SMDY vs. RFG ETF Comparison

Comparison of Syntax Stratified MidCap ETF (SMDY) to Guggenheim S&P Midcap 400 Pure Growth ETF (RFG)

SMDY

Syntax Stratified MidCap ETF

SMDY Description

The investment seeks to provide investment results that, before expenses, correspond generally to the total return performance of publicly traded equity securities of companies comprising the Syntax Stratified MidCap Index. Under normal market conditions, the fund generally invests substantially all, and at least 95%, of its total assets in the securities comprising the index. The index, which was created by Syntax LLC, an affiliate of the fund's investment adviser, is the stratified-weight version of the widely used S&P MidCap 400® Index and holds the same constituents as the S&P MidCap 400 Index.

Grade (RS Rating)

Last Trade

$42.67

Average Daily Volume

237

Number of Holdings ^*

390

* may have additional holdings in another (foreign) market

RFG

Guggenheim S&P Midcap 400 Pure Growth ETF

RFG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong growth characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$49.39

Average Daily Volume

56,629

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMDY	RFG
30 Days	0.50%	-1.50%
60 Days	0.23%	0.92%
90 Days	6.14%	13.46%
12 Months	18.98%	37.90%

81 Overlapping Holdings

Symbol	Grade	Weight in SMDY	Weight in RFG	Overlap
ACHC	F	0.5%	0.74%	0.5%
AIT	C	0.08%	0.81%	0.08%
APPF	B	0.15%	1.84%	0.15%
ARWR	F	0.5%	0.69%	0.5%
BCO	B	0.24%	0.63%	0.24%
BLD	D	0.16%	2.09%	0.16%
BYD	F	0.09%	0.46%	0.09%
CAR	D	0.37%	0.49%	0.37%
CASY	A	0.24%	0.96%	0.24%
CELH	D	0.38%	2.41%	0.38%
CHDN	B	0.12%	1.21%	0.12%
CHRD	B	0.09%	1.45%	0.09%
CIVI	B	0.08%	1.2%	0.08%
CLH	B	0.25%	1.3%	0.25%
CNX	B	0.09%	2.46%	0.09%
COKE	B	0.45%	0.77%	0.45%
COTY	F	1.66%	0.59%	0.59%
CROX	C	0.31%	1.06%	0.31%
DBX	F	0.4%	0.56%	0.4%
DT	F	0.79%	1.22%	0.79%
DUOL	B	0.82%	2.53%	0.82%
ELF	D	0.25%	2.09%	0.25%
EME	A	0.16%	1.61%	0.16%
ESAB	B	0.31%	1.01%	0.31%
EXEL	F	0.69%	0.91%	0.69%
EXP	A	0.14%	1.42%	0.14%
FCN	B	0.16%	0.51%	0.16%
FIVE	F	0.21%	0.61%	0.21%
FIX	A	0.15%	2.05%	0.15%
FND	D	0.14%	1.07%	0.14%
GDDY	A	0.89%	0.66%	0.66%
GTLS	B	0.1%	0.98%	0.1%
H	D	0.1%	1.71%	0.1%
HALO	C	0.66%	0.49%	0.49%
KNSL	D	0.13%	1.31%	0.13%
LECO	D	0.26%	0.88%	0.26%
LII	C	0.16%	0.98%	0.16%
LNTH	B	0.17%	1.22%	0.17%
LNW	D	0.55%	0.71%	0.55%
LOPE	B	0.41%	0.86%	0.41%
MANH	D	0.33%	0.86%	0.33%
MEDP	D	0.52%	1.94%	0.52%
MTDR	D	0.08%	1.02%	0.08%
MUSA	D	0.22%	1.57%	0.22%
NEU	D	0.09%	0.97%	0.09%
NVT	A	0.24%	1.25%	0.24%
OC	B	0.1%	1.55%	0.1%
OLED	B	0.14%	0.82%	0.14%
ONTO	B	0.51%	1.4%	0.51%
OVV	C	0.09%	1.48%	0.09%
PEN	F	0.11%	0.6%	0.11%
PGNY	F	0.22%	0.75%	0.22%
PK	D	0.09%	1.5%	0.09%
PLNT	D	0.21%	0.63%	0.21%
PR	B	0.09%	2.12%	0.09%
PRI	D	0.3%	0.81%	0.3%
PSTG	C	0.56%	0.92%	0.56%
QLYS	F	0.8%	0.93%	0.8%
RBC	C	0.08%	0.69%	0.08%
RMBS	F	0.41%	1.4%	0.41%
RRC	B	0.09%	1.49%	0.09%
RS	D	0.16%	1.26%	0.16%
SAIA	F	0.1%	0.99%	0.1%
SKX	B	0.33%	1.06%	0.33%
SSD	D	0.07%	1.29%	0.07%
SWN	C	0.09%	2.54%	0.09%
TOL	B	0.4%	1.83%	0.4%
TPX	D	0.14%	0.99%	0.14%
TREX	D	0.15%	0.97%	0.15%
TXRH	B	0.65%	1.12%	0.65%
UFPI	C	0.06%	1.03%	0.06%
VAL	C	0.18%	1.4%	0.18%
VNT	D	0.28%	0.77%	0.28%
VST	B	0.27%	2.59%	0.27%
VVV	D	0.1%	1.25%	0.1%
WFRD	B	0.21%	2.35%	0.21%
WING	A	0.66%	1.95%	0.66%
WLK	B	0.1%	1.05%	0.1%
WMS	C	0.1%	0.82%	0.1%
WSM	B	0.29%	1.12%	0.29%
WSO	B	0.08%	0.82%	0.08%

SMDY Overweight 309 Positions Relative to RFG

Symbol	Grade	Weight
SMG	D	1.84%
LITE	F	1.13%
CIEN	D	1.06%
IRDM	D	0.88%
FYBR	B	0.79%
PRGO	C	0.76%
UTHR	B	0.74%
THC	A	0.73%
DOCS	F	0.71%
NBIX	B	0.69%
WEN	B	0.66%
ZD	D	0.65%
JAZZ	D	0.64%
OHI	B	0.62%
SBRA	A	0.62%
ARMK	C	0.59%
DLB	C	0.58%
AMKR	C	0.55%
MTSI	B	0.52%
LIVN	B	0.47%
ALGM	D	0.46%
RGEN	F	0.46%
POST	B	0.46%
MKSI	D	0.45%
POWI	C	0.45%
CRUS	A	0.45%
IBKR	B	0.45%
BRBR	C	0.44%
CVLT	A	0.43%
BLKB	B	0.43%
SF	A	0.43%
AZTA	D	0.43%
NYT	B	0.42%
GHC	A	0.42%
ASB	A	0.42%
LSCC	F	0.42%
NXST	C	0.41%
EQH	A	0.4%
TDC	F	0.4%
AN	B	0.4%
SLAB	D	0.4%
ZI	F	0.4%
SYNA	D	0.4%
KBH	B	0.39%
TMHC	C	0.39%
TGNA	D	0.39%
NVST	F	0.38%
PCTY	D	0.37%
GMED	C	0.37%
WBS	D	0.37%
JWN	B	0.36%
UNM	B	0.36%
PAG	F	0.36%
BHF	D	0.36%
KMPR	B	0.35%
CNO	B	0.35%
DKS	C	0.34%
PPC	A	0.34%
ST	B	0.34%
ENOV	F	0.34%
FLO	B	0.33%
MTG	B	0.32%
RGA	A	0.32%
CGNX	B	0.32%
ESNT	C	0.31%
COLM	B	0.31%
FNF	B	0.31%
NSP	C	0.31%
VOYA	B	0.31%
LAD	D	0.31%
ERIE	C	0.31%
FAF	D	0.3%
AGCO	F	0.3%
HQY	D	0.3%
DAR	D	0.3%
TEX	D	0.3%
INGR	A	0.3%
OSK	D	0.3%
TTC	F	0.3%
GPS	D	0.3%
HRB	B	0.3%
JHG	A	0.3%
AMG	D	0.3%
MSA	C	0.3%
RNR	C	0.29%
KEX	A	0.29%
EEFT	C	0.29%
MMS	C	0.29%
IPGP	D	0.29%
MORN	D	0.29%
SEIC	C	0.29%
ETRN	B	0.28%
WEX	D	0.28%
MIDD	F	0.28%
WU	C	0.28%
LANC	D	0.28%
FHI	D	0.28%
SAM	D	0.28%
EHC	A	0.27%
SWAV	A	0.27%
SFM	A	0.27%
M	D	0.27%
BURL	D	0.26%
CG	D	0.26%
GME	B	0.26%
PVH	D	0.25%
CRI	F	0.25%
NJR	B	0.24%
USFD	C	0.24%
OGS	C	0.24%
HAE	B	0.24%
BKH	B	0.24%
AM	A	0.24%
PBF	D	0.24%
AMED	C	0.24%
GO	F	0.24%
AIRC	A	0.24%
BJ	B	0.24%
WTRG	B	0.24%
NFG	A	0.24%
DTM	A	0.24%
OPCH	D	0.23%
OLLI	B	0.23%
CPRI	F	0.23%
SR	B	0.23%
LFUS	B	0.23%
HTZ	F	0.23%
SWX	A	0.23%
CHE	D	0.22%
CACI	A	0.22%
IDA	B	0.22%
DINO	D	0.22%
PFGC	D	0.22%
UGI	B	0.22%
AYI	C	0.22%
ENS	B	0.22%
VC	C	0.22%
BC	D	0.21%
HOG	D	0.21%
NWE	B	0.21%
OGE	A	0.21%
SCI	D	0.21%
AA	B	0.21%
SLM	B	0.21%
ALLY	B	0.21%
POR	B	0.21%
ALE	B	0.21%
GNTX	D	0.21%
THO	D	0.21%
FLR	C	0.2%
TCBI	B	0.2%
AMH	B	0.2%
IRT	B	0.2%
PNM	C	0.2%
PII	F	0.2%
EXLS	C	0.19%
KD	A	0.19%
RGLD	B	0.19%
NSA	D	0.19%
ELS	D	0.19%
NOV	D	0.19%
CHX	D	0.19%
SRCL	D	0.19%
ORA	C	0.19%
JEF	B	0.18%
CNXC	D	0.18%
SHC	F	0.18%
CMC	C	0.18%
MP	D	0.18%
ORI	A	0.18%
CUBE	D	0.18%
SAIC	C	0.18%
G	D	0.18%
TTEK	B	0.17%
R	A	0.17%
AFG	C	0.17%
RLI	A	0.17%
EXPO	B	0.17%
THG	A	0.17%
ACM	C	0.16%
HLI	A	0.16%
SIGI	F	0.16%
KBR	B	0.16%
MTZ	B	0.15%
VSH	C	0.15%
EVR	C	0.15%
MDU	A	0.15%
JLL	C	0.15%
BDC	C	0.15%
MAN	B	0.15%
GXO	C	0.15%
MASI	D	0.14%
X	D	0.14%
RCM	D	0.14%
WTFC	B	0.14%
ASGN	D	0.14%
KNF	C	0.14%
WERN	D	0.14%
MAT	D	0.14%
FHN	A	0.14%
LSTR	D	0.14%
CLF	F	0.14%
GATX	C	0.14%
HWC	B	0.14%
RH	D	0.14%
CBSH	A	0.14%
KNX	D	0.13%
WOLF	F	0.13%
LPX	A	0.13%
COHR	D	0.13%
WHR	F	0.13%
CYTK	D	0.13%
UMBF	C	0.13%
CFR	D	0.13%
YETI	F	0.13%
NOVT	D	0.13%
XPO	D	0.13%
PCH	D	0.12%
UAA	F	0.12%
UA	D	0.12%
IART	F	0.11%
AXTA	A	0.11%
AVNT	B	0.11%
FLS	A	0.11%
CBT	B	0.11%
RYN	F	0.11%
HELE	F	0.11%
KRC	F	0.1%
WTS	C	0.1%
GLPI	D	0.1%
OLN	D	0.1%
WWD	A	0.1%
HGV	D	0.1%
WH	F	0.1%
CW	A	0.1%
CSL	A	0.1%
CHH	F	0.1%
TNL	D	0.1%
LEG	F	0.1%
DCI	B	0.1%
CUZ	B	0.1%
VNO	F	0.1%
VMI	B	0.1%
ASH	A	0.1%
AR	B	0.1%
CC	C	0.1%
NEOG	F	0.1%
BRKR	D	0.1%
VAC	D	0.1%
LEA	F	0.09%
SNX	A	0.09%
CHK	B	0.09%
ATR	A	0.09%
GGG	D	0.09%
CNM	A	0.09%
CACC	D	0.09%
MUR	C	0.09%
TKR	B	0.09%
GT	D	0.09%
RPM	D	0.09%
HXL	C	0.09%
ALV	A	0.09%
STAG	D	0.08%
WPC	C	0.08%
ADNT	F	0.08%
ARW	B	0.08%
WCC	B	0.08%
AVT	A	0.08%
XRAY	F	0.08%
BWXT	D	0.08%
PENN	F	0.08%
MTN	F	0.08%
RRX	D	0.08%
ITT	A	0.08%
CADE	B	0.07%
ZION	B	0.07%
HOMB	B	0.07%
NNN	B	0.07%
EPR	C	0.07%
BRX	C	0.07%
REXR	D	0.07%
OZK	B	0.07%
KRG	B	0.07%
MSM	F	0.07%
ADC	B	0.07%
LAMR	B	0.07%
IBOC	A	0.07%
FR	D	0.07%
EGP	D	0.07%
BERY	D	0.06%
SON	C	0.06%
GPK	C	0.06%
GEF	D	0.06%
SSB	D	0.06%
CCK	C	0.06%
FFIN	C	0.06%
GBCI	C	0.06%
SLGN	B	0.06%
VLY	F	0.06%
SNV	C	0.06%
PNFP	C	0.06%
STWD	C	0.06%
UBSI	D	0.06%
PB	B	0.06%
NYCB	D	0.06%
EWBC	A	0.06%
FNB	A	0.06%
ONB	A	0.06%
COLB	C	0.06%

SMDY Underweight 0 Positions Relative to RFG

	Symbol	Grade	Weight