SQLV vs. ROSC ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to Hartford Multifactor Small Cap ETF (ROSC)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$41.39

Average Daily Volume

655

Number of Holdings ^*

257

* may have additional holdings in another (foreign) market

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$42.82

Average Daily Volume

855

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	ROSC
30 Days	0.53%	0.15%
60 Days	-1.06%	-1.86%
90 Days	2.82%	1.56%
12 Months	18.71%	22.99%

103 Overlapping Holdings

Symbol	Grade	Weight in SQLV	Weight in ROSC	Overlap
ADUS	D	0.51%	0.45%	0.45%
AGX	A	0.64%	0.55%	0.55%
AMPH	A	0.43%	0.41%	0.41%
AMR	F	0.59%	0.39%	0.39%
ANDE	F	0.6%	0.16%	0.16%
ARCH	B	0.21%	0.7%	0.21%
ATEN	A	0.32%	0.27%	0.27%
BBW	A	0.17%	0.34%	0.17%
BELFB	C	0.47%	1.19%	0.47%
BFH	C	1.04%	0.57%	0.57%
BKE	C	0.73%	0.92%	0.73%
BLBD	F	0.15%	0.11%	0.11%
BTMD	D	0.25%	0.19%	0.19%
BTU	A	0.7%	0.17%	0.17%
CALM	B	0.94%	1.25%	0.94%
CATY	A	0.72%	0.28%	0.28%
CCRN	F	0.26%	0.41%	0.26%
CEIX	A	0.77%	0.47%	0.47%
CLW	F	0.29%	0.32%	0.29%
CNXN	F	0.51%	0.56%	0.51%
COLL	F	0.34%	0.9%	0.34%
CORT	B	0.73%	0.91%	0.73%
CPRX	A	0.41%	0.84%	0.41%
CRI	F	0.39%	0.14%	0.14%
CRVL	D	0.25%	0.72%	0.25%
CVEO	D	0.38%	0.25%	0.25%
CVI	F	0.6%	0.4%	0.4%
DAKT	C	0.4%	0.6%	0.4%
EBF	F	0.45%	0.41%	0.41%
EMBC	C	0.31%	0.46%	0.31%
FOR	F	0.38%	0.23%	0.23%
GIC	F	0.33%	0.11%	0.11%
GIII	C	0.52%	0.04%	0.04%
HAFC	A	0.62%	0.37%	0.37%
HBB	C	0.45%	0.23%	0.23%
HCI	B	0.17%	0.05%	0.05%
HCKT	D	0.31%	0.41%	0.31%
HRMY	D	0.43%	0.24%	0.24%
HSII	A	0.15%	0.41%	0.15%
HSTM	A	0.32%	0.42%	0.32%
HUBG	D	0.53%	0.33%	0.33%
HWKN	D	0.15%	0.17%	0.15%
IBOC	B	0.69%	0.4%	0.4%
IDCC	A	0.66%	0.9%	0.66%
IMMR	F	0.14%	0.28%	0.14%
INSW	F	0.53%	0.13%	0.13%
INVA	C	0.57%	0.67%	0.57%
IRMD	C	0.29%	0.21%	0.21%
ITGR	D	0.5%	0.08%	0.08%
JAKK	A	0.16%	0.17%	0.16%
JBSS	F	0.4%	0.29%	0.29%
JILL	F	0.22%	0.44%	0.22%
KFRC	D	0.32%	0.43%	0.32%
KRT	C	0.27%	0.25%	0.25%
LMAT	B	0.41%	0.63%	0.41%
LRN	A	0.69%	0.44%	0.44%
MED	D	0.23%	0.37%	0.23%
METC	F	0.35%	0.41%	0.35%
MSBI	A	0.42%	0.23%	0.23%
NRC	F	0.15%	0.11%	0.11%
NVEC	F	0.27%	0.05%	0.05%
NX	C	0.34%	0.29%	0.29%
ODP	C	0.36%	0.09%	0.09%
OMI	F	0.33%	0.14%	0.14%
OSUR	F	0.17%	0.24%	0.17%
PAHC	B	0.56%	0.47%	0.47%
PBH	A	0.48%	0.19%	0.19%
PFBC	B	0.49%	0.65%	0.49%
PFC	A	0.22%	0.25%	0.22%
PLAB	F	0.34%	0.42%	0.34%
PLPC	A	0.32%	0.27%	0.27%
PLUS	C	0.51%	0.91%	0.51%
PLXS	A	0.26%	0.23%	0.23%
PRDO	B	0.51%	0.91%	0.51%
PRGS	B	0.54%	0.24%	0.24%
RCKY	F	0.23%	0.06%	0.06%
RCMT	A	0.16%	0.09%	0.09%
RGP	F	0.24%	0.31%	0.24%
RMR	D	0.5%	0.37%	0.37%
RYI	C	0.28%	0.3%	0.28%
SCS	F	0.52%	0.82%	0.52%
SCSC	F	0.14%	0.51%	0.14%
SGC	B	0.34%	0.24%	0.24%
SIGA	D	0.29%	0.6%	0.29%
SLVM	B	0.79%	0.7%	0.7%
SMLR	C	0.18%	0.21%	0.18%
SPOK	A	0.27%	0.43%	0.27%
SSTK	D	0.2%	0.2%	0.2%
STBA	D	0.16%	0.35%	0.16%
SUPN	B	0.42%	0.4%	0.4%
TCMD	A	0.23%	0.18%	0.18%
TGNA	B	0.72%	0.49%	0.49%
THFF	B	0.41%	0.24%	0.24%
UTMD	F	0.24%	0.1%	0.1%
UVE	C	0.18%	0.4%	0.18%
VIRC	D	0.17%	0.49%	0.17%
VPG	F	0.19%	0.12%	0.12%
VREX	C	0.27%	0.17%	0.17%
VSH	F	0.45%	0.68%	0.45%
WNC	F	0.29%	0.23%	0.23%
WTTR	D	0.52%	0.06%	0.06%
ZEUS	F	0.24%	0.17%	0.17%
ZYXI	C	0.21%	0.3%	0.21%

SQLV Overweight 154 Positions Relative to ROSC

Symbol	Grade	Weight
VCTR	A	0.82%
PBF	F	0.77%
DXC	D	0.73%
CAR	C	0.71%
EBC	C	0.71%
PAYO	B	0.7%
ALE	A	0.7%
CRCT	B	0.69%
FDP	A	0.68%
APAM	A	0.67%
NMIH	D	0.65%
LE	C	0.64%
SANM	A	0.63%
FHI	A	0.63%
AX	B	0.63%
SKYW	A	0.62%
PRG	C	0.62%
KFY	C	0.61%
ASO	F	0.61%
STRL	B	0.61%
POWL	A	0.6%
WHD	B	0.59%
CCSI	B	0.59%
MD	A	0.58%
ASTH	C	0.58%
LGND	A	0.55%
EEFT	F	0.54%
TDOC	C	0.54%
TEX	F	0.54%
NECB	B	0.52%
NVST	A	0.52%
WTFC	B	0.51%
OMCL	B	0.5%
MCRI	A	0.49%
IRDM	B	0.49%
MCB	B	0.47%
DK	F	0.47%
WS	A	0.47%
NTGR	A	0.47%
NBN	A	0.47%
TPC	B	0.47%
OLPX	F	0.47%
AVNS	F	0.46%
PETQ	A	0.45%
FISI	D	0.45%
MBWM	D	0.45%
BXC	A	0.45%
IOSP	F	0.44%
IPGP	B	0.44%
OSBC	B	0.44%
AMCX	F	0.44%
UNTY	B	0.42%
WU	F	0.42%
RLGT	B	0.42%
HAE	F	0.41%
NTCT	C	0.41%
DHIL	D	0.4%
MRVI	F	0.4%
CTS	A	0.4%
TDC	B	0.4%
JELD	F	0.4%
YELP	F	0.39%
NPK	F	0.39%
CIVB	A	0.39%
EVBN	B	0.38%
WOR	F	0.38%
WKC	D	0.38%
ARRY	D	0.38%
PKBK	A	0.38%
DFIN	F	0.37%
REX	F	0.37%
EWCZ	C	0.37%
ATKR	F	0.37%
ZD	F	0.36%
VCYT	A	0.36%
ROCK	D	0.36%
LQDT	D	0.35%
RES	F	0.35%
DVAX	A	0.34%
ACIC	A	0.33%
RNGR	A	0.33%
COHU	B	0.33%
GNE	F	0.33%
BSIG	A	0.32%
TH	F	0.31%
CASS	B	0.3%
FLWS	B	0.3%
MPX	F	0.3%
CHGG	F	0.29%
LGTY	B	0.29%
USNA	D	0.29%
DBRG	D	0.29%
WRLD	D	0.28%
ASRT	F	0.28%
PUMP	F	0.28%
ANIP	F	0.27%
PARR	F	0.27%
IMXI	F	0.27%
IART	C	0.26%
MCFT	D	0.26%
ZIP	F	0.26%
MNSB	D	0.26%
PKE	C	0.26%
EE	A	0.25%
ICUI	C	0.25%
WINA	A	0.25%
CNS	B	0.24%
ACCO	B	0.24%
HOFT	D	0.23%
ANIK	F	0.23%
STAA	F	0.23%
IIIN	F	0.22%
LCUT	F	0.22%
PCRX	C	0.22%
NATR	D	0.22%
PBYI	C	0.21%
TZOO	A	0.21%
LFVN	A	0.21%
VRA	F	0.21%
MTUS	F	0.21%
MITK	D	0.2%
LTRX	B	0.2%
OFLX	C	0.2%
CMT	F	0.2%
EVC	B	0.2%
INTT	C	0.19%
HBCP	B	0.19%
MPAA	F	0.19%
MYPS	F	0.18%
YOU	A	0.18%
LXU	B	0.18%
CTKB	F	0.18%
MDXG	C	0.17%
IRWD	F	0.17%
PETS	C	0.17%
CSPI	F	0.16%
HTZ	F	0.16%
DXLG	F	0.15%
CVGI	F	0.15%
ANGO	D	0.15%
TGTX	A	0.15%
THRY	F	0.15%
TWI	F	0.14%
SD	F	0.14%
ACDC	D	0.14%
EXTR	B	0.14%
BOX	D	0.14%
POWW	F	0.13%
CCRD	B	0.13%
MGNI	D	0.13%
CNMD	D	0.12%
PAYS	F	0.12%
SURG	F	0.11%
IPW	D	0.07%

SQLV Underweight 203 Positions Relative to ROSC

Symbol	Grade	Weight
HCC	A	-0.98%
HNI	D	-0.95%
RUSHA	A	-0.95%
PDCO	F	-0.91%
PINC	A	-0.87%
NHC	C	-0.86%
GMS	A	-0.82%
KTB	A	-0.82%
HY	D	-0.81%
HOPE	D	-0.8%
AMKR	F	-0.77%
BHE	A	-0.76%
JWN	C	-0.76%
UFPT	D	-0.72%
WMK	D	-0.7%
DDS	C	-0.68%
BRC	D	-0.65%
CNO	A	-0.64%
CPF	C	-0.64%
IMKTA	D	-0.64%
ETD	F	-0.63%
APOG	A	-0.62%
EIG	C	-0.62%
MATX	A	-0.61%
HTBK	D	-0.61%
GEF	B	-0.6%
LZB	D	-0.6%
PHIN	C	-0.58%
HIMS	B	-0.57%
UPBD	D	-0.56%
PATK	F	-0.55%
OFG	C	-0.55%
IESC	A	-0.54%
EGY	F	-0.53%
IDT	B	-0.51%
VBTX	B	-0.51%
SPTN	D	-0.5%
MLR	A	-0.49%
REVG	D	-0.47%
SMP	B	-0.46%
AMN	F	-0.46%
SWBI	D	-0.45%
IIPR	C	-0.45%
SXC	A	-0.44%
MOV	F	-0.44%
LBRT	F	-0.43%
AMRX	B	-0.42%
TRST	D	-0.42%
CMPO	B	-0.42%
ACT	D	-0.41%
TOWN	D	-0.41%
HVT	F	-0.41%
IBCP	D	-0.4%
UVV	C	-0.4%
MCY	B	-0.39%
EQC	C	-0.38%
BBSI	D	-0.38%
SAFT	D	-0.36%
OSIS	F	-0.36%
SNDR	A	-0.35%
GPOR	F	-0.35%
SPNT	D	-0.34%
ULH	B	-0.34%
CTO	B	-0.32%
STC	D	-0.32%
BNL	D	-0.32%
OXM	F	-0.32%
PEBO	B	-0.31%
CAL	F	-0.3%
SHO	D	-0.29%
FBP	D	-0.29%
BUSE	D	-0.29%
GOLF	D	-0.28%
ABM	B	-0.28%
GTY	C	-0.28%
NMRK	C	-0.28%
TNC	F	-0.27%
NGVC	B	-0.27%
WSR	B	-0.27%
LXP	D	-0.27%
FULT	B	-0.26%
BANR	A	-0.26%
LEVI	F	-0.26%
CCS	F	-0.26%
ALX	D	-0.26%
HE	D	-0.25%
REFI	D	-0.25%
SRTS	B	-0.25%
SCHL	F	-0.25%
FFBC	A	-0.25%
OTTR	F	-0.25%
UE	B	-0.24%
RELL	B	-0.24%
UVSP	B	-0.24%
HTLF	A	-0.23%
PANL	F	-0.23%
ODC	C	-0.23%
KELYA	D	-0.22%
BVS	A	-0.22%
CNX	B	-0.22%
WSBC	A	-0.22%
HIW	C	-0.22%
ABCB	B	-0.22%
SIG	C	-0.22%
NHI	C	-0.21%
HMN	A	-0.21%
APLE	C	-0.21%
SASR	A	-0.2%
PTGX	B	-0.2%
FRME	C	-0.2%
CXT	F	-0.2%
EPR	D	-0.2%
CARG	B	-0.2%
CWCO	F	-0.19%
RGR	F	-0.19%
CTBI	B	-0.19%
CSGS	D	-0.19%
NBTB	D	-0.19%
NBHC	A	-0.18%
TBRG	A	-0.18%
EFSC	B	-0.18%
NWBI	C	-0.18%
FHB	A	-0.18%
ORGO	D	-0.18%
GRNT	F	-0.18%
RLJ	F	-0.17%
DXPE	C	-0.17%
UNF	D	-0.17%
LTC	A	-0.16%
MRC	F	-0.16%
HFWA	A	-0.16%
PRK	A	-0.16%
UTL	D	-0.16%
AROW	A	-0.15%
AMWD	D	-0.14%
CRC	B	-0.14%
ASB	A	-0.13%
ACTG	D	-0.13%
GRBK	D	-0.13%
GDRX	F	-0.13%
OPY	A	-0.13%
SCVL	F	-0.13%
OCFC	A	-0.12%
PDM	C	-0.12%
DLX	F	-0.12%
KSS	F	-0.12%
EZPW	B	-0.12%
TRMK	B	-0.12%
TCBK	C	-0.11%
AMRK	D	-0.11%
CHCO	A	-0.11%
DNOW	F	-0.11%
NOG	F	-0.1%
WERN	A	-0.1%
HTH	D	-0.1%
RNST	B	-0.1%
AAT	C	-0.09%
PK	F	-0.09%
LYTS	A	-0.09%
GHC	A	-0.09%
MAN	F	-0.09%
CDP	B	-0.08%
OEC	F	-0.08%
MRTN	F	-0.08%
FF	B	-0.08%
OLP	C	-0.07%
CUBI	D	-0.07%
WGO	D	-0.07%
NSSC	F	-0.07%
ADMA	B	-0.07%
SHOO	D	-0.07%
PSMT	C	-0.07%
AVA	D	-0.06%
CCOI	B	-0.06%
MYE	F	-0.06%
FBRT	B	-0.05%
ALG	C	-0.05%
SFNC	A	-0.05%
KE	C	-0.05%
AHH	D	-0.05%
BDC	B	-0.05%
AKR	B	-0.05%
LMB	B	-0.04%
GMRE	D	-0.04%
NWN	C	-0.04%
LPG	F	-0.04%
PRGO	D	-0.03%
PAG	F	-0.03%
FCF	D	-0.03%
URBN	F	-0.03%
HLF	D	-0.03%
GSBC	C	-0.03%
DEA	C	-0.03%
BDN	C	-0.03%
ZIMV	D	-0.03%
WAFD	D	-0.03%
MYGN	F	-0.02%
BFST	A	-0.02%
HTBI	D	-0.02%
KOP	F	-0.02%
UMH	D	-0.02%
NUS	F	-0.01%
FBNC	D	-0.01%