ROSC vs. QABA ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to First Trust NASDAQ ABA Community Bank Index Fund (QABA)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$40.25

Average Daily Volume

2,052

Number of Holdings ^*

303

* may have additional holdings in another (foreign) market

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.14

Average Daily Volume

22,632

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	QABA
30 Days	-0.95%	3.47%
60 Days	-0.94%	3.73%
90 Days	0.36%	0.91%
12 Months	22.05%	32.38%

42 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in QABA	Overlap
ABCB	B	0.17%	2.07%	0.17%
AROW	C	0.13%	0.25%	0.13%
BANR	B	0.19%	0.95%	0.19%
BFST	D	0.02%	0.33%	0.02%
BUSE	B	0.29%	0.79%	0.29%
CASS	D	0.06%	0.37%	0.06%
CATY	D	0.18%	1.6%	0.18%
CHCO	B	0.1%	0.96%	0.1%
CTBI	A	0.17%	0.48%	0.17%
EFSC	C	0.05%	0.91%	0.05%
ESQ	C	0.02%	0.24%	0.02%
FBNC	F	0.01%	0.8%	0.01%
FHB	A	0.1%	1.72%	0.1%
FRME	B	0.03%	1.27%	0.03%
FULT	A	0.25%	1.73%	0.25%
GSBC	B	0.02%	0.39%	0.02%
HAFC	C	0.23%	0.3%	0.23%
HFWA	C	0.14%	0.4%	0.14%
HOPE	D	0.75%	0.77%	0.75%
HTBK	D	0.3%	0.31%	0.3%
HTLF	A	0.16%	1.12%	0.16%
IBCP	B	0.32%	0.33%	0.32%
IBOC	A	0.38%	2.22%	0.38%
MBIN	C	0.03%	1.12%	0.03%
MSBI	D	0.27%	0.31%	0.27%
NBTB	B	0.17%	1.07%	0.17%
NWBI	C	0.17%	0.85%	0.17%
OCFC	C	0.1%	0.56%	0.1%
PEBO	B	0.07%	0.66%	0.07%
PFBC	A	0.5%	0.68%	0.5%
PFC	B	0.13%	0.45%	0.13%
SFNC	D	0.03%	1.36%	0.03%
STBA	B	0.3%	0.74%	0.3%
TCBK	B	0.1%	0.74%	0.1%
THFF	B	0.24%	0.27%	0.24%
TOWN	B	0.37%	1.24%	0.37%
TRMK	A	0.09%	1.15%	0.09%
TRST	B	0.43%	0.33%	0.33%
UVSP	A	0.18%	0.41%	0.18%
VBTX	B	0.32%	0.68%	0.32%
WAFD	B	0.01%	1.12%	0.01%
WSBC	D	0.24%	1.02%	0.24%

ROSC Overweight 261 Positions Relative to QABA

Symbol	Grade	Weight
JXN	A	1.23%
HCC	B	1.13%
BELFB	B	1.1%
WIRE	A	1.1%
CALM	D	1.07%
RUSHA	D	1.01%
PINC	F	1.0%
PDCO	F	0.95%
ARCH	D	0.9%
LEVI	A	0.88%
SCS	D	0.85%
PLUS	C	0.85%
PRDO	A	0.84%
IMKTA	F	0.83%
BKE	D	0.82%
HNI	B	0.81%
HY	D	0.81%
ETD	F	0.81%
DDS	B	0.81%
GMS	C	0.77%
AMKR	C	0.77%
MATX	B	0.74%
JBSS	F	0.71%
NHC	D	0.71%
VSH	C	0.71%
WMK	D	0.66%
KTB	B	0.66%
STC	A	0.65%
PLAB	C	0.65%
OSUR	D	0.64%
SNDR	D	0.64%
CRVL	C	0.64%
XRX	F	0.63%
GNE	F	0.63%
CVI	F	0.62%
COLL	C	0.62%
EIG	D	0.61%
CCRN	F	0.61%
CPRX	D	0.61%
IDCC	C	0.61%
SANM	B	0.6%
SWBI	A	0.6%
GEF	D	0.6%
MOV	D	0.6%
IRWD	F	0.59%
SMP	C	0.57%
RGR	C	0.56%
GPI	A	0.56%
INVA	B	0.56%
BHE	A	0.56%
BRC	B	0.56%
LZB	F	0.55%
UFPT	A	0.55%
OFG	A	0.54%
PATK	D	0.54%
CNXN	D	0.53%
KFRC	D	0.53%
CNO	A	0.53%
AMPH	F	0.53%
FOR	D	0.53%
GNW	C	0.52%
HVT	F	0.52%
SLVM	A	0.51%
CPF	A	0.49%
LMAT	A	0.49%
SPOK	F	0.49%
MED	F	0.49%
CORT	D	0.48%
SXC	D	0.47%
RYI	F	0.47%
APOG	A	0.46%
AMN	D	0.46%
UVV	B	0.45%
ZYXI	D	0.45%
IDT	A	0.45%
WSR	D	0.44%
UVE	B	0.44%
OXM	A	0.44%
CEIX	F	0.42%
HSTM	B	0.42%
ACT	A	0.42%
RGP	D	0.42%
LRN	A	0.42%
LBRT	B	0.42%
EMBC	F	0.41%
GPOR	C	0.4%
HIBB	A	0.4%
HCKT	D	0.39%
AMRK	A	0.39%
NWLI	A	0.39%
ORGO	F	0.39%
SPTN	D	0.39%
SAFT	C	0.39%
SUPN	D	0.38%
TNC	D	0.38%
VGR	F	0.38%
JAKK	F	0.37%
SCHL	D	0.37%
IIPR	A	0.37%
PAHC	A	0.37%
HUBG	C	0.37%
OSIS	C	0.37%
MHO	D	0.37%
EQC	D	0.37%
CAL	D	0.36%
SCSC	C	0.36%
RMR	B	0.36%
BBSI	A	0.35%
NX	D	0.35%
WNC	F	0.35%
AGX	B	0.35%
IESC	B	0.34%
HSII	D	0.34%
SPNT	C	0.32%
EBF	D	0.31%
MLR	A	0.31%
SSTK	F	0.31%
WOR	D	0.3%
AMRX	A	0.3%
RELL	C	0.3%
EPM	F	0.3%
ZIMV	D	0.3%
TGNA	D	0.3%
PLPC	D	0.29%
ACCO	F	0.29%
GTY	C	0.29%
VIRC	B	0.29%
ZEUS	F	0.29%
GOLF	D	0.29%
BXC	D	0.29%
BNL	C	0.28%
CTO	B	0.28%
PANL	C	0.27%
OTTR	B	0.27%
KELYA	C	0.27%
VREX	F	0.27%
ODC	B	0.26%
REFI	A	0.26%
OMI	F	0.26%
DAKT	B	0.26%
MYE	A	0.26%
KRT	D	0.26%
ALX	C	0.26%
TPG	C	0.26%
ATEN	A	0.26%
FBP	A	0.25%
CARG	C	0.24%
HDSN	F	0.24%
LXP	D	0.24%
ADUS	C	0.24%
CCS	D	0.23%
APLE	F	0.23%
HMN	A	0.23%
NMRK	D	0.22%
PBH	D	0.22%
RLJ	D	0.22%
NRC	D	0.22%
CSGS	F	0.22%
TPH	A	0.22%
SMLR	F	0.21%
TCMD	F	0.21%
AAN	F	0.21%
GRNT	B	0.21%
WERN	D	0.21%
VYGR	D	0.21%
MMI	D	0.21%
ASIX	F	0.2%
HRMY	C	0.2%
ANDE	B	0.2%
CWCO	D	0.19%
DVAX	D	0.19%
IRMD	C	0.19%
VPG	D	0.18%
PLXS	B	0.18%
PRGS	F	0.18%
CCOI	F	0.18%
RCMT	F	0.17%
CRC	F	0.17%
ODP	C	0.17%
EPR	D	0.17%
CMT	D	0.16%
LTC	A	0.16%
BTU	F	0.16%
NVEC	F	0.16%
AHH	C	0.16%
UNF	F	0.15%
SHO	D	0.15%
GDRX	B	0.15%
UWMC	C	0.15%
BBW	A	0.15%
CNX	B	0.15%
ACAD	F	0.14%
ATRI	B	0.14%
WGO	F	0.14%
GIC	F	0.14%
MRTN	D	0.14%
MAN	B	0.14%
KAI	D	0.14%
UTL	B	0.14%
EZPW	C	0.13%
GTX	C	0.13%
TBRG	F	0.12%
INSW	A	0.12%
PRK	A	0.12%
AMWD	D	0.12%
SEM	B	0.12%
DFH	D	0.12%
ASB	A	0.12%
CRI	F	0.12%
NUS	F	0.11%
PK	D	0.11%
SCVL	B	0.11%
JWN	B	0.11%
HTH	C	0.1%
MGRC	D	0.1%
KOP	F	0.1%
OPY	A	0.1%
JOUT	F	0.1%
KNSA	C	0.1%
ITGR	D	0.09%
GRBK	C	0.09%
GHC	B	0.09%
PDM	B	0.09%
LYTS	B	0.08%
CSR	A	0.08%
DLX	A	0.08%
CUBI	D	0.08%
AVA	B	0.08%
RMNI	F	0.08%
NHI	A	0.08%
HE	F	0.07%
SHOO	D	0.07%
PSMT	A	0.07%
RNST	C	0.07%
HCI	B	0.06%
FF	B	0.06%
YMAB	C	0.06%
LPG	B	0.06%
IMMR	D	0.05%
DEA	C	0.04%
THRY	C	0.04%
EOLS	D	0.04%
ARCB	F	0.04%
GMRE	D	0.04%
KE	D	0.04%
SXI	C	0.04%
ALG	D	0.04%
AKR	B	0.04%
URBN	D	0.03%
UMH	C	0.03%
PARR	F	0.03%
ARCT	F	0.03%
NWN	B	0.02%
PAG	D	0.02%
JILL	C	0.02%
LMB	C	0.02%
OLP	A	0.02%
OSG	B	0.02%
NATR	C	0.02%
BDN	B	0.01%
ESRT	D	0.01%

ROSC Underweight 81 Positions Relative to QABA

Symbol	Grade	Weight
CBSH	A	-4.53%
WTFC	A	-3.77%
OZK	B	-3.21%
UBSI	D	-2.81%
FFIN	C	-2.68%
HWC	A	-2.5%
UMBF	B	-2.43%
TFSL	B	-2.23%
UCBI	B	-1.91%
BANF	B	-1.86%
FIBK	B	-1.78%
TCBI	B	-1.73%
WSFS	A	-1.65%
CVBF	D	-1.46%
FFBC	A	-1.35%
INDB	C	-1.35%
PPBI	D	-1.33%
SBCF	C	-1.25%
TBBK	F	-1.03%
LKFN	D	-0.98%
CLBK	F	-0.97%
IBTX	D	-0.97%
SYBT	B	-0.84%
CASH	B	-0.81%
WABC	B	-0.79%
SRCE	B	-0.77%
GABC	D	-0.59%
QCRH	C	-0.59%
SASR	D	-0.59%
RBCAA	B	-0.56%
SBSI	D	-0.51%
BFC	D	-0.5%
FMBH	B	-0.47%
FBMS	D	-0.47%
BRKL	D	-0.47%
AMAL	B	-0.47%
DCOM	C	-0.46%
CNOB	C	-0.45%
CFFN	D	-0.43%
FCBC	B	-0.4%
OSBC	B	-0.39%
MBWM	B	-0.38%
HBT	B	-0.38%
CFB	D	-0.38%
EGBN	F	-0.35%
HBNC	B	-0.34%
CCB	B	-0.32%
HONE	B	-0.3%
CCBG	D	-0.29%
FMNB	D	-0.29%
SMBC	D	-0.29%
CAC	B	-0.29%
WASH	C	-0.28%
HTBI	B	-0.28%
SPFI	B	-0.27%
NBN	C	-0.26%
PGC	D	-0.25%
CCNE	D	-0.25%
NFBK	D	-0.24%
BHRB	C	-0.24%
HIFS	C	-0.23%
MPB	B	-0.22%
SHBI	D	-0.22%
KRNY	F	-0.22%
MOFG	D	-0.21%
FFIC	D	-0.21%
RBB	B	-0.21%
BWB	B	-0.2%
CARE	D	-0.18%
NEWT	D	-0.17%
FISI	D	-0.17%
NRIM	C	-0.17%
PFIS	D	-0.17%
BMRC	D	-0.15%
WSBF	B	-0.15%
FRST	F	-0.15%
BLFY	D	-0.14%
FLIC	F	-0.14%
NECB	B	-0.14%
OVLY	C	-0.13%
CZFS	F	-0.12%