FYX vs. HAPS ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to Harbor Corporate Culture Small Cap ETF (HAPS)
FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$107.12

Average Daily Volume

17,028

Number of Holdings *

499

* may have additional holdings in another (foreign) market
HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$31.08

Average Daily Volume

121

Number of Holdings *

179

* may have additional holdings in another (foreign) market
Performance
Period FYX HAPS
30 Days 8.22% 5.32%
60 Days 8.12% 5.21%
90 Days 8.74% 10.83%
12 Months 33.03% 25.09%
68 Overlapping Holdings
Symbol Grade Weight in FYX Weight in HAPS Overlap
ACLX C 0.32% 1.89% 0.32%
AESI B 0.06% 0.44% 0.06%
AGIO C 0.22% 1.55% 0.22%
AIN C 0.11% 0.8% 0.11%
ALKT B 0.21% 0.16% 0.16%
AMN F 0.15% 0.35% 0.15%
APLE B 0.32% 1.71% 0.32%
BANR B 0.22% 0.54% 0.22%
BFH C 0.37% 0.57% 0.37%
BHF C 0.07% 0.75% 0.07%
BKE B 0.2% 0.49% 0.2%
BY B 0.28% 0.17% 0.17%
CAKE C 0.21% 0.79% 0.21%
CARG B 0.14% 0.25% 0.14%
CASH B 0.22% 0.43% 0.22%
CCS D 0.25% 0.57% 0.25%
CENTA C 0.31% 0.33% 0.31%
CMPR D 0.11% 0.54% 0.11%
COLL F 0.18% 0.51% 0.18%
CRAI C 0.19% 0.42% 0.19%
CSGS B 0.13% 0.21% 0.13%
DK C 0.18% 0.72% 0.18%
DOCN C 0.11% 0.26% 0.11%
EAT A 0.48% 1.72% 0.48%
EFSC B 0.21% 0.47% 0.21%
FHB B 0.21% 0.74% 0.21%
FRME B 0.28% 0.56% 0.28%
GVA A 0.37% 1.25% 0.37%
HTH C 0.18% 0.32% 0.18%
HURN C 0.2% 0.69% 0.2%
INTA B 0.28% 0.23% 0.23%
IVT A 0.06% 0.94% 0.06%
JBGS F 0.05% 0.55% 0.05%
KFRC D 0.06% 0.35% 0.06%
KOS D 0.3% 1.2% 0.3%
KYMR D 0.27% 1.32% 0.27%
LAUR A 0.27% 0.77% 0.27%
LGIH F 0.2% 0.51% 0.2%
LOB C 0.06% 0.37% 0.06%
MBIN F 0.21% 0.15% 0.15%
MCY A 0.35% 0.38% 0.35%
NNI D 0.11% 0.4% 0.11%
NSA C 0.16% 1.26% 0.16%
OXM F 0.11% 0.28% 0.11%
PAR A 0.08% 0.31% 0.08%
PLMR A 0.28% 0.5% 0.28%
POWL C 0.39% 0.98% 0.39%
PRGS A 0.18% 0.38% 0.18%
PSMT D 0.12% 0.78% 0.12%
PTCT B 0.26% 1.63% 0.26%
REZI A 0.31% 1.42% 0.31%
RYTM C 0.34% 1.76% 0.34%
SCS C 0.12% 0.39% 0.12%
SCSC C 0.25% 0.41% 0.25%
SEMR C 0.21% 0.04% 0.04%
STEP C 0.34% 0.69% 0.34%
SXT C 0.12% 0.73% 0.12%
TNL A 0.14% 1.3% 0.14%
TOWN B 0.13% 0.49% 0.13%
TRMK C 0.29% 0.47% 0.29%
UPWK B 0.17% 0.71% 0.17%
VBTX B 0.2% 0.35% 0.2%
VERX A 0.15% 0.35% 0.15%
VSAT F 0.15% 0.12% 0.12%
WAFD B 0.13% 0.62% 0.13%
WGO C 0.24% 0.39% 0.24%
WSBC B 0.22% 0.44% 0.22%
YETI D 0.11% 1.02% 0.11%
FYX Overweight 431 Positions Relative to HAPS
Symbol Grade Weight
RKLB A 0.6%
CXW C 0.5%
RIOT C 0.49%
PAYO A 0.43%
PRIM A 0.41%
IESC C 0.4%
STRL A 0.39%
GBX A 0.39%
ROAD B 0.39%
IDCC B 0.39%
BMBL C 0.38%
WWW A 0.38%
TGTX B 0.38%
WS C 0.38%
ECVT C 0.36%
VTLE C 0.36%
LRN A 0.36%
ENVA B 0.36%
JBT B 0.36%
DOCS C 0.36%
QCRH B 0.36%
WULF C 0.36%
PRDO B 0.36%
TRUP B 0.36%
ZD B 0.35%
CNK C 0.35%
ATGE B 0.35%
CUBI B 0.35%
CTOS B 0.35%
PJT A 0.35%
USLM A 0.35%
DNOW B 0.34%
TGNA B 0.34%
PINC B 0.34%
ULH C 0.34%
FTDR B 0.34%
CABO B 0.34%
PRCT B 0.34%
GPOR B 0.33%
KMT B 0.33%
TALO C 0.33%
EIG B 0.33%
RLJ C 0.32%
REVG C 0.32%
HELE C 0.32%
GEF A 0.32%
TDS B 0.32%
TRN B 0.32%
PARR F 0.31%
PK C 0.31%
HNI B 0.31%
WMK C 0.31%
PBI B 0.31%
AMWD C 0.31%
SKYW C 0.31%
CRGY B 0.31%
TBBK B 0.31%
UVV B 0.31%
SPNT B 0.31%
ADMA B 0.3%
PLYA B 0.3%
INVA D 0.3%
VAC C 0.3%
DSGR C 0.3%
IART C 0.3%
SKWD A 0.3%
SLVM B 0.3%
LZB B 0.3%
AVA A 0.3%
BTU B 0.3%
HTZ C 0.3%
ALHC C 0.29%
VC F 0.29%
SYBT B 0.29%
DORM B 0.29%
CWAN B 0.29%
SATS D 0.29%
SGBX F 0.29%
CATY B 0.29%
EPC F 0.29%
PLAB C 0.29%
CHEF A 0.29%
INDB B 0.29%
GIII D 0.29%
SHO D 0.29%
FFBC B 0.28%
PRM C 0.28%
RES D 0.28%
PHIN A 0.28%
PFBC B 0.28%
PEBO B 0.28%
IMKTA C 0.28%
HUBG A 0.27%
DBRG F 0.27%
PTGX D 0.27%
WKC C 0.27%
GHC B 0.27%
MWA B 0.27%
VRTS B 0.27%
USM B 0.27%
CAL F 0.27%
EBC B 0.27%
OSW B 0.27%
FOR F 0.27%
PRK B 0.27%
WSFS B 0.27%
JANX C 0.26%
MIRM B 0.26%
SEB F 0.26%
MNKD C 0.26%
PTVE B 0.26%
TGLS B 0.26%
VCYT B 0.26%
HY D 0.26%
NX C 0.26%
SAH C 0.26%
CHWY B 0.26%
HOV D 0.25%
DRH B 0.25%
NWN A 0.25%
CMCO C 0.25%
GES F 0.25%
WERN C 0.25%
GEO B 0.25%
KSS F 0.25%
CVI F 0.25%
LMND B 0.25%
CPRX C 0.25%
MRC B 0.25%
GT C 0.25%
CCOI B 0.25%
PRG C 0.24%
HWKN B 0.24%
FBP C 0.24%
SBH C 0.24%
NHC C 0.24%
BV C 0.24%
GSHD A 0.24%
OUT A 0.24%
ARCB C 0.24%
AMRX C 0.24%
LADR B 0.24%
SMTC B 0.24%
VSH F 0.24%
EQC B 0.24%
OEC C 0.24%
CRK B 0.23%
HIW C 0.23%
WTTR A 0.23%
CALM A 0.23%
OSCR D 0.23%
SJW F 0.23%
CVBF A 0.23%
NAVI F 0.23%
ABR C 0.23%
CDE C 0.23%
PDCO F 0.23%
MLKN F 0.23%
ANDE D 0.23%
MRTN D 0.23%
YOU D 0.23%
NWE B 0.23%
SNEX B 0.22%
SASR B 0.22%
BNL D 0.22%
VSTS C 0.22%
NMIH C 0.22%
ASB B 0.22%
NBHC C 0.21%
FHI B 0.21%
NIC B 0.21%
BANF B 0.21%
FULT A 0.21%
VCTR B 0.21%
APOG C 0.21%
ASTH F 0.21%
ADNT F 0.21%
UFPT C 0.21%
KAR B 0.21%
UE B 0.2%
PTON A 0.2%
FCF B 0.2%
GRBK D 0.2%
NWBI B 0.2%
FIBK B 0.2%
HRMY D 0.2%
KALU C 0.2%
GERN D 0.2%
LMAT A 0.2%
TCBK C 0.2%
ESE B 0.2%
SFNC C 0.2%
SHAK C 0.2%
BKU A 0.2%
MGNI B 0.2%
PBH A 0.2%
RNST B 0.2%
IOSP C 0.19%
SABR C 0.19%
MTX B 0.19%
ABM B 0.19%
BLBD D 0.19%
KTOS B 0.19%
MCRI A 0.19%
BHE C 0.19%
GFF A 0.19%
SCVL F 0.19%
HOPE C 0.19%
XRX F 0.19%
SNDR B 0.19%
SRCE B 0.19%
CRI F 0.19%
ALG B 0.19%
OFG B 0.18%
SCL C 0.18%
IPGP D 0.18%
UNF B 0.18%
NPAB F 0.18%
MODG F 0.18%
ROCK C 0.18%
KLG B 0.18%
XHR B 0.18%
LNN B 0.18%
LFST B 0.18%
AORT B 0.18%
OSIS A 0.18%
STBA B 0.18%
DAN D 0.18%
AAT B 0.18%
BUSE B 0.18%
GO C 0.18%
CENX B 0.17%
BRC D 0.17%
TWST F 0.17%
NHI D 0.17%
MYRG B 0.17%
PMT C 0.17%
PATK C 0.17%
SHEN F 0.17%
LILAK D 0.17%
BCRX D 0.17%
PEB D 0.17%
WRBY A 0.17%
CWT C 0.17%
SPB C 0.17%
VSCO C 0.17%
SYNA C 0.17%
FLNC D 0.16%
ASPN F 0.16%
DEA D 0.16%
LC A 0.16%
ADUS D 0.16%
THRM F 0.16%
AMPH F 0.16%
DFIN D 0.16%
TCBI C 0.15%
ICFI F 0.15%
VITL D 0.15%
SSTK F 0.15%
LITE B 0.15%
TTMI C 0.15%
AGYS A 0.14%
LKFN C 0.14%
EPAC C 0.14%
DFH D 0.14%
PFS B 0.14%
BKD F 0.14%
FDP B 0.14%
DRVN B 0.14%
BGC C 0.14%
HMN B 0.14%
WT A 0.14%
SITM B 0.14%
FBK C 0.14%
IIPR D 0.14%
OMI F 0.14%
GABC B 0.14%
AROC A 0.14%
MCW C 0.14%
SAFT B 0.13%
HLIO B 0.13%
ENOV C 0.13%
MAC B 0.13%
ACVA B 0.13%
GOGO C 0.13%
SKT A 0.13%
CVCO A 0.13%
FBNC B 0.13%
CHCO B 0.13%
SBCF B 0.13%
AGM B 0.13%
OII B 0.13%
ROIC A 0.13%
NBTB B 0.13%
RNG C 0.13%
LGND C 0.13%
ESRT C 0.12%
NRIX C 0.12%
UMH B 0.12%
STC B 0.12%
AIV C 0.12%
FCPT C 0.12%
CDP C 0.12%
CNMD C 0.12%
ARI C 0.12%
KWR C 0.12%
KN B 0.12%
CXT C 0.12%
ALEX B 0.12%
MTRN C 0.12%
ARQT B 0.12%
UPBD B 0.12%
DEI B 0.12%
AZZ A 0.12%
EVTC B 0.12%
NXRT B 0.12%
SHOO F 0.11%
ODP F 0.11%
MGPI F 0.11%
IOVA F 0.11%
CWEN C 0.11%
ELME D 0.11%
HLX B 0.11%
ROG D 0.11%
LXP D 0.11%
MSGE F 0.11%
CNXN C 0.11%
CC C 0.11%
NVEE F 0.11%
OI C 0.11%
LCII C 0.11%
GIC D 0.1%
PLUS F 0.1%
CDRE F 0.1%
BLFS C 0.1%
HLIT D 0.1%
MYGN F 0.1%
CIFR C 0.1%
MIR A 0.09%
TGI B 0.09%
OLPX D 0.09%
AVNS F 0.09%
FOXF F 0.09%
KNTK A 0.08%
EVH F 0.08%
SOUN B 0.08%
TNDM D 0.08%
VSEC C 0.08%
WDFC B 0.07%
GNW A 0.07%
APAM B 0.07%
BANC B 0.07%
TPC C 0.07%
HLF C 0.07%
PPBI C 0.07%
SXI B 0.07%
BHLB B 0.07%
VSTO A 0.07%
SUPN C 0.07%
PLXS B 0.07%
CBZ B 0.07%
MGEE B 0.07%
CAR C 0.07%
B A 0.07%
PYCR B 0.07%
NWL C 0.07%
CBU B 0.07%
VIRT A 0.07%
HEES C 0.07%
CEIX A 0.07%
BOH B 0.07%
NVAX F 0.07%
RRR F 0.06%
ANIP F 0.06%
PCH F 0.06%
ICUI D 0.06%
IRDM D 0.06%
RC D 0.06%
BXMT C 0.06%
PGRE F 0.06%
WOR F 0.06%
GTX C 0.06%
JJSF C 0.06%
IAS C 0.06%
KW C 0.06%
FBRT D 0.06%
COHU C 0.06%
NMRK C 0.06%
SWI C 0.06%
OCUL D 0.06%
DNUT F 0.06%
GTY A 0.06%
XPEL B 0.06%
MSEX C 0.06%
AIR B 0.06%
NEO C 0.06%
AWR B 0.06%
THR B 0.06%
STRA C 0.06%
LTC B 0.06%
CPK A 0.06%
NPO A 0.06%
DVAX C 0.06%
HAYW B 0.06%
EYE C 0.06%
CLBK C 0.06%
OMCL C 0.06%
AKR B 0.06%
MLNK C 0.06%
SAM C 0.06%
SHLS F 0.05%
LPG F 0.05%
BLMN F 0.05%
THS D 0.05%
GPRE F 0.05%
HUMA F 0.05%
AOSL C 0.05%
PHR F 0.05%
DNLI D 0.05%
JAMF F 0.05%
JOE F 0.05%
CMTG F 0.05%
FA C 0.05%
PZZA F 0.05%
TNC D 0.05%
ALX D 0.05%
RXST F 0.05%
FOLD F 0.05%
EPR C 0.05%
JELD F 0.04%
ARDX F 0.04%
FYX Underweight 111 Positions Relative to HAPS
Symbol Grade Weight
AWI A -2.18%
CBT D -2.02%
PECO A -1.99%
MOG.A B -1.91%
LOPE C -1.58%
AVT C -1.53%
NUVL C -1.39%
HLNE B -1.37%
HRI C -1.32%
KBH D -1.26%
TEX F -1.24%
OGS A -1.24%
PIPR A -1.17%
MC C -1.14%
TPG A -1.13%
SR A -1.11%
RDN D -1.1%
LBRT D -1.0%
CPA D -0.96%
SGRY F -0.95%
NSP F -0.9%
BROS A -0.9%
NTLA F -0.86%
ALTR B -0.74%
WD D -0.71%
ACIW B -0.68%
GSAT C -0.66%
TRIP F -0.64%
AUR C -0.62%
BOX B -0.62%
APPF B -0.6%
TARS C -0.6%
WK B -0.57%
KURA F -0.56%
ALGT B -0.55%
PI D -0.55%
MD C -0.5%
UPST B -0.5%
IRWD F -0.49%
TROX D -0.49%
FLYW B -0.48%
FORM D -0.45%
FROG C -0.45%
TDC D -0.44%
PRVA C -0.43%
ALRM C -0.43%
IDT B -0.4%
SONO C -0.38%
CSTL D -0.35%
RPD B -0.34%
UAA C -0.33%
ZETA D -0.31%
RYI C -0.3%
RGNX D -0.29%
DOLE D -0.29%
VIAV C -0.29%
ENV B -0.28%
OPEN F -0.27%
EXPI D -0.27%
KOP C -0.27%
BRZE C -0.27%
EXTR C -0.26%
OCFC B -0.26%
USNA C -0.25%
BZH C -0.25%
CALX D -0.24%
SPT C -0.23%
CGEM F -0.23%
OBK C -0.22%
VERV F -0.21%
SPTN D -0.21%
INFN D -0.2%
PSCF B -0.2%
SDGR C -0.19%
FWRG C -0.19%
SAGE F -0.18%
PRA C -0.17%
CARS C -0.17%
ARLO C -0.17%
ASAN B -0.17%
LMB B -0.17%
AMCX C -0.16%
ATEN A -0.15%
CERT F -0.15%
AGS A -0.14%
FC F -0.14%
COUR F -0.13%
UDMY D -0.12%
GDYN B -0.12%
YEXT B -0.12%
HSTM B -0.11%
ALTG C -0.1%
BASE B -0.1%
NABL F -0.1%
RGP F -0.1%
HVT D -0.1%
ZIP D -0.09%
MITK C -0.09%
CHGG C -0.09%
BIGC B -0.08%
NEWT C -0.08%
ENFN B -0.08%
HCAT D -0.07%
IRBT F -0.06%
EB C -0.06%
SAVE F -0.05%
HMST F -0.04%
GPRO F -0.04%
DOMO B -0.04%
VRA C -0.03%
RMAX C -0.03%
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