Investment Banking Stocks List

Symbol Grade Name % Change
BGCP C BGC Partners, Inc. 1.30
BPOP A Popular, Inc. 2.22
COWN B Cowen Group, Inc. 5.31
JRJC D China Finance Online Co. Limited -3.06
UBSI B United Bankshares, Inc. 0.35
UMBF B UMB Financial Corporation -0.73
BAP F Credicorp Ltd. -1.44
BBD D Banco Bradesco SA 1.61
BBDO D Banco Bradesco SA 1.32
BBVA A Banco Bilbao Vizcaya Argentaria S.A. 1.77
BCH D Banco De Chile Banco De Chile ADS 0.62
BCS C Barclays PLC 1.97
BBAR F BBVA Banco Frances S.A. -0.39
BMO A Bank Of Montreal 0.88
BNS A Bank Nova Scotia Halifax Pfd 3 0.88
C B Citigroup, Inc. 1.91
CIB F BanColombia S.A. 1.50
CM A Canadian Imperial Bank of Commerce 1.00
CMA A Comerica Incorporated 1.37
CS F Credit Suisse Group 0.29
EVR B Evercore Partners Inc 1.47
GHL C Greenhill & Co., Inc. 1.73
GS A Goldman Sachs Group, Inc. (The) 2.22
HDB D HDFC Bank Limited 0.94
IBN C ICICI Bank Limited 2.19
IX D Orix Corp Ads 1.11
JLL B Jones Lang LaSalle Incorporated -1.61
JMP D JMP Group Inc -0.79
JPM C JP Morgan Chase & Co. 1.31
KB C KB Financial Group Inc 0.42
KEY A KeyCorp 1.43
JEF B Jefferies Financial Group Inc. 2.31
MFG D Mizuho Financial Group, Inc. Sponosred ADR (Japan) -0.34
MUFG D Mitsubishi UFJ Financial Group, Inc. 0.74
OPY B Oppenheimer Holdings, Inc. Class A (DE) 2.76
PIPR B Piper Sandler Companies 1.89
RJF A Raymond James Financial, Inc. 1.84
SAN A Banco Santander, S.A. Sponsored ADR (Spain) 1.32
SF A Stifel Financial Corporation 0.41
SHG B Shinhan Financial Group Co Ltd 0.81
SMFG D Sumitomo Mitsui Financial Group Inc 0.28
SNV B Synovus Financial Corp. 0.50
TD A Toronto Dominion Bank (The) 1.39
UBS D UBS AG 2.40
WF B Woori Finance Holdings Co Ltd -0.78
WFC A Wells Fargo & Company 0.44
WNS D WNS (Holdings) Limited Sponsored ADR (Jersey) 0.26
AVAL F Grupo Aval Acciones y Valores S.A. ADR 1.49
NHLD C National Holdings Corporation 0.00
HLI C Houlihan Lokey, Inc. 0.64
RILYZ A B. Riley Financial, Inc. - 7.50% Senior Notes Due 2027 0.00
RILYG C B. Riley Financial, Inc. - 7.25% Senior Notes due 2027 0.08
COWNZ F Cowen Inc. - 7.35% Senior Notes Due 2027 0.00
RILYH D B. Riley Financial, Inc. - 7.375% Senior Notes Due 2023 -0.29
COWNL B Cowen Inc. - 7.75% Senior Notes due 2033 -0.48
RILYO C B. Riley Financial, Inc. - 6.75% Senior Notes due 2024 0.19
HKIB D AMTD International Inc. -2.30
RILYN C B. Riley Financial, Inc. - 6.50% Senior Notes Due 2026 0.04
JMPNZ A JMP Group LLC - 6.875% Senior Notes due 2029 -0.30
RILYP C B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock 0.18
FRHC D Freedom Holding Corp. 2.29
RILYM B B. Riley Financial, Inc. - 6.375% Senior Notes due 2025 -0.04
RILYL A B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock 0.88
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Recent Signals

Date Stock Signal Type
2021-05-05 AVAL Calm After Storm Range Contraction
2021-05-05 AVAL Lower Bollinger Band Walk Weakness
2021-05-05 AVAL New Downtrend Bearish
2021-05-05 AVAL Jack-in-the-Box Bearish Bearish Swing Setup
2021-05-05 BAP Narrow Range Bar Range Contraction
2021-05-05 BAP NR7 Range Contraction
2021-05-05 BBAR MACD Bearish Signal Line Cross Bearish
2021-05-05 BBAR NR7 Range Contraction
2021-05-05 BBAR Stochastic Reached Oversold Weakness
2021-05-05 BBAR Bollinger Band Squeeze Range Contraction
2021-05-05 BBD Narrow Range Bar Range Contraction
2021-05-05 BBD Crossed Above 20 DMA Bullish
2021-05-05 BBD 50 DMA Resistance Bearish
2021-05-05 BBD Crossed Above 200 DMA Bullish
2021-05-05 BBD NR7 Range Contraction
2021-05-05 BBDO Pocket Pivot Bullish Swing Setup
2021-05-05 BBDO 20 DMA Resistance Bearish
2021-05-05 BBVA Upper Bollinger Band Walk Strength
2021-05-05 BBVA NR7 Range Contraction
2021-05-05 BBVA Narrow Range Bar Range Contraction
2021-05-05 BCH NR7 Range Contraction
2021-05-05 BCS Lower Bollinger Band Walk Weakness
2021-05-05 BCS 180 Bearish Setup Bearish Swing Setup
2021-05-05 BCS NR7 Range Contraction
2021-05-05 BCS Narrow Range Bar Range Contraction
2021-05-05 BGCP Calm After Storm Range Contraction
2021-05-05 BGCP Spinning Top Other
2021-05-05 BMO Narrow Range Bar Range Contraction
2021-05-05 BMO Pocket Pivot Bullish Swing Setup
2021-05-05 BMO NR7 Range Contraction
2021-05-05 BNS NR7 Range Contraction
2021-05-05 BNS Narrow Range Bar Range Contraction
2021-05-05 BNS New 52 Week Closing High Bullish
2021-05-05 BPOP Upper Bollinger Band Walk Strength
2021-05-05 BPOP Stochastic Reached Overbought Strength
2021-05-05 BPOP New 52 Week Closing High Bullish
2021-05-05 BPOP New 52 Week High Strength
2021-05-05 C Narrow Range Bar Range Contraction
2021-05-05 C MACD Bullish Signal Line Cross Bullish
2021-05-05 CIB NR7 Range Contraction
2021-05-05 CIB Lower Bollinger Band Walk Weakness
2021-05-05 CIB Calm After Storm Range Contraction
2021-05-05 CM NR7 Range Contraction
2021-05-05 CM Pocket Pivot Bullish Swing Setup
2021-05-05 CM Narrow Range Bar Range Contraction
2021-05-05 CM New 52 Week High Strength
2021-05-05 CM New 52 Week Closing High Bullish
2021-05-05 CMA Lizard Bearish Bearish Day Trade Setup
2021-05-05 CMA New 52 Week High Strength
2021-05-05 CMA Shooting Star Candlestick Bearish
2021-05-05 CMA New 52 Week Closing High Bullish
2021-05-05 CMA Upper Bollinger Band Walk Strength
2021-05-05 COWN MACD Bullish Signal Line Cross Bullish
2021-05-05 COWN Pocket Pivot Bullish Swing Setup
2021-05-05 COWN 20 DMA Support Bullish
2021-05-05 COWN Bollinger Band Squeeze Range Contraction
2021-05-05 COWN Upper Bollinger Band Walk Strength
2021-05-05 COWNL MACD Bearish Signal Line Cross Bearish
2021-05-05 COWNL Fell Below 20 DMA Bearish
2021-05-05 COWNL Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 CS Narrow Range Bar Range Contraction
2021-05-05 CS NR7 Range Contraction
2021-05-05 EVR NR7 Range Contraction
2021-05-05 EVR Narrow Range Bar Range Contraction
2021-05-05 EVR New 52 Week Closing High Bullish
2021-05-05 EVR Bollinger Band Squeeze Range Contraction
2021-05-05 EVR MACD Bullish Signal Line Cross Bullish
2021-05-05 FRHC NR7 Range Contraction
2021-05-05 GHL Calm After Storm Range Contraction
2021-05-05 GHL Lower Bollinger Band Walk Weakness
2021-05-05 GS New 52 Week High Strength
2021-05-05 GS New 52 Week Closing High Bullish
2021-05-05 HDB 180 Bearish Setup Bearish Swing Setup
2021-05-05 HDB NR7 Range Contraction
2021-05-05 HDB NR7-2 Range Contraction
2021-05-05 HDB Narrow Range Bar Range Contraction
2021-05-05 HKIB Fell Below 50 DMA Bearish
2021-05-05 HKIB Narrow Range Bar Range Contraction
2021-05-05 HLI 50 DMA Resistance Bearish
2021-05-05 HLI Narrow Range Bar Range Contraction
2021-05-05 HLI Stochastic Reached Oversold Weakness
2021-05-05 HLI MACD Bearish Centerline Cross Bearish
2021-05-05 HLI NR7-2 Range Contraction
2021-05-05 HLI NR7 Range Contraction
2021-05-05 IBN NR7 Range Contraction
2021-05-05 IBN Narrow Range Bar Range Contraction
2021-05-05 IBN Crossed Above 50 DMA Bullish
2021-05-05 IX Pocket Pivot Bullish Swing Setup
2021-05-05 IX MACD Bullish Signal Line Cross Bullish
2021-05-05 IX Narrow Range Bar Range Contraction
2021-05-05 IX Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-05-05 JEF Crossed Above 20 DMA Bullish
2021-05-05 JLL Stochastic Sell Signal Bearish
2021-05-05 JLL Upper Bollinger Band Walk Strength
2021-05-05 JMP Lower Bollinger Band Walk Weakness
2021-05-05 JMP Narrow Range Bar Range Contraction
2021-05-05 JMP NR7 Range Contraction
2021-05-05 JMPNZ Jack-in-the-Box Bullish Bullish Swing Setup
2021-05-05 JPM NR7 Range Contraction
2021-05-05 JPM Narrow Range Bar Range Contraction
2021-05-05 JPM Shooting Star Candlestick Bearish
2021-05-05 KB NR7 Range Contraction
2021-05-05 KB 20 DMA Resistance Bearish
2021-05-05 KB Narrow Range Bar Range Contraction
2021-05-05 KEY New 52 Week Closing High Bullish
2021-05-05 KEY New 52 Week High Strength
2021-05-05 KEY NR7 Range Contraction
2021-05-05 KEY Narrow Range Bar Range Contraction
2021-05-05 KEY Upper Bollinger Band Walk Strength
2021-05-05 MFG Bollinger Band Squeeze Range Contraction
2021-05-05 MFG 20 DMA Support Bullish
2021-05-05 MUFG Bollinger Band Squeeze Range Contraction
2021-05-05 MUFG Narrow Range Bar Range Contraction
2021-05-05 MUFG NR7 Range Contraction
2021-05-05 MUFG Crossed Above 20 DMA Bullish
2021-05-05 OPY Upper Bollinger Band Walk Strength
2021-05-05 OPY 180 Bullish Setup Bullish Swing Setup
2021-05-05 PIPR Bollinger Band Squeeze Range Contraction
2021-05-05 PIPR NR7 Range Contraction
2021-05-05 PIPR NR7-2 Range Contraction
2021-05-05 PIPR Cup with Handle Other
2021-05-05 RILYG Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-05-05 RILYG Stochastic Reached Overbought Strength
2021-05-05 RILYG Narrow Range Bar Range Contraction
2021-05-05 RILYG NR7 Range Contraction
2021-05-05 RILYG Crossed Above 20 DMA Bullish
2021-05-05 RILYL Stochastic Reached Overbought Strength
2021-05-05 RILYL Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 RILYL 180 Bullish Setup Bullish Swing Setup
2021-05-05 RILYL 20 DMA Support Bullish
2021-05-05 RILYL New 52 Week High Strength
2021-05-05 RILYL New 52 Week Closing High Bullish
2021-05-05 RILYN 20 DMA Support Bullish
2021-05-05 RILYN 50 DMA Support Bullish
2021-05-05 RILYN Stochastic Reached Overbought Strength
2021-05-05 RILYN Bollinger Band Squeeze Range Contraction
2021-05-05 RILYN Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 RILYN Pocket Pivot Bullish Swing Setup
2021-05-05 RILYO 20 DMA Resistance Bearish
2021-05-05 RILYO Cup with Handle Other
2021-05-05 RILYO 50 DMA Resistance Bearish
2021-05-05 RILYP 20 DMA Support Bullish
2021-05-05 RILYP Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 RILYP Pocket Pivot Bullish Swing Setup
2021-05-05 RILYP 1,2,3 Pullback Bullish Bullish Swing Setup
2021-05-05 RILYP Stochastic Reached Oversold Weakness
2021-05-05 RJF Narrow Range Bar Range Contraction
2021-05-05 RJF New 52 Week High Strength
2021-05-05 RJF MACD Bullish Signal Line Cross Bullish
2021-05-05 RJF New 52 Week Closing High Bullish
2021-05-05 RJF NR7 Range Contraction
2021-05-05 SAN Narrow Range Bar Range Contraction
2021-05-05 SAN NR7 Range Contraction
2021-05-05 SF New 52 Week Closing High Bullish
2021-05-05 SF Upper Bollinger Band Walk Strength
2021-05-05 SF NR7 Range Contraction
2021-05-05 SF New 52 Week High Strength
2021-05-05 SHG Narrow Range Bar Range Contraction
2021-05-05 SHG NR7 Range Contraction
2021-05-05 SHG Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 SMFG Narrow Range Bar Range Contraction
2021-05-05 SMFG Bollinger Band Squeeze Range Contraction
2021-05-05 SMFG Pocket Pivot Bullish Swing Setup
2021-05-05 SNV Narrow Range Bar Range Contraction
2021-05-05 SNV Upper Bollinger Band Walk Strength
2021-05-05 SNV NR7 Range Contraction
2021-05-05 TD Stochastic Reached Overbought Strength
2021-05-05 TD Narrow Range Bar Range Contraction
2021-05-05 TD Morning Star Bullish
2021-05-05 TD NR7 Range Contraction
2021-05-05 TD New 52 Week Closing High Bullish
2021-05-05 UBS Slingshot Bearish Bearish Swing Setup
2021-05-05 UBS NR7 Range Contraction
2021-05-05 UBS Narrow Range Bar Range Contraction
2021-05-05 UBSI Upper Bollinger Band Walk Strength
2021-05-05 UBSI Stochastic Reached Overbought Strength
2021-05-05 WF Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2021-05-05 WF Fell Below 20 DMA Bearish
2021-05-05 WFC Narrow Range Bar Range Contraction
2021-05-05 WFC NR7 Range Contraction
2021-05-05 WNS NR7 Range Contraction
2021-05-05 WNS Stochastic Reached Oversold Weakness

Recent News for Investment Banking Stocks

Date Stock Title
May 5 JPM JPMorgan, Confluence Expand Partnership, Improve Multi-Asset Portfolio Analytics
May 5 BBD Banco Bradesco S.A. (BBD) CEO Octavio de Lazari on Q1 2021 Results - Earnings Call Transcript
May 5 RILYL B. Riley Financial, Inc. 2021 Q1 - Results - Earnings Call Presentation
May 5 RILYP B. Riley Financial, Inc. 2021 Q1 - Results - Earnings Call Presentation
May 5 RILYN B. Riley Financial, Inc. 2021 Q1 - Results - Earnings Call Presentation
May 5 RILYO B. Riley Financial, Inc. 2021 Q1 - Results - Earnings Call Presentation
May 5 C Citibank Announces $1.5 Billion Redemption of 2.844% Fixed Rate / Floating Rate Notes due May 2022 and $1.5 Billion Redemption of Floating Rate Notes due May 2022
May 5 JLL Jones Lang Lasalle Inc (JLL) Q1 2021 Earnings Call Transcript
May 5 JPM JPMorgan Chase Announces Conference Calls to Review First-Quarter, Second-Quarter, Third-Quarter and Fourth-Quarter 2022 Earnings
May 5 JPM JPMorgan Chase to Present at the Deutsche Bank Global Financial Services Conference
May 5 JPM JPMorgan Chase to Present at the Autonomous Strategic Decisions Conference
May 5 JPM Bitcoin finance meets Bitcoin tech as Galaxy Digital acquires BitGo
May 5 GS Bitcoin finance meets Bitcoin tech as Galaxy Digital acquires BitGo
May 5 C Chesapeake Utilities Corporation Raises Dividend By 9.1 Percent
May 5 CS Walls Street is tightening credit for hedge funds in Archegos fallout - WSJ
May 5 UBS Walls Street is tightening credit for hedge funds in Archegos fallout - WSJ
May 5 CS CLASS ACTION UPDATE for RMO, CS and ACAD: Levi & Korsinsky, LLP Reminds Investors of Class Actions on Behalf of Shareholders
May 5 CS Class Action Alert: Kessler Topaz Meltzer & Check, LLP Reminds CS Investors for Securities Fraud Class Action Lawsuit
May 5 UBS UBS Advisor Stephen W. Davis Named To Forbes/SHOOK Best-in-State Wealth Advisors List
May 5 BBD UPDATE 1-Bradesco CEO says Brazilian lender's loan defaults under control

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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