KRE vs. FYT ETF Comparison

Comparison of SPDR S&P Regional Banking ETF (KRE) to First Trust Small Cap Value AlphaDEX Fund (FYT)

KRE

SPDR S&P Regional Banking ETF

KRE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$67.79

Average Daily Volume

14,327,645

Number of Holdings ^*

140

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	KRE	FYT
30 Days	15.58%	9.77%
60 Days	19.24%	7.74%
90 Days	18.21%	6.59%
12 Months	57.72%	25.70%

46 Overlapping Holdings

Symbol	Grade	Weight in KRE	Weight in FYT	Overlap
ASB	B	1.05%	0.3%	0.3%
BANR	B	0.4%	0.44%	0.4%
BHLB	B	0.26%	0.14%	0.14%
BKU	A	0.84%	0.4%	0.4%
BUSE	B	0.14%	0.37%	0.14%
BY	B	0.13%	0.57%	0.13%
CASH	A	0.38%	0.44%	0.38%
CATY	B	0.52%	0.43%	0.43%
CBU	B	0.53%	0.14%	0.14%
CUBI	C	0.77%	0.72%	0.72%
CVBF	A	0.54%	0.46%	0.46%
EBC	B	0.55%	0.55%	0.55%
EFSC	B	0.21%	0.41%	0.21%
FBK	B	0.21%	0.14%	0.14%
FBNC	A	0.2%	0.27%	0.2%
FCF	A	0.28%	0.39%	0.28%
FFBC	A	0.33%	0.56%	0.33%
FHB	A	0.47%	0.29%	0.29%
FIBK	A	0.59%	0.39%	0.39%
FRME	B	0.3%	0.42%	0.3%
FULT	A	0.86%	0.42%	0.42%
HOPE	B	0.27%	0.39%	0.27%
HTH	B	0.31%	0.25%	0.25%
INDB	B	0.52%	0.59%	0.52%
NBTB	B	0.25%	0.13%	0.13%
NIC	B	0.13%	0.29%	0.13%
NWBI	B	0.28%	0.27%	0.27%
OFG	B	0.29%	0.24%	0.24%
PEBO	A	0.13%	0.58%	0.13%
PFBC	B	0.2%	0.42%	0.2%
PFS	B	0.54%	0.14%	0.14%
PPBI	B	0.42%	0.13%	0.13%
RNST	B	0.44%	0.41%	0.41%
SASR	B	0.3%	0.44%	0.3%
SBCF	A	0.39%	0.27%	0.27%
SFNC	B	0.34%	0.41%	0.34%
SRCE	B	0.14%	0.39%	0.14%
STBA	B	0.16%	0.25%	0.16%
TCBI	B	0.86%	0.15%	0.15%
TCBK	B	0.15%	0.4%	0.15%
TOWN	B	0.24%	0.26%	0.24%
TRMK	B	0.33%	0.59%	0.33%
VBTX	B	0.28%	0.4%	0.28%
WAFD	B	0.45%	0.26%	0.26%
WSBC	A	0.24%	0.43%	0.24%
WSFS	A	0.43%	0.41%	0.41%

KRE Overweight 94 Positions Relative to FYT

Symbol	Grade	Weight
MTB	A	5.01%
HBAN	A	4.87%
RF	A	4.72%
CFG	B	4.57%
TFC	A	4.4%
FHN	A	3.88%
ZION	B	3.08%
WBS	A	2.45%
SNV	B	2.3%
OZK	B	2.28%
WAL	B	2.26%
EWBC	A	2.09%
COLB	A	1.86%
CFR	B	1.86%
SSB	B	1.59%
PNFP	B	1.58%
VLY	B	1.5%
CADE	B	1.48%
AX	A	1.45%
WTFC	A	1.44%
UMBF	B	1.34%
PB	A	1.31%
ONB	B	1.16%
FNB	A	1.15%
CBSH	A	1.14%
BPOP	B	1.1%
TBBK	B	0.95%
BANC	A	0.93%
HWC	B	0.89%
GBCI	B	0.85%
HOMB	A	0.79%
FFIN	B	0.78%
BOH	B	0.75%
FBP	B	0.69%
ABCB	B	0.65%
UBSI	B	0.62%
AUB	B	0.55%
BOKF	B	0.5%
SFBS	B	0.48%
UCB	A	0.48%
IBOC	A	0.47%
HTLF	B	0.42%
TFIN	A	0.42%
IBTX	B	0.41%
NBHC	B	0.36%
PRK	B	0.28%
EGBN	B	0.25%
LKFN	B	0.24%
BANF	B	0.24%
FBMS	B	0.23%
LOB	B	0.22%
CHCO	B	0.2%
WABC	B	0.19%
OCFC	B	0.19%
BRKL	B	0.19%
DCOM	A	0.19%
QCRH	A	0.18%
MCB	B	0.16%
PFC	A	0.16%
CPF	A	0.15%
HAFC	A	0.15%
AMAL	B	0.15%
SYBT	B	0.15%
CFFN	B	0.15%
FFWM	C	0.14%
HFWA	B	0.14%
CFB	B	0.13%
HTBK	A	0.13%
NFBK	B	0.13%
OSBC	A	0.13%
CNOB	B	0.12%
IBCP	B	0.12%
TMP	B	0.12%
CCB	A	0.11%
KRNY	B	0.11%
TFSL	A	0.11%
SBSI	B	0.11%
HIFS	B	0.1%
OBK	B	0.1%
WASH	C	0.1%
PGC	C	0.1%
FFIC	B	0.09%
AMTB	B	0.09%
MBWM	B	0.09%
UVSP	B	0.08%
CTBI	B	0.08%
TRST	A	0.08%
HBNC	B	0.07%
THFF	B	0.06%
CAC	B	0.06%
MSBI	B	0.06%
GSBC	B	0.05%
CLBK	B	0.04%
HONE	B	0.04%

KRE Underweight 210 Positions Relative to FYT

Symbol	Grade	Weight
CXW	B	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
GBX	A	-0.79%
HTZ	C	-0.76%
BFH	B	-0.73%
JBT	B	-0.73%
CTOS	C	-0.72%
ECVT	C	-0.72%
VTLE	C	-0.71%
CABO	C	-0.71%
TGNA	B	-0.7%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	B	-0.69%
PINC	B	-0.69%
KMT	B	-0.68%
EIG	B	-0.68%
GEF	A	-0.66%
GPOR	B	-0.65%
HELE	C	-0.65%
PK	B	-0.64%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
GT	C	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
GIII	D	-0.62%
VAC	B	-0.62%
WS	B	-0.62%
BTU	B	-0.62%
KOS	F	-0.62%
CRGY	B	-0.62%
SPNT	A	-0.62%
PARR	D	-0.61%
PLAB	C	-0.61%
INVA	D	-0.61%
UVV	B	-0.61%
SHO	C	-0.6%
AVA	A	-0.59%
EPC	D	-0.59%
VC	D	-0.59%
IMKTA	C	-0.59%
ZD	C	-0.58%
PRDO	B	-0.58%
RES	D	-0.57%
GHC	C	-0.56%
FOR	F	-0.56%
CAL	D	-0.56%
WKC	D	-0.55%
USM	B	-0.55%
PHIN	A	-0.55%
KSS	F	-0.54%
SAH	A	-0.54%
DBRG	F	-0.54%
WMK	C	-0.53%
VSH	D	-0.52%
MRC	B	-0.52%
CCS	D	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	B	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
SBH	C	-0.5%
GEO	B	-0.5%
CVI	F	-0.5%
SCSC	B	-0.5%
VSCO	B	-0.5%
EQC	B	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	B	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
NAVI	C	-0.48%
PRG	C	-0.48%
NWE	B	-0.47%
ABR	C	-0.47%
OEC	C	-0.47%
MLKN	D	-0.47%
ANDE	D	-0.46%
VSTS	C	-0.46%
HIW	D	-0.46%
BNL	D	-0.44%
PDCO	D	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
CRK	B	-0.43%
HY	D	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
KALU	C	-0.4%
SNDR	B	-0.39%
ALG	B	-0.39%
DAN	D	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	C	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	C	-0.37%
UNF	B	-0.36%
KLG	C	-0.36%
IPGP	D	-0.36%
MRTN	C	-0.35%
SPB	C	-0.35%
LILAK	D	-0.33%
SJW	D	-0.33%
PEB	D	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	D	-0.32%
TTMI	B	-0.32%
LC	A	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
SCVL	F	-0.3%
SNEX	B	-0.29%
HMN	B	-0.29%
CRI	D	-0.29%
AMN	F	-0.28%
FHI	A	-0.28%
PBH	A	-0.28%
OMI	F	-0.28%
KAR	B	-0.28%
DFH	D	-0.28%
GOGO	C	-0.27%
CSGS	B	-0.27%
ABM	B	-0.26%
MTX	B	-0.26%
ENOV	C	-0.26%
HLF	C	-0.26%
IOSP	B	-0.26%
BHE	B	-0.26%
DK	C	-0.25%
ROCK	C	-0.25%
GO	C	-0.25%
SYNA	C	-0.24%
SCL	C	-0.24%
CXT	B	-0.24%
ARI	C	-0.24%
ALEX	C	-0.24%
LNN	B	-0.24%
KWR	C	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	D	-0.23%
YETI	C	-0.23%
LCII	C	-0.23%
PSMT	C	-0.23%
ROG	D	-0.22%
PATK	D	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	B	-0.18%
UPWK	B	-0.17%
MCW	B	-0.15%
MGPI	F	-0.15%
FDP	B	-0.14%
BHF	B	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
DEI	B	-0.13%
HLIO	B	-0.13%
GNW	A	-0.13%
IVT	B	-0.13%
CVCO	A	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
STC	B	-0.12%
NMRK	B	-0.12%
CNMD	C	-0.12%
OI	C	-0.12%
MSEX	B	-0.12%
UPBD	B	-0.12%
EVTC	B	-0.12%
PGRE	F	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	C	-0.12%
JBGS	D	-0.11%
OXM	D	-0.11%
CWEN	C	-0.11%
SHOO	D	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
CMTG	F	-0.11%
SHLS	F	-0.11%
CNXN	C	-0.11%
CC	C	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	D	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%