FYC vs. PSC ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Principal U.S. Small Cap Index ETF (PSC)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.11

Average Daily Volume

27,658

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

PSC

Principal U.S. Small Cap Index ETF

PSC Description

The Principal U.S. Small Cap Index ETF seeks to provide investment results that closely correspond, before expenses, to the performance of the NASDAQ U.S. Small Cap Select Leaders Index. The ETF employs a passive investment approach designed to track the performance of the Index.

Grade (RS Rating)

Last Trade

$55.67

Average Daily Volume

28,644

Number of Holdings ^*

473

* may have additional holdings in another (foreign) market

Performance

Period	FYC	PSC
30 Days	9.32%	6.04%
60 Days	10.25%	6.24%
90 Days	13.41%	6.70%
12 Months	44.40%	32.83%

127 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in PSC	Overlap
AAT	B	0.36%	0.08%	0.08%
ACAD	C	0.13%	0.3%	0.13%
ADMA	B	0.6%	0.28%	0.28%
ADUS	D	0.32%	0.14%	0.14%
AESI	B	0.22%	0.1%	0.1%
AGM	B	0.26%	0.18%	0.18%
AGYS	A	0.26%	0.18%	0.18%
ALKT	B	0.56%	0.13%	0.13%
ALX	D	0.21%	0.03%	0.03%
AMPH	F	0.33%	0.15%	0.15%
AMRX	C	0.64%	0.1%	0.1%
ANIP	F	0.24%	0.1%	0.1%
AORT	B	0.48%	0.06%	0.06%
APOG	C	0.42%	0.12%	0.12%
ARDX	F	0.16%	0.08%	0.08%
AROC	A	0.27%	0.18%	0.18%
ASTH	F	0.43%	0.08%	0.08%
ATGE	B	0.67%	0.2%	0.2%
AZZ	A	0.36%	0.2%	0.2%
BANF	B	0.41%	0.14%	0.14%
BGC	C	0.4%	0.45%	0.4%
BKD	F	0.28%	0.09%	0.09%
BL	B	0.13%	0.41%	0.13%
BLBD	D	0.38%	0.23%	0.23%
BLFS	C	0.3%	0.06%	0.06%
CAKE	C	0.42%	0.24%	0.24%
CALM	A	0.58%	0.27%	0.27%
CARG	B	0.42%	0.19%	0.19%
CBZ	B	0.14%	0.28%	0.14%
CDRE	F	0.21%	0.08%	0.08%
CEIX	A	0.28%	0.29%	0.28%
CENX	B	0.46%	0.17%	0.17%
CHCO	B	0.39%	0.11%	0.11%
CHEF	A	0.59%	0.08%	0.08%
CNK	C	0.68%	0.58%	0.58%
COLL	F	0.37%	0.11%	0.11%
CPRX	C	0.52%	0.15%	0.15%
CRAI	C	0.51%	0.11%	0.11%
CTS	C	0.13%	0.06%	0.06%
CWAN	B	0.57%	0.33%	0.33%
DOCN	C	0.33%	0.32%	0.32%
DORM	B	0.57%	0.1%	0.1%
EAT	A	0.91%	1.07%	0.91%
ENVA	B	0.72%	0.32%	0.32%
EPAC	C	0.27%	0.14%	0.14%
ESRT	C	0.33%	0.14%	0.14%
EVH	F	0.21%	0.09%	0.09%
FBP	C	0.47%	0.37%	0.37%
FCPT	C	0.23%	0.14%	0.14%
FTDR	B	0.69%	0.21%	0.21%
GABC	B	0.41%	0.09%	0.09%
GFF	A	0.39%	0.36%	0.36%
HLX	B	0.22%	0.1%	0.1%
HNI	B	0.61%	0.13%	0.13%
HRMY	D	0.39%	0.1%	0.1%
HWKN	B	0.58%	0.11%	0.11%
ICFI	F	0.33%	0.16%	0.16%
IDCC	B	0.76%	0.47%	0.47%
IESC	C	0.79%	0.26%	0.26%
IIPR	D	0.27%	0.19%	0.19%
KNTK	A	0.3%	0.15%	0.15%
LGND	C	0.28%	0.12%	0.12%
LMAT	A	0.52%	0.12%	0.12%
LPG	F	0.09%	0.11%	0.09%
LRN	A	0.7%	0.28%	0.28%
LTC	B	0.12%	0.14%	0.12%
MGEE	B	0.28%	0.2%	0.2%
MGNI	B	0.42%	0.24%	0.24%
MNKD	C	0.53%	0.15%	0.15%
MWA	B	0.54%	0.31%	0.31%
NBHC	C	0.55%	0.2%	0.2%
NHC	C	0.6%	0.06%	0.06%
NHI	D	0.32%	0.14%	0.14%
NMIH	C	0.43%	0.33%	0.33%
NSSC	D	0.11%	0.09%	0.09%
NXRT	B	0.24%	0.06%	0.06%
OII	B	0.39%	0.12%	0.12%
OSIS	A	0.35%	0.1%	0.1%
OSW	B	0.54%	0.07%	0.07%
PAYO	A	0.82%	0.4%	0.4%
PJT	A	0.71%	0.51%	0.51%
PLMR	A	0.53%	0.25%	0.25%
PMT	C	0.32%	0.19%	0.19%
POWL	C	0.81%	0.33%	0.33%
PRCT	B	0.64%	0.25%	0.25%
PRGS	A	0.48%	0.17%	0.17%
PRIM	A	0.81%	0.53%	0.53%
PRM	C	0.54%	0.05%	0.05%
PTGX	D	0.54%	0.25%	0.25%
QCRH	B	0.73%	0.1%	0.1%
REVG	C	0.63%	0.2%	0.2%
ROAD	B	0.76%	0.3%	0.3%
RXST	F	0.21%	0.21%	0.21%
RYTM	C	0.68%	0.24%	0.24%
SEMR	C	0.4%	0.05%	0.05%
SKT	A	0.26%	0.3%	0.26%
SKWD	A	0.58%	0.32%	0.32%
SKYW	C	0.62%	0.45%	0.45%
SLVM	B	0.58%	0.16%	0.16%
SMPL	B	0.13%	0.26%	0.13%
STRA	C	0.12%	0.08%	0.08%
STRL	A	0.75%	0.61%	0.61%
SWI	C	0.25%	0.05%	0.05%
SXI	B	0.26%	0.12%	0.12%
SXT	C	0.23%	0.09%	0.09%
TBBK	B	0.6%	0.5%	0.5%
TGLS	B	0.51%	0.24%	0.24%
TGTX	B	0.79%	0.5%	0.5%
THR	B	0.12%	0.06%	0.06%
TNC	D	0.11%	0.11%	0.11%
TNDM	D	0.24%	0.25%	0.24%
TWST	F	0.3%	0.3%	0.3%
UE	B	0.38%	0.27%	0.27%
UFPT	C	0.47%	0.14%	0.14%
UMH	B	0.24%	0.08%	0.08%
USLM	A	0.69%	0.1%	0.1%
VCTR	B	0.55%	0.41%	0.41%
VCYT	B	0.65%	0.14%	0.14%
VECO	F	0.1%	0.17%	0.1%
VERX	A	0.45%	0.32%	0.32%
VITL	D	0.39%	0.22%	0.22%
WABC	B	0.13%	0.12%	0.12%
WDFC	B	0.26%	0.16%	0.16%
WT	A	0.4%	0.24%	0.24%
WTTR	A	0.43%	0.07%	0.07%
YELP	C	0.12%	0.21%	0.12%
YOU	D	0.48%	0.17%	0.17%

FYC Overweight 113 Positions Relative to PSC

Symbol	Grade	Weight
RKLB	A	1.06%
WWW	A	0.75%
TRUP	B	0.74%
GVA	A	0.72%
WULF	C	0.71%
DOCS	C	0.71%
STEP	C	0.69%
MCY	A	0.69%
ACLX	C	0.68%
LMND	B	0.67%
ALHC	C	0.65%
GSHD	A	0.64%
TRN	B	0.64%
PBI	B	0.61%
PTON	A	0.6%
DSGR	C	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	B	0.57%
SYBT	B	0.57%
PRK	B	0.55%
JANX	C	0.54%
CDE	C	0.54%
PTCT	B	0.54%
CHWY	B	0.53%
SATS	D	0.53%
NPAB	F	0.49%
CCOI	B	0.49%
LFST	B	0.49%
SMTC	B	0.49%
SABR	C	0.48%
OUT	A	0.48%
BCRX	D	0.47%
LITE	B	0.47%
MBIN	F	0.43%
OSCR	D	0.43%
SITM	B	0.42%
NRIX	C	0.42%
SHAK	C	0.42%
RNG	C	0.41%
CIFR	C	0.4%
GERN	D	0.39%
HURN	C	0.39%
KTOS	B	0.38%
ESE	B	0.38%
KN	B	0.36%
BRC	D	0.34%
IOVA	F	0.32%
FLNC	D	0.32%
CWT	C	0.32%
ASPN	F	0.32%
NSA	C	0.31%
WRBY	A	0.31%
HLIT	D	0.3%
HEES	C	0.29%
DRVN	B	0.28%
TNL	A	0.28%
LKFN	C	0.27%
OCUL	D	0.27%
NEO	C	0.26%
BANC	B	0.26%
MAC	B	0.25%
ARQT	B	0.25%
CDP	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
GTX	C	0.23%
JJSF	C	0.23%
DNLI	D	0.23%
KW	C	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	A	0.23%
ACVA	B	0.23%
EPR	C	0.22%
PHR	F	0.22%
AIV	C	0.22%
ELME	D	0.22%
HUMA	F	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	B	0.17%
TGI	B	0.16%
MIR	A	0.16%
PAR	A	0.16%
BEAM	D	0.13%
CLB	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	C	0.13%
CARS	C	0.13%
PLAY	D	0.13%
FBRT	D	0.12%
AMC	C	0.12%
AWR	B	0.12%
TR	B	0.12%
WEN	D	0.12%
PZZA	F	0.11%
RRR	F	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	D	0.09%
RLAY	F	0.09%

FYC Underweight 346 Positions Relative to PSC

Symbol	Grade	Weight
SFM	A	-0.97%
HIMS	B	-0.84%
HLNE	B	-0.83%
UMBF	B	-0.79%
AX	B	-0.78%
CRS	B	-0.78%
JXN	C	-0.77%
AIT	B	-0.74%
ONB	C	-0.68%
COOP	B	-0.66%
FN	C	-0.63%
ATKR	D	-0.6%
CNX	A	-0.6%
RHP	B	-0.58%
ANF	F	-0.57%
RMBS	B	-0.57%
HALO	F	-0.56%
IRT	A	-0.55%
HQY	A	-0.54%
MLI	B	-0.52%
HCC	B	-0.51%
ITRI	C	-0.51%
TEX	F	-0.49%
DY	D	-0.49%
CTRE	C	-0.49%
PI	D	-0.48%
BOOT	C	-0.48%
EPRT	B	-0.48%
KBH	D	-0.47%
ESNT	F	-0.47%
HAE	C	-0.47%
QLYS	B	-0.46%
FULT	A	-0.46%
SM	B	-0.46%
PAGS	F	-0.45%
CNO	B	-0.45%
CORT	B	-0.45%
TRNO	F	-0.44%
ALE	A	-0.44%
OGS	A	-0.44%
MATX	C	-0.43%
AEO	F	-0.43%
CVLT	B	-0.42%
SWX	B	-0.41%
ALTR	B	-0.41%
CMC	B	-0.41%
ALKS	C	-0.41%
RDNT	B	-0.41%
MTH	D	-0.4%
NARI	C	-0.4%
BKH	A	-0.39%
SUM	B	-0.39%
BCC	B	-0.39%
EXLS	B	-0.39%
VRNS	D	-0.39%
WTS	B	-0.38%
ENSG	C	-0.38%
ABCB	B	-0.38%
MMSI	A	-0.37%
IBP	D	-0.37%
CSWI	B	-0.37%
GMS	B	-0.37%
MGY	A	-0.36%
QTWO	A	-0.36%
BOX	B	-0.36%
UFPI	C	-0.35%
LIVN	F	-0.35%
SR	A	-0.35%
URBN	C	-0.35%
TMDX	F	-0.34%
MOG.A	B	-0.34%
CHX	C	-0.34%
CABO	B	-0.33%
ITGR	B	-0.33%
ZETA	D	-0.31%
TGNA	B	-0.31%
ACLS	F	-0.31%
STNG	F	-0.31%
IART	C	-0.31%
ENV	B	-0.31%
CBT	D	-0.31%
KAI	B	-0.31%
CWK	C	-0.3%
FSS	B	-0.3%
ICUI	D	-0.3%
TDW	F	-0.29%
BCO	F	-0.29%
ENS	F	-0.29%
TMHC	C	-0.29%
MOD	A	-0.28%
IBOC	B	-0.28%
AGX	B	-0.28%
KNF	B	-0.28%
HCI	C	-0.28%
ABM	B	-0.27%
AVA	A	-0.27%
KFY	B	-0.27%
MMS	F	-0.27%
CNMD	C	-0.27%
WHD	B	-0.27%
VRRM	F	-0.26%
HTLF	B	-0.26%
RPD	B	-0.26%
NEOG	F	-0.26%
WAFD	B	-0.26%
OPCH	D	-0.25%
SHO	D	-0.25%
OTTR	C	-0.24%
AKR	B	-0.24%
SPSC	D	-0.24%
LBRT	D	-0.24%
LNTH	D	-0.24%
ACIW	B	-0.24%
GPI	B	-0.24%
SNEX	B	-0.23%
INMD	C	-0.23%
ASGN	F	-0.23%
AXNX	A	-0.23%
WSFS	B	-0.23%
BNL	D	-0.23%
GPOR	B	-0.22%
SEM	B	-0.22%
BMI	B	-0.22%
BDC	C	-0.22%
NSIT	F	-0.21%
KTB	B	-0.21%
REZI	A	-0.2%
SFNC	C	-0.2%
SANM	B	-0.2%
JBI	F	-0.19%
HMN	B	-0.19%
WGO	C	-0.19%
VRTS	B	-0.19%
FFBC	B	-0.18%
PGNY	F	-0.18%
FUL	F	-0.18%
STAA	F	-0.18%
RAMP	B	-0.18%
ALRM	C	-0.18%
EXPO	D	-0.18%
PBH	A	-0.18%
SRDX	B	-0.17%
SHOO	F	-0.17%
HELE	C	-0.17%
PHIN	A	-0.17%
OFG	B	-0.17%
FRME	B	-0.17%
FELE	B	-0.17%
TPH	D	-0.17%
MHO	D	-0.17%
HOPE	C	-0.16%
NMRK	C	-0.16%
ALG	B	-0.16%
FCF	B	-0.16%
NOVT	D	-0.16%
INSW	F	-0.16%
AMN	F	-0.16%
LANC	C	-0.16%
BMBL	C	-0.16%
BCPC	B	-0.15%
SGRY	F	-0.15%
LOB	C	-0.15%
KWR	C	-0.15%
VCEL	B	-0.15%
CVCO	A	-0.15%
RPAY	D	-0.15%
SUPN	C	-0.14%
LMB	B	-0.14%
ROCK	C	-0.14%
DHT	F	-0.14%
GRBK	D	-0.14%
VC	F	-0.14%
NTB	B	-0.14%
SMMT	D	-0.14%
IOSP	C	-0.13%
VSTO	A	-0.13%
PFBC	B	-0.13%
MTX	B	-0.13%
FBMS	B	-0.13%
SSTK	F	-0.13%
ENR	B	-0.13%
AMWD	C	-0.13%
LZB	B	-0.12%
EFSC	B	-0.12%
RSI	A	-0.12%
CMRE	C	-0.12%
CSTM	F	-0.12%
FBK	C	-0.12%
PRVA	C	-0.12%
PLXS	B	-0.12%
SPNT	B	-0.12%
KALU	C	-0.11%
CRVL	B	-0.11%
TILE	B	-0.11%
BLKB	B	-0.11%
USPH	B	-0.11%
ACT	C	-0.11%
PATK	C	-0.11%
UNIT	B	-0.11%
ATEN	A	-0.1%
FOXF	F	-0.1%
BV	C	-0.1%
EPC	F	-0.1%
IMAX	B	-0.1%
IMXI	B	-0.1%
CSR	B	-0.1%
SMLR	B	-0.1%
BKE	B	-0.1%
BHE	C	-0.1%
GOLF	B	-0.1%
ANET	C	-0.1%
GIII	D	-0.1%
MLKN	F	-0.1%
CXM	C	-0.1%
AMAL	B	-0.09%
PLAB	C	-0.09%
ARHS	F	-0.09%
HSII	B	-0.09%
PLUS	F	-0.09%
BLX	B	-0.09%
MD	C	-0.09%
DXPE	C	-0.09%
STBA	B	-0.09%
GHC	B	-0.09%
PFC	B	-0.09%
BBSI	B	-0.09%
INOD	B	-0.09%
SBH	C	-0.09%
GEF	A	-0.09%
DESP	B	-0.09%
SRCE	B	-0.09%
PEBO	B	-0.08%
INVA	D	-0.08%
OSBC	A	-0.08%
CAL	F	-0.08%
HFWA	C	-0.08%
BY	B	-0.08%
PSMT	D	-0.08%
OMCL	C	-0.08%
CPF	B	-0.08%
HAFC	B	-0.08%
WKC	C	-0.08%
CFB	B	-0.07%
PRDO	B	-0.07%
AHCO	F	-0.07%
UVE	B	-0.07%
FG	A	-0.07%
VREX	B	-0.07%
FOR	F	-0.07%
ORRF	B	-0.07%
PCRX	C	-0.07%
IBCP	B	-0.07%
MLR	C	-0.07%
CECO	B	-0.07%
MCRI	A	-0.06%
METC	C	-0.06%
UTI	B	-0.06%
GRND	A	-0.06%
IMMR	C	-0.06%
TRNS	D	-0.06%
DOLE	D	-0.06%
CSTL	D	-0.06%
MDXG	B	-0.06%
WSR	A	-0.06%
DFH	D	-0.06%
HY	D	-0.06%
CCB	A	-0.06%
SCSC	C	-0.06%
CENTA	C	-0.06%
SCVL	F	-0.05%
SLP	D	-0.05%
VMEO	B	-0.05%
HOV	D	-0.05%
PNTG	D	-0.05%
GHM	A	-0.05%
REAX	D	-0.05%
GRC	A	-0.05%
ASC	F	-0.05%
KOP	C	-0.05%
YEXT	B	-0.05%
LILAK	D	-0.05%
GCI	D	-0.05%
NABL	F	-0.05%
AHH	D	-0.05%
MBWM	B	-0.05%
GDYN	B	-0.04%
OSUR	F	-0.04%
BELFB	C	-0.04%
CNXN	C	-0.04%
AVNS	F	-0.04%
SB	F	-0.04%
CCRN	F	-0.04%
SMP	C	-0.04%
DAKT	C	-0.04%
TCMD	B	-0.04%
OSPN	A	-0.04%
USAP	B	-0.04%
ZIP	D	-0.04%
XERS	C	-0.04%
REX	D	-0.04%
MTUS	C	-0.04%
HSTM	B	-0.04%
WLDN	C	-0.04%
DJCO	B	-0.04%
IRWD	F	-0.04%
PUBM	C	-0.04%
EOLS	D	-0.04%
CDNA	D	-0.04%
UTL	B	-0.04%
TPB	B	-0.04%
NR	B	-0.03%
NRC	F	-0.03%
AMCX	C	-0.03%
UHT	D	-0.03%
APEI	B	-0.03%
CBL	B	-0.03%
HROW	D	-0.03%
MCFT	C	-0.03%
YMAB	F	-0.03%
STGW	A	-0.03%
SPNS	F	-0.03%
VIRC	B	-0.03%
AGS	A	-0.03%
EE	A	-0.03%
PTVE	B	-0.03%
MEC	F	-0.03%
MLAB	F	-0.03%
ZIMV	D	-0.03%
IDT	B	-0.03%
EGY	D	-0.03%
CSV	B	-0.03%
IRMD	C	-0.03%
CENT	C	-0.03%
CTO	B	-0.03%
LILA	D	-0.02%
SIGA	F	-0.02%
CMPO	B	-0.02%
HRTX	F	-0.02%
AXGN	C	-0.02%
ADV	D	-0.02%
DH	F	-0.02%
XPEL	B	-0.02%
BVS	D	-0.02%
HCKT	B	-0.02%
EGHT	B	-0.01%
AEYE	C	-0.01%