SQLV vs. FYT ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$39.47

Average Daily Volume

4,018

Number of Holdings ^*

232

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.51

Average Daily Volume

12,719

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	FYT
30 Days	-3.11%	-1.04%
60 Days	-3.21%	0.15%
90 Days	-1.61%	1.53%
12 Months	19.98%	27.78%

45 Overlapping Holdings

Symbol	Grade	Weight in SQLV	Weight in FYT	Overlap
ADUS	C	0.39%	0.12%	0.12%
ANDE	B	0.77%	0.39%	0.39%
APAM	D	0.68%	0.12%	0.12%
ARCH	D	0.7%	0.7%	0.7%
AX	A	0.54%	0.53%	0.53%
BKE	D	0.67%	0.36%	0.36%
BXC	D	0.51%	0.24%	0.24%
CALM	D	0.64%	0.67%	0.64%
CATY	D	0.59%	0.5%	0.5%
CNXN	D	0.5%	0.26%	0.26%
COHU	F	0.4%	0.12%	0.12%
CRI	F	0.53%	0.23%	0.23%
CTS	A	0.4%	0.13%	0.13%
DFIN	A	0.39%	0.27%	0.27%
FHI	F	0.6%	0.38%	0.38%
FWRD	F	0.39%	0.2%	0.2%
HTZ	F	0.52%	0.4%	0.4%
IART	F	0.42%	0.11%	0.11%
IBOC	A	0.66%	0.54%	0.54%
INVA	B	0.46%	0.67%	0.46%
KFRC	D	0.4%	0.12%	0.12%
KFY	D	0.58%	0.12%	0.12%
LGND	D	0.37%	0.26%	0.26%
MCRI	C	0.44%	0.25%	0.25%
NMIH	A	0.54%	0.65%	0.54%
NX	D	0.41%	0.35%	0.35%
ODP	C	0.62%	0.53%	0.53%
OLPX	F	0.33%	0.27%	0.27%
OMCL	C	0.45%	0.25%	0.25%
PARR	F	0.54%	0.59%	0.54%
PCRX	F	0.36%	0.24%	0.24%
PFBC	A	0.48%	0.4%	0.4%
PLUS	C	0.43%	0.27%	0.27%
PRDO	A	0.46%	0.72%	0.46%
PRG	B	0.55%	0.69%	0.55%
RYI	F	0.59%	0.63%	0.59%
SLVM	A	0.61%	0.54%	0.54%
SSTK	F	0.4%	0.37%	0.37%
STBA	B	0.53%	0.52%	0.52%
TGNA	D	0.64%	0.62%	0.62%
VCTR	A	0.72%	0.32%	0.32%
VSH	C	0.59%	0.66%	0.59%
WOR	D	0.6%	0.37%	0.37%
XRX	F	0.67%	0.32%	0.32%
ZD	D	0.42%	0.22%	0.22%

SQLV Overweight 187 Positions Relative to FYT

Symbol	Grade	Weight
CVI	F	0.89%
DXC	F	0.81%
NYCB	D	0.8%
WIRE	A	0.75%
BTU	F	0.71%
ALE	A	0.68%
INSW	A	0.65%
OMI	F	0.64%
TEX	D	0.64%
CEIX	F	0.63%
CAR	D	0.62%
SANM	B	0.6%
NVST	F	0.59%
CRCT	C	0.59%
HLNE	A	0.59%
CNS	D	0.56%
EVC	C	0.55%
VGR	F	0.55%
WHD	B	0.55%
CCSI	F	0.55%
LE	A	0.54%
IRDM	C	0.52%
ACDC	F	0.52%
SCS	D	0.52%
ITGR	D	0.51%
GIII	D	0.51%
PFC	B	0.5%
LRN	A	0.5%
AGX	B	0.49%
MCBC	A	0.49%
YELP	C	0.49%
HAE	A	0.49%
TDC	F	0.49%
RES	F	0.49%
RMR	B	0.49%
REX	B	0.48%
PBH	D	0.48%
SD	C	0.47%
IDCC	C	0.47%
TH	C	0.47%
MED	F	0.47%
ZEUS	F	0.46%
NPK	A	0.46%
MRVI	C	0.46%
WTTR	B	0.46%
AMK	D	0.45%
MSBI	D	0.45%
LXU	C	0.45%
JBSS	F	0.45%
CLW	B	0.45%
PRGS	F	0.45%
MD	D	0.45%
IIIN	D	0.44%
SWIM	F	0.44%
HAFC	C	0.44%
STRL	D	0.43%
GIC	F	0.42%
NTCT	F	0.42%
WNC	F	0.42%
HWKN	A	0.42%
CCRN	F	0.42%
BBW	A	0.42%
ROCK	D	0.42%
AMPY	B	0.42%
UIS	C	0.41%
AVNS	D	0.41%
MBWM	B	0.41%
ASTH	D	0.41%
QUAD	D	0.41%
OSBC	B	0.41%
DHIL	C	0.41%
PLAB	C	0.41%
WINA	C	0.4%
YOU	F	0.4%
THRY	C	0.4%
SGC	B	0.4%
EBF	D	0.4%
HRMY	C	0.39%
SMMF	B	0.39%
STAA	B	0.39%
EXTR	F	0.39%
MCB	B	0.39%
FOR	D	0.39%
SUPN	D	0.39%
TWI	F	0.39%
DVAX	D	0.38%
PAHC	A	0.38%
BELFB	B	0.38%
THFF	B	0.38%
POWL	B	0.37%
CVEO	D	0.37%
IRWD	F	0.37%
VREX	F	0.37%
MPX	C	0.37%
SPFI	B	0.36%
USNA	D	0.36%
NTGR	F	0.36%
AMPH	F	0.36%
COLL	C	0.36%
FLWS	D	0.36%
CORT	D	0.36%
GNE	F	0.35%
HBB	C	0.35%
FISI	D	0.35%
CRVL	C	0.35%
AIRS	F	0.35%
CIVB	F	0.35%
NATR	C	0.35%
IMXI	D	0.35%
PTSI	C	0.34%
PETQ	D	0.34%
PLPC	D	0.34%
MGNI	D	0.34%
RGP	D	0.34%
MCFT	F	0.34%
BCBP	D	0.33%
CVGI	F	0.33%
OSG	B	0.33%
UNTY	B	0.32%
ANGO	C	0.32%
ATRI	B	0.32%
ATEN	A	0.32%
RLGT	F	0.32%
CASS	D	0.32%
PKBK	C	0.32%
SGH	F	0.32%
LMAT	A	0.32%
ARC	C	0.32%
NBN	C	0.31%
SGA	A	0.31%
NECB	B	0.31%
ACIC	D	0.31%
HSTM	B	0.31%
DAKT	B	0.31%
ANIP	C	0.31%
ZIP	F	0.31%
NVEC	F	0.3%
HCKT	D	0.3%
MITK	C	0.3%
SPOK	F	0.3%
PKE	F	0.3%
JAKK	F	0.3%
CPRX	D	0.3%
BSIG	C	0.3%
POWW	B	0.3%
PETS	F	0.3%
DXLG	F	0.29%
RNGR	F	0.29%
VPG	D	0.29%
BTMD	C	0.29%
KRT	D	0.29%
LQDT	D	0.29%
OFLX	F	0.29%
AMSWA	F	0.29%
MYPS	F	0.29%
VRA	D	0.29%
NRC	D	0.29%
UTMD	F	0.27%
HOFT	F	0.27%
IRMD	C	0.26%
ANIK	A	0.26%
CMT	D	0.26%
EVBN	F	0.26%
TCMD	F	0.25%
TRDA	D	0.25%
IMMR	D	0.25%
OSUR	D	0.24%
ASRT	D	0.24%
MNSB	D	0.24%
EGRX	F	0.23%
CTKB	F	0.23%
PBYI	D	0.21%
INTT	F	0.21%
MDXG	D	0.2%
PRTS	F	0.2%
ZYXI	D	0.2%
VYGR	D	0.2%
CCRD	C	0.19%
SMLR	F	0.18%
ARCT	F	0.18%
LTRX	D	0.17%
DERM	F	0.16%
RCMT	F	0.16%
BWFG	F	0.14%
TZOO	D	0.12%
HBCP	B	0.11%
SURG	F	0.08%

SQLV Underweight 207 Positions Relative to FYT

Symbol	Grade	Weight
CRK	C	-0.75%
NWN	B	-0.7%
AVA	B	-0.69%
PHIN	A	-0.68%
FFBC	A	-0.68%
CRC	F	-0.68%
CNX	B	-0.68%
REVG	A	-0.67%
WMK	D	-0.67%
TALO	D	-0.67%
UVV	B	-0.67%
USM	D	-0.67%
MODG	B	-0.66%
HIW	A	-0.66%
RC	C	-0.65%
SCHL	D	-0.65%
EIG	D	-0.65%
DNOW	D	-0.65%
RLJ	D	-0.64%
SNDR	D	-0.64%
PINC	F	-0.64%
ABR	C	-0.64%
IMKTA	F	-0.64%
ATSG	C	-0.63%
HE	F	-0.63%
CHGG	F	-0.62%
CABO	F	-0.62%
GHC	B	-0.62%
GDEN	F	-0.61%
SPB	C	-0.61%
UAA	F	-0.61%
LZB	F	-0.6%
GEF	D	-0.6%
LILAK	B	-0.58%
PFS	B	-0.57%
GEO	B	-0.57%
BZH	D	-0.57%
CASH	B	-0.57%
JBT	F	-0.57%
MLKN	D	-0.56%
MSGE	A	-0.56%
KSS	F	-0.56%
SR	B	-0.55%
INDB	C	-0.55%
DIOD	C	-0.55%
PEBO	B	-0.55%
FRME	B	-0.54%
ABM	B	-0.54%
ENVA	B	-0.54%
SAH	B	-0.54%
VBTX	B	-0.54%
AAT	B	-0.53%
FCF	B	-0.53%
KOS	D	-0.53%
FULT	A	-0.53%
NWE	B	-0.53%
WSFS	A	-0.53%
KN	B	-0.53%
EFSC	C	-0.52%
CXW	C	-0.52%
CNO	A	-0.52%
DAN	C	-0.52%
ALGT	F	-0.52%
NBHC	C	-0.51%
CUBI	D	-0.51%
EBC	C	-0.51%
BANR	B	-0.51%
BNL	C	-0.5%
SASR	D	-0.5%
OCFC	C	-0.5%
HUBG	C	-0.5%
WERN	D	-0.49%
AMN	D	-0.49%
CIM	D	-0.49%
MRTN	D	-0.49%
NAVI	D	-0.49%
HPP	F	-0.48%
CTOS	F	-0.48%
REZI	D	-0.48%
ADNT	F	-0.48%
SBH	F	-0.47%
HTLD	F	-0.46%
CCS	D	-0.44%
GES	B	-0.44%
TRMK	A	-0.42%
APOG	A	-0.41%
OFG	A	-0.4%
GOGO	C	-0.4%
OEC	B	-0.4%
SNEX	A	-0.4%
TOWN	B	-0.39%
SJW	D	-0.39%
EPC	B	-0.39%
KOP	F	-0.39%
BKU	B	-0.39%
SRCE	B	-0.39%
EQC	D	-0.39%
FIBK	B	-0.39%
BLMN	F	-0.38%
UNF	F	-0.38%
CENTA	C	-0.38%
KMT	D	-0.38%
HOPE	D	-0.38%
RNST	C	-0.38%
BUSE	B	-0.38%
NHC	D	-0.38%
WAFD	B	-0.38%
PNM	C	-0.38%
SFNC	D	-0.37%
TCBK	B	-0.37%
WSBC	D	-0.37%
PDCO	F	-0.37%
NWBI	C	-0.37%
VAC	C	-0.37%
VSCO	F	-0.35%
KLG	B	-0.35%
ICUI	F	-0.35%
HLF	C	-0.35%
MATW	D	-0.35%
ECVT	F	-0.35%
WGO	F	-0.34%
LGIH	D	-0.33%
BOOT	B	-0.31%
JBLU	D	-0.31%
HELE	D	-0.31%
FOXF	F	-0.3%
PRIM	A	-0.29%
DEA	C	-0.28%
PLXS	B	-0.28%
UCBI	B	-0.27%
JELD	B	-0.27%
GTY	C	-0.27%
KALU	A	-0.27%
ASB	A	-0.27%
LNN	C	-0.27%
CWEN	B	-0.27%
FBP	A	-0.27%
FHB	A	-0.27%
HTLF	A	-0.27%
XHR	B	-0.26%
MTX	A	-0.26%
TCBI	B	-0.26%
PSMT	A	-0.26%
DEI	B	-0.26%
BHLB	B	-0.26%
HTH	C	-0.26%
TRS	B	-0.26%
EAT	A	-0.26%
NBTB	B	-0.26%
LTH	F	-0.25%
WD	C	-0.25%
AUB	C	-0.25%
THS	D	-0.25%
CMCO	C	-0.25%
CVBF	D	-0.25%
VRTS	D	-0.25%
SBCF	C	-0.25%
JBGS	F	-0.25%
NMRK	D	-0.24%
FBNC	F	-0.24%
PATK	D	-0.24%
BDC	C	-0.24%
OI	F	-0.24%
CBRL	F	-0.23%
STRA	A	-0.15%
AIR	B	-0.15%
OII	B	-0.14%
ADV	B	-0.14%
PTVE	C	-0.14%
OXM	A	-0.13%
NVEE	D	-0.13%
TTMI	A	-0.13%
GO	F	-0.13%
STC	A	-0.13%
NIC	C	-0.13%
DK	F	-0.13%
ALEX	C	-0.13%
ARI	F	-0.13%
HI	F	-0.13%
CAKE	D	-0.13%
B	C	-0.13%
ARCB	F	-0.13%
MPW	C	-0.13%
PGRE	B	-0.13%
CPK	B	-0.13%
FDP	D	-0.13%
NNI	A	-0.13%
MWA	A	-0.13%
FBK	B	-0.13%
VICR	F	-0.12%
CMTG	D	-0.12%
ENOV	F	-0.12%
DORM	C	-0.12%
CVCO	C	-0.12%
ROG	C	-0.12%
PPBI	D	-0.12%
SCL	D	-0.12%
CBU	C	-0.12%
AIN	F	-0.12%
GNW	C	-0.12%
CSGS	F	-0.12%
HNI	B	-0.12%
LXP	D	-0.12%
SHOO	D	-0.12%
SHEN	F	-0.11%
IBTX	D	-0.11%
ATUS	F	-0.1%