FTA vs. XVV ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to iShares ESG Screened S&P 500 ETF (XVV)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$75.54

Average Daily Volume

39,769

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

XVV

iShares ESG Screened S&P 500 ETF

XVV Description

The investment seeks to track the investment results of an index composed of large-capitalization U.S. equities while applying screens for company involvement in controversies and controversial business activities. The fund seeks to track the investment results of the S&P 500 Sustainability Screened Index, which measures the performance of the large-capitalization sector of the U.S. equity market while excluding companies involved in controversial business activities and controversies, as determined by S&P Dow Jones Indices LLC. BFA uses a representative sampling indexing strategy to manage the fund. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.73

Average Daily Volume

31,333

Number of Holdings ^*

447

* may have additional holdings in another (foreign) market

Performance

Period	FTA	XVV
30 Days	2.85%	7.49%
60 Days	0.69%	1.33%
90 Days	7.30%	6.64%
12 Months	21.09%	28.92%

143 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in XVV	Overlap
ACGL	A	0.96%	0.09%	0.09%
ADM	C	0.87%	0.08%	0.08%
AFL	A	0.54%	0.11%	0.11%
AIG	A	0.74%	0.14%	0.14%
APD	C	0.38%	0.14%	0.14%
APTV	C	0.93%	0.06%	0.06%
ARE	D	0.17%	0.05%	0.05%
ATO	C	0.53%	0.04%	0.04%
AWK	B	0.19%	0.06%	0.06%
BAC	A	0.55%	0.66%	0.55%
BBY	D	0.48%	0.03%	0.03%
BEN	D	0.64%	0.02%	0.02%
BG	B	0.9%	0.04%	0.04%
BIIB	C	0.4%	0.08%	0.08%
BKR	D	0.52%	0.08%	0.08%
BMY	F	0.6%	0.23%	0.23%
BRK.A	C	0.89%	1.85%	0.89%
C	A	0.74%	0.3%	0.3%
CAG	B	0.75%	0.04%	0.04%
CB	C	0.71%	0.25%	0.25%
CE	D	0.67%	0.04%	0.04%
CF	F	0.82%	0.03%	0.03%
CFG	A	0.74%	0.04%	0.04%
CHTR	F	0.34%	0.07%	0.07%
CI	D	0.34%	0.25%	0.25%
CINF	C	0.86%	0.05%	0.05%
CMCSA	D	0.82%	0.39%	0.39%
CNC	C	0.53%	0.1%	0.1%
CNP	B	0.56%	0.05%	0.05%
COF	B	0.71%	0.13%	0.13%
CPB	B	0.37%	0.02%	0.02%
CSCO	D	0.53%	0.49%	0.49%
CTSH	D	0.5%	0.08%	0.08%
CTVA	B	0.18%	0.1%	0.1%
CVS	F	0.64%	0.17%	0.17%
DE	B	0.54%	0.27%	0.27%
DG	D	0.16%	0.08%	0.08%
DGX	B	0.56%	0.04%	0.04%
DHI	D	0.87%	0.11%	0.11%
DOV	A	0.19%	0.06%	0.06%
DOW	B	0.18%	0.1%	0.1%
EBAY	D	0.72%	0.07%	0.07%
ED	A	0.97%	0.08%	0.08%
EG	C	0.86%	0.04%	0.04%
EIX	A	0.57%	0.07%	0.07%
ELV	A	0.18%	0.31%	0.18%
EPAM	F	0.12%	0.03%	0.03%
EQR	A	0.57%	0.06%	0.06%
ETR	A	0.97%	0.06%	0.06%
EXC	B	0.75%	0.09%	0.09%
EXPD	D	0.17%	0.04%	0.04%
F	D	0.84%	0.12%	0.12%
FDX	C	0.48%	0.15%	0.15%
FITB	A	0.56%	0.06%	0.06%
FOXA	B	0.38%	0.02%	0.02%
GILD	F	0.49%	0.21%	0.21%
GIS	B	0.36%	0.1%	0.1%
GLW	B	0.19%	0.07%	0.07%
GM	B	0.91%	0.13%	0.13%
GPC	C	0.36%	0.05%	0.05%
GPN	F	0.43%	0.07%	0.07%
GS	A	0.59%	0.37%	0.37%
HAL	F	0.69%	0.08%	0.08%
HBAN	A	0.74%	0.05%	0.05%
HCA	C	0.36%	0.16%	0.16%
HIG	B	0.52%	0.08%	0.08%
HPE	D	0.92%	0.06%	0.06%
HPQ	C	0.55%	0.07%	0.07%
HRL	B	0.37%	0.03%	0.03%
HSY	B	0.38%	0.08%	0.08%
HUM	D	0.36%	0.1%	0.1%
INCY	F	0.53%	0.03%	0.03%
INTC	F	0.13%	0.33%	0.13%
IPG	D	0.52%	0.03%	0.03%
JBHT	D	0.31%	0.03%	0.03%
JBL	D	0.46%	0.04%	0.04%
JCI	B	0.38%	0.11%	0.11%
K	B	0.19%	0.04%	0.04%
KDP	A	0.59%	0.09%	0.09%
KEY	B	0.36%	0.03%	0.03%
KHC	C	0.71%	0.07%	0.07%
KIM	B	0.72%	0.03%	0.03%
KMB	B	0.18%	0.11%	0.11%
KMI	A	0.78%	0.09%	0.09%
KR	C	0.51%	0.09%	0.09%
L	A	0.71%	0.03%	0.03%
LEN	C	0.9%	0.1%	0.1%
LH	D	0.17%	0.04%	0.04%
LKQ	D	0.6%	0.03%	0.03%
LOW	D	0.34%	0.33%	0.33%
LUV	D	0.51%	0.04%	0.04%
LYB	C	0.71%	0.06%	0.06%
MAA	B	0.38%	0.04%	0.04%
MDLZ	B	0.37%	0.24%	0.24%
MDT	C	0.35%	0.28%	0.28%
MOH	D	0.15%	0.05%	0.05%
MPC	D	0.78%	0.16%	0.16%
MS	A	0.39%	0.31%	0.31%
MTB	A	0.77%	0.06%	0.06%
NEE	B	0.44%	0.38%	0.38%
NKE	F	0.17%	0.28%	0.17%
NUE	D	0.81%	0.11%	0.11%
NWSA	D	0.53%	0.02%	0.02%
OKE	A	0.54%	0.12%	0.12%
OMC	A	0.18%	0.05%	0.05%
PEG	A	0.81%	0.09%	0.09%
PFE	C	0.18%	0.4%	0.18%
PKG	D	0.35%	0.04%	0.04%
PNC	A	0.53%	0.16%	0.16%
POOL	D	0.17%	0.04%	0.04%
PPG	D	0.17%	0.08%	0.08%
PRU	A	0.18%	0.11%	0.11%
PSX	D	0.82%	0.15%	0.15%
PYPL	C	0.35%	0.17%	0.17%
QCOM	A	0.2%	0.52%	0.2%
REGN	C	0.18%	0.26%	0.18%
RF	B	0.7%	0.05%	0.05%
RJF	B	0.18%	0.06%	0.06%
SNA	D	0.5%	0.04%	0.04%
SRE	A	0.79%	0.12%	0.12%
STLD	D	0.84%	0.05%	0.05%
STT	B	0.53%	0.06%	0.06%
SWKS	F	0.63%	0.04%	0.04%
SYF	B	0.75%	0.05%	0.05%
SYY	D	0.17%	0.09%	0.09%
T	B	0.9%	0.31%	0.31%
TEL	A	0.76%	0.11%	0.11%
TGT	D	0.32%	0.18%	0.18%
TROW	D	0.5%	0.06%	0.06%
TRV	D	0.34%	0.12%	0.12%
TSCO	B	0.19%	0.07%	0.07%
UAL	B	1.05%	0.04%	0.04%
UNH	B	0.19%	1.18%	0.19%
UPS	D	0.36%	0.27%	0.27%
USB	D	0.5%	0.16%	0.16%
VLO	D	0.84%	0.13%	0.13%
VTR	B	0.41%	0.05%	0.05%
VTRS	D	0.68%	0.03%	0.03%
VZ	C	0.7%	0.42%	0.42%
WBD	F	0.68%	0.05%	0.05%
WRB	D	0.16%	0.04%	0.04%
WY	D	0.15%	0.06%	0.06%
ZBH	D	0.33%	0.06%	0.06%

FTA Overweight 43 Positions Relative to XVV

Symbol	Grade	Weight
EQT	C	1.01%
OC	A	0.98%
MKL	A	0.98%
CVX	A	0.94%
XOM	B	0.93%
EOG	C	0.92%
CTRA	B	0.91%
DVN	C	0.9%
FANG	B	0.9%
OXY	D	0.89%
LNG	D	0.88%
COP	D	0.86%
MRO	D	0.85%
PCG	B	0.8%
WFC	A	0.78%
WPC	B	0.77%
XEL	C	0.76%
DTE	A	0.75%
AEE	B	0.74%
RS	D	0.65%
D	A	0.58%
AEP	A	0.57%
DUK	A	0.57%
UHAL	B	0.53%
TDY	D	0.5%
WEC	B	0.38%
FE	A	0.38%
CMS	A	0.38%
CRBG	B	0.38%
LMT	A	0.37%
WLK	B	0.37%
ZM	D	0.36%
SSNC	C	0.36%
TXT	D	0.33%
CPNG	C	0.22%
RTX	A	0.19%
WMT	B	0.18%
DD	A	0.18%
LHX	A	0.18%
GD	A	0.18%
JNJ	D	0.17%
FNF	B	0.17%
J	D	0.16%

FTA Underweight 304 Positions Relative to XVV

Symbol	Grade	Weight
MSFT	C	-7.69%
AAPL	B	-6.76%
NVDA	B	-5.6%
AMZN	B	-4.25%
META	D	-2.58%
GOOGL	B	-2.49%
GOOG	B	-2.11%
AVGO	C	-1.51%
LLY	C	-1.51%
JPM	A	-1.45%
TSLA	D	-1.22%
V	C	-1.09%
PG	A	-0.97%
MA	D	-0.93%
COST	A	-0.86%
HD	D	-0.84%
MRK	B	-0.81%
ABBV	D	-0.71%
CRM	D	-0.67%
NFLX	C	-0.66%
KO	A	-0.61%
PEP	B	-0.61%
AMD	D	-0.61%
TMO	B	-0.57%
ADBE	D	-0.53%
LIN	D	-0.52%
MCD	D	-0.49%
ACN	D	-0.48%
ORCL	D	-0.48%
DIS	D	-0.48%
ABT	F	-0.45%
CAT	C	-0.45%
INTU	D	-0.44%
GE	C	-0.43%
TXN	A	-0.43%
AMAT	C	-0.43%
DHR	B	-0.42%
AMGN	B	-0.41%
IBM	D	-0.38%
NOW	D	-0.37%
UNP	C	-0.37%
ISRG	C	-0.34%
SPGI	B	-0.34%
MU	B	-0.34%
AXP	A	-0.34%
ETN	B	-0.33%
BKNG	B	-0.33%
UBER	D	-0.33%
PGR	A	-0.31%
LRCX	D	-0.3%
BLK	C	-0.28%
TJX	C	-0.28%
SCHW	A	-0.28%
BSX	A	-0.27%
SYK	D	-0.27%
VRTX	C	-0.27%
ADI	A	-0.26%
KLAC	A	-0.25%
PLD	D	-0.25%
ADP	C	-0.25%
MMC	B	-0.25%
PANW	B	-0.24%
BX	C	-0.23%
FI	C	-0.23%
AMT	D	-0.22%
CMG	A	-0.22%
TMUS	B	-0.21%
SNPS	D	-0.21%
SBUX	F	-0.21%
ANET	B	-0.2%
TT	A	-0.19%
CME	D	-0.19%
FCX	A	-0.19%
ICE	D	-0.19%
WM	A	-0.19%
CDNS	D	-0.19%
APH	A	-0.19%
ZTS	D	-0.19%
CL	A	-0.19%
PH	A	-0.18%
TDG	A	-0.18%
MCK	A	-0.18%
SHW	D	-0.18%
EQIX	D	-0.18%
CSX	D	-0.17%
ITW	D	-0.17%
BDX	F	-0.17%
NXPI	A	-0.17%
CEG	B	-0.17%
SLB	D	-0.17%
MCO	A	-0.16%
ABNB	D	-0.16%
EMR	B	-0.16%
ECL	A	-0.15%
ORLY	D	-0.15%
CTAS	A	-0.15%
MSI	A	-0.15%
AJG	C	-0.14%
WELL	A	-0.14%
ROP	D	-0.14%
PCAR	D	-0.14%
AON	D	-0.14%
MAR	D	-0.14%
MCHP	C	-0.13%
AZO	D	-0.13%
NSC	D	-0.13%
HLT	C	-0.13%
TFC	A	-0.13%
EW	D	-0.13%
CARR	A	-0.13%
URI	C	-0.12%
CPRT	D	-0.12%
DXCM	D	-0.12%
SPG	D	-0.12%
NEM	B	-0.12%
WMB	A	-0.12%
MRNA	C	-0.11%
DLR	D	-0.11%
IDXX	D	-0.11%
AMP	A	-0.11%
CCI	D	-0.11%
PSA	C	-0.11%
A	B	-0.11%
BK	A	-0.11%
ALL	B	-0.11%
ROST	D	-0.11%
GEV	C	-0.11%
MET	B	-0.11%
FIS	A	-0.11%
O	B	-0.11%
ADSK	D	-0.11%
FAST	D	-0.1%
MSCI	D	-0.1%
YUM	D	-0.1%
AME	D	-0.1%
OTIS	C	-0.1%
PAYX	C	-0.1%
MNST	D	-0.1%
LULU	F	-0.1%
STZ	C	-0.1%
CMI	A	-0.1%
IQV	D	-0.1%
MPWR	B	-0.09%
CSGP	C	-0.09%
VMC	B	-0.09%
VRSK	A	-0.09%
COR	D	-0.09%
IR	D	-0.09%
MLM	C	-0.09%
PWR	A	-0.09%
RSG	B	-0.09%
FTNT	F	-0.09%
EFX	D	-0.08%
EA	F	-0.08%
DFS	C	-0.08%
VICI	B	-0.08%
ON	F	-0.08%
ROK	D	-0.08%
EXR	C	-0.08%
HWM	B	-0.08%
EL	F	-0.08%
RMD	C	-0.08%
ODFL	D	-0.08%
MTD	B	-0.08%
RCL	B	-0.08%
IT	D	-0.08%
GEHC	D	-0.08%
DAL	A	-0.08%
XYL	A	-0.08%
FICO	C	-0.08%
GRMN	A	-0.07%
WST	D	-0.07%
CHD	A	-0.07%
CBRE	D	-0.07%
KEYS	D	-0.07%
FTV	D	-0.07%
AVB	A	-0.07%
ANSS	D	-0.07%
CDW	D	-0.07%
WAB	A	-0.07%
BALL	C	-0.06%
NTAP	B	-0.06%
TTWO	D	-0.06%
NDAQ	C	-0.06%
IRM	C	-0.06%
STE	C	-0.06%
WDC	B	-0.06%
CAH	F	-0.06%
BR	D	-0.06%
DLTR	D	-0.06%
PHM	B	-0.06%
IFF	A	-0.06%
TRGP	C	-0.06%
WTW	D	-0.06%
NVR	D	-0.06%
AVY	A	-0.05%
PFG	C	-0.05%
ILMN	F	-0.05%
NRG	A	-0.05%
STX	C	-0.05%
MKC	B	-0.05%
COO	D	-0.05%
TER	A	-0.05%
FSLR	B	-0.05%
ULTA	D	-0.05%
ALGN	F	-0.05%
INVH	B	-0.05%
TYL	A	-0.05%
CPAY	D	-0.05%
BRO	B	-0.05%
AXON	C	-0.05%
BLDR	D	-0.05%
ES	B	-0.05%
WAT	C	-0.05%
VLTO	A	-0.05%
SBAC	D	-0.05%
HUBB	C	-0.05%
PTC	D	-0.05%
SWK	D	-0.04%
CCL	F	-0.04%
VRSN	F	-0.04%
NDSN	A	-0.04%
EXPE	F	-0.04%
AMCR	A	-0.04%
MAS	D	-0.04%
ALB	C	-0.04%
ENPH	F	-0.04%
ZBRA	B	-0.04%
FDS	D	-0.04%
IEX	D	-0.04%
ESS	A	-0.04%
CLX	D	-0.04%
TSN	C	-0.04%
LVS	D	-0.04%
HOLX	D	-0.04%
DPZ	C	-0.04%
DRI	F	-0.04%
NTRS	B	-0.04%
BAX	F	-0.04%
AOS	C	-0.03%
TAP	D	-0.03%
BBWI	B	-0.03%
UHS	C	-0.03%
ALLE	D	-0.03%
JNPR	D	-0.03%
MGM	F	-0.03%
CPT	B	-0.03%
EMN	A	-0.03%
UDR	B	-0.03%
CRL	D	-0.03%
KMX	D	-0.03%
JKHY	C	-0.03%
PODD	D	-0.03%
SJM	D	-0.03%
LW	D	-0.03%
HST	D	-0.03%
RVTY	C	-0.03%
TECH	B	-0.03%
ROL	A	-0.03%
WBA	F	-0.03%
WRK	A	-0.03%
GEN	C	-0.03%
LYV	D	-0.03%
IP	B	-0.03%
PNR	B	-0.03%
AKAM	F	-0.03%
DOC	A	-0.03%
TRMB	D	-0.03%
BIO	F	-0.02%
RL	D	-0.02%
MHK	C	-0.02%
NCLH	F	-0.02%
RHI	D	-0.02%
IVZ	C	-0.02%
CMA	B	-0.02%
DVA	C	-0.02%
GL	F	-0.02%
ETSY	F	-0.02%
FRT	C	-0.02%
MKTX	F	-0.02%
HAS	C	-0.02%
CZR	F	-0.02%
FMC	C	-0.02%
PAYC	F	-0.02%
BWA	B	-0.02%
MTCH	F	-0.02%
GNRC	B	-0.02%
AIZ	D	-0.02%
BXP	D	-0.02%
WYNN	D	-0.02%
TPR	D	-0.02%
HSIC	C	-0.02%
QRVO	F	-0.02%
DAY	D	-0.02%
MOS	F	-0.02%
CHRW	B	-0.02%
REG	D	-0.02%
CTLT	D	-0.02%
AAL	C	-0.02%
FFIV	D	-0.02%
TFX	F	-0.02%
NWS	D	-0.01%
FOX	B	-0.01%
PARA	C	-0.01%