Investment Banking Stocks List

Symbol Grade Name
BGCP BGC Partners, Inc.
BPOP Popular, Inc.
COWN Cowen Group, Inc.
JRJC China Finance Online Co. Limited
UBSI United Bankshares, Inc.
UMBF UMB Financial Corporation
BCS Barclays PLC
BBAR BBVA Banco Frances S.A.
C Citigroup, Inc.
CIB BanColombia S.A.
CM Canadian Imperial Bank of Commerce
CMA Comerica Incorporated
CS Credit Suisse Group
GHL Greenhill & Co., Inc.
GS Goldman Sachs Group, Inc. (The)
IBN ICICI Bank Limited
IX Orix Corp Ads
JMP JMP Group Inc
JPM JP Morgan Chase & Co.
KB KB Financial Group Inc
KEY KeyCorp
JEF Jefferies Financial Group Inc.
MFG Mizuho Financial Group, Inc. Sponosred ADR (Japan)
OPY Oppenheimer Holdings, Inc. Class A (DE)
PIPR Piper Sandler Companies
RJF Raymond James Financial, Inc.
SF Stifel Financial Corporation
SHG Shinhan Financial Group Co Ltd
SNV Synovus Financial Corp.
WF Woori Finance Holdings Co Ltd
WNS WNS (Holdings) Limited Sponsored ADR (Jersey)
TAPR Barclays PLC - Barclays Inverse US Treasury Aggregate ETN
DIVC Citigroup Inc. C-Tracks ETN Miller/Howard Strategic Dividend Reinvestors Due 9/16/2014
AVAL Grupo Aval Acciones y Valores S.A. ADR
NHLD National Holdings Corporation
HLI Houlihan Lokey, Inc.
COWNZ Cowen Inc. - 7.35% Senior Notes Due 2027
COWNL Cowen Inc. - 7.75% Senior Notes due 2033
RILYO B. Riley Financial, Inc. - 6.75% Senior Notes due 2024
HKIB AMTD International Inc.
RILYN B. Riley Financial, Inc. - 6.50% Senior Notes Due 2026
JMPNZ JMP Group LLC - 6.875% Senior Notes due 2029
RILYP B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock
FRHC Freedom Holding Corp.
RILYM B. Riley Financial, Inc. - 6.375% Senior Notes due 2025
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Recent Signals

Date Stock Signal Type
2020-07-31 AVAL Fell Below 50 DMA Bearish
2020-07-31 BBAR Fell Below 20 DMA Bearish
2020-07-31 BBAR Bollinger Band Squeeze Range Contraction
2020-07-31 BBAR MACD Bearish Signal Line Cross Bearish
2020-07-31 BBAR Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 BCS 180 Bearish Setup Bearish Swing Setup
2020-07-31 BCS Stochastic Reached Oversold Weakness
2020-07-31 BCS Lower Bollinger Band Walk Weakness
2020-07-31 BGCP 20 DMA Support Bullish
2020-07-31 BGCP Calm After Storm Range Contraction
2020-07-31 BPOP 20 DMA Support Bullish
2020-07-31 C Hammer Candlestick Bullish
2020-07-31 C MACD Bearish Signal Line Cross Bearish
2020-07-31 C MACD Bearish Centerline Cross Bearish
2020-07-31 C Bollinger Band Squeeze Range Contraction
2020-07-31 CIB Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 CIB 20 DMA Support Bullish
2020-07-31 CM MACD Bearish Signal Line Cross Bearish
2020-07-31 CM 20 DMA Support Bullish
2020-07-31 CMA Pocket Pivot Bullish Swing Setup
2020-07-31 CMA 50 DMA Support Bullish
2020-07-31 COWN Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 COWN Calm After Storm Range Contraction
2020-07-31 COWN 1,2,3 Pullback Bullish Bullish Swing Setup
2020-07-31 COWNL MACD Bullish Signal Line Cross Bullish
2020-07-31 COWNL 20 DMA Support Bullish
2020-07-31 COWNL Upper Bollinger Band Walk Strength
2020-07-31 COWNZ Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 COWNZ Upper Bollinger Band Walk Strength
2020-07-31 COWNZ Three Weeks Tight Range Contraction
2020-07-31 CS 20 DMA Resistance Bearish
2020-07-31 CS Bollinger Band Squeeze Range Contraction
2020-07-31 CS Pocket Pivot Bullish Swing Setup
2020-07-31 DIVC Narrow Range Bar Range Contraction
2020-07-31 FRHC Bollinger Band Squeeze Range Contraction
2020-07-31 FRHC New Uptrend Bullish
2020-07-31 GS MACD Bearish Centerline Cross Bearish
2020-07-31 HKIB Expansion Pivot Buy Setup Bullish Swing Setup
2020-07-31 HKIB Crossed Above 20 DMA Bullish
2020-07-31 HKIB Crossed Above 50 DMA Bullish
2020-07-31 HKIB MACD Bullish Signal Line Cross Bullish
2020-07-31 HKIB 1,2,3 Retracement Bearish Bearish Swing Setup
2020-07-31 HKIB Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 HLI Lower Bollinger Band Walk Weakness
2020-07-31 HLI Bollinger Band Squeeze Range Contraction
2020-07-31 HLI Calm After Storm Range Contraction
2020-07-31 HLI Spinning Top Other
2020-07-31 IBN Narrow Range Bar Range Contraction
2020-07-31 IBN Stochastic Reached Oversold Weakness
2020-07-31 IBN 50 DMA Support Bullish
2020-07-31 IX Lower Bollinger Band Walk Weakness
2020-07-31 IX Expansion Breakdown Bearish Swing Setup
2020-07-31 JEF Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 JMP Fell Below 20 DMA Bearish
2020-07-31 JMPNZ Pocket Pivot Bullish Swing Setup
2020-07-31 JMPNZ Upper Bollinger Band Walk Strength
2020-07-31 JMPNZ Stochastic Sell Signal Bearish
2020-07-31 JMPNZ 180 Bullish Setup Bullish Swing Setup
2020-07-31 JPM MACD Bearish Signal Line Cross Bearish
2020-07-31 JPM Fell Below 20 DMA Bearish
2020-07-31 JPM Doji - Bullish? Reversal
2020-07-31 JRJC 1,2,3 Pullback Bullish Bullish Swing Setup
2020-07-31 JRJC Narrow Range Bar Range Contraction
2020-07-31 JRJC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2020-07-31 KB Fell Below 20 DMA Bearish
2020-07-31 KB Bollinger Band Squeeze Range Contraction
2020-07-31 KB Narrow Range Bar Range Contraction
2020-07-31 KB NR7 Range Contraction
2020-07-31 KEY 20 DMA Support Bullish
2020-07-31 KEY MACD Bearish Centerline Cross Bearish
2020-07-31 MFG 1,2,3 Pullback Bullish Bullish Swing Setup
2020-07-31 MFG MACD Bearish Signal Line Cross Bearish
2020-07-31 MFG Fell Below 50 DMA Bearish
2020-07-31 MFG Fell Below 20 DMA Bearish
2020-07-31 NHLD Upper Bollinger Band Walk Strength
2020-07-31 OPY Stochastic Buy Signal Bullish
2020-07-31 OPY 50 DMA Resistance Bearish
2020-07-31 PIPR Bearish Engulfing Bearish
2020-07-31 PIPR 20 DMA Support Bullish
2020-07-31 PIPR 50 DMA Support Bullish
2020-07-31 PIPR 200 DMA Resistance Bearish
2020-07-31 PIPR Wide Range Bar Range Expansion
2020-07-31 RILYM Pocket Pivot Bullish Swing Setup
2020-07-31 RILYM Doji - Bearish? Reversal
2020-07-31 RILYM Stochastic Reached Overbought Strength
2020-07-31 RILYN Expansion Breakout Bullish Swing Setup
2020-07-31 RILYN 180 Bullish Setup Bullish Swing Setup
2020-07-31 RILYO Expansion Breakout Bullish Swing Setup
2020-07-31 RILYO Crossed Above 200 DMA Bullish
2020-07-31 RILYO Pocket Pivot Bullish Swing Setup
2020-07-31 RILYO Stochastic Reached Overbought Strength
2020-07-31 RILYP Shooting Star Candlestick Bearish
2020-07-31 RILYP Volume Surge Other
2020-07-31 RILYP 200 DMA Resistance Bearish
2020-07-31 RILYP Pocket Pivot Bullish Swing Setup
2020-07-31 SF 20 DMA Support Bullish
2020-07-31 SF Fell Below 50 DMA Bearish
2020-07-31 SHG Fell Below 50 DMA Bearish
2020-07-31 SHG Fell Below 20 DMA Bearish
2020-07-31 SHG 180 Bearish Setup Bearish Swing Setup
2020-07-31 SHG Bollinger Band Squeeze Range Contraction
2020-07-31 SNV 20 DMA Support Bullish
2020-07-31 SNV Doji - Bullish? Reversal
2020-07-31 UBSI MACD Bearish Signal Line Cross Bearish
2020-07-31 UBSI Fell Below 20 DMA Bearish
2020-07-31 UMBF Stochastic Reached Overbought Strength
2020-07-31 UMBF Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2020-07-31 WF Lower Bollinger Band Walk Weakness
2020-07-31 WF Bollinger Band Squeeze Range Contraction
2020-07-31 WNS Stochastic Reached Overbought Strength

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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