AFSM vs. ROSC ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to Hartford Multifactor Small Cap ETF (ROSC)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.19

Average Daily Volume

15,699

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$46.05

Average Daily Volume

862

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	ROSC
30 Days	5.15%	6.51%
60 Days	4.94%	5.75%
90 Days	5.47%	6.01%
12 Months	31.74%	25.12%

116 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in ROSC	Overlap
ACT	C	0.49%	0.36%	0.36%
ADMA	B	0.28%	0.09%	0.09%
ADUS	D	0.4%	0.41%	0.4%
AGX	B	0.25%	0.63%	0.25%
AKR	B	0.29%	0.05%	0.05%
AMKR	D	0.21%	0.63%	0.21%
AMN	F	0.04%	0.27%	0.04%
AMPH	F	0.05%	0.37%	0.05%
AMR	C	0.39%	0.42%	0.39%
AMWD	C	0.52%	0.13%	0.13%
ANDE	D	0.04%	0.14%	0.04%
APOG	C	0.37%	0.63%	0.37%
ATEN	A	0.05%	0.29%	0.05%
BDC	C	0.39%	0.05%	0.05%
BELFB	C	0.53%	1.07%	0.53%
BHE	C	0.29%	0.8%	0.29%
BKE	B	0.28%	0.94%	0.28%
BLBD	D	0.36%	0.09%	0.09%
BNL	D	0.27%	0.28%	0.27%
BRC	D	0.16%	0.63%	0.16%
BTU	B	0.55%	0.17%	0.17%
CAL	F	0.36%	0.27%	0.27%
CALM	A	0.72%	1.18%	0.72%
CCRN	F	0.26%	0.32%	0.26%
CEIX	A	0.67%	0.52%	0.52%
CHCO	B	0.54%	0.12%	0.12%
CLW	F	0.12%	0.29%	0.12%
CNXN	C	0.35%	0.51%	0.35%
COLL	F	0.04%	0.69%	0.04%
CORT	B	0.57%	1.06%	0.57%
CPRX	C	0.93%	0.87%	0.87%
CRVL	B	0.62%	0.78%	0.62%
CSGS	B	0.13%	0.21%	0.13%
CWCO	C	0.13%	0.17%	0.13%
DAKT	C	0.86%	0.63%	0.63%
DDS	B	0.44%	0.64%	0.44%
DNOW	B	0.29%	0.13%	0.13%
EIG	B	0.13%	0.63%	0.13%
EMBC	C	0.03%	0.5%	0.03%
ETD	C	0.04%	0.55%	0.04%
FBP	C	0.33%	0.28%	0.28%
GIII	D	0.25%	0.03%	0.03%
GMS	B	0.6%	0.83%	0.6%
GRBK	D	0.3%	0.1%	0.1%
HCC	B	0.27%	0.99%	0.27%
HCI	C	0.26%	0.04%	0.04%
HE	C	0.04%	0.23%	0.04%
HIMS	B	0.51%	0.68%	0.51%
HIW	C	0.35%	0.19%	0.19%
HRMY	D	0.36%	0.23%	0.23%
HSII	B	0.64%	0.47%	0.47%
HUBG	A	0.28%	0.35%	0.28%
HWKN	B	0.61%	0.15%	0.15%
HY	D	0.16%	0.6%	0.16%
IBOC	B	0.31%	0.42%	0.31%
IDCC	B	1.17%	1.04%	1.04%
IESC	C	0.41%	0.63%	0.41%
IIPR	D	0.36%	0.34%	0.34%
IMKTA	C	0.22%	0.69%	0.22%
INSW	F	0.2%	0.11%	0.11%
INVA	D	0.11%	0.64%	0.11%
JWN	D	0.06%	0.68%	0.06%
KELYA	F	0.16%	0.16%	0.16%
KSS	F	0.06%	0.1%	0.06%
KTB	B	0.08%	0.86%	0.08%
LBRT	D	0.03%	0.4%	0.03%
LMAT	A	0.23%	0.69%	0.23%
LPG	F	0.32%	0.03%	0.03%
LRN	A	0.36%	0.65%	0.36%
MATX	C	0.37%	0.7%	0.37%
MCY	A	0.65%	0.4%	0.4%
MED	D	0.23%	0.38%	0.23%
METC	C	0.14%	0.43%	0.14%
MOV	D	0.13%	0.41%	0.13%
NHC	C	1.2%	0.86%	0.86%
NHI	D	0.57%	0.21%	0.21%
NSSC	D	0.19%	0.06%	0.06%
NUS	D	0.2%	0.01%	0.01%
NX	C	0.21%	0.28%	0.21%
ODP	F	0.29%	0.07%	0.07%
OFG	B	0.54%	0.57%	0.54%
OMI	F	0.06%	0.12%	0.06%
OTTR	C	0.04%	0.24%	0.04%
PDM	D	0.34%	0.1%	0.1%
PFBC	B	0.87%	0.7%	0.7%
PHIN	A	0.28%	0.63%	0.28%
PINC	B	0.46%	0.96%	0.46%
PK	C	0.2%	0.09%	0.09%
PLAB	C	0.43%	0.42%	0.42%
PLUS	F	0.59%	0.83%	0.59%
PRDO	B	0.47%	1.0%	0.47%
PRGS	A	0.38%	0.23%	0.23%
PRK	B	0.58%	0.16%	0.16%
REVG	C	0.05%	0.47%	0.05%
RMR	F	0.42%	0.31%	0.31%
RYI	C	0.03%	0.32%	0.03%
SCS	C	0.31%	0.81%	0.31%
SCSC	C	0.15%	0.5%	0.15%
SCVL	F	0.15%	0.12%	0.12%
SIG	B	0.37%	0.21%	0.21%
SIGA	F	0.21%	0.57%	0.21%
SLVM	B	0.65%	0.68%	0.65%
SMP	C	0.22%	0.47%	0.22%
STBA	B	0.53%	0.35%	0.35%
SUPN	C	0.56%	0.43%	0.43%
SXC	A	0.27%	0.6%	0.27%
TCMD	B	0.29%	0.19%	0.19%
TGNA	B	0.55%	0.52%	0.52%
THFF	B	0.28%	0.25%	0.25%
TNC	D	0.18%	0.24%	0.18%
TRMK	C	0.34%	0.13%	0.13%
UFPT	C	0.6%	0.77%	0.6%
UVE	B	0.7%	0.43%	0.43%
VSH	F	0.16%	0.59%	0.16%
WGO	C	0.07%	0.07%	0.07%
WNC	C	0.38%	0.23%	0.23%

AFSM Overweight 179 Positions Relative to ROSC

Symbol	Grade	Weight
MLI	B	1.38%
SKYW	C	1.22%
SFM	A	1.0%
ALKS	C	0.93%
CRS	B	0.87%
STRL	A	0.84%
ANF	F	0.82%
ZETA	D	0.81%
FIX	A	0.79%
EME	A	0.79%
MHO	D	0.78%
JXN	C	0.78%
CVLT	B	0.74%
MTG	C	0.73%
BCC	B	0.72%
HALO	F	0.7%
POWL	C	0.7%
TMHC	C	0.7%
TBBK	B	0.7%
RDN	D	0.7%
SANM	B	0.67%
SLG	B	0.65%
AROC	A	0.64%
BMI	B	0.63%
COOP	B	0.63%
FDP	B	0.61%
GMED	A	0.61%
REZI	A	0.6%
NTB	B	0.58%
EGBN	B	0.57%
NMIH	C	0.56%
BXC	B	0.54%
CVNA	B	0.53%
DOLE	D	0.53%
KBH	D	0.52%
BRBR	A	0.52%
COKE	C	0.51%
MUSA	B	0.51%
GEO	B	0.51%
PI	D	0.5%
APPF	B	0.49%
WT	A	0.49%
TEX	F	0.47%
DFIN	D	0.46%
CSWI	B	0.46%
HRB	D	0.44%
USLM	A	0.43%
LNTH	D	0.43%
WFRD	D	0.42%
LGND	C	0.41%
YMAB	F	0.41%
EVER	D	0.41%
QTWO	A	0.4%
INMD	C	0.38%
VRNT	C	0.38%
M	F	0.37%
RDNT	B	0.37%
YOU	D	0.37%
ANIP	F	0.37%
TILE	B	0.37%
BPMC	B	0.36%
CRAI	C	0.36%
LOPE	C	0.36%
MD	C	0.36%
CASH	B	0.35%
ESNT	F	0.34%
MOG.A	B	0.34%
MTH	D	0.34%
CMC	B	0.33%
ATKR	D	0.33%
PBF	D	0.32%
ATGE	B	0.32%
PFS	B	0.32%
CUZ	B	0.31%
SPNS	F	0.3%
TWI	F	0.3%
DXC	B	0.3%
CNK	C	0.3%
RXST	F	0.3%
CRDO	B	0.29%
HURN	C	0.29%
SBRA	C	0.29%
VIRT	A	0.28%
ASO	F	0.28%
AZZ	A	0.27%
MEDP	D	0.27%
AVNS	F	0.27%
ITCI	C	0.27%
PSN	D	0.27%
ABG	C	0.26%
INTA	B	0.26%
BKU	A	0.26%
PRG	C	0.26%
VRNS	D	0.26%
BKH	A	0.26%
PIPR	A	0.25%
GNK	D	0.25%
PRM	C	0.25%
HAE	C	0.23%
KN	B	0.23%
VNDA	C	0.23%
NTCT	C	0.23%
HLX	B	0.22%
HDSN	F	0.22%
TMDX	F	0.21%
VCTR	B	0.21%
EXTR	C	0.21%
WABC	B	0.21%
SBH	C	0.21%
BLFS	C	0.2%
ENS	F	0.2%
KRC	B	0.2%
CMPR	D	0.2%
SGBX	F	0.19%
DHT	F	0.19%
ONTO	F	0.19%
ASGN	F	0.19%
ASC	F	0.19%
TARS	C	0.19%
UCTT	D	0.18%
TPC	C	0.18%
GOGL	F	0.18%
NAVI	F	0.18%
HOV	D	0.17%
TGTX	B	0.17%
NVST	B	0.17%
ADNT	F	0.17%
AXSM	B	0.17%
XRX	F	0.16%
SD	D	0.16%
HROW	D	0.16%
GES	F	0.15%
STNG	F	0.15%
AIT	B	0.14%
NECB	C	0.14%
ALRM	C	0.14%
MRVI	F	0.14%
AYI	B	0.14%
TWST	F	0.13%
PCRX	C	0.13%
CECO	B	0.12%
ALKT	B	0.12%
OSCR	D	0.11%
YEXT	B	0.11%
CHRD	D	0.11%
CGEM	F	0.11%
RAMP	B	0.1%
GFF	A	0.1%
AMCX	C	0.1%
ASTH	F	0.1%
SPSC	D	0.09%
MAX	F	0.09%
MLKN	F	0.08%
KRYS	C	0.08%
ATLO	C	0.07%
TPH	D	0.07%
PEBK	B	0.07%
CTRE	C	0.07%
FTDR	B	0.06%
APAM	B	0.06%
CTS	C	0.06%
GRND	A	0.06%
SWX	B	0.05%
OGS	A	0.05%
NSIT	F	0.05%
TDC	D	0.04%
SEMR	C	0.04%
PHR	F	0.04%
FORM	D	0.04%
EOLS	D	0.04%
PGNY	F	0.03%
JBI	F	0.03%
VITL	D	0.03%
SWI	C	0.03%
ACLS	F	0.02%
ACIW	B	0.02%
MITK	C	0.0%
MAIN	A	0.0%
EPAC	C	0.0%

AFSM Underweight 190 Positions Relative to ROSC

Symbol	Grade	Weight
RUSHA	C	-1.09%
HNI	B	-0.92%
PDCO	F	-0.86%
ARCH	B	-0.78%
HOPE	C	-0.78%
WMK	C	-0.73%
CNO	B	-0.66%
CPF	B	-0.64%
HTBK	B	-0.63%
GEF	A	-0.61%
LZB	B	-0.61%
BFH	C	-0.6%
UPBD	B	-0.58%
MLR	C	-0.57%
IDT	B	-0.53%
VBTX	B	-0.53%
VIRC	B	-0.52%
HCKT	B	-0.48%
PATK	C	-0.47%
PAHC	C	-0.47%
SPOK	B	-0.46%
JILL	C	-0.45%
HSTM	B	-0.45%
KFRC	D	-0.45%
EGY	D	-0.45%
AMRX	C	-0.44%
HAFC	B	-0.43%
TRST	B	-0.43%
SWBI	C	-0.42%
IBCP	B	-0.42%
SMLR	B	-0.41%
BBSI	B	-0.41%
UVV	B	-0.4%
EBF	F	-0.4%
SPTN	D	-0.4%
TOWN	B	-0.39%
CMPO	B	-0.38%
EQC	B	-0.37%
SNDR	B	-0.37%
ULH	C	-0.37%
GPOR	B	-0.36%
SAFT	B	-0.35%
OSIS	A	-0.35%
HVT	D	-0.34%
SPNT	B	-0.33%
BBW	C	-0.32%
PEBO	B	-0.32%
ZYXI	D	-0.31%
RGP	F	-0.31%
STC	B	-0.31%
CTO	B	-0.31%
NGVC	A	-0.31%
CATY	B	-0.3%
OXM	F	-0.3%
PLPC	B	-0.29%
BUSE	B	-0.29%
CVI	F	-0.29%
GOLF	B	-0.29%
SHO	D	-0.28%
ABM	B	-0.28%
FULT	A	-0.28%
NMRK	C	-0.28%
KRT	B	-0.27%
BANR	B	-0.27%
GTY	A	-0.27%
IMMR	C	-0.27%
UVSP	B	-0.26%
WSR	A	-0.26%
PFC	B	-0.26%
FFBC	B	-0.26%
SRTS	B	-0.25%
LXP	D	-0.25%
PLXS	B	-0.25%
MSBI	B	-0.25%
WSBC	B	-0.24%
UE	B	-0.24%
SCHL	F	-0.24%
HTLF	B	-0.24%
JBSS	F	-0.24%
RELL	B	-0.24%
ALX	D	-0.24%
SGC	C	-0.24%
CNX	A	-0.23%
CARG	B	-0.23%
PANL	F	-0.23%
REFI	A	-0.23%
OSUR	F	-0.23%
SASR	B	-0.22%
IRMD	C	-0.22%
ABCB	B	-0.22%
HMN	B	-0.22%
LEVI	F	-0.22%
TBRG	B	-0.21%
CTBI	B	-0.21%
CCS	D	-0.21%
APLE	B	-0.21%
DXPE	C	-0.21%
FRME	B	-0.21%
CVEO	F	-0.21%
ODC	B	-0.21%
FHB	B	-0.2%
ORGO	B	-0.2%
NBTB	B	-0.2%
PBH	A	-0.2%
VREX	B	-0.19%
NWBI	B	-0.19%
SSTK	F	-0.19%
NBHC	C	-0.19%
GRNT	B	-0.19%
EFSC	B	-0.19%
BVS	D	-0.19%
FOR	F	-0.19%
JAKK	C	-0.18%
EPR	C	-0.18%
BTMD	B	-0.18%
CXT	C	-0.18%
UNF	B	-0.17%
RLJ	C	-0.17%
PTGX	D	-0.17%
HFWA	C	-0.17%
RGR	F	-0.17%
AROW	B	-0.16%
MRC	B	-0.16%
ZEUS	C	-0.16%
LTC	B	-0.16%
OPY	B	-0.15%
UTL	B	-0.15%
CRC	A	-0.15%
HBB	F	-0.14%
ASB	B	-0.14%
DLX	B	-0.13%
EZPW	B	-0.12%
OCFC	B	-0.12%
VPG	F	-0.11%
RCMT	C	-0.11%
WERN	C	-0.11%
LYTS	B	-0.11%
TCBK	C	-0.11%
CRI	F	-0.11%
RNST	B	-0.11%
ACTG	D	-0.11%
HTH	C	-0.1%
GHC	B	-0.1%
NOG	B	-0.1%
NRC	F	-0.1%
UTMD	F	-0.09%
CUBI	B	-0.08%
MRTN	D	-0.08%
ITGR	B	-0.08%
AAT	B	-0.08%
GDRX	F	-0.08%
GIC	D	-0.08%
MAN	F	-0.08%
PSMT	D	-0.07%
CDP	C	-0.07%
WTTR	A	-0.07%
OEC	C	-0.07%
AMRK	F	-0.07%
AVA	A	-0.06%
FF	F	-0.06%
SHOO	F	-0.06%
OLP	B	-0.06%
AHH	D	-0.05%
ALG	B	-0.05%
SFNC	C	-0.05%
KE	C	-0.05%
MYE	F	-0.05%
CCOI	B	-0.05%
GMRE	F	-0.04%
RCKY	F	-0.04%
NWN	A	-0.04%
FBRT	D	-0.04%
LMB	B	-0.04%
NVEC	B	-0.04%
PAG	B	-0.03%
BDN	C	-0.03%
PRGO	C	-0.03%
URBN	C	-0.03%
FCF	B	-0.03%
DEA	D	-0.03%
ZIMV	D	-0.03%
HLF	C	-0.03%
GSBC	C	-0.03%
WAFD	B	-0.03%
BFST	C	-0.02%
HTBI	B	-0.02%
KOP	C	-0.02%
UMH	B	-0.02%
MYGN	F	-0.01%
FBNC	B	-0.01%