FNX vs. FTXO ETF Comparison

Comparison of First Trust Mid Cap Core AlphaDEX (FNX) to First Trust Nasdaq Bank ETF (FTXO)

FNX

First Trust Mid Cap Core AlphaDEX

FNX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$125.45

Average Daily Volume

19,327

Number of Holdings ^*

437

* may have additional holdings in another (foreign) market

FTXO

First Trust Nasdaq Bank ETF

FTXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq US Smart Banks Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depository receipts that comprise the underlying index. The index is designed to provide exposure to U.S. companies comprising the banking sector that have been selected based upon their liquidity and weighted based upon their cumulative score on three investing factors: volatility, value and growth. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.83

Average Daily Volume

46,050

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNX	FTXO
30 Days	7.90%	13.90%
60 Days	7.72%	19.71%
90 Days	8.86%	19.45%
12 Months	36.29%	64.59%

26 Overlapping Holdings

Symbol	Grade	Weight in FNX	Weight in FTXO	Overlap
ABCB	B	0.24%	0.71%	0.24%
AX	A	0.46%	0.51%	0.46%
BOKF	B	0.16%	1.05%	0.16%
BPOP	B	0.14%	0.91%	0.14%
CBSH	A	0.09%	0.61%	0.09%
CFR	B	0.18%	0.82%	0.18%
COLB	A	0.25%	1.12%	0.25%
EWBC	A	0.36%	1.64%	0.36%
FFIN	B	0.24%	0.49%	0.24%
FHN	A	0.28%	1.91%	0.28%
HOMB	A	0.16%	0.78%	0.16%
HWC	B	0.24%	0.76%	0.24%
IBOC	A	0.17%	0.51%	0.17%
ONB	B	0.16%	1.06%	0.16%
OZK	B	0.32%	0.99%	0.32%
PB	A	0.16%	1.48%	0.16%
PNFP	B	0.18%	1.33%	0.18%
SFBS	B	0.42%	0.51%	0.42%
SNV	B	0.09%	1.03%	0.09%
SSB	B	0.16%	1.12%	0.16%
UBSI	B	0.16%	0.95%	0.16%
UMBF	B	0.17%	0.68%	0.17%
WAL	B	0.15%	1.19%	0.15%
WBS	A	0.28%	1.98%	0.28%
WTFC	A	0.26%	1.13%	0.26%
ZION	B	0.27%	1.13%	0.27%

FNX Overweight 411 Positions Relative to FTXO

Symbol	Grade	Weight
AFRM	B	0.54%
SFM	A	0.46%
MTDR	B	0.43%
CNX	A	0.43%
QTWO	A	0.43%
NTRA	B	0.43%
NOG	A	0.42%
OVV	B	0.42%
LAD	A	0.42%
FOUR	B	0.41%
HLNE	B	0.41%
CORT	B	0.41%
FIX	A	0.41%
AGO	B	0.41%
HP	B	0.4%
KTB	B	0.4%
SM	B	0.4%
CSWI	A	0.4%
CRS	A	0.4%
MGY	A	0.4%
DDS	B	0.4%
TOST	B	0.4%
TAP	C	0.39%
MOG.A	B	0.39%
CVLT	B	0.39%
MATX	C	0.39%
PTEN	C	0.39%
CMC	B	0.39%
DUOL	A	0.39%
OSK	B	0.39%
IBKR	A	0.38%
HCC	B	0.38%
GPI	A	0.38%
COOP	B	0.38%
SOFI	A	0.38%
AL	B	0.38%
KNF	A	0.38%
ACIW	B	0.38%
OTTR	C	0.37%
CIVI	D	0.37%
AMR	C	0.37%
IOT	A	0.37%
ATKR	C	0.37%
AMG	B	0.37%
ADTN	A	0.37%
DY	D	0.36%
PVH	C	0.36%
CHRD	D	0.36%
NOV	C	0.36%
URBN	C	0.36%
ENSG	D	0.36%
BCC	B	0.36%
PBF	D	0.36%
MDU	D	0.36%
DINO	D	0.35%
MTG	C	0.35%
WCC	B	0.35%
AAON	B	0.35%
MLI	C	0.35%
UGI	A	0.35%
UNM	A	0.35%
MUR	D	0.35%
ALSN	B	0.35%
RDN	C	0.35%
LTH	C	0.35%
TMHC	B	0.35%
TEX	D	0.35%
CADE	B	0.34%
BWA	D	0.34%
MOD	A	0.34%
PIPR	B	0.34%
RNR	C	0.34%
DVA	B	0.34%
PSN	D	0.33%
HIMS	B	0.33%
G	B	0.33%
RDNT	B	0.33%
DAR	C	0.33%
GMED	A	0.33%
RUSHA	C	0.33%
TPH	D	0.33%
APA	D	0.33%
COKE	C	0.33%
SIG	B	0.33%
LBRT	D	0.33%
EXLS	B	0.33%
PEGA	A	0.33%
FRPT	B	0.32%
R	B	0.32%
JXN	C	0.32%
CNO	A	0.32%
CACI	D	0.32%
LNC	B	0.32%
BYD	C	0.32%
RRC	B	0.32%
PODD	C	0.32%
KBH	D	0.32%
MHO	D	0.32%
LBRDK	C	0.32%
HOG	D	0.31%
COHR	B	0.31%
ABG	B	0.31%
CW	B	0.31%
ITRI	B	0.31%
MTH	D	0.31%
BEN	C	0.31%
ESNT	D	0.31%
CRVL	A	0.31%
TTEK	F	0.31%
LEA	D	0.31%
GMS	B	0.31%
PNW	B	0.3%
ITGR	B	0.3%
WHR	B	0.3%
EXP	A	0.3%
FMC	D	0.3%
JAZZ	B	0.3%
GWRE	A	0.3%
ATI	D	0.3%
EXEL	B	0.29%
ASO	F	0.29%
BOOT	D	0.29%
INGR	B	0.29%
TKO	B	0.29%
SR	A	0.29%
HRI	B	0.29%
NFG	A	0.29%
EHC	B	0.29%
GBDC	C	0.29%
AAP	C	0.29%
OGS	A	0.29%
EVRG	A	0.29%
BKH	A	0.29%
SOLV	C	0.28%
BFAM	D	0.28%
MOS	F	0.28%
SNX	C	0.28%
M	D	0.28%
AVT	C	0.28%
CBT	C	0.28%
BMI	B	0.28%
POR	C	0.28%
EPRT	B	0.28%
NFE	D	0.28%
NXST	C	0.28%
AVAV	D	0.28%
UFPI	B	0.28%
BCO	D	0.28%
HST	C	0.28%
KRC	C	0.28%
EMN	D	0.27%
SUM	B	0.27%
BECN	B	0.27%
ENS	D	0.27%
DXC	B	0.27%
LKQ	D	0.27%
NCLH	B	0.27%
PLNT	A	0.26%
AIT	A	0.26%
SON	D	0.26%
AN	C	0.26%
CNXC	F	0.26%
IDA	A	0.25%
SMG	D	0.25%
FLS	B	0.25%
UHS	D	0.25%
ARW	D	0.25%
TPG	A	0.25%
LNTH	D	0.25%
BWXT	B	0.25%
AWI	A	0.25%
SEIC	B	0.25%
HLI	B	0.25%
FNB	A	0.25%
ALK	C	0.25%
OMF	A	0.25%
CLF	F	0.25%
ASH	D	0.25%
SLG	B	0.24%
WHD	B	0.24%
AMKR	D	0.24%
TXRH	C	0.24%
VNT	B	0.24%
SANM	B	0.24%
VLY	B	0.24%
SWX	B	0.23%
OGE	B	0.23%
MMSI	B	0.23%
HASI	D	0.23%
TW	A	0.23%
SLM	A	0.23%
ORI	A	0.23%
AEO	F	0.23%
RYAN	B	0.23%
BERY	B	0.23%
JBL	B	0.23%
RL	B	0.23%
LPX	B	0.23%
PNM	F	0.23%
AXS	A	0.23%
PI	D	0.23%
CRC	B	0.23%
ZETA	D	0.23%
THO	B	0.22%
WTRG	B	0.22%
CLH	B	0.22%
BDC	B	0.22%
RIG	D	0.22%
ADC	B	0.22%
ANF	C	0.22%
ITT	A	0.22%
BOX	B	0.22%
GL	B	0.22%
AUR	C	0.22%
KNX	B	0.22%
KEX	C	0.22%
CUZ	B	0.22%
MSM	C	0.21%
AGCO	D	0.21%
FSS	B	0.21%
SBRA	C	0.21%
FIVE	F	0.21%
ALKS	B	0.21%
BBWI	D	0.21%
MIDD	C	0.21%
PAG	B	0.21%
HII	D	0.21%
COLM	B	0.21%
JWN	C	0.21%
SKX	D	0.2%
WU	D	0.2%
SJM	D	0.2%
INSM	C	0.2%
ASGN	F	0.2%
POST	C	0.2%
HRB	D	0.2%
BC	C	0.2%
OLN	D	0.19%
DTM	B	0.19%
IPG	D	0.19%
VRNS	D	0.19%
CRDO	B	0.19%
REYN	D	0.19%
TKR	D	0.19%
WPC	D	0.19%
IBP	D	0.18%
DIOD	D	0.18%
DOCU	A	0.18%
MMS	F	0.18%
EPAM	C	0.17%
AYI	B	0.17%
KAI	A	0.17%
JEF	A	0.17%
PII	D	0.17%
TPR	B	0.17%
BRBR	A	0.17%
RHI	B	0.16%
FFIV	B	0.16%
SCI	B	0.16%
ACA	A	0.16%
AXTA	A	0.16%
S	B	0.16%
RUN	F	0.16%
AIZ	A	0.16%
AR	B	0.16%
HALO	F	0.16%
AUB	B	0.16%
ITCI	C	0.16%
GXO	B	0.16%
PRI	A	0.16%
CMA	A	0.16%
UCB	A	0.16%
HGV	B	0.16%
HSIC	B	0.15%
WTS	B	0.15%
REG	B	0.15%
PRGO	B	0.15%
NJR	A	0.15%
VOYA	B	0.15%
AXSM	B	0.15%
TMDX	F	0.15%
SLGN	A	0.15%
AFG	A	0.15%
ATR	B	0.15%
CNS	B	0.15%
MKTX	D	0.15%
DNB	B	0.15%
SEM	B	0.15%
BRX	A	0.15%
GKOS	B	0.15%
MSGS	A	0.15%
PFGC	B	0.15%
TTC	D	0.14%
NYT	C	0.14%
WYNN	D	0.14%
MGM	D	0.14%
ALLE	D	0.14%
CRL	C	0.14%
LAMR	D	0.14%
GPK	C	0.14%
DKS	C	0.14%
MAT	D	0.14%
OHI	C	0.14%
BLKB	B	0.14%
DT	C	0.14%
AZEK	A	0.14%
FAF	A	0.14%
WWD	B	0.14%
KFY	B	0.14%
AVNT	B	0.14%
FELE	B	0.14%
RNA	D	0.13%
CUBE	D	0.13%
OLLI	D	0.13%
RYN	D	0.13%
FUL	F	0.13%
WD	D	0.13%
MTCH	D	0.12%
CRUS	D	0.12%
INSP	D	0.12%
EXPO	D	0.12%
UHAL	D	0.12%
WING	D	0.11%
RARE	D	0.11%
OGN	D	0.11%
CROX	D	0.1%
LYFT	C	0.1%
AES	F	0.1%
CLSK	C	0.1%
OWL	A	0.09%
RVMD	C	0.09%
SF	B	0.09%
DAY	B	0.09%
KD	B	0.09%
MORN	B	0.08%
SIGI	C	0.08%
BJ	A	0.08%
MAIN	A	0.08%
MUSA	A	0.08%
USFD	A	0.08%
RBC	A	0.08%
GOLF	B	0.08%
CWST	A	0.08%
FLR	B	0.08%
THG	A	0.08%
MARA	C	0.08%
WTM	A	0.08%
RLI	B	0.08%
LOPE	B	0.08%
GATX	A	0.08%
ESAB	B	0.08%
GME	C	0.08%
NTNX	A	0.08%
VMI	B	0.08%
PCTY	B	0.08%
ELAN	D	0.07%
AGNC	D	0.07%
EGP	F	0.07%
CCK	C	0.07%
SSD	D	0.07%
FR	C	0.07%
FLO	D	0.07%
STWD	C	0.07%
ARMK	B	0.07%
SEE	C	0.07%
ROIV	C	0.07%
GAP	C	0.07%
LSTR	D	0.07%
CPT	B	0.07%
JLL	D	0.07%
BPMC	C	0.07%
UDR	B	0.07%
CTRE	D	0.07%
KNSL	B	0.07%
KMX	B	0.07%
H	B	0.07%
BCPC	B	0.07%
KRG	B	0.07%
SKY	A	0.07%
VNO	B	0.07%
EEFT	B	0.07%
CHDN	B	0.07%
ORA	B	0.07%
ESI	A	0.07%
DCI	B	0.07%
ALIT	C	0.07%
IRT	A	0.07%
RHP	B	0.07%
DBX	B	0.07%
RRX	B	0.07%
RGLD	C	0.07%
TFX	F	0.06%
U	C	0.06%
AOS	F	0.06%
HUN	F	0.06%
VRRM	D	0.06%
FND	C	0.06%
FBIN	D	0.06%
NSP	D	0.06%
TECH	D	0.06%
FCN	D	0.06%
SAIC	F	0.06%
CZR	F	0.06%
IAC	D	0.06%
NNN	D	0.06%
PFSI	D	0.06%
LFUS	F	0.06%
TNET	D	0.06%
OPCH	D	0.05%
NSIT	F	0.05%
COTY	F	0.05%

FNX Underweight 24 Positions Relative to FTXO

Symbol	Grade	Weight
WFC	A	-8.79%
BAC	A	-7.89%
C	A	-7.61%
USB	A	-7.5%
JPM	A	-7.48%
MTB	A	-4.33%
FCNCA	A	-3.89%
PNC	B	-3.85%
CFG	B	-3.74%
HBAN	A	-3.72%
FITB	A	-3.48%
RF	A	-3.32%
KEY	B	-2.54%
CATY	B	-0.59%
BKU	A	-0.52%
FULT	A	-0.52%
BANF	B	-0.51%
WSFS	A	-0.49%
CBU	B	-0.49%
PRK	B	-0.48%
FFBC	A	-0.48%
TBBK	B	-0.47%
FBP	B	-0.43%
WAFD	B	-0.43%