FTC vs. ETHO ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to Etho Climate Leadership U.S. ETF (ETHO)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$132.94

Average Daily Volume

32,577

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

ETHO

Etho Climate Leadership U.S. ETF

ETHO Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the Etho Climate Leadership Index - US (the "index"). The index tracks the performance of the equity securities of a diversified set of U.S. companies that are leaders in their industry with respect to their carbon impact. "Carbon impact" is calculated based on the total greenhouse gas ("GHG") emissions from a company&#39;s operations, fuel use, supply chain, and business activities, divided by the company&#39;s market capitalization. The fund will invest at least 80% of its total assets in the component securities of the index.

Grade (RS Rating)

Last Trade

$58.92

Average Daily Volume

5,120

Number of Holdings ^*

285

* may have additional holdings in another (foreign) market

Performance

Period	FTC	ETHO
30 Days	2.16%	-0.18%
60 Days	4.50%	-0.89%
90 Days	12.52%	4.64%
12 Months	41.83%	25.44%

43 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in ETHO	Overlap
AAPL	C	0.35%	0.47%	0.35%
ADSK	B	0.37%	0.38%	0.37%
AJG	D	0.52%	0.39%	0.39%
ALNY	C	0.74%	0.68%	0.68%
AMGN	C	0.34%	0.39%	0.34%
ANET	B	0.74%	0.47%	0.47%
AXP	B	0.87%	0.41%	0.41%
BKNG	A	0.53%	0.42%	0.42%
BRO	B	0.71%	0.41%	0.41%
BURL	D	0.85%	0.38%	0.38%
CHD	D	0.17%	0.34%	0.17%
CMG	D	0.18%	0.35%	0.18%
CRM	B	0.18%	0.33%	0.18%
DECK	B	0.51%	0.34%	0.34%
GDDY	A	0.91%	0.47%	0.47%
GPN	D	0.17%	0.25%	0.17%
GWW	A	0.55%	0.37%	0.37%
IT	C	0.37%	0.38%	0.37%
ITW	A	0.17%	0.33%	0.17%
KLAC	F	0.15%	0.33%	0.15%
KMB	D	0.17%	0.37%	0.17%
LII	B	0.7%	0.42%	0.42%
LPLA	A	0.19%	0.33%	0.19%
MA	B	0.18%	0.37%	0.18%
MPWR	F	0.33%	0.44%	0.33%
MSCI	C	0.18%	0.37%	0.18%
NFLX	A	0.55%	0.43%	0.43%
NOW	B	0.72%	0.41%	0.41%
NTAP	D	0.52%	0.39%	0.39%
NVDA	B	0.83%	0.54%	0.54%
PAYX	B	0.18%	0.4%	0.18%
QCOM	D	0.17%	0.35%	0.17%
RMD	B	0.69%	0.41%	0.41%
ROST	F	0.34%	0.34%	0.34%
TJX	D	0.5%	0.39%	0.39%
TMUS	B	0.75%	0.46%	0.46%
TSLA	A	0.29%	0.42%	0.29%
URI	B	0.9%	0.4%	0.4%
UTHR	A	0.9%	0.55%	0.55%
VRTX	A	0.17%	0.39%	0.17%
WDAY	F	0.17%	0.31%	0.17%
XYL	F	0.5%	0.35%	0.35%
ZTS	D	0.16%	0.38%	0.16%

FTC Overweight 143 Positions Relative to ETHO

Symbol	Grade	Weight
APP	A	1.06%
PLTR	B	1.0%
VRT	B	0.98%
RCL	A	0.98%
AXON	B	0.97%
CVNA	A	0.96%
VST	B	0.96%
EXPE	B	0.96%
TRGP	A	0.95%
KKR	B	0.94%
HWM	B	0.93%
PWR	B	0.93%
DASH	A	0.93%
CEG	B	0.92%
BK	B	0.92%
EME	A	0.92%
IRM	B	0.91%
WAB	A	0.91%
GS	B	0.91%
FICO	B	0.9%
TT	C	0.9%
ALL	C	0.89%
CPNG	A	0.89%
VTR	A	0.88%
HCA	D	0.88%
HEI	D	0.87%
PGR	D	0.86%
ACGL	D	0.85%
THC	C	0.84%
NRG	A	0.83%
CCL	A	0.8%
HOOD	B	0.8%
AMP	B	0.78%
FCNCA	C	0.78%
FI	B	0.77%
ERIE	D	0.77%
JPM	A	0.74%
MSI	C	0.74%
NTRS	A	0.74%
AVGO	B	0.73%
IBM	C	0.73%
LYV	A	0.73%
BSX	B	0.73%
CTAS	B	0.72%
PCG	B	0.72%
GE	C	0.72%
PEG	B	0.71%
PH	A	0.71%
ORCL	B	0.71%
CAT	B	0.7%
SHW	D	0.7%
COST	D	0.7%
BAH	A	0.7%
META	B	0.7%
FSLR	F	0.69%
NEE	D	0.69%
TDG	C	0.68%
GEN	A	0.68%
PM	A	0.68%
GRMN	B	0.66%
RBLX	A	0.64%
TPL	A	0.62%
APO	B	0.59%
UBER	C	0.55%
TTD	A	0.55%
MANH	C	0.54%
ISRG	B	0.54%
FTNT	B	0.54%
HUBB	B	0.54%
ICE	C	0.53%
CSL	C	0.53%
CASY	A	0.53%
VLTO	D	0.52%
TSCO	D	0.52%
SPGI	D	0.52%
ECL	C	0.52%
WELL	A	0.52%
LVS	B	0.52%
BR	C	0.52%
NDAQ	B	0.52%
MCO	D	0.52%
HLT	B	0.52%
SO	B	0.52%
WSO	D	0.51%
TYL	A	0.51%
BRK.A	D	0.51%
AMT	D	0.49%
CL	D	0.49%
EFX	D	0.48%
PSA	D	0.46%
COIN	D	0.42%
WMB	A	0.4%
PANW	B	0.39%
CPAY	B	0.39%
ARES	A	0.38%
ETN	B	0.37%
ORLY	C	0.37%
DELL	A	0.37%
MAR	A	0.37%
IR	B	0.36%
AZO	C	0.36%
LLY	D	0.36%
APH	B	0.36%
SPG	B	0.36%
MCD	C	0.36%
CBOE	A	0.36%
MMC	D	0.35%
DOV	B	0.35%
O	C	0.35%
AMZN	B	0.35%
OTIS	C	0.35%
RSG	D	0.35%
MO	A	0.34%
BLD	F	0.34%
KO	D	0.34%
VICI	D	0.34%
ROL	D	0.34%
EXR	D	0.32%
RIVN	F	0.31%
WSM	F	0.31%
MSTR	A	0.22%
FAST	A	0.19%
CRWD	C	0.19%
AON	A	0.18%
ADP	A	0.18%
MU	C	0.18%
PG	D	0.17%
GLPI	D	0.17%
ESS	D	0.17%
GOOGL	A	0.17%
EQIX	A	0.17%
AVB	C	0.17%
SBAC	C	0.17%
LIN	C	0.17%
SYK	C	0.17%
MKL	C	0.17%
WM	A	0.17%
DLR	A	0.17%
A	F	0.16%
CCI	D	0.16%
DKNG	F	0.16%
WAT	D	0.16%
MTD	F	0.15%

FTC Underweight 242 Positions Relative to ETHO

Symbol	Grade	Weight
SFM	A	-0.63%
PTGX	B	-0.55%
HLNE	B	-0.54%
AGIO	C	-0.53%
FTDR	B	-0.52%
PIPR	B	-0.51%
IDCC	A	-0.5%
SMAR	A	-0.5%
VCYT	A	-0.5%
COLB	A	-0.49%
CARG	B	-0.48%
GKOS	B	-0.48%
LITE	B	-0.48%
SASR	A	-0.48%
CNS	B	-0.47%
PODD	B	-0.47%
CPRX	A	-0.46%
MOD	C	-0.46%
AAT	B	-0.44%
PLNT	D	-0.44%
EPRT	C	-0.44%
DEA	C	-0.43%
CAC	A	-0.43%
MMSI	B	-0.43%
NYT	A	-0.43%
EXTR	B	-0.43%
BKU	D	-0.43%
EXEL	A	-0.42%
AAON	A	-0.42%
OLED	D	-0.42%
NMIH	D	-0.42%
BMI	D	-0.42%
HASI	A	-0.42%
TPIC	F	-0.42%
BRC	D	-0.42%
MSEX	D	-0.42%
LQDT	D	-0.41%
MATX	A	-0.41%
DOCU	B	-0.41%
FIBK	B	-0.41%
PYPL	B	-0.41%
CWT	D	-0.41%
CMA	A	-0.4%
TWLO	A	-0.4%
INGR	C	-0.4%
CBSH	A	-0.4%
AWR	C	-0.4%
SSNC	D	-0.4%
RARE	D	-0.4%
CAKE	A	-0.4%
HNI	D	-0.4%
BOKF	B	-0.4%
BOX	D	-0.39%
HBAN	A	-0.39%
HWC	A	-0.39%
VRSK	B	-0.39%
ADI	C	-0.39%
PFSI	D	-0.39%
BERY	A	-0.39%
FHN	A	-0.39%
FFBC	A	-0.39%
FFIV	A	-0.39%
CSCO	B	-0.39%
AWK	D	-0.39%
ATR	A	-0.39%
DT	B	-0.39%
EA	A	-0.38%
WTFC	A	-0.38%
PRI	B	-0.38%
TPH	D	-0.38%
ZM	A	-0.38%
TGNA	B	-0.38%
PFGC	B	-0.38%
KEY	B	-0.38%
TER	F	-0.38%
DFS	B	-0.38%
INFN	B	-0.38%
VOYA	B	-0.38%
TXN	B	-0.38%
SCSC	F	-0.37%
ITGR	D	-0.37%
TTWO	A	-0.37%
SHOO	D	-0.37%
ATEN	A	-0.37%
GIII	B	-0.37%
DBX	B	-0.37%
BCPC	D	-0.37%
PPBI	B	-0.37%
AUB	C	-0.36%
BUSE	D	-0.36%
LFUS	D	-0.36%
LZB	D	-0.36%
MTH	D	-0.36%
OMC	B	-0.36%
JKHY	B	-0.36%
ESNT	D	-0.36%
ASB	A	-0.36%
PFE	D	-0.36%
RL	B	-0.36%
BOH	A	-0.36%
AGNC	D	-0.36%
CTS	A	-0.35%
DDOG	B	-0.35%
LAD	A	-0.35%
MSFT	D	-0.35%
FC	D	-0.35%
PSTG	D	-0.35%
V	A	-0.35%
EXAS	B	-0.35%
VZ	D	-0.35%
WBS	B	-0.35%
NTCT	B	-0.34%
NOVT	D	-0.34%
ESI	A	-0.34%
VRSN	F	-0.34%
KR	B	-0.34%
THS	F	-0.34%
SCS	F	-0.34%
NTNX	B	-0.34%
GEF	B	-0.34%
WRB	C	-0.34%
KRO	C	-0.34%
LCII	F	-0.33%
ABG	D	-0.33%
FELE	D	-0.33%
ZS	C	-0.33%
PTC	A	-0.33%
RUSHA	A	-0.33%
IRBT	C	-0.33%
COLM	C	-0.33%
OZK	B	-0.33%
XHR	C	-0.33%
ADBE	F	-0.33%
DAY	A	-0.33%
CROX	F	-0.32%
REZI	D	-0.32%
PEN	A	-0.32%
PLD	F	-0.32%
ROK	C	-0.32%
CGNX	B	-0.32%
IPG	F	-0.32%
SHO	D	-0.32%
AMKR	F	-0.32%
APLE	B	-0.32%
SYY	D	-0.32%
TRMB	B	-0.32%
VVV	D	-0.32%
ANSS	C	-0.32%
INTU	D	-0.32%
BZH	D	-0.32%
ATRC	A	-0.32%
RHP	B	-0.32%
WTS	F	-0.32%
CSGS	C	-0.32%
VEEV	C	-0.32%
OMF	A	-0.32%
YETI	F	-0.32%
BL	B	-0.31%
IONS	F	-0.31%
EPC	F	-0.31%
REXR	F	-0.31%
JBT	A	-0.31%
CARS	D	-0.31%
NDSN	D	-0.31%
LEVI	F	-0.31%
PINC	A	-0.31%
ALLY	D	-0.3%
BE	F	-0.3%
POWI	D	-0.3%
PARA	C	-0.3%
HAE	F	-0.3%
AOS	F	-0.3%
MSA	F	-0.3%
TTGT	C	-0.3%
AMTB	B	-0.3%
AMAT	F	-0.3%
PAYC	A	-0.29%
RHI	B	-0.29%
THR	F	-0.29%
NBIX	D	-0.29%
ROG	F	-0.29%
HUBS	B	-0.29%
NOVA	F	-0.29%
CDW	F	-0.29%
AMD	F	-0.29%
SIGI	D	-0.29%
IDXX	F	-0.29%
CASS	D	-0.29%
SCL	F	-0.28%
FND	F	-0.28%
BMRN	F	-0.28%
MRK	F	-0.28%
CDNS	C	-0.28%
GNTX	C	-0.28%
IPGP	B	-0.28%
MXL	D	-0.27%
ELAN	D	-0.27%
RGEN	F	-0.27%
CYTK	F	-0.27%
KELYA	D	-0.27%
CRI	F	-0.27%
SITE	F	-0.27%
ALG	F	-0.26%
MKSI	F	-0.26%
LRCX	F	-0.26%
ENPH	F	-0.26%
EPAM	F	-0.25%
ETSY	D	-0.25%
VAC	C	-0.25%
EW	D	-0.25%
HPP	F	-0.25%
LEA	F	-0.25%
ENTG	F	-0.25%
HVT	F	-0.25%
MDB	F	-0.25%
COHU	D	-0.25%
THRM	D	-0.24%
W	F	-0.24%
OKTA	F	-0.24%
USNA	D	-0.24%
ARWR	F	-0.24%
RMBS	C	-0.23%
MYRG	B	-0.23%
LSCC	C	-0.23%
MOV	F	-0.23%
TREX	B	-0.22%
BRKR	F	-0.22%
PLUG	D	-0.22%
PCRX	C	-0.21%
DENN	C	-0.21%
COTY	F	-0.21%
ALLO	F	-0.21%
AMN	F	-0.21%
HELE	C	-0.19%
EL	F	-0.19%
EB	C	-0.18%
DXCM	C	-0.18%
MRNA	F	-0.17%
ATKR	F	-0.16%
EDIT	F	-0.15%
NVRO	D	-0.12%
CHGG	F	-0.08%