Investment Banking Stocks List

Symbol Grade Name
BGCP BGC Partners, Inc.
BPOP Popular, Inc.
COWN Cowen Group, Inc.
JRJC China Finance Online Co. Limited
UBSI United Bankshares, Inc.
UMBF UMB Financial Corporation
BCS Barclays PLC
BBAR BBVA Banco Frances S.A.
C Citigroup, Inc.
CIB BanColombia S.A.
CM Canadian Imperial Bank of Commerce
CMA Comerica Incorporated
CS Credit Suisse Group
GHL Greenhill & Co., Inc.
GS Goldman Sachs Group, Inc. (The)
IBN ICICI Bank Limited
IX Orix Corp Ads
JMP JMP Group Inc
JMPB JMP Group Inc 8.00% Senior Notes due 2023
JPM JP Morgan Chase & Co.
KB KB Financial Group Inc
KEY KeyCorp
LTS Ladenburg Thalmann Financial Services Inc
JEF Jefferies Financial Group Inc.
MFG Mizuho Financial Group, Inc. Sponosred ADR (Japan)
OPY Oppenheimer Holdings, Inc. Class A (DE)
PJC Piper Jaffray Companies
RJF Raymond James Financial, Inc.
SF Stifel Financial Corporation
SHG Shinhan Financial Group Co Ltd
SNV Synovus Financial Corp.
WF Woori Finance Holdings Co Ltd
WNS WNS (Holdings) Limited Sponsored ADR (Jersey)
TAPR Barclays PLC - Barclays Inverse US Treasury Aggregate ETN
DIVC Citigroup Inc. C-Tracks ETN Miller/Howard Strategic Dividend Reinvestors Due 9/16/2014
AVAL Grupo Aval Acciones y Valores S.A. ADR
NHLD National Holdings Corporation
HLI Houlihan Lokey, Inc.
RILYO B. Riley Financial, Inc. - 6.75% Senior Notes due 2024
LTSH Ladenburg Thalmann Financial Services Inc 7.75% Senior Notes due 2029
HKIB AMTD International Inc.
RILYN B. Riley Financial, Inc. - 6.50% Senior Notes Due 2026
JMPE JMP Group LLC 6.875% Senior Notes due 2029
RILYP B. Riley Financial, Inc. - Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock

Recent Signals

Date Stock Signal Type
2019-11-15 AVAL Volume Surge Other
2019-11-15 AVAL Crossed Above 20 DMA Bullish
2019-11-15 AVAL Pocket Pivot Bullish Swing Setup
2019-11-15 BBAR New 52 Week Low Weakness
2019-11-15 BCS Cup with Handle Other
2019-11-15 BGCP Crossed Above 200 DMA Bullish
2019-11-15 BGCP Crossed Above 20 DMA Bullish
2019-11-15 BGCP Crossed Above 50 DMA Bullish
2019-11-15 BPOP Fell Below 20 DMA Bearish
2019-11-15 C 20 DMA Support Bullish
2019-11-15 CIB Cup with Handle Other
2019-11-15 CIB Stochastic Reached Oversold Weakness
2019-11-15 CMA Narrow Range Bar Range Contraction
2019-11-15 CMA NR7 Range Contraction
2019-11-15 COWN Stochastic Reached Oversold Weakness
2019-11-15 COWN 20 DMA Resistance Bearish
2019-11-15 CS Narrow Range Bar Range Contraction
2019-11-15 CS Cup with Handle Other
2019-11-15 GHL 1,2,3 Pullback Bullish Bullish Swing Setup
2019-11-15 GHL 200 DMA Resistance Bearish
2019-11-15 GHL Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 GS NR7 Range Contraction
2019-11-15 GS MACD Bearish Signal Line Cross Bearish
2019-11-15 HKIB Lizard Bullish Bullish Day Trade Setup
2019-11-15 HKIB Pocket Pivot Bullish Swing Setup
2019-11-15 HKIB Hammer Candlestick Bullish
2019-11-15 HLI Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 HLI Bollinger Band Squeeze Range Contraction
2019-11-15 HLI 20 DMA Resistance Bearish
2019-11-15 IBN Narrow Range Bar Range Contraction
2019-11-15 IBN New 52 Week Closing High Bullish
2019-11-15 JEF 50 DMA Support Bullish
2019-11-15 JEF Fell Below 20 DMA Bearish
2019-11-15 JEF Bollinger Band Squeeze Range Contraction
2019-11-15 JEF Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 JMP Lower Bollinger Band Walk Weakness
2019-11-15 JMPE NR7 Range Contraction
2019-11-15 JMPE Narrow Range Bar Range Contraction
2019-11-15 JPM Pocket Pivot Bullish Swing Setup
2019-11-15 JRJC 20 DMA Resistance Bearish
2019-11-15 JRJC Reversal New Lows Setup Bearish Swing Setup
2019-11-15 JRJC Volume Surge Other
2019-11-15 KB Bollinger Band Squeeze Range Contraction
2019-11-15 KB Cup with Handle Other
2019-11-15 KB MACD Bullish Signal Line Cross Bullish
2019-11-15 KB Pocket Pivot Bullish Swing Setup
2019-11-15 KB Doji - Bearish? Reversal
2019-11-15 KEY MACD Bearish Signal Line Cross Bearish
2019-11-15 KEY NR7 Range Contraction
2019-11-15 KEY Narrow Range Bar Range Contraction
2019-11-15 LTS Calm After Storm Range Contraction
2019-11-15 LTS 180 Bullish Setup Bullish Swing Setup
2019-11-15 LTS Narrow Range Bar Range Contraction
2019-11-15 LTS Volume Surge Other
2019-11-15 LTSH Jack-in-the-Box Bearish Bearish Swing Setup
2019-11-15 LTSH New 52 Week Closing Low Bearish
2019-11-15 LTSH Wide Range Bar Range Expansion
2019-11-15 LTSH Volume Surge Other
2019-11-15 LTSH Lower Bollinger Band Walk Weakness
2019-11-15 MFG Stochastic Sell Signal Bearish
2019-11-15 MFG MACD Bearish Signal Line Cross Bearish
2019-11-15 MFG Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 NHLD MACD Bearish Signal Line Cross Bearish
2019-11-15 NHLD Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 OPY 20 DMA Resistance Bearish
2019-11-15 OPY 200 DMA Resistance Bearish
2019-11-15 OPY Bollinger Band Squeeze Range Contraction
2019-11-15 PJC Pocket Pivot Bullish Swing Setup
2019-11-15 PJC 50 DMA Support Bullish
2019-11-15 PJC Cup with Handle Other
2019-11-15 PJC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 RILYN Fell Below 20 DMA Bearish
2019-11-15 RILYP NR7 Range Contraction
2019-11-15 RILYP New 52 Week High Strength
2019-11-15 RILYP 180 Bullish Setup Bullish Swing Setup
2019-11-15 RILYP Upper Bollinger Band Walk Strength
2019-11-15 RILYP New 52 Week Closing High Bullish
2019-11-15 RJF Gilligan's Island Sell Setup Bearish Swing Setup
2019-11-15 RJF Pocket Pivot Bullish Swing Setup
2019-11-15 RJF Cup with Handle Other
2019-11-15 RJF Doji - Bearish? Reversal
2019-11-15 RJF Shooting Star Candlestick Bearish
2019-11-15 SF Narrow Range Bar Range Contraction
2019-11-15 SF NR7 Range Contraction
2019-11-15 SHG Bollinger Band Squeeze Range Contraction
2019-11-15 SHG 200 DMA Support Bullish
2019-11-15 SHG Cup with Handle Other
2019-11-15 SHG 20 DMA Support Bullish
2019-11-15 SNV Pocket Pivot Bullish Swing Setup
2019-11-15 TAPR MACD Bearish Signal Line Cross Bearish
2019-11-15 TAPR Crossed Above 20 DMA Bullish
2019-11-15 TAPR NR7 Range Contraction
2019-11-15 TAPR NR7-2 Range Contraction
2019-11-15 TAPR Narrow Range Bar Range Contraction
2019-11-15 UBSI Bollinger Band Squeeze Range Contraction
2019-11-15 UBSI Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-11-15 UMBF Shooting Star Candlestick Bearish
2019-11-15 UMBF Wide Range Bar Range Expansion
2019-11-15 UMBF 20 DMA Resistance Bearish
2019-11-15 UMBF Bollinger Band Squeeze Range Contraction
2019-11-15 UMBF Lizard Bearish Bearish Day Trade Setup
2019-11-15 WF MACD Bullish Signal Line Cross Bullish
2019-11-15 WF Crossed Above 20 DMA Bullish
2019-11-15 WF Pocket Pivot Bullish Swing Setup
2019-11-15 WNS Bollinger Band Squeeze Range Contraction
2019-11-15 WNS Doji - Bearish? Reversal
2019-11-15 WNS Shooting Star Candlestick Bearish

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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