FYT vs. RZV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Guggenheim S&P Smallcap 600 Pure Value ETF (RZV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$114.85

Average Daily Volume

5,815

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

Performance

Period	FYT	RZV
30 Days	7.02%	6.71%
60 Days	5.29%	5.38%
90 Days	4.45%	5.78%
12 Months	23.16%	25.84%

54 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in RZV	Overlap
ABM	B	0.26%	0.78%	0.26%
ADNT	F	0.44%	1.11%	0.44%
AVNS	F	0.19%	0.26%	0.19%
BFH	C	0.73%	1.86%	0.73%
BHE	C	0.26%	1.8%	0.26%
BKU	A	0.4%	0.35%	0.35%
CAL	F	0.56%	0.61%	0.56%
CRGY	B	0.62%	2.08%	0.62%
DAN	F	0.39%	0.5%	0.39%
DNOW	B	0.69%	0.62%	0.62%
FDP	B	0.14%	1.99%	0.14%
GBX	A	0.79%	1.51%	0.79%
GEO	B	0.5%	1.49%	0.5%
GIII	D	0.62%	0.6%	0.6%
GNW	A	0.13%	1.38%	0.13%
HOPE	C	0.39%	0.65%	0.39%
HTZ	C	0.76%	1.34%	0.76%
HUBG	A	0.39%	0.37%	0.37%
JBGS	F	0.11%	0.45%	0.11%
KALU	C	0.4%	0.86%	0.4%
KSS	F	0.54%	0.87%	0.54%
MLKN	F	0.47%	0.31%	0.31%
MODG	F	0.37%	0.61%	0.37%
NAVI	F	0.48%	0.37%	0.37%
ODP	F	0.21%	0.42%	0.21%
OI	C	0.12%	0.61%	0.12%
OMI	F	0.28%	0.36%	0.28%
PDCO	F	0.44%	0.26%	0.26%
PEB	D	0.33%	0.53%	0.33%
PFS	B	0.14%	0.41%	0.14%
PHIN	A	0.55%	2.17%	0.55%
PPBI	C	0.13%	0.29%	0.13%
PSMT	D	0.23%	0.33%	0.23%
RC	D	0.11%	0.23%	0.11%
REZI	A	0.62%	1.03%	0.62%
RNST	B	0.41%	0.39%	0.39%
SAH	C	0.54%	0.79%	0.54%
SBH	C	0.5%	0.85%	0.5%
SCSC	C	0.5%	1.43%	0.5%
SCVL	F	0.3%	0.58%	0.3%
SFNC	C	0.41%	0.62%	0.41%
SNDR	B	0.39%	0.49%	0.39%
SNEX	A	0.29%	1.23%	0.29%
STC	B	0.12%	0.68%	0.12%
TALO	C	0.69%	0.26%	0.26%
TGNA	B	0.7%	0.59%	0.59%
TTMI	C	0.32%	0.56%	0.32%
UVV	B	0.61%	0.49%	0.49%
VBTX	B	0.4%	0.46%	0.4%
VSAT	F	0.32%	0.19%	0.19%
VSCO	C	0.5%	0.66%	0.5%
WERN	C	0.37%	0.33%	0.33%
WKC	C	0.55%	1.75%	0.55%
XRX	F	0.39%	0.72%	0.39%

FYT Overweight 202 Positions Relative to RZV

Symbol	Grade	Weight
CXW	C	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
JBT	B	0.73%
CTOS	B	0.72%
ECVT	C	0.72%
CUBI	B	0.72%
VTLE	C	0.71%
CABO	B	0.71%
ULH	C	0.69%
PINC	B	0.69%
KMT	B	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	B	0.65%
HELE	C	0.65%
PK	C	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
VAC	C	0.62%
WS	B	0.62%
BTU	B	0.62%
KOS	D	0.62%
SPNT	B	0.62%
PARR	F	0.61%
PLAB	C	0.61%
INVA	D	0.61%
SHO	D	0.6%
AVA	B	0.59%
TRMK	C	0.59%
EPC	F	0.59%
VC	F	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	B	0.58%
ZD	B	0.58%
PRDO	B	0.58%
RES	D	0.57%
BY	B	0.57%
GHC	B	0.56%
FOR	F	0.56%
FFBC	B	0.56%
USM	B	0.55%
EBC	B	0.55%
DBRG	F	0.54%
WMK	C	0.53%
VSH	F	0.52%
MRC	B	0.52%
CCS	D	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	C	0.51%
AMWD	C	0.51%
GES	F	0.51%
CVI	F	0.5%
EQC	B	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	C	0.49%
CENTA	C	0.49%
LADR	B	0.49%
PRG	C	0.48%
NWE	C	0.47%
ABR	C	0.47%
OEC	C	0.47%
CVBF	A	0.46%
ANDE	D	0.46%
VSTS	C	0.46%
HIW	C	0.46%
SASR	B	0.44%
CASH	B	0.44%
BNL	C	0.44%
PLYA	B	0.44%
BANR	B	0.44%
WSBC	B	0.43%
CATY	B	0.43%
CRK	B	0.43%
FULT	A	0.42%
FRME	B	0.42%
PFBC	B	0.42%
WSFS	B	0.41%
HY	D	0.41%
EFSC	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
TCBK	C	0.4%
ALG	B	0.39%
FIBK	A	0.39%
FCF	B	0.39%
SRCE	B	0.39%
NX	C	0.39%
WGO	C	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
BUSE	B	0.37%
ARCB	C	0.37%
UNF	B	0.36%
KLG	B	0.36%
IPGP	D	0.36%
MRTN	D	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	F	0.33%
SSTK	F	0.32%
LGIH	F	0.32%
LC	C	0.32%
CAR	C	0.3%
GRBK	D	0.3%
ASB	B	0.3%
NIC	B	0.29%
HMN	B	0.29%
FHB	B	0.29%
CRI	F	0.29%
AMN	F	0.28%
FHI	B	0.28%
PBH	A	0.28%
KAR	B	0.28%
DFH	D	0.28%
NWBI	B	0.27%
SBCF	B	0.27%
GOGO	C	0.27%
CSGS	B	0.27%
FBNC	B	0.27%
MTX	B	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
IOSP	C	0.26%
HTH	C	0.25%
STBA	B	0.25%
DK	C	0.25%
ROCK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
OFG	B	0.24%
SCL	C	0.24%
CXT	C	0.24%
ARI	C	0.24%
ALEX	B	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	F	0.23%
YETI	D	0.23%
LCII	C	0.23%
ROG	D	0.22%
PATK	C	0.22%
FOXF	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	C	0.15%
MGPI	F	0.15%
TCBI	C	0.15%
BHF	C	0.14%
BHLB	B	0.14%
CBU	B	0.14%
FBK	C	0.14%
MTRN	C	0.13%
XPEL	B	0.13%
DEI	B	0.13%
HLIO	B	0.13%
IVT	A	0.13%
CVCO	A	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
NMRK	C	0.12%
CNMD	C	0.12%
MSEX	C	0.12%
UPBD	B	0.12%
EVTC	B	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	B	0.12%
OXM	F	0.11%
CWEN	C	0.11%
SHOO	F	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CNXN	C	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 78 Positions Relative to RZV

Symbol	Grade	Weight
LUMN	C	-2.11%
JBLU	F	-1.86%
UNFI	A	-1.85%
SATS	D	-1.84%
JXN	C	-1.71%
GDOT	D	-1.67%
DXPE	B	-1.47%
MD	C	-1.46%
NATL	B	-1.46%
EZPW	B	-1.35%
CWK	C	-1.32%
HZO	F	-1.13%
SANM	B	-1.1%
FL	F	-1.1%
NVRI	D	-1.02%
KELYA	F	-1.0%
AHCO	F	-0.95%
CENX	B	-0.87%
PRA	C	-0.85%
CHEF	A	-0.83%
VYX	B	-0.82%
WWW	A	-0.81%
SXC	A	-0.79%
UFCS	A	-0.78%
SPTN	D	-0.77%
TILE	B	-0.74%
MPW	F	-0.71%
PAHC	C	-0.7%
PENN	C	-0.7%
DLX	B	-0.69%
ALK	B	-0.69%
AXL	C	-0.66%
ASIX	B	-0.66%
AAP	D	-0.66%
PRAA	D	-0.64%
ALGT	B	-0.64%
HSII	B	-0.62%
NWL	C	-0.61%
SLG	B	-0.59%
MCY	A	-0.59%
VTOL	B	-0.58%
BDN	C	-0.57%
EGBN	B	-0.56%
AOSL	C	-0.56%
HBI	B	-0.55%
MATV	D	-0.52%
BGS	F	-0.51%
CMA	B	-0.51%
RUN	F	-0.51%
LNC	C	-0.5%
VSTO	A	-0.48%
DCOM	B	-0.48%
NBR	C	-0.46%
IBTX	B	-0.46%
BANC	B	-0.45%
VIRT	A	-0.45%
DXC	B	-0.43%
SEM	B	-0.42%
ASTE	C	-0.42%
HAFC	B	-0.42%
VFC	C	-0.42%
MDU	D	-0.41%
HCSG	C	-0.39%
HFWA	C	-0.37%
ECPG	C	-0.37%
PUMP	C	-0.37%
NTCT	C	-0.37%
HPP	F	-0.36%
BRKL	B	-0.36%
WNC	C	-0.32%
SMP	C	-0.32%
LEG	F	-0.28%
CNSL	C	-0.26%
HAIN	D	-0.2%
FLGT	F	-0.2%
THS	D	-0.19%
TWI	F	-0.17%
SVC	F	-0.15%