SLYG vs. FYC ETF Comparison

Comparison of SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index) (SLYG) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SLYG

SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index)

SLYG Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "growth" characteristics. In seeking to track the performance of the S&P SmallCap 600 Growth Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization growth sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$98.89

Average Daily Volume

124,834

Number of Holdings ^*

344

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.11

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	SLYG	FYC
30 Days	6.32%	9.32%
60 Days	5.07%	10.25%
90 Days	5.39%	13.41%
12 Months	31.59%	44.40%

104 Overlapping Holdings

Symbol	Grade	Weight in SLYG	Weight in FYC	Overlap
ADMA	B	0.66%	0.6%	0.6%
ADUS	D	0.13%	0.32%	0.13%
AGYS	A	0.4%	0.26%	0.26%
AMPH	F	0.25%	0.33%	0.25%
ANIP	F	0.13%	0.24%	0.13%
AORT	B	0.08%	0.48%	0.08%
APAM	B	0.27%	0.13%	0.13%
APOG	C	0.12%	0.42%	0.12%
ARLO	C	0.16%	0.11%	0.11%
AROC	A	0.59%	0.27%	0.27%
ASTH	F	0.25%	0.43%	0.25%
ATGE	B	0.48%	0.67%	0.48%
AWR	B	0.25%	0.12%	0.12%
AZZ	A	0.37%	0.36%	0.36%
BANF	B	0.22%	0.41%	0.22%
BGC	C	0.34%	0.4%	0.34%
BL	B	0.29%	0.13%	0.13%
BLFS	C	0.06%	0.3%	0.06%
BRC	D	0.29%	0.34%	0.29%
CAKE	C	0.15%	0.42%	0.15%
CALM	A	0.56%	0.58%	0.56%
CARG	B	0.45%	0.42%	0.42%
CARS	C	0.16%	0.13%	0.13%
CCOI	B	0.49%	0.49%	0.49%
CEIX	A	0.49%	0.28%	0.28%
CHCO	B	0.16%	0.39%	0.16%
CLB	B	0.06%	0.13%	0.06%
CNK	C	0.5%	0.68%	0.5%
COLL	F	0.14%	0.37%	0.14%
CPK	A	0.19%	0.24%	0.19%
CPRX	C	0.34%	0.52%	0.34%
CTS	C	0.13%	0.13%	0.13%
CWT	C	0.18%	0.32%	0.18%
DOCN	C	0.19%	0.33%	0.19%
DORM	B	0.37%	0.57%	0.37%
EAT	A	0.34%	0.91%	0.34%
EPAC	C	0.25%	0.27%	0.25%
ESE	B	0.55%	0.38%	0.38%
FBP	C	0.49%	0.47%	0.47%
FCPT	C	0.17%	0.23%	0.17%
FTDR	B	0.61%	0.69%	0.61%
GFF	A	0.3%	0.39%	0.3%
GSHD	A	0.42%	0.64%	0.42%
GTY	A	0.1%	0.23%	0.1%
GVA	A	0.31%	0.72%	0.31%
HLIT	D	0.11%	0.3%	0.11%
HLX	B	0.21%	0.22%	0.21%
HNI	B	0.23%	0.61%	0.23%
HRMY	D	0.08%	0.39%	0.08%
HWKN	B	0.34%	0.58%	0.34%
IDCC	B	0.67%	0.76%	0.67%
IIPR	D	0.24%	0.27%	0.24%
JJSF	C	0.38%	0.23%	0.23%
JOE	F	0.28%	0.1%	0.1%
KN	B	0.09%	0.36%	0.09%
LKFN	C	0.13%	0.27%	0.13%
LMAT	A	0.31%	0.52%	0.31%
LPG	F	0.14%	0.09%	0.09%
LRN	A	0.63%	0.7%	0.63%
LTC	B	0.1%	0.12%	0.1%
MGEE	B	0.31%	0.28%	0.28%
MYGN	F	0.1%	0.2%	0.1%
NEO	C	0.28%	0.26%	0.26%
NHC	C	0.1%	0.6%	0.1%
NMIH	C	0.28%	0.43%	0.28%
OII	B	0.41%	0.39%	0.39%
OSIS	A	0.35%	0.35%	0.35%
OUT	A	0.15%	0.48%	0.15%
PAYO	A	0.16%	0.82%	0.16%
PJT	A	0.31%	0.71%	0.31%
PLAY	D	0.17%	0.13%	0.13%
PLMR	A	0.41%	0.53%	0.41%
POWL	C	0.39%	0.81%	0.39%
PRGS	A	0.41%	0.48%	0.41%
PRK	B	0.16%	0.55%	0.16%
PTGX	D	0.25%	0.54%	0.25%
PZZA	F	0.11%	0.11%	0.11%
SABR	C	0.11%	0.48%	0.11%
SHAK	C	0.68%	0.42%	0.42%
SITM	B	0.32%	0.42%	0.32%
SKT	A	0.58%	0.26%	0.26%
SKYW	C	0.35%	0.62%	0.35%
SMPL	B	0.32%	0.13%	0.13%
SMTC	B	0.23%	0.49%	0.23%
STEP	C	0.18%	0.69%	0.18%
STRA	C	0.14%	0.12%	0.12%
SWI	C	0.05%	0.25%	0.05%
SXI	B	0.35%	0.26%	0.26%
SXT	C	0.21%	0.23%	0.21%
TBBK	B	0.4%	0.6%	0.4%
TGTX	B	0.58%	0.79%	0.58%
TNC	D	0.24%	0.11%	0.11%
TNDM	D	0.13%	0.24%	0.13%
TR	B	0.05%	0.12%	0.05%
TRN	B	0.23%	0.64%	0.23%
TRUP	B	0.12%	0.74%	0.12%
UE	B	0.24%	0.38%	0.24%
UFPT	C	0.3%	0.47%	0.3%
VECO	F	0.22%	0.1%	0.1%
WABC	B	0.13%	0.13%	0.13%
WDFC	B	0.55%	0.26%	0.26%
WT	A	0.2%	0.4%	0.2%
YELP	C	0.35%	0.12%	0.12%
YOU	D	0.24%	0.48%	0.24%

SLYG Overweight 240 Positions Relative to FYC

Symbol	Grade	Weight
MLI	B	1.5%
CRS	B	1.31%
GKOS	B	1.1%
ATI	C	1.03%
CSWI	B	1.0%
AWI	A	0.98%
SPSC	D	0.96%
MTH	D	0.94%
BMI	B	0.92%
MOG.A	B	0.92%
AVAV	C	0.81%
FSS	B	0.81%
BCC	B	0.8%
MARA	B	0.78%
GPI	B	0.77%
SM	B	0.75%
RDNT	B	0.75%
MGY	A	0.75%
MATX	C	0.75%
IBP	D	0.7%
ITGR	B	0.66%
KTB	B	0.66%
MHO	D	0.62%
SIG	B	0.62%
FELE	B	0.61%
BOOT	C	0.6%
NOG	B	0.6%
GMS	B	0.58%
CRC	A	0.58%
INSP	D	0.57%
CVCO	A	0.56%
VRRM	F	0.54%
MSGS	A	0.53%
MMSI	A	0.52%
ACIW	B	0.52%
APLE	B	0.51%
HCC	B	0.51%
OTTR	C	0.49%
AEO	F	0.47%
CTRE	C	0.47%
BCPC	B	0.47%
CRVL	B	0.47%
CORT	B	0.46%
SHOO	F	0.45%
ACA	A	0.44%
BOX	B	0.44%
EPRT	B	0.44%
FORM	D	0.43%
ALRM	C	0.43%
LBRT	D	0.43%
KRYS	C	0.43%
PATK	C	0.43%
ALKS	C	0.42%
MC	C	0.41%
RDN	D	0.41%
DV	C	0.4%
WHD	B	0.4%
NSIT	F	0.4%
AX	B	0.4%
AGO	B	0.4%
PI	D	0.4%
AMR	C	0.39%
TMDX	F	0.39%
VCEL	B	0.38%
PIPR	A	0.38%
ABG	C	0.37%
ITRI	C	0.37%
ETSY	D	0.37%
ARCB	C	0.37%
AEIS	C	0.37%
PECO	A	0.36%
TDW	F	0.36%
ZWS	B	0.35%
TPH	D	0.35%
KFY	B	0.34%
MYRG	B	0.34%
MTRN	C	0.34%
ACLS	F	0.34%
EVTC	B	0.33%
IPAR	B	0.33%
JBT	B	0.33%
TFIN	B	0.32%
SFBS	C	0.32%
CNMD	C	0.32%
URBN	C	0.32%
GRBK	D	0.31%
ROCK	C	0.31%
PRVA	C	0.31%
ALG	B	0.3%
OFG	B	0.3%
SEE	C	0.3%
SHO	D	0.3%
ARCH	B	0.3%
FUL	F	0.29%
CASH	B	0.29%
PRG	C	0.29%
PLXS	B	0.28%
RAMP	B	0.28%
PBH	A	0.28%
IOSP	C	0.27%
LCII	C	0.27%
DRH	B	0.27%
CATY	B	0.26%
HP	C	0.26%
RUSHA	C	0.25%
AIR	B	0.25%
RXO	D	0.25%
GTES	A	0.24%
PTEN	C	0.24%
WSFS	B	0.23%
KLIC	B	0.23%
DFIN	D	0.23%
NPO	A	0.23%
CUBI	B	0.23%
NARI	C	0.22%
WD	D	0.22%
BTU	B	0.22%
TRIP	F	0.22%
DIOD	D	0.22%
TDS	B	0.22%
DVAX	C	0.21%
SPNT	B	0.21%
ENV	B	0.2%
IAC	F	0.2%
MTX	B	0.19%
PLUS	F	0.19%
CNS	B	0.19%
CCS	D	0.18%
EXTR	C	0.18%
KWR	C	0.18%
UNF	B	0.18%
BOH	B	0.18%
AIN	C	0.18%
LGIH	F	0.18%
PFBC	B	0.17%
ROG	D	0.17%
PGNY	F	0.16%
OXM	F	0.16%
XPEL	B	0.15%
PARR	F	0.15%
ENR	B	0.15%
WS	C	0.15%
AL	B	0.15%
EXPI	D	0.15%
PLAB	C	0.15%
MCRI	A	0.15%
EFC	C	0.15%
WGO	C	0.14%
LZB	B	0.14%
VRTS	B	0.14%
NX	C	0.14%
FCF	B	0.13%
BKE	B	0.13%
XHR	B	0.13%
UPBD	B	0.13%
JACK	C	0.13%
MP	C	0.13%
VVI	C	0.13%
HCI	C	0.13%
PRDO	B	0.13%
PDFS	C	0.13%
RWT	D	0.13%
VSTS	C	0.12%
ANDE	D	0.12%
CALX	D	0.12%
AMWD	C	0.12%
WOR	F	0.12%
STBA	B	0.12%
UNIT	B	0.11%
XNCR	B	0.11%
USPH	B	0.11%
CSGS	B	0.11%
SUPN	C	0.11%
STAA	F	0.11%
LNN	B	0.1%
MXL	C	0.1%
SJW	F	0.1%
REX	D	0.1%
ARI	C	0.1%
SHEN	F	0.09%
VRE	B	0.09%
AMBC	C	0.09%
FIZZ	C	0.09%
PRLB	B	0.09%
THRM	F	0.09%
BHLB	B	0.09%
CERT	F	0.09%
VICR	C	0.09%
CRK	B	0.09%
INVA	D	0.08%
MSEX	C	0.08%
AMN	F	0.08%
SDGR	C	0.08%
LQDT	B	0.08%
ATEN	A	0.08%
NABL	F	0.07%
TTGT	B	0.07%
MATW	C	0.07%
BLMN	F	0.07%
GES	F	0.07%
MRTN	D	0.07%
RES	D	0.07%
COHU	C	0.07%
AMSF	B	0.07%
BSIG	A	0.07%
FOXF	F	0.07%
WRLD	C	0.06%
SBSI	C	0.06%
MGPI	F	0.06%
MMI	C	0.06%
JBSS	F	0.06%
VTLE	C	0.06%
HSTM	B	0.06%
WOLF	F	0.06%
KOP	C	0.06%
UTL	B	0.06%
GDEN	B	0.06%
HAYN	A	0.06%
WSR	A	0.05%
MTUS	C	0.05%
RCUS	F	0.05%
IRWD	F	0.05%
AHH	D	0.05%
MCW	C	0.05%
INN	D	0.05%
CVI	F	0.05%
SSTK	F	0.05%
IIIN	C	0.05%
UHT	D	0.04%
SEDG	F	0.04%
SNCY	C	0.04%
ETD	C	0.04%
SLP	D	0.04%
CEVA	B	0.04%
HTLD	C	0.04%
MYE	F	0.03%
RGNX	D	0.03%
GOGO	C	0.03%
BFS	C	0.03%
NPK	B	0.02%

SLYG Underweight 136 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	A	-1.06%
PRIM	A	-0.81%
IESC	C	-0.79%
ROAD	B	-0.76%
STRL	A	-0.75%
WWW	A	-0.75%
QCRH	B	-0.73%
ENVA	B	-0.72%
WULF	C	-0.71%
DOCS	C	-0.71%
USLM	A	-0.69%
MCY	A	-0.69%
ACLX	C	-0.68%
RYTM	C	-0.68%
LMND	B	-0.67%
ALHC	C	-0.65%
VCYT	B	-0.65%
PRCT	B	-0.64%
AMRX	C	-0.64%
REVG	C	-0.63%
PBI	B	-0.61%
PTON	A	-0.6%
CHEF	A	-0.59%
DSGR	C	-0.59%
AGIO	C	-0.59%
KYMR	D	-0.58%
SKWD	A	-0.58%
SLVM	B	-0.58%
MIRM	B	-0.57%
SGBX	F	-0.57%
INTA	B	-0.57%
SYBT	B	-0.57%
CWAN	B	-0.57%
ALKT	B	-0.56%
VCTR	B	-0.55%
NBHC	C	-0.55%
JANX	C	-0.54%
MWA	B	-0.54%
PRM	C	-0.54%
CDE	C	-0.54%
OSW	B	-0.54%
PTCT	B	-0.54%
CHWY	B	-0.53%
SATS	D	-0.53%
MNKD	C	-0.53%
TGLS	B	-0.51%
CRAI	C	-0.51%
NPAB	F	-0.49%
LFST	B	-0.49%
BCRX	D	-0.47%
LITE	B	-0.47%
CENX	B	-0.46%
VERX	A	-0.45%
WTTR	A	-0.43%
MBIN	F	-0.43%
OSCR	D	-0.43%
NRIX	C	-0.42%
MGNI	B	-0.42%
RNG	C	-0.41%
GABC	B	-0.41%
CIFR	C	-0.4%
SEMR	C	-0.4%
VITL	D	-0.39%
GERN	D	-0.39%
HURN	C	-0.39%
KTOS	B	-0.38%
BLBD	D	-0.38%
AAT	B	-0.36%
ICFI	F	-0.33%
ESRT	C	-0.33%
IOVA	F	-0.32%
PMT	C	-0.32%
NHI	D	-0.32%
FLNC	D	-0.32%
ASPN	F	-0.32%
NSA	C	-0.31%
WRBY	A	-0.31%
KNTK	A	-0.3%
TWST	F	-0.3%
HEES	C	-0.29%
LGND	C	-0.28%
BKD	F	-0.28%
DRVN	B	-0.28%
TNL	A	-0.28%
OCUL	D	-0.27%
BANC	B	-0.26%
AGM	B	-0.26%
MAC	B	-0.25%
ARQT	B	-0.25%
CDP	C	-0.24%
UMH	B	-0.24%
IAS	C	-0.24%
NXRT	B	-0.24%
GTX	C	-0.23%
DNLI	D	-0.23%
KW	C	-0.23%
CMPR	D	-0.23%
SCS	C	-0.23%
ACVA	B	-0.23%
EPR	C	-0.22%
PHR	F	-0.22%
AESI	B	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
CDRE	F	-0.21%
HUMA	F	-0.21%
RXST	F	-0.21%
EVH	F	-0.21%
ALX	D	-0.21%
NVAX	F	-0.2%
SOUN	B	-0.17%
TGI	B	-0.16%
MIR	A	-0.16%
ARDX	F	-0.16%
PAR	A	-0.16%
CBZ	B	-0.14%
BEAM	D	-0.13%
APPN	B	-0.13%
MLNK	C	-0.13%
ACAD	C	-0.13%
FBRT	D	-0.12%
THR	B	-0.12%
AMC	C	-0.12%
WEN	D	-0.12%
NSSC	D	-0.11%
RRR	F	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
IRDM	D	-0.11%
GNL	F	-0.1%
AZTA	D	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	D	-0.09%
RLAY	F	-0.09%