RAFE vs. DSI ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to iShares KLD 400 Social Index Fund (DSI)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

DSI

iShares KLD 400 Social Index Fund

DSI Description

The investment seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the MSCI KLD 400 Social Index (the "underlying index"), which is a free float-adjusted market capitalization weighted index designed to provide exposure to U.S. companies that have positive environmental, social and governance (ESG) characteristics.

Grade (RS Rating)

Last Trade

$113.61

Average Daily Volume

99,454

Number of Holdings ^*

402

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	DSI
30 Days	1.92%	3.90%
60 Days	3.06%	5.62%
90 Days	4.90%	6.91%
12 Months	24.12%	32.55%

157 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in DSI	Overlap
A	D	0.15%	0.14%	0.14%
ABBV	D	1.53%	1.06%	1.06%
ACN	C	0.97%	0.81%	0.81%
ADBE	C	0.63%	0.81%	0.63%
ADI	D	0.37%	0.37%	0.37%
ADM	D	0.33%	0.1%	0.1%
ADP	B	0.45%	0.44%	0.44%
AGCO	D	0.04%	0.02%	0.02%
AKAM	D	0.07%	0.05%	0.05%
ALL	A	0.58%	0.19%	0.19%
AMAT	F	0.81%	0.51%	0.51%
AMD	F	0.06%	0.79%	0.06%
AMGN	D	1.08%	0.55%	0.55%
AMP	A	0.25%	0.2%	0.2%
AMT	D	0.19%	0.33%	0.19%
APD	A	0.42%	0.26%	0.26%
AVB	B	0.16%	0.12%	0.12%
AWK	D	0.14%	0.1%	0.1%
AXP	A	0.63%	0.6%	0.6%
BALL	D	0.16%	0.07%	0.07%
BBY	D	0.5%	0.07%	0.07%
BDX	F	0.32%	0.24%	0.24%
BIIB	F	0.27%	0.08%	0.08%
BK	A	0.19%	0.21%	0.19%
BLK	C	0.71%	0.57%	0.57%
BMY	B	1.97%	0.42%	0.42%
CAG	D	0.07%	0.05%	0.05%
CAH	B	0.29%	0.11%	0.11%
CARR	D	0.37%	0.22%	0.22%
CBRE	B	0.37%	0.14%	0.14%
CCI	D	0.27%	0.16%	0.16%
CDNS	B	0.13%	0.29%	0.13%
CHD	B	0.07%	0.1%	0.07%
CI	F	1.3%	0.33%	0.33%
CL	D	0.37%	0.27%	0.27%
CMI	A	0.21%	0.18%	0.18%
CNC	D	0.13%	0.11%	0.11%
COR	B	0.13%	0.16%	0.13%
CPB	D	0.05%	0.03%	0.03%
CRM	B	0.58%	1.15%	0.58%
CSCO	B	2.94%	0.84%	0.84%
CTSH	B	0.18%	0.14%	0.14%
DE	A	0.54%	0.38%	0.38%
DELL	C	0.13%	0.14%	0.13%
DGX	A	0.07%	0.06%	0.06%
DHR	F	0.46%	0.56%	0.46%
DIS	B	1.2%	0.76%	0.76%
DOV	A	0.06%	0.1%	0.06%
DVA	B	0.17%	0.03%	0.03%
EA	A	0.31%	0.15%	0.15%
ECL	D	0.26%	0.23%	0.23%
EL	F	0.12%	0.05%	0.05%
ELV	F	0.89%	0.34%	0.34%
EQH	B	0.06%	0.06%	0.06%
EQIX	A	0.24%	0.31%	0.24%
EQR	B	0.16%	0.09%	0.09%
EW	C	0.16%	0.15%	0.15%
FAST	B	0.13%	0.17%	0.13%
FIS	C	0.36%	0.18%	0.18%
FL	F	0.05%	0.01%	0.01%
FLEX	A	0.04%	0.05%	0.04%
GAP	C	0.11%	0.02%	0.02%
GEN	B	0.04%	0.06%	0.04%
GILD	C	0.99%	0.4%	0.4%
GIS	D	0.32%	0.13%	0.13%
GWW	B	0.17%	0.19%	0.17%
HAS	D	0.05%	0.03%	0.03%
HCA	F	0.09%	0.25%	0.09%
HD	A	1.77%	1.48%	1.48%
HIG	B	0.27%	0.13%	0.13%
HLT	A	0.15%	0.23%	0.15%
HOLX	D	0.11%	0.07%	0.07%
HPE	B	0.7%	0.1%	0.1%
HPQ	B	0.72%	0.13%	0.13%
HRL	D	0.01%	0.03%	0.01%
HSIC	B	0.06%	0.03%	0.03%
HST	C	0.11%	0.04%	0.04%
HUM	C	0.41%	0.12%	0.12%
IBM	C	1.81%	0.69%	0.69%
IFF	D	0.12%	0.08%	0.08%
ILMN	D	0.08%	0.08%	0.08%
INTC	D	2.85%	0.38%	0.38%
IP	B	0.43%	0.07%	0.07%
IRM	D	0.19%	0.12%	0.12%
ITW	B	0.31%	0.29%	0.29%
JCI	C	0.55%	0.21%	0.21%
JLL	D	0.21%	0.05%	0.05%
K	A	0.18%	0.08%	0.08%
KDP	D	0.14%	0.12%	0.12%
KEYS	A	0.1%	0.1%	0.1%
KHC	F	0.2%	0.1%	0.1%
KMB	D	0.3%	0.16%	0.16%
KO	D	0.98%	0.92%	0.92%
KSS	F	0.14%	0.01%	0.01%
LH	C	0.19%	0.07%	0.07%
LIN	D	1.12%	0.79%	0.79%
LKQ	D	0.09%	0.04%	0.04%
LNC	B	0.08%	0.02%	0.02%
LOW	D	1.14%	0.56%	0.56%
LRCX	F	0.5%	0.33%	0.33%
LUMN	C	0.21%	0.03%	0.03%
MA	C	0.79%	1.58%	0.79%
MAN	D	0.03%	0.01%	0.01%
MAR	B	0.28%	0.25%	0.25%
MCHP	D	0.06%	0.12%	0.06%
MCO	B	0.16%	0.28%	0.16%
MDLZ	F	0.29%	0.32%	0.29%
MHK	D	0.05%	0.03%	0.03%
MMM	D	1.07%	0.26%	0.26%
MOS	F	0.19%	0.03%	0.03%
MRK	F	1.69%	0.89%	0.89%
MSFT	F	5.72%	10.68%	5.72%
MSI	B	0.21%	0.3%	0.21%
NDAQ	A	0.07%	0.12%	0.07%
NEM	D	0.46%	0.17%	0.17%
NKE	D	0.48%	0.34%	0.34%
NTRS	A	0.07%	0.08%	0.07%
NVDA	C	1.12%	12.73%	1.12%
NWL	B	0.04%	0.01%	0.01%
OC	A	0.22%	0.06%	0.06%
OMC	C	0.14%	0.07%	0.07%
ON	D	0.1%	0.1%	0.1%
ORCL	B	1.68%	1.11%	1.11%
PEP	F	0.28%	0.79%	0.28%
PFG	D	0.2%	0.07%	0.07%
PG	A	2.84%	1.46%	1.46%
PGR	A	0.25%	0.55%	0.25%
PLD	D	0.08%	0.38%	0.08%
PPG	F	0.2%	0.11%	0.11%
PRU	A	0.51%	0.17%	0.17%
PVH	C	0.11%	0.02%	0.02%
PYPL	B	0.62%	0.31%	0.31%
ROK	B	0.05%	0.12%	0.05%
SHW	A	0.15%	0.33%	0.15%
SJM	D	0.09%	0.04%	0.04%
SNPS	B	0.08%	0.29%	0.08%
SPGI	C	0.1%	0.59%	0.1%
STT	A	0.26%	0.1%	0.1%
SWK	D	0.11%	0.05%	0.05%
SYY	B	0.24%	0.14%	0.14%
TGT	F	1.18%	0.26%	0.26%
TROW	B	0.12%	0.1%	0.1%
TSCO	D	0.11%	0.11%	0.11%
TSLA	B	0.49%	3.36%	0.49%
TXN	C	0.83%	0.67%	0.67%
UPS	C	0.54%	0.36%	0.36%
V	A	1.09%	1.78%	1.09%
VFC	C	0.18%	0.02%	0.02%
VTR	C	0.23%	0.09%	0.09%
VZ	C	1.69%	0.64%	0.64%
WAB	B	0.09%	0.13%	0.09%
WAT	B	0.11%	0.08%	0.08%
WELL	A	0.33%	0.3%	0.3%
WHR	B	0.21%	0.02%	0.02%
WU	D	0.04%	0.01%	0.01%
XRX	F	0.05%	0.0%	0.0%
ZTS	D	0.14%	0.29%	0.14%

RAFE Overweight 81 Positions Relative to DSI

Symbol	Grade	Weight
AAPL	C	6.52%
JPM	A	4.09%
C	A	3.25%
JNJ	D	3.18%
WFC	A	2.82%
T	A	2.41%
PFE	D	2.32%
GM	B	2.16%
QCOM	F	1.6%
CMCSA	B	1.55%
AVGO	D	1.26%
META	D	1.2%
ABT	B	1.18%
F	C	1.14%
GS	A	0.98%
MU	D	0.95%
BAC	A	0.86%
MET	A	0.7%
LLY	F	0.67%
DD	D	0.59%
UNH	C	0.58%
DOW	F	0.5%
TJX	A	0.49%
TMUS	B	0.46%
FDX	B	0.45%
WM	A	0.44%
MCK	B	0.43%
EBAY	D	0.41%
CVS	D	0.4%
WDC	D	0.37%
NTAP	C	0.29%
FI	A	0.28%
GEHC	F	0.27%
WY	D	0.26%
EIX	B	0.25%
KLAC	D	0.21%
PARA	C	0.2%
JNPR	F	0.19%
FOXA	B	0.19%
BAX	D	0.18%
TPR	B	0.16%
CF	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
ISRG	A	0.14%
FITB	A	0.13%
MRVL	B	0.13%
OTIS	C	0.12%
SYK	C	0.12%
PAYX	C	0.11%
BSX	B	0.11%
SOLV	C	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
USFD	A	0.09%
NFLX	A	0.09%
TER	D	0.09%
CDW	F	0.09%
GPC	D	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
KIM	A	0.07%
HUN	F	0.07%
TSN	B	0.07%
MAA	B	0.07%
NWSA	B	0.07%
KD	B	0.06%
HSY	F	0.06%
GT	C	0.06%
ESS	B	0.05%
CTVA	C	0.05%
ORLY	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
RSG	A	0.04%
M	D	0.03%
O	D	0.02%
ANET	C	0.02%

RAFE Underweight 245 Positions Relative to DSI

Symbol	Grade	Weight
GOOGL	C	-3.69%
GOOG	C	-3.2%
MCD	D	-0.77%
NOW	A	-0.76%
INTU	C	-0.7%
CAT	B	-0.68%
BKNG	A	-0.62%
MS	A	-0.6%
ETN	A	-0.52%
UNP	C	-0.52%
VRTX	F	-0.44%
SCHW	B	-0.44%
SBUX	A	-0.41%
MMC	B	-0.4%
CB	C	-0.4%
TT	A	-0.34%
ICE	C	-0.33%
PH	A	-0.33%
CME	A	-0.3%
PNC	B	-0.3%
CRH	A	-0.25%
CSX	B	-0.25%
TFC	A	-0.23%
OKE	A	-0.23%
AJG	B	-0.23%
ADSK	A	-0.23%
NSC	B	-0.22%
TRV	B	-0.22%
FTNT	C	-0.22%
RCL	A	-0.21%
SRE	A	-0.21%
DLR	B	-0.21%
SPG	B	-0.21%
ROP	B	-0.21%
PCAR	B	-0.21%
WDAY	B	-0.2%
PSX	C	-0.2%
NXPI	D	-0.2%
MPC	D	-0.2%
URI	B	-0.2%
FICO	B	-0.2%
LNG	B	-0.18%
CPRT	A	-0.18%
TEL	B	-0.17%
VLO	C	-0.17%
PWR	A	-0.17%
BKR	B	-0.16%
DFS	B	-0.16%
FERG	B	-0.15%
IR	B	-0.15%
TRGP	B	-0.15%
GLW	B	-0.14%
TEAM	A	-0.14%
EXC	C	-0.14%
KR	B	-0.14%
RMD	C	-0.13%
IDXX	F	-0.13%
IQV	D	-0.13%
MTB	A	-0.13%
WTW	B	-0.12%
GRMN	B	-0.12%
VEEV	C	-0.12%
HUBS	A	-0.12%
ED	D	-0.12%
ANSS	B	-0.11%
XYL	D	-0.11%
DXCM	D	-0.11%
HAL	C	-0.1%
FTV	C	-0.1%
DECK	A	-0.1%
BR	A	-0.1%
EME	C	-0.09%
SBAC	D	-0.09%
RF	A	-0.09%
MTD	D	-0.09%
VLTO	D	-0.09%
SYF	B	-0.09%
HBAN	A	-0.09%
CLX	B	-0.08%
WBD	C	-0.08%
CFG	B	-0.08%
BLDR	D	-0.08%
LYB	F	-0.08%
ES	D	-0.08%
STE	F	-0.08%
ATO	A	-0.08%
PTC	A	-0.08%
WST	C	-0.08%
ZBH	C	-0.08%
KEY	B	-0.07%
PODD	C	-0.07%
FDS	B	-0.07%
MKC	D	-0.07%
TRU	D	-0.07%
SNA	A	-0.07%
FSLR	F	-0.07%
STX	D	-0.07%
LII	A	-0.07%
ZBRA	B	-0.07%
COO	D	-0.07%
DRI	B	-0.07%
CMS	C	-0.07%
GWRE	A	-0.06%
TWLO	A	-0.06%
L	A	-0.06%
AVY	D	-0.06%
ALGN	D	-0.06%
NI	A	-0.06%
WSM	B	-0.06%
EXPD	D	-0.06%
IEX	B	-0.06%
MAS	D	-0.06%
TRMB	B	-0.06%
ULTA	F	-0.06%
PNR	A	-0.06%
CHRW	C	-0.05%
BG	F	-0.05%
SWKS	F	-0.05%
UDR	B	-0.05%
POOL	C	-0.05%
FFIV	B	-0.05%
APTV	D	-0.05%
DOC	D	-0.05%
DPZ	C	-0.05%
JBHT	C	-0.05%
GGG	B	-0.05%
MKTX	D	-0.04%
ALLY	C	-0.04%
WTRG	B	-0.04%
AYI	B	-0.04%
AIT	A	-0.04%
DAL	C	-0.04%
TECH	D	-0.04%
GME	C	-0.04%
LW	C	-0.04%
TTEK	F	-0.04%
PAYC	B	-0.04%
BXP	D	-0.04%
LECO	B	-0.04%
OKTA	C	-0.04%
BMRN	D	-0.04%
ALB	C	-0.04%
KMX	B	-0.04%
ALLE	D	-0.04%
FTI	A	-0.04%
R	B	-0.03%
JAZZ	B	-0.03%
MIDD	C	-0.03%
RIVN	F	-0.03%
ALV	C	-0.03%
RHI	B	-0.03%
FLS	B	-0.03%
BWA	D	-0.03%
NYT	C	-0.03%
VOYA	B	-0.03%
FRT	B	-0.03%
AOS	F	-0.03%
ZION	B	-0.03%
KNX	B	-0.03%
AXTA	A	-0.03%
ARMK	B	-0.03%
INGR	B	-0.03%
CMA	A	-0.03%
FBIN	D	-0.03%
CNH	C	-0.03%
FUL	F	-0.02%
HOG	D	-0.02%
CHH	A	-0.02%
ORA	B	-0.02%
AN	C	-0.02%
SIG	B	-0.02%
GVA	A	-0.02%
ST	F	-0.02%
NJR	A	-0.02%
LUV	C	-0.02%
SON	D	-0.02%
EXPO	D	-0.02%
TKR	D	-0.02%
UGI	A	-0.02%
AL	B	-0.02%
ITRI	B	-0.02%
SEE	C	-0.02%
UHAL	D	-0.02%
IVZ	B	-0.02%
BEN	C	-0.02%
NOV	C	-0.02%
MAT	D	-0.02%
MTH	D	-0.02%
MTN	C	-0.02%
ONB	B	-0.02%
DINO	D	-0.02%
CGNX	C	-0.02%
DAR	C	-0.02%
TILE	B	-0.01%
TDOC	C	-0.01%
TNC	D	-0.01%
BKE	B	-0.01%
PDCO	D	-0.01%
LZB	B	-0.01%
WWW	B	-0.01%
LCID	F	-0.01%
CABO	C	-0.01%
CAR	C	-0.01%
UAA	C	-0.01%
JWN	C	-0.01%
WLY	B	-0.01%
CPRI	F	-0.01%
MTX	B	-0.01%
ICFI	F	-0.01%
ZI	D	-0.01%
HNI	B	-0.01%
ARCB	C	-0.01%
RNG	B	-0.01%
AVA	A	-0.01%
HBI	B	-0.01%
TDC	D	-0.01%
BOH	B	-0.01%
COLM	B	-0.01%
PCH	D	-0.01%
CDP	C	-0.01%
MDU	D	-0.01%
CATY	B	-0.01%
XRAY	F	-0.01%
IBOC	A	-0.01%
SEM	B	-0.01%
ASGN	F	-0.01%
MAC	B	-0.01%
HOUS	D	-0.0%
RDUS	C	-0.0%
KELYA	F	-0.0%
ACCO	C	-0.0%
CMP	C	-0.0%
SCHL	D	-0.0%
ETD	C	-0.0%
HAIN	C	-0.0%
HSII	B	-0.0%
ODP	F	-0.0%
JACK	D	-0.0%
CLB	B	-0.0%
DLX	B	-0.0%
SCS	C	-0.0%
MD	B	-0.0%
MODG	F	-0.0%
UNFI	A	-0.0%
UA	C	-0.0%