OPTZ vs. AFSM ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to Active Factor Small Cap ETF (AFSM)
OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings *

321

* may have additional holdings in another (foreign) market
AFSM

Active Factor Small Cap ETF

AFSM Description The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.64

Average Daily Volume

15,693

Number of Holdings *

295

* may have additional holdings in another (foreign) market
Performance
Period OPTZ AFSM
30 Days 8.47% 7.72%
60 Days 9.68% 6.49%
90 Days 11.36% 6.95%
12 Months 33.58%
32 Overlapping Holdings
Symbol Grade Weight in OPTZ Weight in AFSM Overlap
ACLS F 0.78% 0.02% 0.02%
AIT A 0.16% 0.14% 0.14%
ANF C 0.36% 0.82% 0.36%
BHE B 1.2% 0.29% 0.29%
CAL D 0.25% 0.36% 0.25%
CGEM F 0.1% 0.11% 0.1%
COOP B 0.22% 0.63% 0.22%
CRS A 0.2% 0.87% 0.2%
CVNA B 0.55% 0.53% 0.53%
DOLE D 0.27% 0.53% 0.27%
EME C 0.18% 0.79% 0.18%
FIX A 0.18% 0.79% 0.18%
GFF A 0.15% 0.1% 0.1%
HE C 0.04% 0.04% 0.04%
IDCC A 0.78% 1.17% 0.78%
KRYS B 0.12% 0.08% 0.08%
LNTH D 0.1% 0.43% 0.1%
NAVI C 0.19% 0.18% 0.18%
ODP F 0.27% 0.29% 0.27%
OMI F 0.1% 0.06% 0.06%
PHIN A 0.14% 0.28% 0.14%
PK B 0.09% 0.2% 0.09%
PRG C 0.22% 0.26% 0.22%
REVG B 0.14% 0.05% 0.05%
SBH C 0.36% 0.21% 0.21%
SBRA C 0.09% 0.29% 0.09%
SIG B 0.39% 0.37% 0.37%
SKYW B 0.18% 1.22% 0.18%
STRL B 0.2% 0.84% 0.2%
SWX B 0.05% 0.05% 0.05%
TPC C 0.15% 0.18% 0.15%
WFRD D 0.05% 0.42% 0.05%
OPTZ Overweight 289 Positions Relative to AFSM
Symbol Grade Weight
APP B 2.03%
NVDA C 1.44%
CRWD B 1.37%
CRM B 1.37%
TTMI B 1.36%
INTC D 1.31%
DELL C 1.29%
GDDY A 1.27%
NOW A 1.27%
FFIV B 1.25%
ANET C 1.24%
QLYS C 1.22%
CDNS B 1.21%
ITRI B 1.19%
MSI B 1.18%
SNPS B 1.16%
WIX B 1.15%
INFN C 1.11%
AAPL C 1.06%
VZIO A 1.04%
AMD F 1.03%
VRSN F 1.03%
BAH F 1.02%
IBM C 1.02%
AMAT F 1.0%
ROP B 1.0%
FSLR F 0.96%
DJT C 0.93%
LUMN C 0.83%
CRUS D 0.8%
DIS B 0.77%
NFLX A 0.73%
TMUS B 0.72%
RNG B 0.72%
ZM B 0.71%
EA A 0.66%
META D 0.65%
CMCSA B 0.64%
T A 0.64%
EAT A 0.55%
AMC C 0.54%
NPAB B 0.52%
TSLA B 0.49%
WWW B 0.48%
NCLH B 0.48%
RCL A 0.47%
COIN C 0.42%
HBI B 0.42%
WOOF D 0.42%
UNFI A 0.41%
RL B 0.39%
LULU C 0.39%
MAR B 0.39%
DECK A 0.39%
AMZN C 0.38%
LVS C 0.38%
WHR B 0.37%
GRMN B 0.37%
WYNN D 0.36%
BZH B 0.35%
LOW D 0.35%
PCT C 0.34%
FIVE F 0.34%
DPZ C 0.34%
PVH C 0.34%
ORLY B 0.34%
ALV C 0.33%
BURL A 0.33%
TAP C 0.32%
MCD D 0.32%
CHDN B 0.32%
APO B 0.31%
YETI C 0.31%
ENR B 0.31%
ETSY D 0.3%
CHD B 0.3%
ULTA F 0.3%
ROST C 0.29%
DKS C 0.29%
GPC D 0.29%
COST B 0.29%
LC A 0.28%
LEA D 0.28%
TGT F 0.28%
LNW D 0.28%
SQ B 0.27%
MELI D 0.27%
WBA F 0.27%
STZ D 0.27%
AX A 0.26%
DAN D 0.26%
PEP F 0.26%
CVS D 0.26%
APTV D 0.25%
CL D 0.25%
GS A 0.25%
KKR A 0.25%
FI A 0.25%
AMP A 0.25%
BG F 0.25%
TROW B 0.24%
ARES A 0.24%
AXP A 0.24%
CROX D 0.24%
BLK C 0.24%
BHF B 0.24%
CINF A 0.23%
AGO B 0.23%
PRU A 0.23%
EWTX C 0.23%
AIZ A 0.23%
CPAY A 0.23%
SIGI C 0.22%
GPN B 0.22%
WTW B 0.22%
LBPH A 0.22%
BR A 0.22%
V A 0.22%
TRV B 0.22%
NATL B 0.21%
GL B 0.21%
PGR A 0.21%
AXON A 0.21%
VRT B 0.21%
AER B 0.21%
BFH B 0.21%
MSCI C 0.21%
BRO B 0.21%
ALL A 0.21%
LDI C 0.2%
ICE C 0.2%
MKTX D 0.2%
CME A 0.2%
SPGI C 0.2%
HIG B 0.2%
MCO B 0.2%
GATO D 0.2%
RNR C 0.2%
ZIM C 0.2%
ACGL D 0.19%
DAL C 0.19%
PMT D 0.19%
CBOE B 0.19%
CB C 0.19%
APD A 0.18%
VMC B 0.18%
GTLS B 0.18%
PAYC B 0.18%
XPO B 0.18%
LPX B 0.18%
EXP A 0.18%
HQY B 0.17%
JBLU F 0.17%
AVNT B 0.17%
MLM B 0.17%
HASI D 0.17%
PEN B 0.16%
EMN D 0.16%
SHW A 0.16%
DOCU A 0.16%
PCTY B 0.16%
PWR A 0.16%
ACHR B 0.16%
INCY C 0.16%
VERA B 0.16%
GNRC B 0.16%
HON B 0.15%
ECL D 0.15%
HUBB B 0.15%
ESTC C 0.15%
ISRG A 0.15%
TT A 0.15%
ETN A 0.15%
PCAR B 0.15%
PEGA A 0.15%
WAB B 0.15%
JAZZ B 0.15%
PH A 0.15%
URI B 0.15%
SAIA B 0.15%
PODD C 0.15%
CLOV D 0.15%
PNR A 0.15%
THC D 0.14%
STGW B 0.14%
COR B 0.14%
ZBH C 0.14%
MRC B 0.14%
DGX A 0.14%
WST C 0.14%
LECO B 0.14%
UTHR C 0.14%
CAH B 0.14%
LIVN F 0.14%
AKRO B 0.14%
LIN D 0.14%
DVA B 0.14%
SYK C 0.14%
CAT B 0.14%
UNH C 0.13%
WDAY B 0.13%
BV B 0.13%
VRSK A 0.13%
ALGN D 0.13%
FDX B 0.13%
NBIX C 0.13%
VRTX F 0.13%
SAVA D 0.13%
OSK B 0.13%
PBI B 0.13%
WWD B 0.13%
ASH D 0.13%
MANH D 0.13%
AHCO F 0.12%
SHC F 0.12%
AOS F 0.12%
MOH F 0.12%
RPRX D 0.12%
XYL D 0.12%
STE F 0.12%
RSG A 0.12%
ETNB C 0.12%
DAWN F 0.12%
IQV D 0.11%
EFX F 0.11%
COGT D 0.11%
SRPT D 0.11%
BAX D 0.11%
DLR B 0.11%
SNDX F 0.11%
KURA F 0.11%
VNO B 0.11%
BA F 0.11%
ADBE C 0.11%
TMO F 0.11%
UHS D 0.11%
IDXX F 0.11%
DYN F 0.11%
UNIT B 0.1%
EQIX A 0.1%
RHP B 0.1%
WELL A 0.1%
SPG B 0.1%
EXPI C 0.1%
CBRE B 0.1%
HII D 0.09%
CPT B 0.09%
PEB D 0.09%
NEXT B 0.09%
ELS C 0.09%
CE F 0.09%
LAMR D 0.09%
WY D 0.09%
OGN D 0.09%
NMRK B 0.09%
REXR F 0.08%
NVRI F 0.08%
RDFN D 0.08%
SBAC D 0.08%
EGP F 0.08%
TDW F 0.08%
ICLR D 0.08%
PRIM A 0.08%
CEG D 0.07%
KNTK B 0.07%
BKR B 0.07%
WMB A 0.07%
BKD D 0.07%
AMT D 0.07%
TRGP B 0.07%
DTM B 0.07%
ATO A 0.06%
WKC D 0.06%
ETR B 0.06%
SLB C 0.06%
OII B 0.06%
WHD B 0.06%
FTI A 0.06%
SANA F 0.06%
NRG B 0.06%
EIX B 0.05%
VAL D 0.05%
DUK C 0.05%
DTE C 0.05%
APA D 0.05%
SO D 0.05%
DK C 0.05%
AES F 0.04%
NFE D 0.04%
OPTZ Underweight 263 Positions Relative to AFSM
Symbol Grade Weight
MLI C -1.38%
NHC C -1.2%
SFM A -1.0%
CPRX C -0.93%
ALKS B -0.93%
PFBC B -0.87%
DAKT B -0.86%
ZETA D -0.81%
MHO D -0.78%
JXN C -0.78%
CVLT B -0.74%
MTG C -0.73%
BCC B -0.72%
CALM A -0.72%
HALO F -0.7%
UVE B -0.7%
POWL C -0.7%
TMHC B -0.7%
TBBK B -0.7%
RDN C -0.7%
SANM B -0.67%
CEIX A -0.67%
MCY A -0.65%
SLVM B -0.65%
SLG B -0.65%
HSII B -0.64%
AROC B -0.64%
BMI B -0.63%
CRVL A -0.62%
HWKN B -0.61%
FDP B -0.61%
GMED A -0.61%
GMS B -0.6%
REZI A -0.6%
UFPT B -0.6%
PLUS F -0.59%
NTB B -0.58%
PRK B -0.58%
EGBN B -0.57%
NHI D -0.57%
CORT B -0.57%
NMIH D -0.56%
SUPN C -0.56%
BTU B -0.55%
TGNA B -0.55%
OFG B -0.54%
BXC B -0.54%
CHCO B -0.54%
BELFB C -0.53%
STBA B -0.53%
KBH D -0.52%
BRBR A -0.52%
AMWD C -0.52%
HIMS B -0.51%
COKE C -0.51%
MUSA A -0.51%
GEO B -0.51%
PI D -0.5%
APPF B -0.49%
WT B -0.49%
ACT D -0.49%
PRDO B -0.47%
TEX D -0.47%
DFIN D -0.46%
CSWI A -0.46%
PINC B -0.46%
HRB D -0.44%
DDS B -0.44%
PLAB C -0.43%
USLM A -0.43%
RMR F -0.42%
IESC B -0.41%
LGND B -0.41%
YMAB F -0.41%
EVER F -0.41%
QTWO A -0.4%
ADUS D -0.4%
AMR C -0.39%
BDC B -0.39%
PRGS A -0.38%
INMD C -0.38%
WNC C -0.38%
VRNT C -0.38%
M D -0.37%
RDNT B -0.37%
YOU D -0.37%
MATX C -0.37%
ANIP F -0.37%
APOG B -0.37%
TILE B -0.37%
BPMC C -0.36%
CRAI B -0.36%
LOPE B -0.36%
MD B -0.36%
LRN A -0.36%
HRMY D -0.36%
BLBD D -0.36%
IIPR D -0.36%
HIW D -0.35%
CNXN C -0.35%
CASH A -0.35%
ESNT D -0.34%
PDM D -0.34%
MOG.A B -0.34%
TRMK B -0.34%
MTH D -0.34%
CMC B -0.33%
FBP B -0.33%
ATKR C -0.33%
PBF D -0.32%
LPG F -0.32%
ATGE B -0.32%
PFS B -0.32%
CUZ B -0.31%
SCS C -0.31%
IBOC A -0.31%
SPNS F -0.3%
TWI F -0.3%
DXC B -0.3%
CNK B -0.3%
GRBK D -0.3%
RXST F -0.3%
AKR B -0.29%
CRDO B -0.29%
DNOW B -0.29%
HURN B -0.29%
TCMD A -0.29%
ADMA B -0.28%
VIRT B -0.28%
BKE B -0.28%
ASO F -0.28%
HUBG A -0.28%
THFF B -0.28%
AZZ B -0.27%
MEDP D -0.27%
AVNS F -0.27%
SXC A -0.27%
ITCI C -0.27%
HCC B -0.27%
BNL D -0.27%
PSN D -0.27%
ABG B -0.26%
INTA A -0.26%
BKU A -0.26%
CCRN F -0.26%
VRNS D -0.26%
HCI C -0.26%
BKH A -0.26%
PIPR B -0.25%
GNK D -0.25%
AGX B -0.25%
GIII D -0.25%
PRM C -0.25%
HAE C -0.23%
KN B -0.23%
VNDA C -0.23%
MED F -0.23%
NTCT C -0.23%
LMAT A -0.23%
HLX B -0.22%
IMKTA C -0.22%
HDSN F -0.22%
SMP B -0.22%
AMKR D -0.21%
NX C -0.21%
TMDX F -0.21%
VCTR B -0.21%
EXTR B -0.21%
SIGA F -0.21%
WABC B -0.21%
BLFS C -0.2%
ENS D -0.2%
KRC C -0.2%
CMPR D -0.2%
INSW F -0.2%
NUS D -0.2%
SGBX F -0.19%
DHT F -0.19%
ONTO D -0.19%
ASGN F -0.19%
ASC F -0.19%
NSSC D -0.19%
TARS B -0.19%
UCTT D -0.18%
TNC D -0.18%
GOGL F -0.18%
HOV D -0.17%
TGTX B -0.17%
NVST B -0.17%
ADNT F -0.17%
AXSM B -0.17%
BRC D -0.16%
KELYA F -0.16%
XRX F -0.16%
SD D -0.16%
HY D -0.16%
HROW D -0.16%
VSH D -0.16%
SCSC B -0.15%
SCVL F -0.15%
GES F -0.15%
STNG F -0.15%
NECB B -0.14%
METC C -0.14%
ALRM C -0.14%
MRVI F -0.14%
AYI B -0.14%
EIG B -0.13%
TWST D -0.13%
CWCO C -0.13%
PCRX C -0.13%
MOV C -0.13%
CSGS B -0.13%
CECO A -0.12%
CLW F -0.12%
ALKT B -0.12%
OSCR D -0.11%
YEXT A -0.11%
CHRD D -0.11%
INVA D -0.11%
RAMP C -0.1%
AMCX C -0.1%
ASTH D -0.1%
SPSC C -0.09%
MAX F -0.09%
MLKN D -0.08%
KTB B -0.08%
ATLO D -0.07%
TPH D -0.07%
PEBK B -0.07%
CTRE D -0.07%
WGO C -0.07%
FTDR A -0.06%
APAM B -0.06%
CTS C -0.06%
GRND A -0.06%
JWN C -0.06%
KSS F -0.06%
OGS A -0.05%
AMPH D -0.05%
NSIT F -0.05%
ATEN B -0.05%
AMN F -0.04%
TDC D -0.04%
SEMR B -0.04%
PHR F -0.04%
FORM D -0.04%
ETD C -0.04%
EOLS D -0.04%
ANDE D -0.04%
OTTR C -0.04%
COLL F -0.04%
PGNY F -0.03%
JBI F -0.03%
VITL D -0.03%
RYI C -0.03%
SWI B -0.03%
EMBC C -0.03%
LBRT D -0.03%
ACIW B -0.02%
MITK C -0.0%
MAIN A -0.0%
EPAC B -0.0%
Compare ETFs