RZV vs. FYT ETF Comparison

Comparison of Guggenheim S&P Smallcap 600 Pure Value ETF (RZV) to First Trust Small Cap Value AlphaDEX Fund (FYT)

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$112.81

Average Daily Volume

5,145

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.40

Average Daily Volume

10,681

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	RZV	FYT
30 Days	1.63%	2.45%
60 Days	3.50%	3.58%
90 Days	6.31%	5.72%
12 Months	22.17%	20.11%

54 Overlapping Holdings

Symbol	Grade	Weight in RZV	Weight in FYT	Overlap
ABM	B	0.78%	0.26%	0.26%
ADNT	F	1.11%	0.44%	0.44%
AVNS	F	0.26%	0.19%	0.19%
BFH	B	1.86%	0.73%	0.73%
BHE	B	1.8%	0.26%	0.26%
BKU	A	0.35%	0.4%	0.35%
CAL	F	0.61%	0.56%	0.56%
CRGY	A	2.08%	0.62%	0.62%
DAN	F	0.5%	0.39%	0.39%
DNOW	B	0.62%	0.69%	0.62%
FDP	B	1.99%	0.14%	0.14%
GBX	B	1.51%	0.79%	0.79%
GEO	A	1.49%	0.5%	0.5%
GIII	D	0.6%	0.62%	0.6%
GNW	A	1.38%	0.13%	0.13%
HOPE	B	0.65%	0.39%	0.39%
HTZ	C	1.34%	0.76%	0.76%
HUBG	A	0.37%	0.39%	0.37%
JBGS	F	0.45%	0.11%	0.11%
KALU	C	0.86%	0.4%	0.4%
KSS	F	0.87%	0.54%	0.54%
MLKN	F	0.31%	0.47%	0.31%
MODG	F	0.61%	0.37%	0.37%
NAVI	F	0.37%	0.48%	0.37%
ODP	F	0.42%	0.21%	0.21%
OI	D	0.61%	0.12%	0.12%
OMI	F	0.36%	0.28%	0.28%
PDCO	F	0.26%	0.44%	0.26%
PEB	F	0.53%	0.33%	0.33%
PFS	B	0.41%	0.14%	0.14%
PHIN	B	2.17%	0.55%	0.55%
PPBI	B	0.29%	0.13%	0.13%
PSMT	D	0.33%	0.23%	0.23%
RC	D	0.23%	0.11%	0.11%
REZI	A	1.03%	0.62%	0.62%
RNST	B	0.39%	0.41%	0.39%
SAH	B	0.79%	0.54%	0.54%
SBH	B	0.85%	0.5%	0.5%
SCSC	B	1.43%	0.5%	0.5%
SCVL	F	0.58%	0.3%	0.3%
SFNC	B	0.62%	0.41%	0.41%
SNDR	B	0.49%	0.39%	0.39%
SNEX	B	1.23%	0.29%	0.29%
STC	B	0.68%	0.12%	0.12%
TALO	C	0.26%	0.69%	0.26%
TGNA	B	0.59%	0.7%	0.59%
TTMI	B	0.56%	0.32%	0.32%
UVV	B	0.49%	0.61%	0.49%
VBTX	B	0.46%	0.4%	0.4%
VSAT	F	0.19%	0.32%	0.19%
VSCO	A	0.66%	0.5%	0.5%
WERN	B	0.33%	0.37%	0.33%
WKC	D	1.75%	0.55%	0.55%
XRX	F	0.72%	0.39%	0.39%

RZV Overweight 78 Positions Relative to FYT

Symbol	Grade	Weight
LUMN	C	2.11%
JBLU	F	1.86%
UNFI	B	1.85%
SATS	C	1.84%
JXN	C	1.71%
GDOT	D	1.67%
DXPE	B	1.47%
MD	C	1.46%
NATL	B	1.46%
EZPW	A	1.35%
CWK	C	1.32%
HZO	F	1.13%
SANM	B	1.1%
FL	F	1.1%
NVRI	F	1.02%
KELYA	F	1.0%
AHCO	D	0.95%
CENX	B	0.87%
PRA	B	0.85%
CHEF	B	0.83%
VYX	C	0.82%
WWW	A	0.81%
SXC	A	0.79%
UFCS	A	0.78%
SPTN	F	0.77%
TILE	B	0.74%
MPW	F	0.71%
PAHC	B	0.7%
PENN	C	0.7%
DLX	B	0.69%
ALK	A	0.69%
AXL	C	0.66%
ASIX	C	0.66%
AAP	D	0.66%
PRAA	C	0.64%
ALGT	C	0.64%
HSII	B	0.62%
NWL	B	0.61%
SLG	B	0.59%
MCY	B	0.59%
VTOL	B	0.58%
BDN	C	0.57%
EGBN	B	0.56%
AOSL	C	0.56%
HBI	B	0.55%
MATV	F	0.52%
BGS	F	0.51%
CMA	B	0.51%
RUN	F	0.51%
LNC	B	0.5%
VSTO	A	0.48%
DCOM	A	0.48%
NBR	D	0.46%
IBTX	B	0.46%
BANC	B	0.45%
VIRT	A	0.45%
DXC	D	0.43%
SEM	B	0.42%
ASTE	C	0.42%
HAFC	B	0.42%
VFC	C	0.42%
MDU	D	0.41%
HCSG	C	0.39%
HFWA	B	0.37%
ECPG	C	0.37%
PUMP	D	0.37%
NTCT	C	0.37%
HPP	F	0.36%
BRKL	B	0.36%
WNC	D	0.32%
SMP	C	0.32%
LEG	F	0.28%
CNSL	B	0.26%
HAIN	D	0.2%
FLGT	F	0.2%
THS	F	0.19%
TWI	F	0.17%
SVC	F	0.15%

RZV Underweight 202 Positions Relative to FYT

Symbol	Grade	Weight
CXW	B	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
JBT	A	-0.73%
CTOS	B	-0.72%
ECVT	C	-0.72%
CUBI	C	-0.72%
VTLE	C	-0.71%
CABO	C	-0.71%
ULH	B	-0.69%
PINC	B	-0.69%
KMT	C	-0.68%
EIG	B	-0.68%
GEF	B	-0.66%
GPOR	A	-0.65%
HELE	C	-0.65%
PK	D	-0.64%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
GT	C	-0.64%
IART	C	-0.63%
VAC	C	-0.62%
WS	B	-0.62%
BTU	C	-0.62%
KOS	D	-0.62%
SPNT	A	-0.62%
PARR	F	-0.61%
PLAB	D	-0.61%
INVA	C	-0.61%
SHO	D	-0.6%
AVA	C	-0.59%
TRMK	B	-0.59%
EPC	F	-0.59%
VC	F	-0.59%
INDB	B	-0.59%
IMKTA	C	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
PRDO	B	-0.58%
RES	F	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
FFBC	B	-0.56%
USM	B	-0.55%
EBC	B	-0.55%
DBRG	F	-0.54%
WMK	B	-0.53%
VSH	F	-0.52%
MRC	B	-0.52%
CCS	F	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	C	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
CVI	D	-0.5%
EQC	A	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	C	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
PRG	C	-0.48%
NWE	C	-0.47%
ABR	B	-0.47%
OEC	C	-0.47%
CVBF	B	-0.46%
ANDE	F	-0.46%
VSTS	F	-0.46%
HIW	D	-0.46%
SASR	B	-0.44%
CASH	B	-0.44%
BNL	D	-0.44%
PLYA	B	-0.44%
BANR	B	-0.44%
WSBC	B	-0.43%
CATY	B	-0.43%
CRK	A	-0.43%
FULT	B	-0.42%
FRME	B	-0.42%
PFBC	B	-0.42%
WSFS	B	-0.41%
HY	D	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
TCBK	B	-0.4%
ALG	C	-0.39%
FIBK	B	-0.39%
FCF	B	-0.39%
SRCE	B	-0.39%
NX	C	-0.39%
WGO	D	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
UNF	B	-0.36%
KLG	D	-0.36%
IPGP	D	-0.36%
MRTN	C	-0.35%
SPB	C	-0.35%
LILAK	F	-0.33%
SJW	F	-0.33%
SSTK	F	-0.32%
LGIH	F	-0.32%
LC	B	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
ASB	B	-0.3%
NIC	B	-0.29%
HMN	B	-0.29%
FHB	B	-0.29%
CRI	F	-0.29%
AMN	F	-0.28%
FHI	B	-0.28%
PBH	A	-0.28%
KAR	A	-0.28%
DFH	F	-0.28%
NWBI	B	-0.27%
SBCF	B	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	B	-0.27%
MTX	C	-0.26%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	C	-0.26%
HTH	B	-0.25%
STBA	B	-0.25%
DK	D	-0.25%
ROCK	D	-0.25%
GO	C	-0.25%
SYNA	D	-0.24%
OFG	B	-0.24%
SCL	D	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
ALEX	B	-0.24%
LNN	B	-0.24%
KWR	D	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	F	-0.23%
YETI	D	-0.23%
LCII	D	-0.23%
ROG	D	-0.22%
PATK	D	-0.22%
FOXF	F	-0.19%
MYRG	C	-0.18%
UPWK	C	-0.17%
MCW	C	-0.15%
MGPI	F	-0.15%
TCBI	B	-0.15%
BHF	C	-0.14%
BHLB	B	-0.14%
CBU	B	-0.14%
FBK	B	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
DEI	B	-0.13%
HLIO	C	-0.13%
IVT	A	-0.13%
CVCO	A	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
NMRK	B	-0.12%
CNMD	C	-0.12%
MSEX	B	-0.12%
UPBD	C	-0.12%
EVTC	B	-0.12%
PGRE	D	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	B	-0.12%
OXM	F	-0.11%
CWEN	C	-0.11%
SHOO	D	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
CMTG	D	-0.11%
SHLS	F	-0.11%
CNXN	D	-0.11%
CC	D	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	F	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%