SUSL vs. AUSF ETF Comparison

Comparison of iShares ESG MSCI USA Leaders ETF (SUSL) to Global X Adaptive U.S. Factor ETF (AUSF)

SUSL

iShares ESG MSCI USA Leaders ETF

SUSL Description

The investment seeks to track the investment results of the MSCI Japan Equal Weighted Index (USD) composed of equal weighted Japanese equities. The index is designed to represent an alternative weighting methodology to its market capitalization-weighted parent index, the MSCI Japan Index (the "parent index"). The fund generally will invest at least 90% of its assets in the component securities of the underlying index and in investments that have economic characteristics that are substantially identical to the component securities of the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$105.82

Average Daily Volume

22,593

Number of Holdings ^*

293

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	SUSL	AUSF
30 Days	3.38%	4.22%
60 Days	5.08%	5.67%
90 Days	6.25%	7.18%
12 Months	32.87%	33.52%

63 Overlapping Holdings

Symbol	Grade	Weight in SUSL	Weight in AUSF	Overlap
ACI	C	0.03%	1.29%	0.03%
ADP	B	0.45%	1.43%	0.45%
AFL	B	0.22%	0.1%	0.1%
AKAM	D	0.05%	0.06%	0.05%
ALLY	C	0.04%	0.52%	0.04%
AMGN	D	0.56%	0.07%	0.07%
ATO	A	0.08%	0.07%	0.07%
BBY	D	0.06%	0.46%	0.06%
BEN	C	0.02%	0.53%	0.02%
BG	F	0.05%	0.49%	0.05%
BR	A	0.1%	0.84%	0.1%
CAG	D	0.05%	0.45%	0.05%
CBOE	B	0.08%	0.94%	0.08%
CFG	B	0.08%	0.55%	0.08%
CHD	B	0.1%	0.12%	0.1%
CI	F	0.34%	0.08%	0.08%
CL	D	0.27%	0.07%	0.07%
CMCSA	B	0.62%	0.51%	0.51%
CNH	C	0.04%	0.51%	0.04%
COR	B	0.16%	1.51%	0.16%
CTLT	B	0.04%	0.07%	0.04%
DGX	A	0.07%	0.07%	0.07%
DINO	D	0.03%	0.49%	0.03%
EA	A	0.15%	1.43%	0.15%
ECL	D	0.23%	0.07%	0.07%
ED	D	0.12%	0.08%	0.08%
FI	A	0.46%	0.08%	0.08%
HBAN	A	0.09%	0.55%	0.09%
HIG	B	0.13%	0.08%	0.08%
HOLX	D	0.07%	0.08%	0.07%
HPE	B	0.1%	0.54%	0.1%
HPQ	B	0.13%	0.52%	0.13%
IBM	C	0.74%	1.37%	0.74%
ICE	C	0.33%	1.41%	0.33%
INTC	D	0.38%	0.54%	0.38%
IP	B	0.07%	0.59%	0.07%
JNJ	D	1.35%	1.34%	1.34%
JNPR	F	0.04%	1.36%	0.04%
K	A	0.08%	0.07%	0.07%
KMB	D	0.17%	0.07%	0.07%
KO	D	0.94%	1.03%	0.94%
KR	B	0.15%	0.12%	0.12%
LIN	D	0.79%	1.35%	0.79%
LYB	F	0.08%	0.46%	0.08%
MA	C	1.55%	0.08%	0.08%
MCD	D	0.75%	0.7%	0.7%
MMC	B	0.4%	1.42%	0.4%
MRK	F	0.91%	1.0%	0.91%
OKE	A	0.25%	0.58%	0.25%
PEP	F	0.8%	0.66%	0.66%
PG	A	1.47%	0.83%	0.83%
PGR	A	0.56%	0.18%	0.18%
RF	A	0.09%	0.55%	0.09%
SOLV	C	0.04%	0.47%	0.04%
SYF	B	0.09%	0.58%	0.09%
TJX	A	0.49%	0.08%	0.08%
TRV	B	0.22%	0.12%	0.12%
V	A	1.76%	1.51%	1.51%
VZ	C	0.65%	1.83%	0.65%
WBA	F	0.02%	0.43%	0.02%
WELL	A	0.3%	0.07%	0.07%
WMB	A	0.26%	0.1%	0.1%
YUM	B	0.14%	0.26%	0.14%

SUSL Overweight 230 Positions Relative to AUSF

Symbol	Grade	Weight
NVDA	C	13.05%
MSFT	F	10.54%
GOOGL	C	3.56%
TSLA	B	3.52%
GOOG	C	3.09%
LLY	F	2.19%
HD	A	1.47%
CRM	B	1.18%
ACN	C	0.82%
ADBE	C	0.81%
AMD	F	0.8%
NOW	A	0.78%
DIS	B	0.76%
GE	D	0.71%
INTU	C	0.69%
CAT	B	0.69%
TXN	C	0.65%
BKNG	A	0.64%
AXP	A	0.61%
MS	A	0.6%
SPGI	C	0.59%
DHR	F	0.57%
LOW	D	0.55%
BLK	C	0.55%
ETN	A	0.54%
AMAT	F	0.53%
UNP	C	0.53%
PANW	C	0.47%
SCHW	B	0.44%
BMY	B	0.43%
DE	A	0.41%
GILD	C	0.4%
PLD	D	0.38%
LRCX	F	0.35%
UPS	C	0.35%
ELV	F	0.34%
TT	A	0.34%
AMT	D	0.34%
NKE	D	0.33%
EQIX	A	0.32%
MELI	D	0.32%
PYPL	B	0.31%
SNPS	B	0.31%
PNC	B	0.3%
CDNS	B	0.3%
USB	A	0.29%
ITW	B	0.29%
ZTS	D	0.29%
MRVL	B	0.29%
CTAS	B	0.29%
MCO	B	0.28%
ORLY	B	0.26%
APD	A	0.26%
ADSK	A	0.25%
CSX	B	0.25%
CRH	A	0.25%
COF	B	0.25%
MMM	D	0.25%
HCA	F	0.24%
TFC	A	0.23%
HLT	A	0.23%
SLB	C	0.23%
SRE	A	0.22%
DLR	B	0.22%
CARR	D	0.22%
WDAY	B	0.21%
FICO	B	0.21%
NXPI	D	0.21%
RCL	A	0.21%
BK	A	0.21%
PSX	C	0.2%
URI	B	0.2%
MPC	D	0.2%
TGT	F	0.2%
AMP	A	0.2%
JCI	C	0.2%
LNG	B	0.19%
AZO	C	0.19%
DASH	A	0.19%
GWW	B	0.19%
ALL	A	0.19%
PWR	A	0.18%
NEM	D	0.18%
CMI	A	0.18%
VLO	C	0.17%
PAYX	C	0.17%
FIS	C	0.17%
DHI	D	0.17%
DFS	B	0.16%
TRGP	B	0.16%
BKR	B	0.16%
AXON	A	0.16%
PRU	A	0.16%
CCI	D	0.16%
IT	C	0.15%
CBRE	B	0.15%
TEAM	A	0.15%
FERG	B	0.15%
IR	B	0.15%
EW	C	0.15%
ODFL	B	0.15%
A	D	0.14%
EXC	C	0.14%
IRM	D	0.13%
NDAQ	A	0.13%
KDP	D	0.13%
HUBS	A	0.13%
GEHC	F	0.13%
HUM	C	0.13%
GIS	D	0.13%
CHTR	C	0.13%
NUE	C	0.13%
LULU	C	0.13%
IQV	D	0.13%
MLM	B	0.13%
ACGL	D	0.13%
WTW	B	0.12%
RJF	A	0.12%
EIX	B	0.12%
IDXX	F	0.12%
SW	A	0.11%
TSCO	D	0.11%
DXCM	D	0.11%
KEYS	A	0.11%
ANSS	B	0.11%
XYL	D	0.11%
EBAY	D	0.11%
TTWO	A	0.11%
ROK	B	0.11%
VLTO	D	0.1%
TROW	B	0.1%
PHM	D	0.1%
AWK	D	0.1%
FTV	C	0.1%
DECK	A	0.1%
NVR	D	0.1%
DOV	A	0.1%
HAL	C	0.1%
PPG	F	0.1%
STT	A	0.1%
SBAC	D	0.09%
LPLA	A	0.09%
EME	C	0.09%
MTD	D	0.09%
NTAP	C	0.09%
LII	A	0.08%
CMS	C	0.08%
CLX	B	0.08%
STE	F	0.08%
WDC	D	0.08%
STLD	B	0.08%
WAT	B	0.08%
ES	D	0.08%
WSM	B	0.08%
WY	D	0.08%
ZBH	C	0.08%
NTRS	A	0.08%
IFF	D	0.08%
BIIB	F	0.08%
PTC	A	0.08%
WST	C	0.08%
KEY	B	0.07%
PODD	C	0.07%
FSLR	F	0.07%
FDS	B	0.07%
BALL	D	0.07%
ZS	C	0.07%
TRU	D	0.07%
DRI	B	0.07%
COO	D	0.07%
STX	D	0.07%
PFG	D	0.07%
MKC	D	0.07%
OMC	C	0.07%
NRG	B	0.07%
LH	C	0.07%
DOC	D	0.06%
DPZ	C	0.06%
AVY	D	0.06%
ALGN	D	0.06%
ULTA	F	0.06%
DOCU	A	0.06%
MANH	D	0.06%
TWLO	A	0.06%
GEN	B	0.06%
NI	A	0.06%
GPC	D	0.06%
EXPD	D	0.06%
EQH	B	0.06%
OC	A	0.06%
IEX	B	0.06%
MOH	F	0.06%
TRMB	B	0.06%
BURL	A	0.06%
PNR	A	0.06%
DAY	B	0.05%
KMX	B	0.05%
NBIX	C	0.05%
CHRW	C	0.05%
AVTR	F	0.05%
POOL	C	0.05%
APTV	D	0.05%
JBHT	C	0.05%
GGG	B	0.05%
MKTX	D	0.04%
NLY	C	0.04%
LKQ	D	0.04%
DAL	C	0.04%
WTRG	B	0.04%
FOXA	B	0.04%
IPG	D	0.04%
LW	C	0.04%
TECH	D	0.04%
AIZ	A	0.04%
BXP	D	0.04%
SJM	D	0.04%
ALLE	D	0.04%
AZPN	A	0.03%
RIVN	F	0.03%
CPB	D	0.03%
TTC	D	0.03%
ENPH	F	0.03%
DVA	B	0.03%
TFX	F	0.03%
HRL	D	0.03%
KNX	B	0.03%
HSIC	B	0.03%
FBIN	D	0.03%
FOX	A	0.02%
BBWI	D	0.02%

SUSL Underweight 127 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.9%
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
BRK.A	B	-1.5%
CSCO	B	-1.41%
LMT	D	-1.4%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
GD	F	-1.33%
EDR	A	-1.32%
DOX	D	-1.25%
DTM	B	-0.7%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
AL	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
LNC	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
NXST	C	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
MDT	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
PFE	D	-0.43%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
CACI	D	-0.18%
TW	A	-0.14%
ABBV	D	-0.14%
GRMN	B	-0.13%
COST	B	-0.12%
SO	D	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
AAPL	C	-0.1%
GDDY	A	-0.1%
LDOS	C	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
MCK	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
CVX	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
CAH	B	-0.08%
UNH	C	-0.08%
BDX	F	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
NOC	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
VRTX	F	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
ROP	B	-0.07%
L	A	-0.07%
REGN	F	-0.05%