Investment Banking Stocks List

Symbol Grade Name % Change
BGCP D BGC Partners, Inc. 0.19
BPOP C Popular, Inc. 0.33
COWN D Cowen Group, Inc. 0.49
JRJC F China Finance Online Co. Limited -4.38
UBSI D United Bankshares, Inc. 1.51
UMBF D UMB Financial Corporation 0.82
BAP F Credicorp Ltd. -2.73
BBD D Banco Bradesco SA -0.22
BBDO D Banco Bradesco SA -0.63
BBVA B Banco Bilbao Vizcaya Argentaria S.A. 2.12
BCH F Banco De Chile Banco De Chile ADS -2.22
BCS D Barclays PLC 0.87
BBAR D BBVA Banco Frances S.A. -0.99
BMO C Bank Of Montreal 0.72
BNS C Bank Nova Scotia Halifax Pfd 3 0.70
C D Citigroup, Inc. -0.33
CIB F BanColombia S.A. 0.07
CM C Canadian Imperial Bank of Commerce 0.48
CMA D Comerica Incorporated -0.15
CS D Credit Suisse Group 0.90
EVR C Evercore Partners Inc 0.38
GHL C Greenhill & Co., Inc. -0.71
GS A Goldman Sachs Group, Inc. (The) 0.36
HDB D HDFC Bank Limited 0.39
IBN A ICICI Bank Limited 3.92
IX C Orix Corp Ads 0.35
JLL B Jones Lang LaSalle Incorporated 1.56
JMP B JMP Group Inc 0.50
JPM C JP Morgan Chase & Co. -0.19
KB C KB Financial Group Inc 1.14
KEY D KeyCorp 0.53
JEF B Jefferies Financial Group Inc. -1.25
MFG D Mizuho Financial Group, Inc. Sponosred ADR (Japan) 1.07
MUFG D Mitsubishi UFJ Financial Group, Inc. 0.38
OPY C Oppenheimer Holdings, Inc. Class A (DE) 1.57
PIPR D Piper Sandler Companies 0.86
RJF C Raymond James Financial, Inc. 0.05
SAN C Banco Santander, S.A. Sponsored ADR (Spain) 1.38
SF C Stifel Financial Corporation 1.18
SHG D Shinhan Financial Group Co Ltd -0.27
SMFG D Sumitomo Mitsui Financial Group Inc 0.45
SNV D Synovus Financial Corp. -0.20
TD D Toronto Dominion Bank (The) 0.38
UBS B UBS AG 1.53
WF D Woori Finance Holdings Co Ltd -2.62
WFC C Wells Fargo & Company -0.98
WNS A WNS (Holdings) Limited Sponsored ADR (Jersey) -0.85
AVAL F Grupo Aval Acciones y Valores S.A. ADR 1.32
NHLD C National Holdings Corporation 0.00
HLI A Houlihan Lokey, Inc. 2.09
RILYZ A B. Riley Financial, Inc. - 7.50% Senior Notes Due 2027 0.00
RILYG A B. Riley Financial, Inc. - 7.25% Senior Notes due 2027 0.16
COWNZ F Cowen Inc. - 7.35% Senior Notes Due 2027 0.00
RILYH C B. Riley Financial, Inc. - 7.375% Senior Notes Due 2023 0.04
COWNL A Cowen Inc. - 7.75% Senior Notes due 2033 0.71
RILYO B B. Riley Financial, Inc. - 6.75% Senior Notes due 2024 -0.08
HKIB F AMTD International Inc. -1.49
RILYN A B. Riley Financial, Inc. - 6.50% Senior Notes Due 2026 0.02
JMPNZ C JMP Group LLC - 6.875% Senior Notes due 2029 -0.28
RILYP B B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock 0.74
FRHC A Freedom Holding Corp. 0.73
AVPT C AvePoint, Inc. -1.21
RILYM C B. Riley Financial, Inc. - 6.375% Senior Notes due 2025 -0.08
RILYL C B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock 0.26
View As Page of Charts


Recent Signals

Date Stock Signal Type
2021-07-23 AVAL Lower Bollinger Band Walk Weakness
2021-07-23 AVAL Jack-in-the-Box Bearish Bearish Swing Setup
2021-07-23 AVPT Calm After Storm Range Contraction
2021-07-23 AVPT Bearish Engulfing Bearish
2021-07-23 BAP Fell Below 20 DMA Bearish
2021-07-23 BAP Bearish Engulfing Bearish
2021-07-23 BAP Bollinger Band Squeeze Range Contraction
2021-07-23 BBAR 200 DMA Support Bullish
2021-07-23 BBD Stochastic Reached Oversold Weakness
2021-07-23 BBVA NR7 Range Contraction
2021-07-23 BBVA Crossed Above 20 DMA Bullish
2021-07-23 BBVA Crossed Above 50 DMA Bullish
2021-07-23 BBVA Narrow Range Bar Range Contraction
2021-07-23 BBVA Spinning Top Other
2021-07-23 BBVA MACD Bullish Signal Line Cross Bullish
2021-07-23 BCH 20 DMA Resistance Bearish
2021-07-23 BCS NR7 Range Contraction
2021-07-23 BCS NR7-2 Range Contraction
2021-07-23 BMO Calm After Storm Range Contraction
2021-07-23 BPOP 20 DMA Resistance Bearish
2021-07-23 BPOP MACD Bullish Signal Line Cross Bullish
2021-07-23 BPOP Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 C NR7 Range Contraction
2021-07-23 CIB Narrow Range Bar Range Contraction
2021-07-23 CIB NR7 Range Contraction
2021-07-23 CIB MACD Bearish Signal Line Cross Bearish
2021-07-23 CM NR7 Range Contraction
2021-07-23 CM Doji - Bearish? Reversal
2021-07-23 CM Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 CM NR7-2 Range Contraction
2021-07-23 CM Crossed Above 20 DMA Bullish
2021-07-23 CMA MACD Bullish Signal Line Cross Bullish
2021-07-23 CMA Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 COWN NR7 Range Contraction
2021-07-23 COWN NR7-2 Range Contraction
2021-07-23 COWNL Upper Bollinger Band Walk Strength
2021-07-23 COWNL Doji - Bearish? Reversal
2021-07-23 COWNL New 52 Week Closing High Bullish
2021-07-23 CS NR7 Range Contraction
2021-07-23 CS Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 CS 20 DMA Resistance Bearish
2021-07-23 EVR 20 DMA Resistance Bearish
2021-07-23 EVR MACD Bullish Signal Line Cross Bullish
2021-07-23 EVR Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 FRHC Bollinger Band Squeeze Range Contraction
2021-07-23 GHL 50 DMA Resistance Bearish
2021-07-23 GHL 20 DMA Support Bullish
2021-07-23 GHL Stochastic Reached Overbought Strength
2021-07-23 GHL Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 GS Bollinger Band Squeeze Range Contraction
2021-07-23 GS Doji - Bearish? Reversal
2021-07-23 GS MACD Bullish Signal Line Cross Bullish
2021-07-23 HDB Narrow Range Bar Range Contraction
2021-07-23 HKIB 180 Bearish Setup Bearish Swing Setup
2021-07-23 HKIB Narrow Range Bar Range Contraction
2021-07-23 HKIB Stochastic Reached Oversold Weakness
2021-07-23 HLI New 52 Week Closing High Bullish
2021-07-23 HLI New 52 Week High Strength
2021-07-23 HLI MACD Bullish Signal Line Cross Bullish
2021-07-23 HLI Stochastic Reached Overbought Strength
2021-07-23 IBN 180 Bullish Setup Bullish Swing Setup
2021-07-23 IBN Pocket Pivot Bullish Swing Setup
2021-07-23 IBN MACD Bullish Signal Line Cross Bullish
2021-07-23 IBN New 52 Week Closing High Bullish
2021-07-23 IX Narrow Range Bar Range Contraction
2021-07-23 IX NR7 Range Contraction
2021-07-23 IX Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 IX 50 DMA Resistance Bearish
2021-07-23 JEF Fell Below 20 DMA Bearish
2021-07-23 JEF MACD Bearish Signal Line Cross Bearish
2021-07-23 JLL NR7 Range Contraction
2021-07-23 JMP 20 DMA Resistance Bearish
2021-07-23 JMP Bollinger Band Squeeze Range Contraction
2021-07-23 JMP NR7 Range Contraction
2021-07-23 MFG Bollinger Band Squeeze Range Contraction
2021-07-23 MFG 200 DMA Resistance Bearish
2021-07-23 MFG 20 DMA Resistance Bearish
2021-07-23 MUFG Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 OPY Narrow Range Bar Range Contraction
2021-07-23 RILYG MACD Bullish Signal Line Cross Bullish
2021-07-23 RILYG Cup with Handle Other
2021-07-23 RILYG Three Weeks Tight Range Contraction
2021-07-23 RILYG 50 DMA Support Bullish
2021-07-23 RILYG 20 DMA Support Bullish
2021-07-23 RILYH New Downtrend Bearish
2021-07-23 RILYH Cup with Handle Other
2021-07-23 RILYH 200 DMA Support Bullish
2021-07-23 RILYL Calm After Storm Range Contraction
2021-07-23 RILYL NR7 Range Contraction
2021-07-23 RILYL Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 RILYL Narrow Range Bar Range Contraction
2021-07-23 RILYM MACD Bullish Signal Line Cross Bullish
2021-07-23 RILYM Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 RILYM Fell Below 50 DMA Bearish
2021-07-23 RILYM Fell Below 20 DMA Bearish
2021-07-23 RILYN MACD Bullish Signal Line Cross Bullish
2021-07-23 RILYN Three Weeks Tight Range Contraction
2021-07-23 RILYN Doji - Bearish? Reversal
2021-07-23 RILYO Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 RILYO Shooting Star Candlestick Bearish
2021-07-23 RILYO Cup with Handle Other
2021-07-23 RILYP Crossed Above 20 DMA Bullish
2021-07-23 RILYP 180 Bullish Setup Bullish Swing Setup
2021-07-23 RJF NR7 Range Contraction
2021-07-23 SAN Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 SAN 20 DMA Resistance Bearish
2021-07-23 SF NR7 Range Contraction
2021-07-23 SF Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2021-07-23 SF Bollinger Band Squeeze Range Contraction
2021-07-23 SF Narrow Range Bar Range Contraction
2021-07-23 SF NR7-2 Range Contraction
2021-07-23 SF Crossed Above 20 DMA Bullish
2021-07-23 TD NR7 Range Contraction
2021-07-23 TD Narrow Range Bar Range Contraction
2021-07-23 UBS 180 Bullish Setup Bullish Swing Setup
2021-07-23 UBS NR7 Range Contraction
2021-07-23 UBS Narrow Range Bar Range Contraction
2021-07-23 UBS Doji - Bearish? Reversal
2021-07-23 WF NR7 Range Contraction
2021-07-23 WF Narrow Range Bar Range Contraction
2021-07-23 WFC 50 DMA Resistance Bearish
2021-07-23 WFC 20 DMA Support Bullish
2021-07-23 WNS Fell Below 20 DMA Bearish
2021-07-23 WNS Bollinger Band Squeeze Range Contraction
2021-07-23 WNS Bearish Engulfing Bearish

Investment Banking Stocks Recent News

Date Stock Title
Jul 26 WFC Wells Fargo Asset Management to be rebranded Allspring Global after sale
Jul 26 WFC Veteran manager Sullivan to lead Wells Fargo's divested asset management arm
Jul 26 WFC Wells Fargo Closed-End Funds Announce Change of Name
Jul 26 WFC Wells Fargo Asset Management to Become Allspring Global Investments; Initiates Leadership Transition
Jul 26 JPM China to Overhaul Education Sector ‘Hijacked by Capital’
Jul 26 BCS Barclays refuses to hand over £4,000 after Brexit account closure
Jul 26 GS Could ethereum overtake bitcoin?
Jul 26 GS 10 Most-Shorted Stocks Reddit’s WallStreetBets Is Paying Attention To
Jul 25 KEY Barron's Most Recent Picks And Pans: Airbnb, Duke Energy, Evoqua, Netflix And More
Jul 25 IBN ICICI Bank reports Q1 results
Jul 25 CS Credit Suisse settles out of court with star banker after spying scandal
Jul 25 JEF The Past Week's Most Notable Insider Buys: Blackstone, Cricut, Fast Acquisition And More
Jul 25 BBVA PNC Has Closed Its Acquisition of BBVA USA. Here's What Will Happen Next
Jul 25 CS Credit Suisse settles spying case with former star banker
Jul 25 WFC Wall Street Breakfast: The Week Ahead
Jul 25 CS Credit Suisse settles spying case with ex-wealth chief Iqbal Khan
Jul 25 UBS Credit Suisse settles spying case with ex-wealth chief Iqbal Khan
Jul 24 GS Goldman Sachs Settling Crypto ETPs In Europe: Coindesk
Jul 24 JPM Goldman Sachs Settling Crypto ETPs In Europe: Coindesk
Jul 24 IBN ICICI Bank’s Profit Surges 78% as Bad Loan Buffers Decline

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

More about Investment Banking
Browse All Tags