	-0.34%
THO	F	-0.34%
IBOC	A	-0.34%
SNV	C	-0.33%
SKT	C	-0.33%
SSB	D	-0.33%
ATKR	B	-0.33%
NSIT	D	-0.33%
JLL	C	-0.33%
IOSP	C	-0.33%
REZI	D	-0.33%
SPB	C	-0.33%
KNF	A	-0.33%
GBCI	D	-0.32%
BOKF	A	-0.31%
BRC	A	-0.31%
MYRG	C	-0.31%
LPX	D	-0.31%
TRNO	D	-0.31%
VLY	F	-0.3%
VVV	C	-0.3%
ENV	B	-0.3%
MTRN	F	-0.29%
IDCC	D	-0.29%
SXT	A	-0.29%
FLO	A	-0.29%
HASI	D	-0.29%
WBS	D	-0.29%
TPR	D	-0.28%
SLG	B	-0.28%
CNXC	F	-0.28%
PK	D	-0.28%
EVTC	D	-0.28%
FTDR	F	-0.28%
WHD	B	-0.27%
UNM	A	-0.27%
LRN	A	-0.27%
ZD	F	-0.26%
MTX	B	-0.26%
HELE	F	-0.25%
FBP	A	-0.25%
ALPN	A	-0.25%
BECN	A	-0.25%
PJT	D	-0.25%
LCII	F	-0.25%
FR	D	-0.25%
AMN	D	-0.25%
PDCO	F	-0.25%
SONO	D	-0.24%
ZION	A	-0.24%
CPK	A	-0.24%
RUN	F	-0.24%
OUT	B	-0.24%
CLVT	F	-0.24%
GXO	F	-0.23%
HNI	C	-0.23%
PLMR	B	-0.23%
RCM	D	-0.23%
TGNA	D	-0.22%
IDYA	C	-0.22%
ANDE	B	-0.22%
SCL	D	-0.22%
CWEN	A	-0.22%
PRGS	F	-0.22%
EPAC	A	-0.22%
DK	F	-0.22%
BLKB	B	-0.22%
LEVI	A	-0.22%
MIR	B	-0.22%
EQC	D	-0.21%
FRT	A	-0.21%
APAM	D	-0.21%
YETI	F	-0.21%
WGO	D	-0.21%
BRP	C	-0.2%
ENOV	D	-0.2%
B	D	-0.2%
OMI	D	-0.2%
CALX	F	-0.2%
XPRO	D	-0.2%
HWC	A	-0.2%
M	D	-0.2%
SLAB	F	-0.19%
WHR	F	-0.19%
PRCT	A	-0.19%
STC	A	-0.19%
AWR	C	-0.18%
VECO	C	-0.18%
DFIN	B	-0.18%
DNOW	D	-0.18%
TBBK	F	-0.17%
CSGS	F	-0.17%
WCC	F	-0.17%
ARRY	F	-0.17%
THS	C	-0.17%
MRUS	B	-0.17%
KLG	A	-0.17%
XHR	D	-0.17%
OII	D	-0.17%
XENE	C	-0.16%
PLUG	F	-0.16%
AZTA	D	-0.16%
GPRE	F	-0.16%
ADTN	F	-0.16%
RKT	C	-0.16%
KLIC	F	-0.16%
R	A	-0.16%
TMHC	C	-0.16%
PRG	B	-0.16%
MC	D	-0.16%
JWN	B	-0.16%
TDC	D	-0.16%
RUSHA	F	-0.15%
POWL	B	-0.15%
UNIT	C	-0.15%
TDOC	F	-0.15%
CRSP	F	-0.15%
LNN	B	-0.15%
MRCY	D	-0.15%
ROG	C	-0.15%
EYE	F	-0.15%
KBH	C	-0.15%
MODG	B	-0.15%
JBT	F	-0.14%
XPEL	B	-0.14%
GBX	B	-0.14%
EFSC	D	-0.14%
BKD	A	-0.14%
WOLF	F	-0.14%
PTGX	D	-0.14%
PCVX	C	-0.14%
CNK	D	-0.14%
VERA	C	-0.14%
KROS	C	-0.14%
KTOS	B	-0.14%
RXST	A	-0.14%
INDB	B	-0.14%
RGLD	B	-0.14%
ESRT	C	-0.14%
AN	A	-0.14%
SHC	D	-0.13%
NEO	F	-0.13%
KOP	D	-0.13%
OMCL	F	-0.13%
ARI	D	-0.13%
COMP	F	-0.13%
IRDM	B	-0.13%
MGNI	D	-0.12%
VSEC	A	-0.12%
MRC	D	-0.12%
DGII	A	-0.12%
HLIT	D	-0.12%
OZK	A	-0.12%
DEA	B	-0.12%
CARS	F	-0.12%
RXRX	D	-0.12%
FYBR	C	-0.11%
GPS	D	-0.11%
LCID	F	-0.1%
LFUS	D	-0.1%
PRTA	F	-0.1%
TILE	D	-0.1%
DLX	B	-0.1%
POWI	D	-0.1%
ARVN	D	-0.1%
PDFS	F	-0.1%
NWL	C	-0.1%
NVCR	F	-0.09%
NABL	D	-0.09%
PRLB	F	-0.09%
BZH	D	-0.09%
AEO	B	-0.09%
ERII	D	-0.09%
JANX	A	-0.09%
MTH	A	-0.09%
ONB	A	-0.09%
EAT	A	-0.09%
RPAY	B	-0.09%
CYRX	C	-0.09%
LESL	F	-0.09%
FA	A	-0.09%
PEN	D	-0.09%
PYCR	F	-0.09%
CHGG	F	-0.09%
MORF	F	-0.09%
COLM	A	-0.08%
VREX	F	-0.08%
ETWO	A	-0.08%
ZEUS	D	-0.08%
PRA	B	-0.08%
VSCO	D	-0.08%
CWK	C	-0.08%
CWEN	A	-0.08%
VITL	A	-0.08%
TARS	C	-0.08%
HOG	F	-0.08%
AYI	D	-0.08%
AHCO	C	-0.08%
ESTA	A	-0.08%
BDN	A	-0.08%
HPP	F	-0.08%
AMRK	A	-0.08%
NARI	D	-0.07%
HZO	F	-0.07%
ATEC	D	-0.07%
CCRN	D	-0.07%
ACCD	F	-0.07%
ARCT	D	-0.07%
AAP	C	-0.07%
EMBC	F	-0.07%
PBI	A	-0.07%
ETNB	F	-0.07%
AMBC	C	-0.07%
ACCO	F	-0.06%
INFN	C	-0.06%
GTN	C	-0.06%
SJW	D	-0.06%
ICFI	C	-0.06%
AHH	B	-0.06%
USNA	D	-0.06%
AVO	A	-0.06%
CSTL	B	-0.06%
BHLB	A	-0.06%
CASS	C	-0.06%
EWTX	B	-0.06%
VRDN	D	-0.06%
SRRK	C	-0.06%
THG	A	-0.06%
PLRX	D	-0.06%
ATRI	A	-0.06%
FLGT	F	-0.05%
MEI	F	-0.05%
NVST	F	-0.05%
PRO	D	-0.05%
AGCO	D	-0.05%
MAX	B	-0.05%
CCO	D	-0.05%
MOV	D	-0.05%
FCEL	F	-0.05%
CLNE	F	-0.05%
GOGO	B	-0.05%
HAFC	B	-0.05%
TMCI	F	-0.05%
CECO	B	-0.05%
AGTI	B	-0.05%
NOVA	F	-0.05%
EWCZ	D	-0.05%
FIBK	A	-0.05%
OFIX	F	-0.05%
DIN	F	-0.05%
PVH	D	-0.05%
ZI	D	-0.05%
CATC	C	-0.05%
RAMP	F	-0.05%
PETQ	D	-0.05%
CRI	F	-0.05%
CMP	F	-0.05%
IBCP	A	-0.05%
RDUS	F	-0.05%
RVNC	F	-0.04%
XPOF	F	-0.04%
TGI	D	-0.04%
EE	A	-0.04%
DMRC	F	-0.04%
PACK	A	-0.04%
SPCE	F	-0.04%
DCGO	F	-0.04%
PINC	D	-0.04%
FNA	D	-0.04%
MCFT	F	-0.04%
GDOT	B	-0.04%
CSV	C	-0.04%
TRC	A	-0.04%
TBI	F	-0.04%
LAZR	F	-0.04%
SANA	B	-0.04%
BOOM	F	-0.04%
IRON	F	-0.04%
CABA	D	-0.04%
GERN	A	-0.04%
RUSHB	F	-0.04%
CRMT	F	-0.04%
WEAV	D	-0.04%
CTLP	F	-0.04%
KE	D	-0.04%
SHOO	D	-0.04%
BHB	A	-0.04%
MNRO	F	-0.04%
CRNC	F	-0.04%
SIGI	C	-0.04%
AMAL	A	-0.04%
NTGR	B	-0.04%
IRBT	F	-0.03%
PRGO	A	-0.03%
ALEC	D	-0.03%
PNTG	A	-0.03%
BANR	D	-0.03%
PDM	B	-0.03%
BANC	D	-0.03%
PLL	F	-0.03%
IART	F	-0.03%
STAA	B	-0.03%
KW	B	-0.03%
FL	F	-0.03%
STEM	F	-0.03%
HCAT	F	-0.03%
MODV	F	-0.03%
TPH	A	-0.03%
RBBN	B	-0.03%
ELVN	A	-0.03%
PAHC	A	-0.03%
PHAT	D	-0.03%
FUL	D	-0.03%
LSTR	D	-0.03%
GEF	D	-0.03%
CBL	D	-0.03%
VERV	F	-0.03%
FLWS	D	-0.03%
LYEL	C	-0.03%
VFC	F	-0.03%
NNI	A	-0.03%
SIG	D	-0.03%
ME	D	-0.02%
AMWD	C	-0.02%
LAW	B	-0.02%
ARCB	F	-0.02%
LILA	A	-0.02%
TERN	F	-0.02%
AUB	D	-0.02%
MMI	F	-0.02%
JAMF	A	-0.02%
TRDA	C	-0.02%
HI	F	-0.02%
KURA	C	-0.02%
WOOF	F	-0.02%
ACHC	D	-0.02%
IHRT	D	-0.02%
CNSL	B	-0.02%
ORI	A	-0.02%
AMC	F	-0.02%
ANAB	B	-0.02%
COMM	F	-0.02%
RAPT	F	-0.02%
OSUR	F	-0.02%
FFBC	A	-0.02%
LNC	D	-0.02%
PNFP	D	-0.02%
CRCT	B	-0.02%
AVXL	F	-0.02%
CADE	A	-0.02%
NTLA	D	-0.02%
MODN	A	-0.02%
LGF.A	A	-0.02%
KELYA	C	-0.02%
MWA	A	-0.02%
HAIN	F	-0.02%
LEG	F	-0.01%
LITE	D	-0.01%
SEDG	F	-0.01%
XRX	F	-0.01%
KSS	F	-0.01%
VMEO	D	-0.01%