FYX vs. FYC ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings ^*

499

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	FYX	FYC
30 Days	10.41%	11.90%
60 Days	10.20%	12.40%
90 Days	10.44%	15.20%
12 Months	35.11%	46.68%

217 Overlapping Holdings

Symbol	Grade	Weight in FYX	Weight in FYC	Overlap
AAT	B	0.18%	0.36%	0.18%
ACLX	C	0.32%	0.68%	0.32%
ACVA	B	0.13%	0.23%	0.13%
ADMA	B	0.3%	0.6%	0.3%
ADUS	D	0.16%	0.32%	0.16%
AESI	B	0.06%	0.22%	0.06%
AGIO	C	0.22%	0.59%	0.22%
AGM	C	0.13%	0.26%	0.13%
AGYS	A	0.14%	0.26%	0.14%
AIV	C	0.12%	0.22%	0.12%
ALHC	C	0.29%	0.65%	0.29%
ALKT	B	0.21%	0.56%	0.21%
ALX	D	0.05%	0.21%	0.05%
AMPH	D	0.16%	0.33%	0.16%
AMRX	C	0.24%	0.64%	0.24%
ANIP	F	0.06%	0.24%	0.06%
AORT	B	0.18%	0.48%	0.18%
APAM	B	0.07%	0.13%	0.07%
APOG	B	0.21%	0.42%	0.21%
ARDX	F	0.04%	0.16%	0.04%
AROC	B	0.14%	0.27%	0.14%
ARQT	C	0.12%	0.25%	0.12%
ASPN	F	0.16%	0.32%	0.16%
ASTH	D	0.21%	0.43%	0.21%
ATGE	B	0.35%	0.67%	0.35%
AWR	B	0.06%	0.12%	0.06%
AZZ	B	0.12%	0.36%	0.12%
BANC	A	0.07%	0.26%	0.07%
BANF	B	0.21%	0.41%	0.21%
BCRX	D	0.17%	0.47%	0.17%
BGC	C	0.14%	0.4%	0.14%
BKD	D	0.14%	0.28%	0.14%
BLBD	D	0.19%	0.38%	0.19%
BLFS	C	0.1%	0.3%	0.1%
BRC	D	0.17%	0.34%	0.17%
BXMT	C	0.06%	0.11%	0.06%
CAKE	C	0.21%	0.42%	0.21%
CALM	A	0.23%	0.58%	0.23%
CARG	C	0.14%	0.42%	0.14%
CBZ	B	0.07%	0.14%	0.07%
CCOI	B	0.25%	0.49%	0.25%
CDE	D	0.23%	0.54%	0.23%
CDP	C	0.12%	0.24%	0.12%
CDRE	D	0.1%	0.21%	0.1%
CEIX	A	0.07%	0.28%	0.07%
CENX	B	0.17%	0.46%	0.17%
CHCO	B	0.13%	0.39%	0.13%
CHEF	A	0.29%	0.59%	0.29%
CHWY	B	0.26%	0.53%	0.26%
CIFR	B	0.1%	0.4%	0.1%
CMPR	D	0.11%	0.23%	0.11%
CNK	B	0.35%	0.68%	0.35%
COLL	F	0.18%	0.37%	0.18%
CPK	A	0.06%	0.24%	0.06%
CPRX	C	0.25%	0.52%	0.25%
CRAI	B	0.19%	0.51%	0.19%
CWAN	B	0.29%	0.57%	0.29%
CWT	D	0.17%	0.32%	0.17%
DNLI	D	0.05%	0.23%	0.05%
DOCN	D	0.11%	0.33%	0.11%
DOCS	C	0.36%	0.71%	0.36%
DORM	B	0.29%	0.57%	0.29%
DRVN	B	0.14%	0.28%	0.14%
DSGR	D	0.3%	0.59%	0.3%
EAT	A	0.48%	0.91%	0.48%
ELME	D	0.11%	0.22%	0.11%
ENVA	B	0.36%	0.72%	0.36%
EPAC	B	0.14%	0.27%	0.14%
EPR	D	0.05%	0.22%	0.05%
ESE	B	0.2%	0.38%	0.2%
ESRT	C	0.12%	0.33%	0.12%
EVH	F	0.08%	0.21%	0.08%
FBP	B	0.24%	0.47%	0.24%
FBRT	C	0.06%	0.12%	0.06%
FCPT	C	0.12%	0.23%	0.12%
FLNC	C	0.16%	0.32%	0.16%
FOLD	F	0.05%	0.11%	0.05%
FTDR	A	0.34%	0.69%	0.34%
GABC	B	0.14%	0.41%	0.14%
GERN	D	0.2%	0.39%	0.2%
GFF	A	0.19%	0.39%	0.19%
GSHD	A	0.24%	0.64%	0.24%
GTX	D	0.06%	0.23%	0.06%
GTY	B	0.06%	0.23%	0.06%
GVA	A	0.37%	0.72%	0.37%
HEES	B	0.07%	0.29%	0.07%
HLIT	D	0.1%	0.3%	0.1%
HLX	B	0.11%	0.22%	0.11%
HNI	B	0.31%	0.61%	0.31%
HRMY	D	0.2%	0.39%	0.2%
HUMA	F	0.05%	0.21%	0.05%
HURN	B	0.2%	0.39%	0.2%
HWKN	B	0.24%	0.58%	0.24%
IAS	C	0.06%	0.24%	0.06%
ICFI	F	0.15%	0.33%	0.15%
IDCC	A	0.39%	0.76%	0.39%
IESC	B	0.4%	0.79%	0.4%
IIPR	D	0.14%	0.27%	0.14%
INTA	A	0.28%	0.57%	0.28%
IOVA	F	0.11%	0.32%	0.11%
IRDM	D	0.06%	0.11%	0.06%
JAMF	F	0.05%	0.1%	0.05%
JANX	C	0.26%	0.54%	0.26%
JJSF	B	0.06%	0.23%	0.06%
JOE	F	0.05%	0.1%	0.05%
KN	B	0.12%	0.36%	0.12%
KNTK	B	0.08%	0.3%	0.08%
KTOS	B	0.19%	0.38%	0.19%
KW	B	0.06%	0.23%	0.06%
KYMR	D	0.27%	0.58%	0.27%
LFST	C	0.18%	0.49%	0.18%
LGND	B	0.13%	0.28%	0.13%
LITE	B	0.15%	0.47%	0.15%
LKFN	B	0.14%	0.27%	0.14%
LMAT	A	0.2%	0.52%	0.2%
LMND	B	0.25%	0.67%	0.25%
LPG	F	0.05%	0.09%	0.05%
LRN	A	0.36%	0.7%	0.36%
LTC	B	0.06%	0.12%	0.06%
MAC	B	0.13%	0.25%	0.13%
MBIN	D	0.21%	0.43%	0.21%
MCY	A	0.35%	0.69%	0.35%
MGEE	C	0.07%	0.28%	0.07%
MGNI	A	0.2%	0.42%	0.2%
MIR	A	0.09%	0.16%	0.09%
MIRM	B	0.26%	0.57%	0.26%
MLNK	B	0.06%	0.13%	0.06%
MNKD	C	0.26%	0.53%	0.26%
MWA	B	0.27%	0.54%	0.27%
MYGN	F	0.1%	0.2%	0.1%
NBHC	B	0.21%	0.55%	0.21%
NEO	C	0.06%	0.26%	0.06%
NHC	C	0.24%	0.6%	0.24%
NHI	D	0.17%	0.32%	0.17%
NMIH	D	0.22%	0.43%	0.22%
NPAB	B	0.18%	0.49%	0.18%
NRIX	D	0.12%	0.42%	0.12%
NSA	D	0.16%	0.31%	0.16%
NVAX	F	0.07%	0.2%	0.07%
NXRT	B	0.12%	0.24%	0.12%
OCUL	D	0.06%	0.27%	0.06%
OII	B	0.13%	0.39%	0.13%
OSCR	D	0.23%	0.43%	0.23%
OSIS	B	0.18%	0.35%	0.18%
OSW	A	0.27%	0.54%	0.27%
OUT	A	0.24%	0.48%	0.24%
PAR	B	0.08%	0.16%	0.08%
PAYO	A	0.43%	0.82%	0.43%
PBI	B	0.31%	0.61%	0.31%
PHR	F	0.05%	0.22%	0.05%
PJT	A	0.35%	0.71%	0.35%
PLMR	B	0.28%	0.53%	0.28%
PMT	D	0.17%	0.32%	0.17%
POWL	C	0.39%	0.81%	0.39%
PRCT	B	0.34%	0.64%	0.34%
PRGS	A	0.18%	0.48%	0.18%
PRIM	A	0.41%	0.81%	0.41%
PRK	B	0.27%	0.55%	0.27%
PRM	C	0.28%	0.54%	0.28%
PTCT	B	0.26%	0.54%	0.26%
PTGX	C	0.27%	0.54%	0.27%
PTON	B	0.2%	0.6%	0.2%
PZZA	D	0.05%	0.11%	0.05%
QCRH	A	0.36%	0.73%	0.36%
REVG	B	0.32%	0.63%	0.32%
RKLB	B	0.6%	1.06%	0.6%
RNG	B	0.13%	0.41%	0.13%
ROAD	A	0.39%	0.76%	0.39%
RRR	D	0.06%	0.11%	0.06%
RXST	F	0.05%	0.21%	0.05%
RYTM	C	0.34%	0.68%	0.34%
SABR	C	0.19%	0.48%	0.19%
SATS	D	0.29%	0.53%	0.29%
SCS	C	0.12%	0.23%	0.12%
SEMR	B	0.21%	0.4%	0.21%
SGBX	F	0.29%	0.57%	0.29%
SHAK	C	0.2%	0.42%	0.2%
SITM	B	0.14%	0.42%	0.14%
SKT	B	0.13%	0.26%	0.13%
SKWD	A	0.3%	0.58%	0.3%
SKYW	B	0.31%	0.62%	0.31%
SLVM	B	0.3%	0.58%	0.3%
SMTC	B	0.24%	0.49%	0.24%
SOUN	C	0.08%	0.17%	0.08%
STEP	B	0.34%	0.69%	0.34%
STRA	C	0.06%	0.12%	0.06%
STRL	B	0.39%	0.75%	0.39%
SWI	B	0.06%	0.25%	0.06%
SXI	B	0.07%	0.26%	0.07%
SXT	B	0.12%	0.23%	0.12%
SYBT	B	0.29%	0.57%	0.29%
TBBK	B	0.31%	0.6%	0.31%
TGI	B	0.09%	0.16%	0.09%
TGLS	B	0.26%	0.51%	0.26%
TGTX	B	0.38%	0.79%	0.38%
THR	B	0.06%	0.12%	0.06%
TNC	D	0.05%	0.11%	0.05%
TNDM	F	0.08%	0.24%	0.08%
TNL	A	0.14%	0.28%	0.14%
TRN	C	0.32%	0.64%	0.32%
TRUP	B	0.36%	0.74%	0.36%
TWST	D	0.17%	0.3%	0.17%
UE	C	0.2%	0.38%	0.2%
UFPT	B	0.21%	0.47%	0.21%
UMH	C	0.12%	0.24%	0.12%
USLM	A	0.35%	0.69%	0.35%
VCTR	B	0.21%	0.55%	0.21%
VCYT	B	0.26%	0.65%	0.26%
VERX	B	0.15%	0.45%	0.15%
VITL	D	0.15%	0.39%	0.15%
WDFC	B	0.07%	0.26%	0.07%
WRBY	B	0.17%	0.31%	0.17%
WT	B	0.14%	0.4%	0.14%
WTTR	B	0.23%	0.43%	0.23%
WULF	C	0.36%	0.71%	0.36%
WWW	B	0.38%	0.75%	0.38%
YOU	D	0.23%	0.48%	0.23%

FYX Overweight 282 Positions Relative to FYC

Symbol	Grade	Weight
CXW	B	0.5%
RIOT	C	0.49%
GBX	A	0.39%
BMBL	C	0.38%
WS	B	0.38%
BFH	B	0.37%
ECVT	C	0.36%
VTLE	C	0.36%
JBT	B	0.36%
PRDO	B	0.36%
ZD	C	0.35%
CUBI	C	0.35%
CTOS	C	0.35%
DNOW	B	0.34%
TGNA	B	0.34%
PINC	B	0.34%
ULH	B	0.34%
CABO	C	0.34%
GPOR	B	0.33%
KMT	B	0.33%
TALO	C	0.33%
EIG	B	0.33%
APLE	B	0.32%
RLJ	C	0.32%
HELE	C	0.32%
GEF	A	0.32%
TDS	B	0.32%
PARR	D	0.31%
CENTA	C	0.31%
PK	B	0.31%
REZI	A	0.31%
WMK	C	0.31%
AMWD	C	0.31%
CRGY	B	0.31%
UVV	B	0.31%
SPNT	A	0.31%
PLYA	B	0.3%
INVA	D	0.3%
VAC	B	0.3%
IART	C	0.3%
LZB	B	0.3%
AVA	A	0.3%
BTU	B	0.3%
KOS	F	0.3%
HTZ	C	0.3%
VC	D	0.29%
TRMK	B	0.29%
CATY	B	0.29%
EPC	D	0.29%
PLAB	C	0.29%
INDB	B	0.29%
GIII	D	0.29%
SHO	C	0.29%
FFBC	A	0.28%
RES	D	0.28%
BY	B	0.28%
PHIN	A	0.28%
PFBC	B	0.28%
PEBO	A	0.28%
FRME	B	0.28%
IMKTA	C	0.28%
HUBG	A	0.27%
DBRG	F	0.27%
WKC	D	0.27%
LAUR	A	0.27%
GHC	C	0.27%
VRTS	B	0.27%
USM	B	0.27%
CAL	D	0.27%
EBC	B	0.27%
FOR	F	0.27%
WSFS	A	0.27%
SEB	F	0.26%
PTVE	B	0.26%
HY	D	0.26%
NX	C	0.26%
SAH	A	0.26%
HOV	D	0.25%
DRH	B	0.25%
NWN	A	0.25%
CMCO	B	0.25%
GES	F	0.25%
WERN	C	0.25%
GEO	B	0.25%
SCSC	B	0.25%
KSS	F	0.25%
CCS	D	0.25%
CVI	F	0.25%
MRC	B	0.25%
GT	C	0.25%
PRG	C	0.24%
SBH	C	0.24%
BV	B	0.24%
ARCB	C	0.24%
LADR	B	0.24%
VSH	D	0.24%
WGO	C	0.24%
EQC	B	0.24%
OEC	C	0.24%
CRK	B	0.23%
HIW	D	0.23%
SJW	D	0.23%
CVBF	A	0.23%
NAVI	C	0.23%
ABR	C	0.23%
PDCO	D	0.23%
MLKN	D	0.23%
ANDE	D	0.23%
MRTN	C	0.23%
NWE	B	0.23%
SNEX	B	0.22%
SASR	B	0.22%
WSBC	A	0.22%
CASH	A	0.22%
BNL	D	0.22%
VSTS	C	0.22%
BANR	B	0.22%
ASB	B	0.22%
EFSC	B	0.21%
FHI	A	0.21%
NIC	B	0.21%
FULT	A	0.21%
FHB	A	0.21%
ADNT	F	0.21%
KAR	B	0.21%
FCF	A	0.2%
BKE	B	0.2%
GRBK	D	0.2%
NWBI	B	0.2%
FIBK	A	0.2%
KALU	C	0.2%
VBTX	B	0.2%
TCBK	B	0.2%
SFNC	B	0.2%
BKU	A	0.2%
PBH	A	0.2%
LGIH	D	0.2%
RNST	B	0.2%
IOSP	B	0.19%
MTX	B	0.19%
ABM	B	0.19%
MCRI	A	0.19%
BHE	B	0.19%
SCVL	F	0.19%
HOPE	B	0.19%
XRX	F	0.19%
SNDR	B	0.19%
SRCE	B	0.19%
CRI	D	0.19%
ALG	B	0.19%
OFG	B	0.18%
SCL	C	0.18%
IPGP	D	0.18%
UNF	B	0.18%
HTH	B	0.18%
MODG	F	0.18%
DK	C	0.18%
ROCK	C	0.18%
KLG	C	0.18%
XHR	B	0.18%
LNN	B	0.18%
STBA	B	0.18%
DAN	D	0.18%
BUSE	B	0.18%
GO	C	0.18%
MYRG	B	0.17%
PATK	D	0.17%
SHEN	F	0.17%
LILAK	D	0.17%
PEB	D	0.17%
SPB	C	0.17%
VSCO	B	0.17%
SYNA	C	0.17%
UPWK	B	0.17%
DEA	D	0.16%
LC	A	0.16%
THRM	D	0.16%
DFIN	D	0.16%
TCBI	B	0.15%
VSAT	F	0.15%
AMN	F	0.15%
SSTK	F	0.15%
TTMI	B	0.15%
DFH	D	0.14%
PFS	B	0.14%
FDP	B	0.14%
HMN	B	0.14%
FBK	B	0.14%
OMI	F	0.14%
MCW	B	0.14%
WAFD	B	0.13%
SAFT	C	0.13%
HLIO	B	0.13%
ENOV	C	0.13%
TOWN	B	0.13%
GOGO	C	0.13%
CVCO	A	0.13%
FBNC	A	0.13%
SBCF	A	0.13%
ROIC	A	0.13%
NBTB	B	0.13%
CSGS	B	0.13%
PSMT	C	0.12%
STC	B	0.12%
CNMD	C	0.12%
ARI	C	0.12%
KWR	C	0.12%
CXT	B	0.12%
ALEX	C	0.12%
MTRN	C	0.12%
UPBD	B	0.12%
DEI	B	0.12%
EVTC	B	0.12%
SHOO	D	0.11%
OXM	D	0.11%
ODP	F	0.11%
MGPI	F	0.11%
CWEN	C	0.11%
ROG	D	0.11%
LXP	D	0.11%
MSGE	F	0.11%
YETI	C	0.11%
AIN	C	0.11%
CNXN	C	0.11%
CC	C	0.11%
NVEE	F	0.11%
NNI	D	0.11%
OI	C	0.11%
LCII	C	0.11%
GIC	D	0.1%
PLUS	F	0.1%
OLPX	D	0.09%
AVNS	F	0.09%
FOXF	F	0.09%
VSEC	C	0.08%
GNW	A	0.07%
TPC	C	0.07%
HLF	C	0.07%
PPBI	B	0.07%
BHLB	B	0.07%
VSTO	A	0.07%
SUPN	C	0.07%
BHF	B	0.07%
PLXS	B	0.07%
CAR	C	0.07%
B	B	0.07%
PYCR	C	0.07%
NWL	B	0.07%
CBU	B	0.07%
VIRT	B	0.07%
BOH	B	0.07%
PCH	D	0.06%
ICUI	D	0.06%
RC	D	0.06%
KFRC	D	0.06%
PGRE	F	0.06%
WOR	F	0.06%
COHU	C	0.06%
NMRK	B	0.06%
DNUT	D	0.06%
XPEL	C	0.06%
MSEX	B	0.06%
LOB	B	0.06%
AIR	B	0.06%
NPO	A	0.06%
DVAX	C	0.06%
HAYW	B	0.06%
EYE	C	0.06%
CLBK	B	0.06%
OMCL	C	0.06%
AKR	B	0.06%
SAM	C	0.06%
IVT	B	0.06%
SHLS	F	0.05%
BLMN	F	0.05%
THS	D	0.05%
GPRE	F	0.05%
AOSL	C	0.05%
JBGS	D	0.05%
CMTG	F	0.05%
FA	C	0.05%
JELD	F	0.04%

FYX Underweight 23 Positions Relative to FYC

Symbol	Grade	Weight
SMPL	B	-0.13%
BEAM	D	-0.13%
CLB	B	-0.13%
BL	B	-0.13%
APPN	B	-0.13%
ACAD	D	-0.13%
CARS	B	-0.13%
CTS	C	-0.13%
WABC	B	-0.13%
PLAY	D	-0.13%
AMC	C	-0.12%
YELP	C	-0.12%
TR	B	-0.12%
WEN	D	-0.12%
NSSC	D	-0.11%
ARLO	C	-0.11%
ENVX	F	-0.11%
VECO	F	-0.1%
GNL	F	-0.1%
AZTA	D	-0.1%
CLDX	F	-0.09%
XPRO	F	-0.09%
RLAY	F	-0.09%