SMDY vs. FXH ETF Comparison

Comparison of Syntax Stratified MidCap ETF (SMDY) to First Trust Health Care AlphaDEX (FXH)

SMDY

Syntax Stratified MidCap ETF

SMDY Description

The investment seeks to provide investment results that, before expenses, correspond generally to the total return performance of publicly traded equity securities of companies comprising the Syntax Stratified MidCap Index. Under normal market conditions, the fund generally invests substantially all, and at least 95%, of its total assets in the securities comprising the index. The index, which was created by Syntax LLC, an affiliate of the fund's investment adviser, is the stratified-weight version of the widely used S&P MidCap 400® Index and holds the same constituents as the S&P MidCap 400 Index.

Grade (RS Rating)

Last Trade

$41.63

Average Daily Volume

247

Number of Holdings ^*

390

* may have additional holdings in another (foreign) market

FXH

First Trust Health Care AlphaDEX

FXH Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Health Care Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the health care sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$104.37

Average Daily Volume

31,769

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMDY	FXH
30 Days	-4.46%	-2.37%
60 Days	-1.22%	-2.97%
90 Days	4.22%	1.58%
12 Months	14.69%	-2.10%

17 Overlapping Holdings

Symbol	Grade	Weight in SMDY	Weight in FXH	Overlap
BRKR	F	0.12%	1.52%	0.12%
CHE	F	0.22%	0.77%	0.22%
DOCS	F	0.69%	0.37%	0.37%
EHC	A	0.27%	2.22%	0.27%
ENOV	F	0.36%	0.78%	0.36%
EXEL	D	0.74%	1.75%	0.74%
GMED	D	0.37%	0.39%	0.37%
IART	F	0.11%	1.02%	0.11%
JAZZ	D	0.64%	1.62%	0.64%
MASI	C	0.14%	0.81%	0.14%
MEDP	D	0.52%	2.17%	0.52%
NBIX	A	0.69%	1.25%	0.69%
PRGO	B	0.73%	1.79%	0.73%
RCM	D	0.13%	0.4%	0.13%
SWAV	A	0.27%	2.22%	0.27%
THC	A	0.61%	0.83%	0.61%
UTHR	A	0.69%	2.27%	0.69%

SMDY Overweight 373 Positions Relative to FXH

Symbol	Grade	Weight
SMG	C	1.84%
COTY	D	1.65%
LITE	D	1.08%
CIEN	D	1.03%
GDDY	A	0.89%
IRDM	C	0.85%
QLYS	D	0.83%
DT	F	0.82%
DUOL	A	0.78%
FYBR	C	0.75%
WEN	B	0.66%
HALO	D	0.65%
WING	A	0.65%
TXRH	A	0.65%
ZD	D	0.63%
ARMK	C	0.63%
OHI	A	0.62%
SBRA	B	0.6%
DLB	D	0.59%
PSTG	C	0.58%
LNW	D	0.56%
ACHC	F	0.55%
AMKR	C	0.53%
MTSI	A	0.53%
ONTO	A	0.48%
RGEN	D	0.47%
POST	C	0.47%
ARWR	F	0.46%
ALGM	C	0.46%
CRUS	C	0.46%
MKSI	D	0.45%
IBKR	A	0.45%
POWI	D	0.45%
RMBS	F	0.45%
COKE	B	0.45%
LSCC	D	0.45%
BLKB	B	0.44%
BRBR	C	0.43%
SF	A	0.43%
AZTA	D	0.43%
LIVN	A	0.42%
DBX	F	0.41%
NYT	B	0.41%
GHC	B	0.41%
ASB	A	0.41%
TMHC	C	0.4%
TOL	C	0.4%
SLAB	D	0.4%
SYNA	D	0.4%
LOPE	C	0.4%
CVLT	A	0.4%
NXST	C	0.4%
TDC	F	0.4%
NVST	F	0.39%
EQH	A	0.39%
PCTY	D	0.39%
ZI	C	0.39%
AN	B	0.39%
KBH	B	0.38%
WBS	D	0.38%
TGNA	D	0.38%
PAG	D	0.37%
CELH	D	0.37%
BHF	C	0.37%
KMPR	B	0.36%
UNM	A	0.36%
CNO	A	0.35%
DKS	B	0.35%
PPC	A	0.34%
JWN	B	0.34%
LAD	F	0.33%
ESAB	B	0.33%
MANH	F	0.33%
CAR	D	0.33%
NSP	D	0.33%
FLO	B	0.33%
MTG	C	0.32%
OSK	D	0.32%
AGCO	F	0.32%
DAR	F	0.32%
RGA	A	0.32%
AMG	C	0.31%
VOYA	C	0.31%
PRI	D	0.31%
ESNT	D	0.31%
MSA	D	0.31%
ERIE	C	0.31%
TEX	D	0.31%
SAM	F	0.3%
HRB	D	0.3%
KEX	A	0.3%
SEIC	C	0.3%
GPS	D	0.3%
CG	D	0.3%
FHI	F	0.3%
CGNX	B	0.3%
HQY	D	0.3%
ST	B	0.3%
TTC	D	0.3%
JHG	B	0.3%
FAF	F	0.3%
SKX	A	0.3%
IPGP	F	0.3%
COLM	B	0.3%
INGR	C	0.3%
FNF	A	0.3%
CROX	D	0.3%
MIDD	D	0.29%
VNT	D	0.29%
MMS	C	0.29%
RNR	D	0.29%
WU	C	0.29%
MORN	C	0.29%
LANC	D	0.28%
WSM	A	0.28%
EEFT	C	0.28%
ETRN	A	0.28%
WEX	D	0.28%
PBF	C	0.27%
M	C	0.27%
LECO	D	0.27%
ELF	D	0.27%
DTM	B	0.26%
GO	F	0.26%
CRI	F	0.26%
AIRC	A	0.25%
AM	A	0.25%
VST	A	0.25%
NFG	A	0.25%
NVT	A	0.25%
BJ	C	0.25%
PVH	D	0.25%
SFM	A	0.25%
BURL	D	0.25%
GME	C	0.24%
DINO	F	0.24%
USFD	C	0.24%
CLH	A	0.24%
SWX	A	0.24%
UGI	C	0.24%
WTRG	B	0.24%
BCO	A	0.24%
AMED	D	0.24%
CASY	B	0.24%
MUSA	D	0.24%
LFUS	C	0.23%
OLLI	C	0.23%
CPRI	F	0.23%
NJR	B	0.23%
BKH	B	0.23%
OGS	B	0.23%
SR	B	0.23%
SCI	D	0.22%
VC	D	0.22%
SLM	A	0.22%
IDA	B	0.22%
HTZ	F	0.22%
GNTX	D	0.22%
THO	F	0.22%
FIVE	F	0.22%
ENS	D	0.22%
OPCH	F	0.22%
PFGC	D	0.22%
PGNY	F	0.22%
HAE	A	0.22%
AYI	C	0.22%
BC	F	0.21%
PII	F	0.21%
NWE	B	0.21%
OGE	A	0.21%
ALE	A	0.21%
WFRD	B	0.21%
AA	A	0.21%
PLNT	F	0.21%
POR	B	0.21%
CACI	A	0.21%
ALLY	A	0.21%
TCBI	B	0.2%
PNM	C	0.2%
NOV	D	0.2%
FLR	C	0.2%
IRT	B	0.2%
AMH	D	0.2%
HOG	D	0.2%
CHX	D	0.2%
SRCL	F	0.2%
SAIC	D	0.19%
ELS	D	0.19%
CUBE	D	0.19%
ORA	C	0.19%
SHC	F	0.19%
NSA	D	0.19%
VAL	D	0.19%
KD	D	0.19%
RGLD	B	0.19%
AFG	D	0.18%
JEF	B	0.18%
THG	A	0.18%
RLI	D	0.18%
ORI	A	0.18%
G	D	0.18%
EXLS	D	0.18%
MP	C	0.18%
LII	D	0.17%
R	A	0.17%
SIGI	F	0.17%
CNXC	F	0.17%
CMC	C	0.17%
MAN	B	0.16%
ACM	A	0.16%
GXO	F	0.16%
FCN	B	0.16%
TTEK	A	0.16%
KBR	A	0.16%
EME	A	0.16%
RS	D	0.16%
VSH	C	0.15%
GATX	C	0.15%
TREX	D	0.15%
EVR	B	0.15%
XPO	D	0.15%
JLL	C	0.15%
MDU	A	0.15%
EXPO	B	0.15%
FIX	C	0.15%
BLD	D	0.15%
CLF	F	0.15%
KNSL	F	0.15%
HLI	A	0.15%
FHN	A	0.14%
CYTK	D	0.14%
WOLF	F	0.14%
APPF	C	0.14%
SAIA	F	0.14%
UMBF	B	0.14%
WTFC	A	0.14%
EXP	B	0.14%
X	F	0.14%
OLED	C	0.14%
KNF	B	0.14%
CFR	C	0.14%
WERN	D	0.14%
TPX	D	0.14%
YETI	F	0.14%
MTZ	B	0.14%
HWC	A	0.14%
MAT	F	0.14%
BDC	C	0.14%
LNTH	B	0.14%
LSTR	D	0.14%
ASGN	D	0.14%
CBSH	A	0.14%
COHR	D	0.13%
KNX	F	0.13%
FND	D	0.13%
NOVT	D	0.13%
LPX	D	0.13%
WHR	F	0.13%
LEG	F	0.13%
RH	D	0.13%
RYN	F	0.12%
PCH	D	0.12%
CHDN	B	0.12%
UAA	F	0.12%
UA	D	0.12%
AR	A	0.11%
AVNT	A	0.11%
GTLS	C	0.11%
CC	C	0.11%
VAC	C	0.11%
FLS	A	0.11%
CBT	A	0.11%
HELE	D	0.11%
PEN	F	0.11%
CHRD	B	0.1%
MUR	C	0.1%
RRC	B	0.1%
WTS	C	0.1%
CW	A	0.1%
PENN	F	0.1%
OC	A	0.1%
OLN	D	0.1%
CSL	A	0.1%
GLPI	F	0.1%
PK	D	0.1%
VVV	B	0.1%
CUZ	A	0.1%
CHH	D	0.1%
NEOG	F	0.1%
DCI	B	0.1%
WMS	C	0.1%
HGV	D	0.1%
WH	D	0.1%
H	C	0.1%
BYD	F	0.1%
ASH	A	0.1%
VNO	D	0.1%
TNL	D	0.1%
WLK	B	0.1%
ATR	A	0.09%
MTDR	D	0.09%
TKR	B	0.09%
XRAY	F	0.09%
MTN	F	0.09%
WWD	A	0.09%
VMI	B	0.09%
SNX	A	0.09%
HXL	D	0.09%
GT	D	0.09%
CNM	A	0.09%
CIVI	B	0.09%
ALV	A	0.09%
ITT	D	0.09%
OVV	B	0.09%
LEA	F	0.09%
PR	B	0.09%
RPM	D	0.09%
GGG	D	0.09%
CACC	D	0.09%
SWN	C	0.09%
KRC	D	0.09%
CHK	B	0.09%
NEU	D	0.09%
CNX	B	0.09%
AXTA	A	0.09%
STAG	D	0.08%
WCC	C	0.08%
ADNT	F	0.08%
AIT	C	0.08%
WPC	C	0.08%
RBC	D	0.08%
WSO	A	0.08%
AVT	A	0.08%
BWXT	D	0.08%
ARW	B	0.08%
RRX	D	0.08%
EWBC	A	0.07%
EPR	D	0.07%
BRX	C	0.07%
NNN	A	0.07%
HOMB	A	0.07%
REXR	D	0.07%
LAMR	B	0.07%
CADE	B	0.07%
IBOC	A	0.07%
SSD	D	0.07%
OZK	B	0.07%
KRG	C	0.07%
ADC	B	0.07%
FR	D	0.07%
MSM	F	0.07%
EGP	F	0.07%
GEF	D	0.06%
SON	D	0.06%
NYCB	D	0.06%
CCK	C	0.06%
GPK	C	0.06%
UFPI	C	0.06%
FFIN	C	0.06%
SNV	C	0.06%
SSB	D	0.06%
GBCI	C	0.06%
STWD	C	0.06%
UBSI	D	0.06%
PNFP	C	0.06%
SLGN	B	0.06%
COLB	C	0.06%
VLY	D	0.06%
ONB	A	0.06%
ZION	A	0.06%
FNB	A	0.06%
PB	B	0.06%
BERY	D	0.05%

SMDY Underweight 62 Positions Relative to FXH

Symbol	Grade	Weight
NTRA	A	-2.25%
DVA	B	-2.19%
VTRS	D	-2.16%
CI	C	-2.15%
PINC	F	-2.1%
LLY	D	-2.08%
HCA	D	-2.05%
RPRX	D	-2.03%
CAH	F	-2.02%
DGX	A	-1.84%
MOH	F	-1.83%
ELV	B	-1.81%
BMY	F	-1.8%
GEHC	D	-1.72%
CNC	C	-1.65%
ISRG	C	-1.64%
UHS	C	-1.63%
ZBH	D	-1.62%
INCY	D	-1.62%
ICLR	D	-1.59%
GILD	F	-1.58%
HUM	F	-1.53%
BIIB	D	-1.24%
OGN	B	-1.24%
QGEN	C	-1.22%
MRK	B	-1.22%
UNH	C	-1.22%
HSIC	F	-1.2%
SYK	D	-1.17%
REGN	B	-1.15%
MDT	C	-1.15%
IQV	D	-1.15%
TFX	F	-1.14%
DXCM	D	-1.12%
ICUI	F	-1.12%
EW	D	-1.11%
CRL	D	-1.06%
RMD	B	-0.96%
TNDM	A	-0.92%
SRPT	B	-0.87%
HOLX	B	-0.86%
RARE	D	-0.83%
ABT	D	-0.83%
VRTX	D	-0.83%
PFE	D	-0.81%
JNJ	F	-0.81%
STE	D	-0.8%
VEEV	D	-0.76%
INSP	B	-0.47%
TMO	C	-0.41%
A	C	-0.4%
AMGN	A	-0.4%
LH	F	-0.39%
IDXX	F	-0.39%
BDX	F	-0.39%
BAX	F	-0.39%
TECH	C	-0.38%
ALGN	F	-0.38%
TDOC	F	-0.37%
ABBV	D	-0.37%
AGL	F	-0.35%
APLS	F	-0.34%