FYC vs. FYX ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to First Trust Small Cap Core AlphaDEX (FYX)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.92

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$107.12

Average Daily Volume

17,028

Number of Holdings ^*

499

* may have additional holdings in another (foreign) market

Performance

Period	FYC	FYX
30 Days	9.33%	8.22%
60 Days	10.26%	8.12%
90 Days	13.43%	8.74%
12 Months	44.42%	33.03%

217 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in FYX	Overlap
AAT	B	0.36%	0.18%	0.18%
ACLX	C	0.68%	0.32%	0.32%
ACVA	B	0.23%	0.13%	0.13%
ADMA	B	0.6%	0.3%	0.3%
ADUS	D	0.32%	0.16%	0.16%
AESI	B	0.22%	0.06%	0.06%
AGIO	C	0.59%	0.22%	0.22%
AGM	B	0.26%	0.13%	0.13%
AGYS	A	0.26%	0.14%	0.14%
AIV	C	0.22%	0.12%	0.12%
ALHC	C	0.65%	0.29%	0.29%
ALKT	B	0.56%	0.21%	0.21%
ALX	D	0.21%	0.05%	0.05%
AMPH	F	0.33%	0.16%	0.16%
AMRX	C	0.64%	0.24%	0.24%
ANIP	F	0.24%	0.06%	0.06%
AORT	B	0.48%	0.18%	0.18%
APAM	B	0.13%	0.07%	0.07%
APOG	C	0.42%	0.21%	0.21%
ARDX	F	0.16%	0.04%	0.04%
AROC	A	0.27%	0.14%	0.14%
ARQT	B	0.25%	0.12%	0.12%
ASPN	F	0.32%	0.16%	0.16%
ASTH	F	0.43%	0.21%	0.21%
ATGE	B	0.67%	0.35%	0.35%
AWR	B	0.12%	0.06%	0.06%
AZZ	A	0.36%	0.12%	0.12%
BANC	B	0.26%	0.07%	0.07%
BANF	B	0.41%	0.21%	0.21%
BCRX	D	0.47%	0.17%	0.17%
BGC	C	0.4%	0.14%	0.14%
BKD	F	0.28%	0.14%	0.14%
BLBD	D	0.38%	0.19%	0.19%
BLFS	C	0.3%	0.1%	0.1%
BRC	D	0.34%	0.17%	0.17%
BXMT	C	0.11%	0.06%	0.06%
CAKE	C	0.42%	0.21%	0.21%
CALM	A	0.58%	0.23%	0.23%
CARG	B	0.42%	0.14%	0.14%
CBZ	B	0.14%	0.07%	0.07%
CCOI	B	0.49%	0.25%	0.25%
CDE	C	0.54%	0.23%	0.23%
CDP	C	0.24%	0.12%	0.12%
CDRE	F	0.21%	0.1%	0.1%
CEIX	A	0.28%	0.07%	0.07%
CENX	B	0.46%	0.17%	0.17%
CHCO	B	0.39%	0.13%	0.13%
CHEF	A	0.59%	0.29%	0.29%
CHWY	B	0.53%	0.26%	0.26%
CIFR	C	0.4%	0.1%	0.1%
CMPR	D	0.23%	0.11%	0.11%
CNK	C	0.68%	0.35%	0.35%
COLL	F	0.37%	0.18%	0.18%
CPK	A	0.24%	0.06%	0.06%
CPRX	C	0.52%	0.25%	0.25%
CRAI	C	0.51%	0.19%	0.19%
CWAN	B	0.57%	0.29%	0.29%
CWT	C	0.32%	0.17%	0.17%
DNLI	D	0.23%	0.05%	0.05%
DOCN	C	0.33%	0.11%	0.11%
DOCS	C	0.71%	0.36%	0.36%
DORM	B	0.57%	0.29%	0.29%
DRVN	B	0.28%	0.14%	0.14%
DSGR	C	0.59%	0.3%	0.3%
EAT	A	0.91%	0.48%	0.48%
ELME	D	0.22%	0.11%	0.11%
ENVA	B	0.72%	0.36%	0.36%
EPAC	C	0.27%	0.14%	0.14%
EPR	C	0.22%	0.05%	0.05%
ESE	B	0.38%	0.2%	0.2%
ESRT	C	0.33%	0.12%	0.12%
EVH	F	0.21%	0.08%	0.08%
FBP	C	0.47%	0.24%	0.24%
FBRT	D	0.12%	0.06%	0.06%
FCPT	C	0.23%	0.12%	0.12%
FLNC	D	0.32%	0.16%	0.16%
FOLD	F	0.11%	0.05%	0.05%
FTDR	B	0.69%	0.34%	0.34%
GABC	B	0.41%	0.14%	0.14%
GERN	D	0.39%	0.2%	0.2%
GFF	A	0.39%	0.19%	0.19%
GSHD	A	0.64%	0.24%	0.24%
GTX	C	0.23%	0.06%	0.06%
GTY	A	0.23%	0.06%	0.06%
GVA	A	0.72%	0.37%	0.37%
HEES	C	0.29%	0.07%	0.07%
HLIT	D	0.3%	0.1%	0.1%
HLX	B	0.22%	0.11%	0.11%
HNI	B	0.61%	0.31%	0.31%
HRMY	F	0.39%	0.2%	0.2%
HUMA	F	0.21%	0.05%	0.05%
HURN	C	0.39%	0.2%	0.2%
HWKN	B	0.58%	0.24%	0.24%
IAS	C	0.24%	0.06%	0.06%
ICFI	F	0.33%	0.15%	0.15%
IDCC	B	0.76%	0.39%	0.39%
IESC	C	0.79%	0.4%	0.4%
IIPR	D	0.27%	0.14%	0.14%
INTA	B	0.57%	0.28%	0.28%
IOVA	F	0.32%	0.11%	0.11%
IRDM	D	0.11%	0.06%	0.06%
JAMF	F	0.1%	0.05%	0.05%
JANX	C	0.54%	0.26%	0.26%
JJSF	C	0.23%	0.06%	0.06%
JOE	F	0.1%	0.05%	0.05%
KN	B	0.36%	0.12%	0.12%
KNTK	A	0.3%	0.08%	0.08%
KTOS	B	0.38%	0.19%	0.19%
KW	C	0.23%	0.06%	0.06%
KYMR	D	0.58%	0.27%	0.27%
LFST	B	0.49%	0.18%	0.18%
LGND	C	0.28%	0.13%	0.13%
LITE	B	0.47%	0.15%	0.15%
LKFN	C	0.27%	0.14%	0.14%
LMAT	A	0.52%	0.2%	0.2%
LMND	B	0.67%	0.25%	0.25%
LPG	F	0.09%	0.05%	0.05%
LRN	A	0.7%	0.36%	0.36%
LTC	B	0.12%	0.06%	0.06%
MAC	B	0.25%	0.13%	0.13%
MBIN	F	0.43%	0.21%	0.21%
MCY	A	0.69%	0.35%	0.35%
MGEE	B	0.28%	0.07%	0.07%
MGNI	B	0.42%	0.2%	0.2%
MIR	A	0.16%	0.09%	0.09%
MIRM	B	0.57%	0.26%	0.26%
MLNK	C	0.13%	0.06%	0.06%
MNKD	C	0.53%	0.26%	0.26%
MWA	B	0.54%	0.27%	0.27%
MYGN	F	0.2%	0.1%	0.1%
NBHC	C	0.55%	0.21%	0.21%
NEO	C	0.26%	0.06%	0.06%
NHC	C	0.6%	0.24%	0.24%
NHI	D	0.32%	0.17%	0.17%
NMIH	C	0.43%	0.22%	0.22%
NPAB	F	0.49%	0.18%	0.18%
NRIX	C	0.42%	0.12%	0.12%
NSA	C	0.31%	0.16%	0.16%
NVAX	F	0.2%	0.07%	0.07%
NXRT	B	0.24%	0.12%	0.12%
OCUL	D	0.27%	0.06%	0.06%
OII	B	0.39%	0.13%	0.13%
OSCR	D	0.43%	0.23%	0.23%
OSIS	A	0.35%	0.18%	0.18%
OSW	B	0.54%	0.27%	0.27%
OUT	A	0.48%	0.24%	0.24%
PAR	A	0.16%	0.08%	0.08%
PAYO	A	0.82%	0.43%	0.43%
PBI	B	0.61%	0.31%	0.31%
PHR	F	0.22%	0.05%	0.05%
PJT	A	0.71%	0.35%	0.35%
PLMR	A	0.53%	0.28%	0.28%
PMT	C	0.32%	0.17%	0.17%
POWL	C	0.81%	0.39%	0.39%
PRCT	B	0.64%	0.34%	0.34%
PRGS	A	0.48%	0.18%	0.18%
PRIM	A	0.81%	0.41%	0.41%
PRK	B	0.55%	0.27%	0.27%
PRM	C	0.54%	0.28%	0.28%
PTCT	B	0.54%	0.26%	0.26%
PTGX	D	0.54%	0.27%	0.27%
PTON	A	0.6%	0.2%	0.2%
PZZA	F	0.11%	0.05%	0.05%
QCRH	B	0.73%	0.36%	0.36%
REVG	C	0.63%	0.32%	0.32%
RKLB	A	1.06%	0.6%	0.6%
RNG	C	0.41%	0.13%	0.13%
ROAD	B	0.76%	0.39%	0.39%
RRR	F	0.11%	0.06%	0.06%
RXST	F	0.21%	0.05%	0.05%
RYTM	C	0.68%	0.34%	0.34%
SABR	C	0.48%	0.19%	0.19%
SATS	D	0.53%	0.29%	0.29%
SCS	C	0.23%	0.12%	0.12%
SEMR	C	0.4%	0.21%	0.21%
SGBX	F	0.57%	0.29%	0.29%
SHAK	C	0.42%	0.2%	0.2%
SITM	B	0.42%	0.14%	0.14%
SKT	A	0.26%	0.13%	0.13%
SKWD	A	0.58%	0.3%	0.3%
SKYW	B	0.62%	0.31%	0.31%
SLVM	B	0.58%	0.3%	0.3%
SMTC	B	0.49%	0.24%	0.24%
SOUN	B	0.17%	0.08%	0.08%
STEP	C	0.69%	0.34%	0.34%
STRA	C	0.12%	0.06%	0.06%
STRL	A	0.75%	0.39%	0.39%
SWI	C	0.25%	0.06%	0.06%
SXI	B	0.26%	0.07%	0.07%
SXT	C	0.23%	0.12%	0.12%
SYBT	B	0.57%	0.29%	0.29%
TBBK	C	0.6%	0.31%	0.31%
TGI	B	0.16%	0.09%	0.09%
TGLS	B	0.51%	0.26%	0.26%
TGTX	B	0.79%	0.38%	0.38%
THR	B	0.12%	0.06%	0.06%
TNC	D	0.11%	0.05%	0.05%
TNDM	D	0.24%	0.08%	0.08%
TNL	A	0.28%	0.14%	0.14%
TRN	B	0.64%	0.32%	0.32%
TRUP	B	0.74%	0.36%	0.36%
TWST	F	0.3%	0.17%	0.17%
UE	B	0.38%	0.2%	0.2%
UFPT	C	0.47%	0.21%	0.21%
UMH	B	0.24%	0.12%	0.12%
USLM	A	0.69%	0.35%	0.35%
VCTR	B	0.55%	0.21%	0.21%
VCYT	B	0.65%	0.26%	0.26%
VERX	A	0.45%	0.15%	0.15%
VITL	D	0.39%	0.15%	0.15%
WDFC	B	0.26%	0.07%	0.07%
WRBY	A	0.31%	0.17%	0.17%
WT	A	0.4%	0.14%	0.14%
WTTR	A	0.43%	0.23%	0.23%
WULF	C	0.71%	0.36%	0.36%
WWW	A	0.75%	0.38%	0.38%
YOU	D	0.48%	0.23%	0.23%

FYC Overweight 23 Positions Relative to FYX

Symbol	Grade	Weight
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
ACAD	C	0.13%
CARS	C	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
AMC	C	0.12%
YELP	C	0.12%
TR	B	0.12%
WEN	D	0.12%
NSSC	D	0.11%
ARLO	C	0.11%
ENVX	F	0.11%
VECO	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
RLAY	F	0.09%

FYC Underweight 282 Positions Relative to FYX

Symbol	Grade	Weight
CXW	C	-0.5%
RIOT	C	-0.49%
GBX	A	-0.39%
BMBL	C	-0.38%
WS	B	-0.38%
BFH	C	-0.37%
ECVT	C	-0.36%
VTLE	C	-0.36%
JBT	B	-0.36%
PRDO	B	-0.36%
ZD	B	-0.35%
CUBI	B	-0.35%
CTOS	B	-0.35%
DNOW	B	-0.34%
TGNA	B	-0.34%
PINC	B	-0.34%
ULH	C	-0.34%
CABO	B	-0.34%
GPOR	B	-0.33%
KMT	B	-0.33%
TALO	C	-0.33%
EIG	B	-0.33%
APLE	B	-0.32%
RLJ	C	-0.32%
HELE	C	-0.32%
GEF	A	-0.32%
TDS	B	-0.32%
PARR	F	-0.31%
CENTA	C	-0.31%
PK	C	-0.31%
REZI	A	-0.31%
WMK	C	-0.31%
AMWD	C	-0.31%
CRGY	B	-0.31%
UVV	B	-0.31%
SPNT	B	-0.31%
PLYA	B	-0.3%
INVA	D	-0.3%
VAC	C	-0.3%
IART	C	-0.3%
LZB	B	-0.3%
AVA	B	-0.3%
BTU	B	-0.3%
KOS	D	-0.3%
HTZ	C	-0.3%
VC	F	-0.29%
TRMK	C	-0.29%
CATY	B	-0.29%
EPC	F	-0.29%
PLAB	C	-0.29%
INDB	B	-0.29%
GIII	D	-0.29%
SHO	D	-0.29%
FFBC	B	-0.28%
RES	D	-0.28%
BY	B	-0.28%
PHIN	A	-0.28%
PFBC	B	-0.28%
PEBO	B	-0.28%
FRME	B	-0.28%
IMKTA	C	-0.28%
HUBG	A	-0.27%
DBRG	F	-0.27%
WKC	C	-0.27%
LAUR	A	-0.27%
GHC	B	-0.27%
VRTS	B	-0.27%
USM	B	-0.27%
CAL	F	-0.27%
EBC	B	-0.27%
FOR	F	-0.27%
WSFS	B	-0.27%
SEB	F	-0.26%
PTVE	B	-0.26%
HY	D	-0.26%
NX	C	-0.26%
SAH	C	-0.26%
HOV	D	-0.25%
DRH	B	-0.25%
NWN	A	-0.25%
CMCO	C	-0.25%
GES	F	-0.25%
WERN	C	-0.25%
GEO	B	-0.25%
SCSC	C	-0.25%
KSS	F	-0.25%
CCS	D	-0.25%
CVI	F	-0.25%
MRC	B	-0.25%
GT	C	-0.25%
PRG	C	-0.24%
SBH	C	-0.24%
BV	C	-0.24%
ARCB	C	-0.24%
LADR	B	-0.24%
VSH	F	-0.24%
WGO	C	-0.24%
EQC	B	-0.24%
OEC	C	-0.24%
CRK	B	-0.23%
HIW	C	-0.23%
SJW	F	-0.23%
CVBF	A	-0.23%
NAVI	F	-0.23%
ABR	C	-0.23%
PDCO	F	-0.23%
MLKN	F	-0.23%
ANDE	D	-0.23%
MRTN	D	-0.23%
NWE	C	-0.23%
SNEX	A	-0.22%
SASR	B	-0.22%
WSBC	B	-0.22%
CASH	B	-0.22%
BNL	C	-0.22%
VSTS	C	-0.22%
BANR	B	-0.22%
ASB	B	-0.22%
EFSC	B	-0.21%
FHI	B	-0.21%
NIC	B	-0.21%
FULT	A	-0.21%
FHB	B	-0.21%
ADNT	F	-0.21%
KAR	B	-0.21%
FCF	B	-0.2%
BKE	B	-0.2%
GRBK	D	-0.2%
NWBI	B	-0.2%
FIBK	A	-0.2%
KALU	C	-0.2%
VBTX	B	-0.2%
TCBK	C	-0.2%
SFNC	C	-0.2%
BKU	A	-0.2%
PBH	A	-0.2%
LGIH	F	-0.2%
RNST	B	-0.2%
IOSP	C	-0.19%
MTX	B	-0.19%
ABM	B	-0.19%
MCRI	A	-0.19%
BHE	C	-0.19%
SCVL	F	-0.19%
HOPE	C	-0.19%
XRX	F	-0.19%
SNDR	B	-0.19%
SRCE	B	-0.19%
CRI	F	-0.19%
ALG	B	-0.19%
OFG	B	-0.18%
SCL	C	-0.18%
IPGP	D	-0.18%
UNF	B	-0.18%
HTH	C	-0.18%
MODG	F	-0.18%
DK	C	-0.18%
ROCK	C	-0.18%
KLG	B	-0.18%
XHR	B	-0.18%
LNN	B	-0.18%
STBA	B	-0.18%
DAN	F	-0.18%
BUSE	B	-0.18%
GO	C	-0.18%
MYRG	B	-0.17%
PATK	C	-0.17%
SHEN	F	-0.17%
LILAK	D	-0.17%
PEB	D	-0.17%
SPB	C	-0.17%
VSCO	C	-0.17%
SYNA	C	-0.17%
UPWK	B	-0.17%
DEA	D	-0.16%
LC	C	-0.16%
THRM	F	-0.16%
DFIN	D	-0.16%
TCBI	C	-0.15%
VSAT	F	-0.15%
AMN	F	-0.15%
SSTK	F	-0.15%
TTMI	C	-0.15%
DFH	D	-0.14%
PFS	B	-0.14%
FDP	B	-0.14%
HMN	B	-0.14%
FBK	C	-0.14%
OMI	F	-0.14%
MCW	C	-0.14%
WAFD	B	-0.13%
SAFT	B	-0.13%
HLIO	B	-0.13%
ENOV	C	-0.13%
TOWN	B	-0.13%
GOGO	C	-0.13%
CVCO	A	-0.13%
FBNC	B	-0.13%
SBCF	B	-0.13%
ROIC	A	-0.13%
NBTB	B	-0.13%
CSGS	B	-0.13%
PSMT	D	-0.12%
STC	B	-0.12%
CNMD	C	-0.12%
ARI	C	-0.12%
KWR	C	-0.12%
CXT	C	-0.12%
ALEX	B	-0.12%
MTRN	C	-0.12%
UPBD	B	-0.12%
DEI	B	-0.12%
EVTC	B	-0.12%
SHOO	F	-0.11%
OXM	F	-0.11%
ODP	F	-0.11%
MGPI	F	-0.11%
CWEN	C	-0.11%
ROG	D	-0.11%
LXP	D	-0.11%
MSGE	F	-0.11%
YETI	D	-0.11%
AIN	C	-0.11%
CNXN	C	-0.11%
CC	C	-0.11%
NVEE	F	-0.11%
NNI	D	-0.11%
OI	C	-0.11%
LCII	C	-0.11%
GIC	D	-0.1%
PLUS	F	-0.1%
OLPX	D	-0.09%
AVNS	F	-0.09%
FOXF	F	-0.09%
VSEC	C	-0.08%
GNW	A	-0.07%
TPC	C	-0.07%
HLF	C	-0.07%
PPBI	C	-0.07%
BHLB	B	-0.07%
VSTO	A	-0.07%
SUPN	C	-0.07%
BHF	C	-0.07%
PLXS	B	-0.07%
CAR	C	-0.07%
B	A	-0.07%
PYCR	B	-0.07%
NWL	C	-0.07%
CBU	B	-0.07%
VIRT	A	-0.07%
BOH	B	-0.07%
PCH	D	-0.06%
ICUI	D	-0.06%
RC	D	-0.06%
KFRC	D	-0.06%
PGRE	F	-0.06%
WOR	F	-0.06%
COHU	C	-0.06%
NMRK	C	-0.06%
DNUT	F	-0.06%
XPEL	B	-0.06%
MSEX	C	-0.06%
LOB	C	-0.06%
AIR	B	-0.06%
NPO	A	-0.06%
DVAX	C	-0.06%
HAYW	B	-0.06%
EYE	C	-0.06%
CLBK	C	-0.06%
OMCL	C	-0.06%
AKR	B	-0.06%
SAM	C	-0.06%
IVT	A	-0.06%
SHLS	F	-0.05%
BLMN	F	-0.05%
THS	D	-0.05%
GPRE	F	-0.05%
AOSL	C	-0.05%
JBGS	F	-0.05%
CMTG	F	-0.05%
FA	C	-0.05%
JELD	F	-0.04%