HAPS vs. FYX ETF Comparison

Comparison of Harbor Corporate Culture Small Cap ETF (HAPS) to First Trust Small Cap Core AlphaDEX (FYX)
HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description

The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$31.66

Average Daily Volume

141

Number of Holdings *

179

* may have additional holdings in another (foreign) market
FYX

First Trust Small Cap Core AlphaDEX

FYX Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings *

499

* may have additional holdings in another (foreign) market
Performance
Period HAPS FYX
30 Days 7.80% 10.41%
60 Days 7.16% 10.20%
90 Days 12.88% 10.44%
12 Months 27.41% 35.11%
68 Overlapping Holdings
Symbol Grade Weight in HAPS Weight in FYX Overlap
ACLX C 1.89% 0.32% 0.32%
AESI B 0.44% 0.06% 0.06%
AGIO C 1.55% 0.22% 0.22%
AIN C 0.8% 0.11% 0.11%
ALKT B 0.16% 0.21% 0.16%
AMN F 0.35% 0.15% 0.15%
APLE B 1.71% 0.32% 0.32%
BANR B 0.54% 0.22% 0.22%
BFH B 0.57% 0.37% 0.37%
BHF B 0.75% 0.07% 0.07%
BKE B 0.49% 0.2% 0.2%
BY B 0.17% 0.28% 0.17%
CAKE C 0.79% 0.21% 0.21%
CARG C 0.25% 0.14% 0.14%
CASH A 0.43% 0.22% 0.22%
CCS D 0.57% 0.25% 0.25%
CENTA C 0.33% 0.31% 0.31%
CMPR D 0.54% 0.11% 0.11%
COLL F 0.51% 0.18% 0.18%
CRAI B 0.42% 0.19% 0.19%
CSGS B 0.21% 0.13% 0.13%
DK C 0.72% 0.18% 0.18%
DOCN D 0.26% 0.11% 0.11%
EAT A 1.72% 0.48% 0.48%
EFSC B 0.47% 0.21% 0.21%
FHB A 0.74% 0.21% 0.21%
FRME B 0.56% 0.28% 0.28%
GVA A 1.25% 0.37% 0.37%
HTH B 0.32% 0.18% 0.18%
HURN B 0.69% 0.2% 0.2%
INTA A 0.23% 0.28% 0.23%
IVT B 0.94% 0.06% 0.06%
JBGS D 0.55% 0.05% 0.05%
KFRC D 0.35% 0.06% 0.06%
KOS F 1.2% 0.3% 0.3%
KYMR D 1.32% 0.27% 0.27%
LAUR A 0.77% 0.27% 0.27%
LGIH D 0.51% 0.2% 0.2%
LOB B 0.37% 0.06% 0.06%
MBIN D 0.15% 0.21% 0.15%
MCY A 0.38% 0.35% 0.35%
NNI D 0.4% 0.11% 0.11%
NSA D 1.26% 0.16% 0.16%
OXM D 0.28% 0.11% 0.11%
PAR B 0.31% 0.08% 0.08%
PLMR B 0.5% 0.28% 0.28%
POWL C 0.98% 0.39% 0.39%
PRGS A 0.38% 0.18% 0.18%
PSMT C 0.78% 0.12% 0.12%
PTCT B 1.63% 0.26% 0.26%
REZI A 1.42% 0.31% 0.31%
RYTM C 1.76% 0.34% 0.34%
SCS C 0.39% 0.12% 0.12%
SCSC B 0.41% 0.25% 0.25%
SEMR B 0.04% 0.21% 0.04%
STEP B 0.69% 0.34% 0.34%
SXT B 0.73% 0.12% 0.12%
TNL A 1.3% 0.14% 0.14%
TOWN B 0.49% 0.13% 0.13%
TRMK B 0.47% 0.29% 0.29%
UPWK B 0.71% 0.17% 0.17%
VBTX B 0.35% 0.2% 0.2%
VERX B 0.35% 0.15% 0.15%
VSAT F 0.12% 0.15% 0.12%
WAFD B 0.62% 0.13% 0.13%
WGO C 0.39% 0.24% 0.24%
WSBC B 0.44% 0.22% 0.22%
YETI C 1.02% 0.11% 0.11%
HAPS Overweight 111 Positions Relative to FYX
Symbol Grade Weight
AWI A 2.18%
CBT C 2.02%
PECO A 1.99%
MOG.A B 1.91%
LOPE B 1.58%
AVT C 1.53%
NUVL D 1.39%
HLNE B 1.37%
HRI B 1.32%
KBH D 1.26%
TEX D 1.24%
OGS A 1.24%
PIPR B 1.17%
MC B 1.14%
TPG A 1.13%
SR A 1.11%
RDN C 1.1%
LBRT D 1.0%
CPA D 0.96%
SGRY F 0.95%
NSP D 0.9%
BROS B 0.9%
NTLA F 0.86%
ALTR B 0.74%
WD D 0.71%
ACIW B 0.68%
GSAT C 0.66%
TRIP F 0.64%
AUR C 0.62%
BOX B 0.62%
APPF B 0.6%
TARS B 0.6%
WK B 0.57%
KURA F 0.56%
ALGT B 0.55%
PI D 0.55%
MD B 0.5%
UPST B 0.5%
IRWD F 0.49%
TROX D 0.49%
FLYW C 0.48%
FORM D 0.45%
FROG C 0.45%
TDC D 0.44%
PRVA B 0.43%
ALRM C 0.43%
IDT B 0.4%
SONO C 0.38%
CSTL D 0.35%
RPD C 0.34%
UAA C 0.33%
ZETA D 0.31%
RYI C 0.3%
RGNX F 0.29%
DOLE D 0.29%
VIAV B 0.29%
ENV B 0.28%
OPEN D 0.27%
EXPI C 0.27%
KOP C 0.27%
BRZE C 0.27%
EXTR B 0.26%
OCFC B 0.26%
USNA C 0.25%
BZH B 0.25%
CALX D 0.24%
SPT C 0.23%
CGEM F 0.23%
OBK B 0.22%
VERV F 0.21%
SPTN D 0.21%
INFN C 0.2%
PSCF A 0.2%
SDGR C 0.19%
FWRG C 0.19%
SAGE F 0.18%
PRA C 0.17%
CARS B 0.17%
ARLO C 0.17%
ASAN C 0.17%
LMB A 0.17%
AMCX C 0.16%
ATEN B 0.15%
CERT F 0.15%
AGS A 0.14%
FC F 0.14%
COUR F 0.13%
UDMY F 0.12%
GDYN B 0.12%
YEXT A 0.12%
HSTM B 0.11%
ALTG C 0.1%
BASE C 0.1%
NABL F 0.1%
RGP F 0.1%
HVT D 0.1%
ZIP F 0.09%
MITK C 0.09%
CHGG D 0.09%
BIGC C 0.08%
NEWT B 0.08%
ENFN A 0.08%
HCAT D 0.07%
IRBT F 0.06%
EB C 0.06%
SAVE D 0.05%
HMST D 0.04%
GPRO F 0.04%
DOMO C 0.04%
VRA F 0.03%
RMAX C 0.03%
HAPS Underweight 431 Positions Relative to FYX
Symbol Grade Weight
RKLB B -0.6%
CXW B -0.5%
RIOT C -0.49%
PAYO A -0.43%
PRIM A -0.41%
IESC B -0.4%
STRL B -0.39%
GBX A -0.39%
ROAD A -0.39%
IDCC B -0.39%
BMBL D -0.38%
WWW B -0.38%
TGTX B -0.38%
WS B -0.38%
ECVT C -0.36%
VTLE C -0.36%
LRN A -0.36%
ENVA B -0.36%
JBT B -0.36%
DOCS C -0.36%
QCRH A -0.36%
WULF C -0.36%
PRDO B -0.36%
TRUP B -0.36%
ZD B -0.35%
CNK B -0.35%
ATGE B -0.35%
CUBI B -0.35%
CTOS C -0.35%
PJT A -0.35%
USLM A -0.35%
DNOW B -0.34%
TGNA B -0.34%
PINC B -0.34%
ULH B -0.34%
FTDR A -0.34%
CABO C -0.34%
PRCT B -0.34%
GPOR B -0.33%
KMT B -0.33%
TALO C -0.33%
EIG B -0.33%
RLJ B -0.32%
REVG B -0.32%
HELE C -0.32%
GEF A -0.32%
TDS B -0.32%
TRN B -0.32%
PARR D -0.31%
PK B -0.31%
HNI B -0.31%
WMK C -0.31%
PBI B -0.31%
AMWD C -0.31%
SKYW B -0.31%
CRGY B -0.31%
TBBK B -0.31%
UVV B -0.31%
SPNT A -0.31%
ADMA B -0.3%
PLYA B -0.3%
INVA D -0.3%
VAC B -0.3%
DSGR D -0.3%
IART C -0.3%
SKWD A -0.3%
SLVM B -0.3%
LZB B -0.3%
AVA A -0.3%
BTU B -0.3%
HTZ C -0.3%
ALHC C -0.29%
VC D -0.29%
SYBT B -0.29%
DORM B -0.29%
CWAN B -0.29%
SATS D -0.29%
SGBX F -0.29%
CATY B -0.29%
EPC D -0.29%
PLAB C -0.29%
CHEF A -0.29%
INDB B -0.29%
GIII D -0.29%
SHO C -0.29%
FFBC A -0.28%
PRM C -0.28%
RES D -0.28%
PHIN A -0.28%
PFBC B -0.28%
PEBO A -0.28%
IMKTA C -0.28%
HUBG A -0.27%
DBRG F -0.27%
PTGX C -0.27%
WKC D -0.27%
GHC C -0.27%
MWA B -0.27%
VRTS B -0.27%
USM B -0.27%
CAL D -0.27%
EBC B -0.27%
OSW A -0.27%
FOR F -0.27%
PRK B -0.27%
WSFS A -0.27%
JANX C -0.26%
MIRM B -0.26%
SEB F -0.26%
MNKD C -0.26%
PTVE B -0.26%
TGLS B -0.26%
VCYT B -0.26%
HY D -0.26%
NX C -0.26%
SAH A -0.26%
CHWY B -0.26%
HOV D -0.25%
DRH B -0.25%
NWN A -0.25%
CMCO B -0.25%
GES F -0.25%
WERN C -0.25%
GEO B -0.25%
KSS F -0.25%
CVI F -0.25%
LMND B -0.25%
CPRX C -0.25%
MRC B -0.25%
GT C -0.25%
CCOI B -0.25%
PRG C -0.24%
HWKN B -0.24%
FBP B -0.24%
SBH C -0.24%
NHC C -0.24%
BV B -0.24%
GSHD A -0.24%
OUT A -0.24%
ARCB C -0.24%
AMRX C -0.24%
LADR B -0.24%
SMTC B -0.24%
VSH D -0.24%
EQC B -0.24%
OEC C -0.24%
CRK B -0.23%
HIW D -0.23%
WTTR B -0.23%
CALM A -0.23%
OSCR D -0.23%
SJW D -0.23%
CVBF A -0.23%
NAVI C -0.23%
ABR C -0.23%
CDE D -0.23%
PDCO D -0.23%
MLKN D -0.23%
ANDE D -0.23%
MRTN C -0.23%
YOU D -0.23%
NWE A -0.23%
SNEX B -0.22%
SASR B -0.22%
BNL D -0.22%
VSTS C -0.22%
NMIH D -0.22%
ASB B -0.22%
NBHC B -0.21%
FHI A -0.21%
NIC B -0.21%
BANF B -0.21%
FULT A -0.21%
VCTR B -0.21%
APOG B -0.21%
ASTH D -0.21%
ADNT F -0.21%
UFPT B -0.21%
KAR B -0.21%
UE C -0.2%
PTON B -0.2%
FCF A -0.2%
GRBK D -0.2%
NWBI B -0.2%
FIBK A -0.2%
HRMY D -0.2%
KALU C -0.2%
GERN D -0.2%
LMAT A -0.2%
TCBK B -0.2%
ESE B -0.2%
SFNC B -0.2%
SHAK C -0.2%
BKU A -0.2%
MGNI A -0.2%
PBH A -0.2%
RNST B -0.2%
IOSP B -0.19%
SABR C -0.19%
MTX B -0.19%
ABM B -0.19%
BLBD D -0.19%
KTOS B -0.19%
MCRI A -0.19%
BHE B -0.19%
GFF A -0.19%
SCVL F -0.19%
HOPE B -0.19%
XRX F -0.19%
SNDR B -0.19%
SRCE B -0.19%
CRI D -0.19%
ALG B -0.19%
OFG B -0.18%
SCL C -0.18%
IPGP D -0.18%
UNF B -0.18%
NPAB B -0.18%
MODG F -0.18%
ROCK C -0.18%
KLG C -0.18%
XHR B -0.18%
LNN B -0.18%
LFST C -0.18%
AORT B -0.18%
OSIS B -0.18%
STBA B -0.18%
DAN D -0.18%
AAT B -0.18%
BUSE B -0.18%
GO C -0.18%
CENX B -0.17%
BRC D -0.17%
TWST D -0.17%
NHI D -0.17%
MYRG B -0.17%
PMT D -0.17%
PATK D -0.17%
SHEN F -0.17%
LILAK D -0.17%
BCRX D -0.17%
PEB D -0.17%
WRBY B -0.17%
CWT D -0.17%
SPB C -0.17%
VSCO B -0.17%
SYNA C -0.17%
FLNC C -0.16%
ASPN F -0.16%
DEA D -0.16%
LC A -0.16%
ADUS D -0.16%
THRM D -0.16%
AMPH D -0.16%
DFIN D -0.16%
TCBI B -0.15%
ICFI F -0.15%
VITL D -0.15%
SSTK F -0.15%
LITE B -0.15%
TTMI B -0.15%
AGYS A -0.14%
LKFN B -0.14%
EPAC B -0.14%
DFH D -0.14%
PFS B -0.14%
BKD D -0.14%
FDP B -0.14%
DRVN B -0.14%
BGC C -0.14%
HMN B -0.14%
WT B -0.14%
SITM B -0.14%
FBK B -0.14%
IIPR D -0.14%
OMI F -0.14%
GABC B -0.14%
AROC B -0.14%
MCW B -0.14%
SAFT C -0.13%
HLIO B -0.13%
ENOV C -0.13%
MAC B -0.13%
ACVA B -0.13%
GOGO C -0.13%
SKT B -0.13%
CVCO A -0.13%
FBNC A -0.13%
CHCO B -0.13%
SBCF A -0.13%
AGM C -0.13%
OII B -0.13%
ROIC A -0.13%
NBTB B -0.13%
RNG B -0.13%
LGND B -0.13%
ESRT C -0.12%
NRIX D -0.12%
UMH C -0.12%
STC B -0.12%
AIV C -0.12%
FCPT C -0.12%
CDP C -0.12%
CNMD C -0.12%
ARI C -0.12%
KWR C -0.12%
KN B -0.12%
CXT B -0.12%
ALEX C -0.12%
MTRN C -0.12%
ARQT C -0.12%
UPBD B -0.12%
DEI B -0.12%
AZZ B -0.12%
EVTC B -0.12%
NXRT B -0.12%
SHOO D -0.11%
ODP F -0.11%
MGPI F -0.11%
IOVA F -0.11%
CWEN C -0.11%
ELME D -0.11%
HLX B -0.11%
ROG D -0.11%
LXP D -0.11%
MSGE F -0.11%
CNXN C -0.11%
CC C -0.11%
NVEE F -0.11%
OI C -0.11%
LCII C -0.11%
GIC D -0.1%
PLUS F -0.1%
CDRE D -0.1%
BLFS C -0.1%
HLIT D -0.1%
MYGN F -0.1%
CIFR B -0.1%
MIR A -0.09%
TGI B -0.09%
OLPX D -0.09%
AVNS F -0.09%
FOXF F -0.09%
KNTK B -0.08%
EVH F -0.08%
SOUN C -0.08%
TNDM F -0.08%
VSEC C -0.08%
WDFC B -0.07%
GNW A -0.07%
APAM B -0.07%
BANC A -0.07%
TPC C -0.07%
HLF C -0.07%
PPBI B -0.07%
SXI B -0.07%
BHLB B -0.07%
VSTO A -0.07%
SUPN C -0.07%
PLXS B -0.07%
CBZ B -0.07%
MGEE C -0.07%
CAR C -0.07%
B B -0.07%
PYCR C -0.07%
NWL B -0.07%
CBU B -0.07%
VIRT B -0.07%
HEES B -0.07%
CEIX A -0.07%
BOH B -0.07%
NVAX F -0.07%
RRR D -0.06%
ANIP F -0.06%
PCH D -0.06%
ICUI D -0.06%
IRDM D -0.06%
RC D -0.06%
BXMT C -0.06%
PGRE F -0.06%
WOR F -0.06%
GTX D -0.06%
JJSF B -0.06%
IAS C -0.06%
KW B -0.06%
FBRT C -0.06%
COHU C -0.06%
NMRK B -0.06%
SWI B -0.06%
OCUL D -0.06%
DNUT D -0.06%
GTY B -0.06%
XPEL C -0.06%
MSEX B -0.06%
AIR B -0.06%
NEO C -0.06%
AWR B -0.06%
THR B -0.06%
STRA C -0.06%
LTC B -0.06%
CPK A -0.06%
NPO A -0.06%
DVAX C -0.06%
HAYW B -0.06%
EYE C -0.06%
CLBK B -0.06%
OMCL C -0.06%
AKR B -0.06%
MLNK B -0.06%
SAM C -0.06%
SHLS F -0.05%
LPG F -0.05%
BLMN F -0.05%
THS D -0.05%
GPRE F -0.05%
HUMA F -0.05%
AOSL C -0.05%
PHR F -0.05%
DNLI D -0.05%
JAMF F -0.05%
JOE F -0.05%
CMTG F -0.05%
FA C -0.05%
PZZA D -0.05%
TNC D -0.05%
ALX D -0.05%
RXST F -0.05%
FOLD F -0.05%
EPR D -0.05%
JELD F -0.04%
ARDX F -0.04%
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